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WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

38 Articles / Provisions · Malta
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Table of Provisions (38)

Preamble Reg. 1 Citation and commencement. Reg. 2 Scope. Skeda 2 Reg. 3 Interpretation. Reg. 4 Applicability. Reg. 5 Use of a standard document. Reg. 6 Consultation with the Radiation Protection Board. Reg. 7 Classification system for shipments. Reg. 8 Application for authorisation of shipment. Reg. 9 Transmission of the application to the competent authorities. Reg. 10 Acknowledgement of receipt of application and request for information. Reg. 11 Consent and refusal. Reg. 12 Authorisation of shipments. Reg. 13 Acknowledgement of receipt of the shipment. Reg. 14 Shipment failure. Reg. 15 Application for authorisation of shipment. Reg. 16 Transmission of the application to the competent authorities. Reg. 17 Acknowledgement of receipt of application and request for information. Reg. 18 Consent and refusal. Reg. 19 Authorisation of shipments. Reg. 20 Acknowledgement of receipt of the shipment. Reg. 21 Shipment failure. Reg. 22 Application for authorisation of shipment. Reg. 23 Transmission of the application to the competent authorities. Reg. 24 Acknowledgement of receipt of application and request for information. Reg. 25 Consent and refusal. Reg. 26 Authorisation of shipments. Reg. 27 Acknowledgement of receipt of the shipment. Reg. 28 Shipment failure. Reg. 29 Exports out of Malta. Reg. 30 Prohibited exports. Reg. 31 Transit through the Community where Malta is the first Member State of transit. Reg. 32 Transit through the Community where Malta is not the first Member State of transit. Reg. 33 Imports into Malta. Reg. 34 Offences under these regulations. Reg. 35 Penalties. Reg. 36 Applicability of the Criminal Code.

Statutory Text (38 Articles)

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

SUBSIDIARY LEGISLATION 549.51

WASTE MANAGEMENT (SUPERVISION AND CONTROL OF

SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL)

REGULATIONS

4th October, 2013 *

LEGAL NOTICE 48 of 2009.

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

The title of these regulations is the Waste Management

(Supervision and Control of Shipments of Radioactive Waste and

Spent Fuel) Regulations.

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

(1) These regulations shall bring into effect the provisions

of Council Directive 2006/117/EURATOM of 20 November 2006

on the supervision and control of shipments of radioactive waste

and spent fuel and Commission Decision 2008/312/EURATOM of

5 March 2008 establishing the standard document for the

supervision and control of shipments of radioactive waste and spent

fuel referred to in Council Directive 2006/117/EURATOM.

(2) These regulations lay down a system of supervision and

control of transboundary shipments of radioactive waste and spent

fuel, so as to guarantee an adequate protection of the population.

(3) These regulations provide additional measures, procedures

and guidance to those mentioned in the Nuclear Safety and

Radiation Protection Regulations.

Liġijiet ta' Malta — Leġiżlazzjoni Sussidjarja 549.51 — Regolamenti ta’ dwar Maniġġar ta’ Skart (Superviżjoni u Kontroll ta’ Vjaġġi ta’ Skart Radjuattiv u ta’ Kombustibbli Eżawrit)

(Regolament 5)

EXPLANATORY NOTES

to each item of the standard document sections A-1 to A-6 and B-1 to B-6

Definition of a duly completed application: An application for the authorisation of

a shipment of radioactive waste or spent fuel is duly completed in accordance with

Directive 2006/117/Euratom, if - in case of shipments of radioactive waste - each

item of section A-1, or - in case of shipments of spent fuel - each item of section B-

1, contains the required information, either by ticking the relevant box, deleting

(=crossing out) the non-applicable option or filling in the relevant data and values.

In case of an application for several shipments, items 8 and 9 may contain estimates.

(1) The applicant must duly complete all items 1 to 14. In item 1 tick one of the

boxes as applicable to define the type of shipment and fill in the relevant frontier

posts in case third countries are concerned in the shipment,

(a) Tick Type MM for shipments between Member States, eventually

passing through one or more other Member States or third countries.

(b) Tick Type IM for shipments from a third country to a Member State (=

import into the Community), bearing in mind, that the application must

include evidence that the consignee has made an arrangement with the

holder established in the third country, and which has been accepted by

the competent authority of that third country, obliging that holder to

take back the radioactive waste or spent fuel where a shipment cannot

or may not be completed.

(c) Tick Type ME for shipments from a Member State to a third Country (=

export from the Community), or

(d) Tick Type TT for shipments from one third country to another third

country passing one or more Member States, bearing in mind that the

application must include evidence that the consignee established in the

third country has made an arrangement with the holder established in

the third country, and accepted by the competent authority of that third

country, obliging that holder to take back radioactive waste or spent fuel

where a shipment cannot or may not be completed.

(2) By ticking the relevant box, the applicant must state clearly whether the

application covers only one shipment within a period of time (e.g. 05/2010, 2009 or

2010-2011) or whether the application covers more than one shipment within a

period of time, but not more than a period of three years from the date of

authorisation. A single application may be sent in respect of more than one

shipment, provided the following conditions are met as set out in Article 6(2) of the

Directive 2006/117/ Euratom

(a) the radioactive waste or spent fuel to which it relates essentially has the

same physical, chemical and radioactive characteristics; and

(b) the shipments are to be made from the same holder to the same

consignee and involve the same competent authorities, and

(c) where the shipments involve transit through third countries, such transit

is made via the same frontier post of entry to and/or exit from the

Community and via the same frontier post(s) of the third country or

countries concerned, unless otherwise agreed between the competent

authorities concerned.

(3) The applicant must fill in the relevant frontier posts in case one or more

third countries are concerned in the shipment. These frontier posts must be identical

for all shipments covered by the application unless otherwise agreed by the

competent authorities.

(4) The applicant must fill in his/her trade name, address and contact details.

The trade name, also known as a trading name or a business name, is the name which

a business trades under for commercial purposes, although its registered, legal name,

used for contracts and other formal situations, may be another. The applicant must

tick the appropriate box to define his/her function, which is the following, depending

on the type of shipment

(a) the holder in case of a shipment between Member States (Type MM) or

an export from the Community into a third country (Type ME);

(b) the consignee in case of an import into the Community from a third

country (Type IM);

(c) the person responsible for the shipment in the Member State by which

the radioactive waste or spent fuel enters the Community in case of a

transit through the Community (Type TT).

(5) The applicant must fill in the trade name, address and contact details of the

location, where the radioactive waste or spent fuel is held before the shipment,

which can be different from the address of the applicant.

(6) The applicant must fill in the trade name, address and contact details of the

consignee. In case of shipment type IM, this information is identical with item 4.

(7) The applicant must fill in the trade name, address and contact details of the

location, where the radioactive waste or spent fuel will be held after the shipment,

which can be different from the address of the consignee.

(8) The applicant must complete all fields either by ticking the appropriate box

(more than one answer is possible) or filling in the specific characteristics and

values of the radioactive waste or spent fuel. These values may be estimates in case

of several shipments.

(9)

The applicant must complete item 9, the values may be estimates.

(10) The applicant must tick and define the type of activity giving rise to the

radioactive waste or spent fuel and tick the appropriate box(es) or specify any other

activity. More than one answer is possible.

(11) The applicant must define the purpose of the shipment and tick the

appropriate box (only one answer is possible) or specify any other purpose.

(12) The applicant must list up, as planned, the different modes of transport

foreseen for the shipment (road, rail, sea, air, inland waterway) and add accordingly

the relevant point of departure, point of arrival and the planned carrier (if already

known). Changes of this schedule at a later point during the application procedure

are possible and should be notified to the competent authorities but do not require a

new application for approval.

(13) The applicant must list up all countries concerned in the shipment, starting

with the first Member State or third country where the radioactive waste or spent

fuel is held and ending with the last Member State or third country, where it will be

held after the completion of the shipment. Should the applicant whish to change the

sequential list of countries, a new application is required.

(14) The applicant must declare who takes back the radioactive waste or spent

fuel in case the shipment(s) cannot take place or if the conditions for shipment

cannot be fulfilled. Where the shipment is of type IM or TT, the applicant must

attach to the application evidence of an arrangement between the consignee in the

Member State or third country of destination and the holder of the radioactive waste

or spent fuel in the third country which has been approved by the competent

authorities of the third country.

Having completed items 1 to 14 the applicant must send the section 1 of the

standard document to the competent authority, which is responsible for issuing the

authorisation for the shipment.

The competent authority responsible for issuing the shipment authorisation or

refusal is the following, depending on the type of the shipment is

•

the competent authority of the Member State of origin in case of

shipments between Member States (Type MM) and exports out of the

Community (Type ME);

•

the competent authority of the Member State of destination in case of an

import into the Community (Type IM);

•

the competent authority of the first Member State of transit, where the

shipment enters the Community in case of a transit through the

Community (Type TT).

The relevant contact data can be retrieved from the electronic communication

platform established and maintained by the Commission or from the published list of

competent authorities.

(15) Immediately upon receipt of the application, the competent authority

responsible for issuing the authorisation for the shipment must -

(a) enter the registration number at the top of each section of the standard

document, starting with section 1,

(b) verify that all items of section 1 have been duly completed by the

applicant,

(c) complete item 15 of section 2 and make sufficient copies of sections 1,

2 and 3 for each Member State or Country concerned. Third countries of

transit are consulted for information only.

(16) The competent authority responsible for the authorisation must -

(a) complete, as appropriate, item 16 of section 2 (and 18 of section 3) for

each competent authority of the Member States or Countries concerned

as listed in item 13, whose consent is required for the shipment(s) to be

authorised, and

(b) send the duly completed application (section 1) together with section 2 -

without delay - for consent to each competent authority concerned

named in item 16.

(17) Item 17 to be completed by the competent authority of the Member State(s)

concerned. The date of the application and of receipt must be entered immediately

upon receipt of the application. Within twenty days after the date of receipt the

competent authority of the Member States concerned must verify, if the application

is duly completed (all items 1 to 14 must be completed and no information may be

missing; some values may be estimates). Only 17(a) or 17(b) can apply, please

delete as applicable.

(a) If the competent authority of the Member State(s) of transit, if any, or of

destination consider the application not duly completed, they must

complete item 17(a), delete item 17(b) and notify their request for

missing information to the competent authority responsible for issuing

the authorisation (referred to as in item 15). They have to clearly state,

which information is missing (fill in or attach document). The

competent authority requesting the missing information must send

copies of section 2 to all other competent authorities of the Member

States concerned referred to as in item 13 within a period of twenty days

from the date of receipt of the application. The relevant contact data can

be retrieved from the electronic communication platform established

and maintained by the Commission or from the published list of

competent authorities. If one Member State concerned considers the

application not duly completed, the procedure is stopped. In this case,

even if the competent authority of Member State of destination

considers the application duly completed, they may not send an

acknowledgement of receipt until the requested information has been

received and no further request has been sent within ten days after the

receipt of the missing information. This procedure may be repeated

until all missing information has been received and no further requests

for missing information have been sent.

Not later than ten days after expiry of the twenty days from the receipt

of application, if no request for missing information has been received

within the twenty-day period and if the competent authority of the

Member State concerned deems the application duly completed, it must

send section 2 to the competent authority responsible for the

authorisation as referred to as in item 15 and copies thereof to all other

competent authorities of the Member States concerned as referred to as

in item 13. The relevant contact data can be retrieved from the

electronic communication platform established and maintained by the

Commission or from the published list of competent authorities.

Shorter periods of time can be agreed between all competent authorities

of the Member States concerned.

(b) In order to allow the competent authorities to request missing

information within a period of twenty days after the receipt of the

application, the competent authority of the Member State of destination

must not issue their acknowledgement of receipt before the expiry of

the twenty days deadline. Upon expiry of the twenty-day deadline, if the

competent authority of the Member States of destination consider the

application duly completed and if either no other Member States are

concerned or no other competent authority concerned requested missing

information, it (the competent authority of the Member States of

destination) must complete item 17(b).

(18) Immediately upon receipt of the acknowledgement of receipt of a duly

completed application of the competent authority of the Member State of destination

the competent authority responsible for the authorisation must verify if the deadlines

have been respected, and complete item 18 of section 3 for each Member State

concerned, as listed in item 13, whose consent is required for the shipment(s) to be

authorised.

The competent authority concerned must make necessary additional entries in

(19) The competent authority responsible for the authorisation must fill in the

general deadline for automatic approval, which applies to all Member States

concerned. This expiry date is in general two months after the date of

acknowledgement of receipt of the Member State of destination as referred to as in

item 17(b). Then the competent authority responsible for the authorisation has to

send section 3 on the consent or refusal to all Member States or Countries

concerned.

Immediately upon receipt of section 3, any competent authority concerned must

decide if a further period of time is needed to decide upon refusal or consent to the

shipment. An additional period of up to one month may be requested by deleting the

general deadline in item 19, filling in the new deadline and notifying the extended

deadline to all competent authorities concerned.

(20) The competent authority concerned must give the application due

consideration. Not later than the expiry of the deadline for the automatic approval,

the competent authority concerned must complete item 20 and return the original

copy of section 3 (scanned original if sent by e-mail) to the competent authority

responsible for issuing the authorisation (as referred to as in item 15). In case

consent is refused, reasons must be given and must be based (for Member States of

Transit) on the relevant national, Community or international legislation applicable

to the transport of radioactive material or - for Member States of destination - on

relevant legislation applicable to the management of radioactive waste or spent fuel

or on relevant national, Community or international legislation applicable to the

transport of radioactive material. Any conditions imposed must not be more

stringent than those laid down for similar shipments within Member States. Failure

to complete and return the standard document by the due time shall be taken as

deemed consent to the shipment application, subject to Article 9(2) of Directive

2006/117/Euratom.

(21) The competent authority responsible for issuing the shipment authorisation

must complete items 21 to 23, when all consents necessary for the shipment have

been given by the competent authorities concerned, bearing in mind, that tacit

consent is deemed to be given only provided that -

(a) the acknowledgement of receipt has been received (at least) from the

competent authority of the Member State of destination (as referred to

as in item 17(b), and

(b) no request for missing information have been left unanswered, and

(c) no reply (neither consent nor refusal) has been received within the

applicable deadlines as referred to as in item 19 from the competent

authorities concerned.

(22) The competent authority referred to as in item 21 must list up or attach, if

space provided is not sufficient, all consents (incl. conditions) and refusals (incl.

reasons) received, if any, from all competent authorities concerned.

(23) The competent authority referred to as in item 21 must -

(a) complete item 23 bearing in mind that the maximum period of validity

for the authorisation is three years and that a single authorisation may

cover more than one shipment, where the conditions set out in Article

6(2) of the Directive 2006/117/Euratom are met,

(b) send the original of section 4a to the applicant together with the sections

1, 4a, 5 and 6, and

(c) send copies of section 4a to all other competent authorities concerned.

(24) The competent authority responsible for issuing the shipment authorisation

must complete items 24 to 25, if at least one of the competent authorities concerned

did not give their consent to the shipment.

(25) The competent authority as referred to in item 24 must list up or attach all

consents and refusals received, including all conditions and reasons for refusal and

send the original copy of section 4b to the applicant and copies of this section to all

other competent authorities concerned.

(26) If the shipment(s) has(ve) been authorised and the applicant has received

sections 4a, 5 and 6, he/she must duly complete item 26. In case the application

covers several shipments, he/she must make sufficient copies of section 5 for each

shipment.

(27) The applicant must tick the appropriate box, indicating whether the

authorisation covers a single shipment or several shipments. In case of several

shipments, the appropriate serial number must be filled in.

(28) Before each shipment the applicant must duly complete item 28 to 30 (even

if the authorisation relates to several shipments). In this section, the values must not

be estimates.

(29) The applicant must duly complete item 29 (list of packages) and indicate at

the bottom the total number of packages, the total number of each type of package,

the total net mass, the total gross mass and the total activity (GBq) of all packages. If

the place provided in the document is not sufficient, please attach a separate list with

the information requested.

(30) The applicant must complete item 30 (date of origin and declaration) before

each shipment of radioactive waste of spent fuel (even if the authorisation relates to

several shipments). Together with sections 1 and 4a, section 5 accompanies the

radioactive waste or spent fuel while it is being shipped. The description of

consignment and list of packages (section 5) is then attached to the section 6

(acknowledgement of receipt).

(31) The consignee (in case of MM and IM shipments), the holder (in case of ME

shipments) or the person responsible for the shipment (in case of TT shipments)

must duly complete items 31 to 35 (36, if applicable); any necessary additions being

made by the applicant. However, a consignee located outside the European

Community may acknowledge receipt of the radioactive waste or spent fuel by

means of a declaration separate from the standard document.

(32) The consignee must duly complete the name, address and contact details of

the place where the radioactive waste or spent fuel is held after the shipment.

(33) The consignee must complete item 33 (as referred to as in item 23) and

indicate if the shipment received is the last shipment covered by the authorisation.

(a) In cases where the authorisation covers a single shipment of the types

MM or IM, the consignee must complete section 6 within fifteen days of

receiving the radioactive waste or spent fuel and submit sections 5 and 6

to the competent authority of the Member State of destination. The

competent authority of the Member State of destination then forward

copies of sections 5 and 6 to the other competent authorities concerned

(and, where appropriate, the original of these two sections to the

competent authority who issued the authorisation). For shipments of the

type MM, the competent authority of the Member State of origin must

send a copy of the acknowledgement of receipt to the holder.

(b) In cases where the authorisation covers a single shipment of type ME or

TT the applicant must ensure that the consignee located outside the

European Community sends him section 5 and section 6 duly completed

immediately on receipt of the radioactive waste or spent fuel. Section 6

may be replaced by a declaration on the part of the consignee providing

at least the information contained in items 31to 36. Within fifteen days

after receipt of the radioactive waste or spent fuel, the applicant must

forward section 5, section 6 (if the consignee did not use section 6, the

applicant must complete it) and, where applicable, the consignee’s

declaration, to the competent authority which issued the authorisation.

This authority must then send copies of sections 5 and 6, and, where

applicable, the consignee’s declaration, to the other competent

authorities concerned.

(c) In cases where the authorisation covers several shipments of the types

MM or IM, the consignee must complete section 6 after each shipment

(having made several copies of a blank section 6 for this purpose) and

submit this section directly to the competent authority which issued the

authorisation. The consignee attaches section 5 relating to the same

shipment.

(d) In cases where the authorisation covers several shipments of the types

ME or TT the applicant must ensure that after each shipment the

consignee located outside the European Communities completes for

each shipment a (blank) copy of section 6 and returns it together with

the appropriate section 5.

(34) The consignee must tick “not applicable” or complete item 34 for shipments

of type ME or TT or attach a separate declaration and give the reference to the

attachment

(35) The consignee must complete item 35 when the single shipment or all the

shipments covered by the authorisation have been carried out. In cases where the

authorisation covers several shipments the final acknowledgement of receipt is

completed and submitted as if the authorisation were valid for a single shipment only

except that

(a) It is stated in item 30 of section 6 that the shipment in question is the

last shipment covered by the authorisation.

(b) Any declaration made by a consignee located outside the European

Communities must state that all the radioactive waste or spent fuel

covered by the shipment authorisation has indeed arrived.

The consignee must send the section 6 (acknowledgement of receipt) together

with section 5 depending on the type of shipment to the competent authority of the

Member State of destination in case of Type MM or IM shipments, or to the

applicant as referred to as in item 5 (section 1) in case of a Type ME or TT shipment.

To provide an overview, the section 6 for each of the shipments covered by the

authorisation must be attached to the final acknowledgement of receipt.

(36) The consignee must tick “not applicable” or complete item 36 in case of

shipments of type ME or TT, or replace it by a separate declaration, referring to the

attachment. The applicant must forward sections 5 and 6 to the authority which

issued the authorisation. To provide an overview, the section 6 for each of the

shipments covered by the authorisation must be attached to the final

acknowledgement of receipt.

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

(1) For the purposes of these regulations the following

definitions shall apply

"the Act" means the Environment Protection Act;

"the Community" means the European Atomic Energy

Community;

"the competent authority" means the Environment and Resources

Authority and such other body or person as the Minister may by

order in the Gazette, prescribe and different bodies or persons may

be designated as the competent authority for different provisions

and different purposes of these regulations;

"competent authorities" means any authority which, under the

law or regulations of the countries of origin, transit or destination,

are empowered to implement the system of supervision and control

of shipments of radioactive waste or spent fuel;

"consignee" means any natural or legal person to whom

radioactive waste or spent fuel is shipped;

"country or Member State of origin" means any country or

Member State from which a shipment is planned to be initiated or is

initiated;

"country or Member State of destination" means any country or

Member State to which a shipment is planned or takes place;

"country or Member State of transit" means any country or

Member State other than the country or the Member State of origin

or the country or the Member State of destination, through the

territory of which a shipment is planned or takes place;

"disposal" means the emplacement of radioactive waste or spent

fuel in an authorised facility without the intention of retrieval;

"disused source" means a sealed source which is no longer used

or intended to be used for the practice for which authorisation was

granted;

"duly completed application" means the standard document that

complies with all the requirements, as established in accordance

with regulation 5;

"extra-Community shipment" means a shipment carried out

where the country of origin and, or the country of destination are

third countries;

"holder" means any natural or legal person who, before carrying

out a shipment of radioactive waste or spent fuel is responsible

under the applicable national law for such materials and plans to

carry out a shipment to a consignee;

"intra-Community shipment" means a shipment carried out

where the country of origin and the country of destination are

Member States;

"Malta" means the Island of Malta, the Island of Gozo and the

other islands of the Maltese Archipelago, including the territorial

waters thereof;

"the Minister" means the Minister responsible for the

environment;

"radioactive waste" means radioactive material in gaseous, liquid

or solid form for which no further use is foreseen by the countries

of origin and destination, or by a natural or legal person whose

decision is accepted by these countries, and which is controlled as

radioactive waste by a regulatory body under the legislative and

regulatory framework of the countries of origin and destination;

"recognised installation" means a facility located in the territory

of a country authorised by the competent authorities of that country

in accordance with national law for the long-term storage or

disposal of sealed sources or an installation duly authorised under

national law for the interim storage of sealed sources;

"reprocessing" means a process or operation, the purpose of

which is to extract radioactive isotopes from spent fuel for further

use;

"sealed source" has the meaning given to it by the Nuclear Safety

and Radiation Protection Regulations, and includes the capsule,

where applicable, enclosing the radioactive material as an integral

part of the source;

"shipment" means the whole of operations involved in moving

radioactive waste or spent fuel from the country or the Member

State of origin to the country or the Member State of destination;

"spent fuel" means nuclear fuel that has been irradiated in and

permanently removed from a reactor core; spent fuel may either be

considered as usable resource that can be reprocessed or be

destined for final disposal with no further use foreseen and shall be

treated as radioactive waste;

"storage" means the holding of radioactive waste or spent fuel in

a facility that provides for its containment, with the intention of

retrieval;

"waste" in addition to what is said in the Act, means any thing,

substance, product or object, whether in solid or liquid form,

whether hazardous or otherwise, which the holder discards, or

intends, or is required to discard, or any other which is deemed to

be waste by the competent authority nominated by the Minister

responsible for the environment under the Act.

(2) All other terms shall have the same meaning as that

assigned to them in regulation 3 of the Nuclear S afety and

Radiation Protection Regulations.

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

(1) These regulations shall apply to transboundary

shipments of radioactive waste or spent fuel whenever

(a) the country of origin or the country of destination or

any country of transit is a Member State of the

Community; and,

(b) the quantities and concentration of the consignment

exceed the levels laid down in regulation 18(2)(a) and

(b) of the Nuclear Safety and Radiation Protection

Regulations.

(2)

These regulations shall not apply to

(a) shipments of disused sources sent to a supplier or to a

manufacturer of radioactive sources or to a recognised

installation;

(b) shipments of radioactive materials recovered, through

reprocessing, for further use; and

(c) transboundary shipments of waste that contain only

naturally occurring radioactive material which does

not arise from practices.

(3) These regulations shall not affect the right of a Member

St a t e o r o f a n u n d e r t a k i n g i n t h a t M e m b e r St a t e t o w h i c h

radioactive waste is to be shipped for processing, or for other

material which is to be shipped with the purpose to recover the

radioactive waste, to return the radioactive waste after treatment to

its country of origin.

(4) These regulations shall not affect the right of a Member

State or of an undertaking in that Member State, to which spent fuel

is to be shipped for reprocessing, to return to its country of origin

radioactive waste recovered from the reprocessing operation.

(5) Without prejudice to the competence of each Member State

to define its own spent fuel cycle policy, these regulations shall not

a ff e c t th e r i gh t o f a M e m be r St a te t o e xp or t spen t fu e l fo r

reprocessing, taking into account the principles of the nuclear

common market, in particular the free movement of goods

Provided that those shipments and exports shall be

supervised and controlled in accordance with the procedures laid

down in these regulations.

(6) These regulations shall not affect the right of a Member

State to safely return to its country of origin

(a) shipments of radioactive waste and spent fuel which

fall under the scope of these regulations but which

were not duly authorised in accordance with these

regulations; and

(b) radioactively contaminated waste or material

containing a radioactive source where this material has

not been declared as radioactive waste by the country

of origin.

(7) These regulations shall be without prejudice to rights and

obligations under international law and shall apply without

prejudice to existing provisions, such as nuclear safety and

radiation protection requirements or specific legislation, in

particular the Nuclear Safety and Radiation Protection Regulations.

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

(1) A standard document shall be used in respect of any

shipment of radioactive waste or spent fuel between Member States

or into, out of and through the Community within the scope of

these regulations, as follows

(a) Section A-1 to A-6 of Schedule 1 shall be completed

for shipments of radioactive waste;

(b) Section B-1 to B-6 of Schedule 1 shall be completed

for shipments of spent fuel, including that destined for

final disposal and as such categorised as waste;

(c) Section A-1 or B-1 of Schedule 1 shall be used for the

application for authorisation of shipments and shall be

completed by the applicant, depending on the type of

the shipment

Provided that the applicant shall be

(i)

the holder in case of a shipment between

Member States (type MM) or an export from the

Community into a third country (type ME);

(ii) the consignee in case of an import into the

Community from a third country (type IM);

(iii) the person responsible for the shipment in the

Member State by which the radioactive waste or

spent fuel enters the Community in case of a

transit through the Community (type TT);

(d) Section A-2 or B-2 of Schedule 1 shall be used for the

acknowledgement of receipt of application and shall

be completed by the relevant competent authorities

concerned, depending on the type of the shipment

Provided that the competent authorities shall be

(i)

of origin in case of a shipment between Member

States (type MM) or an export from the

Community into a third country (type ME);

(ii) of destination in case of an import into the

Community from a third country (type IM); or

(iii) of transit where the shipment first enters the

Community in case of a transit through the

Community (type TT);

WASTE MANAGEMENT (SUPERVISION AND CONTROL OF

SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL)

(e) Section A-3 or B-3 of Schedule 1 shall be used for the

refusal or consent and shall be completed by all

competent authorities concerned;

(f)

Section A-4a/A-4b or B-4a/B-4b of Schedule 1 shall

be used for the authorisation or refusal of shipment

and shall be completed by the competent authority

responsible for issuing the authorisation, depending on

the type of the shipment

Provided that the competent authority responsible for

issuing the authorisation shall be the competent

authority of

(i)

the Member State of origin in case of a shipment

between Member States (type MM) or an export

from the Community into a third country (type

ME);

(ii) the Member State of destination in case of an

import into the Community from a third country

(type IM); or

(iii) the first Member State of transit, where the

shipment enters the Community in case of a

transit through the Community (type TT);

(g) Section A-5 or B-5 of Schedule 1 shall be used for the

description of consignment and list of packages and

shall be completed by the applicant

Provided that the applicant shall be

(i)

the holder in case of a shipment between

Member States (type MM) or an export from the

Community into a third country (type ME);

(ii) the consignee in case of an import into the

Community from a third country (type IM); or

(iii) the person responsible for the shipment in the

Member State by which the radioactive waste or

spent fuel enters the Community in case of a

transit through the Community (type TT);

(h) Section A-6 or B-6 of Schedule 1 shall be used for the

acknowledgement of receipt of the shipment and shall

be completed by

(i)

the consignee in case of a shipment between

Member States (type MM) or an import into the

Community from a third country (type IM); or

(ii) the holder in case of an export from the

Community into a third country (type ME); or

(iii) the person responsible for the shipment in the

Member State by which the radioactive waste or

spent fuel enters the Community in case of a

transit through the Community (type TT).

(2) The standard document shall be made available in

electronic form, in the format presented in Schedule 1.

(3)

The application for authorisation shall be completed and

any further documents and information referred to in regulations

12, 19, 26, 29, 31, 32 and 33 shall be supplied in a language that is

acceptable to the competent authorities of the Member State to

whom the application for authorisation is submitted in accordance

with these regulations

Provided that an authenticated translation shall be supplied

by the holder at the request of the competent authorities of the

country of destination or transit in a language acceptable to them.

(4) Any additional requirements for authorising a shipment

shall be attached to the standard document.

(5) Without prejudice to any other accompanying documents

required under other relevant legal provisions, the completed

standard document certifying that the authorisation procedure has

been duly complied with shall accompany each shipment falling

under the scope of these regulations, including cases where the

authorisation relates to more than one shipment in a single

document.

(6) These documents shall be available to the competent

authorities of the country of origin and destination and any country

of transit.

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

In the case of any shipment of radioactive waste or spent

fuel originating from Malta, transiting through Malta or destined to

Malta, the competent authority may not grant an authorisation

unless it has first consulted the Radiation Protection Board

established under regulation 9 of the Nuclear Safety and Radiation

Protection Regulations.

PART II

TYPES OF SHIPMENTS

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

For the purposes of these regulations, shipments of

radioactive waste or spent fuel shall be classified in one of the

following types

(a) Intra-Community shipment originating from Malta

any shipment of radioactive waste or spent fuel carried

out where the country of origin is Malta and the

country of destination is another Member State; or

(b) Intra-Community shipment transiting through Malta

any shipment of radioactive waste or spent fuel carried

out where the country of origin and the country of

destination are Member States and Malta is a country

of transit; or

(c) Intra-Community shipment destined to Malta: any

shipment of radioactive waste or spent fuel carried out

where the country of destination is Malta and the

country of origin is another Member State; or

(d) Extra-Community shipment originating from Malta

any shipment of radioactive waste or spent fuel carried

out where the country of origin is Malta and the

country of destination is a third country; or

(e) Extra-Community shipment transiting through Malta

any shipment of radioactive waste or spent fuel carried

out where the country of origin and, or the country of

destination are third countries and Malta is a country

of transit; or

(f)

Extra-Community shipment destined to Malta: any

shipment of radioactive waste or spent fuel carried out

where the country of origin is a third country and the

country of destination is Malta.

PART III

INTRA-COMMUNITY SHIPMENTS ORIGINATING

FROM MALTA

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

(1) A holder who plans to carry out an intra-Community

shipment of radioactive waste or spent fuel or to arrange for such a

shipment to be carried out shall submit a duly completed

application for authorisation to the competent authority, as

competent authority of the Member State of origin.

(2) The application may be sent in respect of more than one

shipment, provided that

(a) the radioactive waste or the spent fuel to which it

relates essentially shall have the same physical,

chemical and radioactive characteristics; and

(b) the shipments shall be made from the same holder to

the same consignee and involve the same competent

authorities; and

(c) where shipments involve transit through third

countries, such transit shall be via the same frontier

post of entry to and, or exit from the Community and

via the same frontier post(s) of the third country or

countries concerned, unless otherwise agreed between

the competent authorities concerned.

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

(1) The competent authority, as competent authority of the

Member State of origin, shall send the duly completed application

referred to in regulation 8 for consent to the competent authorities

of the Member State of destination and of the Member States of

transit, if any.

(2) The competent authority, as competent authority of the

Member State of origin, shall take the necessary measures to ensure

t h a t al l i n f o r m a t i o n r e g a r d i n g s h i p m e n t s c o ve r e d b y t h e s e

regulations shall be handled with due care and protected against

any misuse.

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

(1) Within twenty days following the receipt of the

application, the competent authorities of the Member State of

destination and transit shall verify that the application is duly

completed.

(2) In case the application is duly completed, the competent

authorities of the Member State of destination shall send an

acknowledgement of receipt of application to the competent

authority, as competent authority of the Member State of origin,

and copy it to the other competent authorities concerned, not later

than ten days after expiry of the twenty day period set out in

subregulation (1).

(3) If any of the competent authorities of the Member States

concerned considers that the application is not duly completed, it

shall request the missing information from the competent authority,

as competent authority of the Member State of origin, and it shall

inform the other competent authorities of such request

Provided that this request shall be made not later than the

expiry of the period set out in sub-regulation (1).

(4) The competent authority, as competent authority of the

Member State of origin, shall transmit the requested information to

the competent authorities concerned.

(5) Not later than ten days after the date of receipt of the

missing information and not earlier than after expiry of the twenty

days period set out in sub-regulation (1), the competent authorities

of the Member State of destination shall send an acknowledgement

of receipt of application to the competent authority, as competent

authority of the Member State of origin, and they shall copy it to

the other competent authorities concerned.

(6) The time periods set out in sub-regulations (1), (2), (3), (4)

and (5) for issuing the acknowledgement of receipt of application

may be shortened if the competent authorities of destination and

transit are satisfied that the application is duly completed.

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

(1) Not later than two months from the date of

a c k n ow l e d g e m e n t o f r e c e ip t o f a p p li c a t io n , t h e co m p e t e n t

authorities of all Member States concerned shall notify the

competent authority, as competent authority of the Member State of

origin, of their consent, or of the conditions which they consider

necessary for giving their consent, or of their refusal to grant

consent

Provided that the competent authorities of the Member

State of destination or of any Member State of transit may request a

further period of not more than one month in addition to the period

referred to in sub-regulation (1) to make their position known.

(2) If upon expiry of the periods set out in sub-regulation (1),

no reply has been received from the competent authorities of the

Member State of destination and, or the intended Member State of

transit, those countries shall be deemed to have given their consent

for the shipment requested.

(3) Reasons shall be given by competent authorities for any

refusal to grant consent, or for conditions attached to their consent,

which shall be based

(a) for the competent authorities of the Member States of

transit, on the relevant national, Community or

international legislation applicable to the transport of

radioactive material;

(b) for the competent authorities of the Member State of

destination, on relevant legislation applicable to the

management of radioactive waste or spent fuel or on

relevant national, Community or international

legislation applicable to the transport of radioactive

material

Provided that any conditions imposed by the competent

authorities of the Member States of transit or of destination, may

not be more stringent than those laid down for similar shipments

within those Member States.

(4) The competent authorities of the Member States of transit

which gave consent to transit for a given shipment may not refuse

to give consent to reshipment in the following cases

(a) when the initial consent concerned material being

shipped for treatment or reprocessing purposes, if the

reshipment concerns radioactive waste or other

products equivalent to the original material after

treatment or reprocessing, and all relevant legislation

is respected;

(b) under the circumstances described in regulation 14, if

the reshipment is undertaken on the same conditions

and with the same specifications.

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

(1) If all the consents necessary for shipment have been

given, the competent authority, as competent authority of the

Member State of origin, shall be entitled to authorise the holder to

carry out the shipment and shall inform the competent authorities

of the Member State of destination and of any Member State or

third country of transit accordingly.

(2) The authorisation referred to in sub-regulation (1) shall not

in any way affect the responsibility of the holder, the transporters,

the owner, the consignee or any other natural or legal person

involved in the shipment.

(3) A single authorisation may cover more than one shipment,

where the conditions set out in regulation 8(2) are met.

(4) Any authorisation shall be valid for a period of not more

than three years

Provided that, when establishing this period of validity, the

competent authority as competent authority of the Member State of

origin, shall take into account any conditions set out in the consent

given by the Member States of destination or of transit.

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

(1) Within fifteen days of receipt of each shipment, the

consignee shall send the competent authorities of the Member State

of destination an acknowledgement of receipt.

(2) The competent authorities of the Member State of

destination shall send copies of the acknowledgement of receipt of

the shipment to the competent authority as competent authority of

the Member State of origin, and the competent authorities of any

Member State or third country of transit.

(3) The competent authority, as competent authority of the

Member State of origin, shall send a copy of the acknowledgement

of receipt of the shipment to the original holder.

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

(1) The competent authority as competent authority of the

Member State of origin, and the competent authorities of the

Member State of destination and transit may decide that the

shipment may not be completed if the conditions for shipment are

no longer complied with in accordance with these regulations, or

are not in accordance with the authorisations or consents given

pursuant to these regulations

Provided that such Member State shall forthwith inform the

competent authorities of the other Member States involved in the

shipment of this decision.

(2) Where a shipment cannot be completed or if the conditions

for shipment are not complied with in accordance with these

regulations, the competent authority as competent authority of the

Member State of origin, shall ensure that the radioactive waste or

the spent fuel in question is taken back by the holder, unless an

alternative safe arrangement can be made

Provided that these competent authorities shall ensure that

the person responsible for the shipment takes corrective safety

measures where necessary.

(3) The holder shall be liable for costs arising in cases where

the shipment cannot or may not be completed.

PART IV

INTRA-COMMUNITY SHIPMENTS TRANSITING

THROUGH MALTA

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

(1) A holder who plans to carry out an intra-Community

shipment of radioactive waste or spent fuel or to arrange for such a

shipment to be carried out shall submit a duly completed

application for authorisation to the competent authorities of the

Member State of origin.

(2) The application may be sent in respect of more than one

shipment, provided that

(a) the radioactive waste or the spent fuel to which it

relates essentially shall have the same physical,

chemical and radioactive characteristics;

(b) the shipments shall be made from the same holder to

the same consignee and involve the same competent

authorities, and

(c) where shipments involve transit through third

countries, such transit shall be via the same frontier

post of entry to and, or exit from the Community and

via the same frontier post(s) of the third country or

countries concerned, unless otherwise agreed between

the competent authorities concerned.

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

(1) The competent authorities of the Member State of

origin shall send the duly completed application referred to in

regulation 15 for consent to the competent authorities of the

Member State of destination, the competent authority as competent

authority of the Member State of transit, and the competent

authorities of the other Member States of transit, if any.

(2) The competent authority, as competent authority of the

Member State of transit, shall take the necessary measures to

ensure that all information regarding shipments covered by these

regulations shall be handled with due care and protected against

any misuse.

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

(1) Within twenty days following the receipt of the

application, the competent authorities of the Member State of

destination, the competent authority as competent authority of the

Member State of transit, and the competent authorities of the other

Member States of transit, if any, shall verify that the application is

duly completed.

(2) In case the application is duly completed, the competent

authorities of the Member State of destination shall send an

acknowledgement of receipt of application to the competent

authorities of the Member State of origin and they shall copy it to

the competent authority, as competent authority of the Member

State of transit, and the competent authorities of the other Member

States of transit, if any, not later than ten days after expiry of the

twenty days period set out in sub-regulation (1).

(3) If any of the competent authorities of the Member States

concerned consider that the application is not duly completed, they

shall request the missing information from the competent

authorities of the Member State of origin and inform the competent

authority as competent authority of the Member State of transit,

and the competent authorities of the other Member States of transit,

if any, of such request

Provided that this request shall be made not later than the

expiry of the period set out in sub-regulation (1).

(4) The competent authorities of the Member State of origin

shall transmit the requested information to the competent

authorities concerned.

(5) Not later than ten days after the date of receipt of the

missing information and not earlier than after expiry of the twenty

day period set out in sub-regulation (1), the competent authorities

of the Member State of destination shall send an acknowledgement

of receipt of application to the competent authorities of the

Member State of origin and shall copy it to the competent authority,

as competent authority of the Member State of transit, and the

competent authorities of the other Member States of transit, if any.

(6) The time periods set out in sub-regulations (1), (2), (3), (4)

and (5) for issuing the acknowledgement of receipt of application

may be shortened if the competent authorities of destination,

competent authority as competent authority of the Member State of

transit, and the competent authorities of the other Member States of

transit, if any, are satisfied that the application is duly completed.

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

(1) Not later than two months from the date of

a c k n ow l e d g e m e n t o f r e c e ip t o f a p p li c a t io n , t h e co m p e t e n t

authorities of destination, the competent authority as competent

authority of the Member State of transit, and the competent

authorities of the other Member States of transit, if any, shall notify

the competent authorities of the Member State of origin of their

consent, or of the conditions which they consider necessary for

giving their consent, or of their refusal to grant consent

Provided that the competent authorities of destination, the

competent authority as competent authority of the Member State of

transit, and the competent authorities of the other Member States of

transit, if any, may request a further period of not more than one

month in addition to the period referred to in sub-regulation (1) to

make their position known.

(2) If upon expiry of the periods set out in sub-regulation (1),

no reply has been received from the competent authorities of

destination, the competent authority as competent authority of the

Member State of transit, and the competent authorities of the other

Member States of transit, if any, those countries shall be deemed to

have given their consent for the shipment requested.

(3) Reasons shall be given by the competent authorities for any

refusal to grant consent, or for conditions attached to its consent,

which shall be based

(a) for the competent authority, as competent authority of

the Member State of transit, and the competent

authorities of the other Member States of transit, if

any, on the relevant national, Community or

international legislation applicable to the transport of

radioactive material;

(b) for the competent authorities of destination, on

relevant legislation applicable to the management of

radioactive waste or spent fuel or on relevant national,

Community or international legislation applicable to

the transport of radioactive material

Provided that any conditions imposed by the competent

authorities of destination, the competent authority as competent

authority of the Member State of transit, and the competent

authorities of the other Member States of transit, if any, may not be

more stringent than those laid down for similar shipments within

those Member States.

(4) The competent authority as competent authority of the

Member State of transit, and the competent authorities of the other

Member States of transit, if any, which gave consent to transit for a

given shipment may not refuse to give consent to reshipment in the

following cases

(a) when the initial consent concerned material being

shipped for treatment or reprocessing purposes, if the

reshipment concerns radioactive waste or other

products equivalent to the original material after

treatment or reprocessing, and all relevant legislation

is respected; and

(b) under the circumstances described in regulation 21, if

the reshipment is undertaken on the same conditions

and with the same specifications.

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

(1) If all the consents necessary for shipment have been

given, the competent authorities of the Member State of origin shall

be entitled to authorise the holder to carry out the shipment and

shall inform the competent authorities of the Member State of

destination, the competent authority as competent authority of the

Member State of transit, and the competent authorities of the other

Member States of transit, if any, accordingly.

(2) The authorisation referred to in sub-regulation (1) shall not

in any way affect the responsibility of the holder, the transporters,

the owner, the consignee or any other natural or legal person

involved in the shipment.

(3) A single authorisation may cover more than one shipment,

where the conditions set out in regulation 15(2) are met.

(4) Any authorisation shall be valid for a period of not more

than three years

Provided that, when establishing this period of validity, the

competent authority, as competent authority of the Member State of

transit, shall take into account any conditions set out in the consent

given by the com petent aut horities of the Member State of

destination, and the competent authorities of the other Member

States of transit, if any.

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

(1) Within fifteen days of receipt of each shipment, the

consignee shall send an acknowledgement of receipt to the

competent authorities of the Member State of destination.

(2) The competent authorities of the Member State of

destination shall send copies of the acknowledgement of receipt of

the shipment to the competent authorities of the Member State of

origin, the competent authority as competent authority of the

Member State of transit, and the competent authorities of any other

Member State or third country of transit, if any.

(3) The competent authorities of the Member State of origin

shall send a copy of the acknowledgement of receipt of the

shipment to the original holder.

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

(1) The competent authorities of the Member State of

origin, the competent authorities of the Member State of

destination, the competent authority as competent authority of the

Member State of transit, and the competent authorities of the other

Member States of transit, if any, may decide that the shipment may

not be completed if the conditions for shipment are no longer

complied with in accordance with these regulations, or are not in

accordance with the authorisations or consents given pursuant to

these regulations

Provided that such Member State shall forthwith inform the

competent authorities of the other Member States involved in the

shipment of this decision.

(2) Where a shipment cannot be completed or if the conditions

for shipment are not complied with in accordance with these

regulations, the competent authorities of the Member State of

origin shall ensure that the radioactive waste or the spent fuel in

question is taken back by the holder, unless an alternative safe

arrangement can be made

Provided that these competent authorities shall ensure that

the person responsible for the shipment takes corrective safety

measures where necessary.

(3) The holder shall be liable for costs arising in cases where

the shipment cannot or may not be completed.

PART V

INTRA-COMMUNITY SHIPMENTS DESTINED TO MALTA

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

(1) A holder who plans to carry out an intra-Community

shipment of radioactive waste or spent fuel or to arrange for such a

shipment to be carried out, shall submit a duly completed

application for authorisation to the competent authorities of the

Member State of origin.

(2) The application may be sent in respect of more than one

shipment, provided that

(a) the radioactive waste or the spent fuel to which it

relates essentially shall have the same physical,

chemical and radioactive characteristics; and

(b) the shipments shall be made from the same holder to

the same consignee and involve the same competent

authorities, and

(c) where shipments involve transit through third

countries, such transit shall be via the same frontier

post of entry to and, or exit from the Community and

via the same frontier post(s) of the third country or

countries concerned, unless otherwise agreed between

the competent authorities concerned.

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

(1) The competent authorities of the Member State of

origin shall send the duly completed application referred to in

regulation 22 for consent to the competent authority as competent

authority of the Member State of destination, and the competent

authorities of the Member States of transit, if any.

(2) The competent authority, as competent authority of the

Member State of destination, shall take the necessary measures to

ensure that all information regarding shipments covered by these

regulations shall be handled with due care and protected against

any misuse.

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

(1) Within twenty days following the receipt of the

application, the competent authority as competent authority of the

Member State of destination, and the competent authorities of the

Member States of transit, if any, shall verify that the application is

duly completed.

(2) In case the application is duly completed, the competent

a u t h o r i t y, a s c o m p e t e n t a u t h o r i t y o f t h e M e m b e r St a t e o f

destination, shall send an acknowledgement of receipt of

application to the competent authorities of the Member State of

origin and copy it to the other competent authorities concerned, not

later than ten days after expiry of the twenty day period set out in

sub-regulation (1).

(3) If any of the competent authorities of the Member States

concerned consider that the application is not duly completed, they

shall request the missing information from the competent

authorities of the Member State of origin and inform the other

competent authorities of such request

Provided that this request shall be made not later than the

expiry of the period set out in sub-regulation (1).

(4) The competent authorities of the Member State of origin

shall transmit the requested information to the competent

authorities concerned.

(5) Not later than ten days after the date of receipt of the

missing information and not earlier than after expiry of the twenty

day period set out in sub-regulation (1), the competent authority as

competent authority of the Member State of destination, shall send

an acknowledgement of receipt of application to the competent

authorities of the Member State of origin and copy it to the other

competent authorities concerned.

(6) The time periods set out in sub-regulations (1), (2), (3), (4)

and (5) for issuing the acknowledgement of receipt of application

may be shortened if the competent authority as competent authority

of the Member State of destination, and the competent authorities

of transit are satisfied that the application is duly completed.

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

(1)

Not later than two months from the date of

a c k n o w l e dg e m e n t of r e c e i p t o f a p p l i c a t i o n , t h e c o m p e t e n t

authorities of all Member States concerned shall notify the

competent authorities of the Member State of origin of their

consent, or of the conditions which they consider necessary for

giving their consent, or of their refusal to grant consent

Provided that the competent authority as competent

authority of the Member State of destination, and the competent

authorities of any Member State of transit may request a further

period of not more than one month in addition to the period

referred to in the sub-regulation (1) to make their position known.

(2) If upon expiry of the periods set out in sub-regulation (1),

no reply has been received from the competent authority as

competent authority of the Member State of destination, and, or the

competent authorities of the intended Member State of transit,

those countries shall be deemed to have given their consent for the

shipment requested.

(3) Reasons shall be given by the competent authorities for any

refusal to grant consent, or for conditions attached to its consent,

which shall be based

(a) for the competent authorities of the Member States of

transit, on the relevant national, Community or

international legislation applicable to the transport of

radioactive material;

(b) for the competent authority, as competent authority of

the Member State of destination, on relevant

legislation applicable to the management of

radioactive waste or spent fuel or on relevant national,

Community or international legislation applicable to

the transport of radioactive material

Provided that any conditions imposed by the competent

authorities of the Member States of transit or the competent

authority as competent authority of the Member State of

destination, may not be more stringent than those laid down for

similar shipments within those Member States.

(4) The competent authorities of the Member State or States of

transit which gave consent to transit for a given shipment may not

refuse to give consent to reshipment in the following cases

(a) when the initial consent concerned material being

shipped for treatment or reprocessing purposes, if the

reshipment concerns radioactive waste or other

products equivalent to the original material after

treatment or reprocessing, and all relevant legislation

is respected;

(b) under the circumstances described in regulation 28, if

the reshipment is undertaken on the same conditions

and with the same specifications.

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

(1) If all the consents necessary for shipment have been

given, the competent authorities of the Member State of origin shall

be entitled to authorise the holder to carry out the shipment and

shall inform the competent authority as competent authority of the

Member State of destination, and the competent authorities of any

Member State or third country of transit accordingly.

(2) The authorisation referred to in sub-regulation (1) shall not

in any way affect the responsibility of the holder, the transporters,

the owner, the consignee or any other natural or legal person

involved in the shipment.

(3) A single authorisation may cover more than one shipment,

where the conditions set out in regulation 22(2) are met.

(4) Any authorisation shall be valid for a period of not more

than three years

Provided that, when establishing this period of validity, the

competent authority shall take into account any conditions set out

in the consent given by the competent authority as competent

authority of the Member State of destination, or the competent

authorities of the Member States of transit.

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

(1) Within fifteen days of receipt of each shipment, the

consignee shall send the com petent authority as competent

authority of the Member State of destination, an acknowledgement

of receipt.

(2) The competent authority as competent authority of the

Member State of destination, shall send copies of the

acknowledgement of receipt of the shipment to the competent

authorities of the Member State of origin and any Member State or

third country of transit.

(3) The competent authorities of the Member State of origin

shall send a copy of the acknowledgement of receipt of the

shipment to the original holder.

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

(1) The competent authority as competent authority of the

Member State of destination, and the competent authorities of the

Member State of origin or transit may decide that the shipment may

not be completed if the conditions for shipment are no longer

complied with in accordance with these regulations, or are not in

accordance with the authorisations or consents given pursuant to

these regulations

Provided that such Member State shall forthwith inform the

competent authorities of the other Member States involved in the

shipment of this decision.

(2) Where a shipment cannot be completed or if the conditions

for shipment are not complied with in accordance with these

regulations, the competent authorities of the Member State of

origin shall ensure that the radioactive waste or the spent fuel in

question is taken back by the holder, unless an alternative safe

arrangement can be made

Provided that these competent authorities shall ensure that

the person responsible for the shipment takes corrective safety

measures where necessary.

(3) The holder shall be liable for costs arising in cases where

the shipment cannot or may not be completed.

PART VI

EXTRA-COMMUNITY SHIPMENTS ORIGINATING

FROM MALTA

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

(1) Where radioactive waste or spent fuel is to be exported

f r o m M a l t a t o a t h i r d c o u n t r y, t h e h o l d e r s h a l l s u b m i t a n

application for authorisation to the competent authority as

competent authority of the Member State of origin

Provided that the application may be sent in respect of more

than one shipment, under the conditions set out in regulation 8(2).

(2) The competent authority as competent authority of the

Member State of origin, shall

(a) notify the competent authorities of the country of

destination of the planned shipment and ask their

consent; and

(b) send the application referred to in sub-regulation (1)

for consent to the competent authorities of the Member

States of transit, if any

Provided that regulation 10 shall apply.

(3) If all the consents necessary for shipment have been given,

the competent authority as competent authority of the Member

State of origin, shall be entitled to authorise the holder to carry out

the shipment and shall inform the competent authorities of the third

country of destination and of any Member State or third country of

transit accordingly

Provided that regulation 12(2), (3) and (4) shall apply.

(4) The holder shall notify the competent authority as

competent authority of the Member State of origin, that the

radioactive waste or spent fuel has reached its destination in the

third country within fifteen days of the date of arrival and shall

indicate the last customs post in the Community through which the

shipment passed

Provided that the notification shall be substantiated by a

declaration or certification by the consignee stating that the

radioactive waste or spent fuel has reached its proper destination

and indicating the customs post of entry in the third country.

(5) The competent authority, as competent authority of the

Member State of origin, or the competent authorities of any

Member State of transit may decide that the shipment may not be

completed if the conditions for shipment are no longer complied

with in accordance with these regulations, or are not in accordance

with the authorisations or consents issued pursuant to these

regulations

Provided that such competent authorities of Member State

of transit shall forthwith inform the competent authority, as

competent authority of the Member State of origin, of this decision

Provided also that regulation 14(2) and (3) shall apply.

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

The competent authority as competent authority of the

Member State of origin, shall not authorise shipments

(a) to a destination south of latitude 60° south; or

(b) to a State which is party to the Partnership Agreement

between the members of the African, Caribbean and

Pacific Group of States of the one part, and the

European Community and its Member States, of the

other part, (Cotonou ACP-EC Agreement) which is not

a Member State, without prejudice to regulation 4(3)

and (4), or

(c) to a third country which does not, in the opinion of the

competent authority as competent authority of the

Member State of origin, in accordance with the criteria

referred to in sub-regulation (1)(b), have the

administrative and technical capacity and regulatory

structure to manage the radioactive waste or spent fuel

safely, as stated in the Joint Convention

Provided that in coming to an opinion on this issue, the

competent authority as competent authority of the Member State of

origin, shall take duly into account any relevant information from

the competent authorities of other Member States.

PART VII

EXTRA-COMMUNITY SHIPMENTS TRANSITING

THROUGH MALTA

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

(1) Where radioactive waste or spent fuel is to enter the

Community from a third country and the country of destination is

not a Member State, the natural or legal person who has the

responsibility for managing the shipment within Malta through

whose customs post radioactive waste or spent fuel is first to enter

the Community shall submit an application for authorisation to the

competent authority, as competent authority of the first Member

State of transit

Provided that the application may be sent in respect of more

than one shipment, under the conditions set out in regulation 15(2)

Provided also that the application shall include evidence

that the consignee established in the third country has made an

arrangement with the holder established in the third country, and

accepted by the competent authorities of that third country,

obliging that holder to take back radioactive waste or the spent fuel

where a shipment cannot be completed in accordance with these

regulations, as provided for in sub-regulation (5).

(2) The competent authority as competent authority of the first

Member State of transit, shall send the application referred to in

sub-regulation (1) for consent to the competent authorities of other

Member States of transit, if any

Provided that regulations 17 and 18 shall apply.

(3) If all the consents necessary for shipment have been

granted, the competent authority as competent authority of the first

Member State of transit, shall be entitled to authorise the person

responsible referred to in sub-regulation (1) to carry out the

shipment and shall inform the competent authorities of any other

Member State or third country of transit or of origin accordingly

Provided that regulation 19(2), (3) and (4) shall apply.

(4) The person responsible referred to in sub-regulation (1)

shall notify the competent authority as competent authority of the

first Member State of transit, that the radioactive waste or spent

fuel has reached its destination in the third country within fifteen

days of the date of arrival and shall indicate the last customs post in

the Community through which the shipment passed

Provided that the notification shall be substantiated by a

declaration or certification by the consignee stating that the

radioactive waste or spent fuel has reached its proper destination

and indicating the customs post of entry in the third country.

(5) The competent authorities of a Member State of transit may

decide that the shipment may not be completed if the conditions for

shipment are no longer complied with in accordance with these

regulations, or are not in accordance with the authorisations or

consents issued pursuant to these regulations

Provided that such Member State shall forthwith inform the

competent authorities of the country of origin of this decision

Provided also that the person responsible referred to in sub-

regulation (1) shall be liable for costs arising in cases where the

shipment cannot or may not be completed.

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

(1) Where radioactive waste or spent fuel is to enter the

Community from a third country and the country of destination is

not a Member State, the natural or legal person who has the

responsibility for managing the shipment within the Member State

through whose customs post radioactive waste or spent fuel is first

to enter the Community (first Member State of transit) shall submit

an application for authorisation to the competent authorities of that

Member State

Provided that the application may be sent in respect of more

than one shipment, under the conditions set out in regulation 15(2)

Provided also that the application shall include evidence

that the consignee established in the third country has made an

arrangement with the holder established in the third country, and

accepted by the competent authorities of that third country,

obliging that holder to take back radioactive waste or the spent fuel

where a shipment cannot be completed in accordance with these

regulations, as provided for in sub-regulation (5).

(2) The competent authorities of the first Member State of

transit shall send the application referred to in sub-regulation (1)

for consent to the competent authority, as competent authority of

the Member State of transit, and the competent authorities of the

other Member States of transit, if any

Provided that regulations 17 and 18 shall apply.

(3) If all the consents necessary for shipment have been

granted, the competent authorities of the first Member State of

transit shall be entitled to authorise the person responsible referred

to in sub-regulation (1) to carry out the shipment and shall inform

the competent authority as competent authority of the Member

State of transit, the competent authorities of any other Member

State or third country of transit or of origin accordingly

Provided that regulation 19(2), (3) and (4) shall apply.

(4) The person responsible referred to in sub-regulation (1)

shall notify the competent authorities of the first Member State of

transit that the radioactive waste or spent fuel has reached its

destination in the third country within fifteen days of the date of

arrival and shall indicate the last customs post in the Community

through which the shipment passed

Provided that the notification shall be substantiated by a

declaration or certification by the consignee stating that the

radioactive waste or spent fuel has reached its proper destination

and indicating the customs post of entry in the third country.

(5) The competent authority as competent authority of the

Member State of transit, and the competent authorities of the other

Member States of transit, if any, may decide that the shipment may

not be completed if the conditions for shipment are no longer

complied with in accordance with these regulations, or are not in

accordance with the authorisations or consents issued pursuant to

these regulations

Provided that such Member State shall forthwith inform the

competent authorities of the country of origin of this decision

Provided also that the person responsible referred to in sub-

regulation (1) shall be liable for costs arising in cases where the

shipment cannot or may not be completed.

PART VIII

EXTRA-COMMUNITY SHIPMENTS DESTINED TO MALTA

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

(1) Where radioactive waste or spent fuel falling within

the scope of these regulations is to enter the Community from a

third country and the country of destination is Malta, the consignee

shall submit an application for authorisation to the competent

authority as competent authority of the Member State of

destination

Provided that the application may be sent in respect of more

than one shipment, under the conditions set out in regulation 22(2)

Provided also that the application shall include evidence

that the consignee has made an arrangement with the holder

established in the third country, and which has been accepted by the

competent authorities of that third country, obliging that holder to

take back the radioactive waste or the spent fuel where a shipment

cannot be completed in accordance with these regulations, as

provided for in sub-regulation (5).

(2) The competent authority as competent authority of the

Member State of destination, shall send the application referred to

in sub-regulation (1) for consent to the competent authorities of the

Member States of transit, if any

Provided that regulations 24 and 25 hereof shall apply.

(3) If all the consents necessary for the shipment have been

granted, the competent authority as competent authority of the

Member State of destination, shall be entitled to authorise the

consignee to carry out the shipment and shall inform the competent

authorities of any Member State or third country of origin or of

transit accordingly

Provided that regulation 26(2), (3) and (4) shall apply.

(4) Within fifteen days of receipt of the shipment, the

consignee shall send the competent authority, as competent

authority of the Member State of destination, an acknowledgement

of receipt of each shipment

Provided that the competent authority as competent

authority of the Member State of destination, shall send copies of

the acknowledgement to the country of origin and to any Member

State or third country of transit.

(5) The competent authority as competent authority of the

Member State of destination, or the competent authorities of any

Member State of transit may decide that the shipment may not be

completed if the conditions for shipment are no longer complied

with in accordance with these regulations, or are not in accordance

with the authorisations or consents issued pursuant to these

regulations

Provided that such Member State shall forthwith inform the

competent authorities of the country of origin of this decision.

(6) The consignee shall be liable for costs arising in cases

where the shipment cannot or may not be completed.

PART IX

ENFORCEMENT

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

Any person shall be guilty of an offence under these

regulations if

(a) he fails to comply with any provisions of these

regulations or fails to comply with permit conditions

or with any order lawfully given in terms of any

provision of these regulations; or

(b) he contravenes any restriction, prohibition or

requirement imposed by or under these regulations; or

(c) he acts in contravention of any of the provisions of

these regulations; or

(d) he conspires, attempts, aids, or abets, any other person

by whatever means, including advertising, counselling

or procurement to contravene the provisions of these

regulations or to fail to comply with any such

provisions (including any order lawfully given in

terms of any of the provisions of these regulations) or

to contravene any restriction, prohibition or

requirement imposed by or under the said regulations.

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

Any person who commits an offence against these

regulations shall, on conviction, be liable

(a)

on a first conviction, to a fine (multa) of not less than

one thousand and one hundred and sixty-four

euro and sixty-nine cents (€1,164.69), but not

exceeding two thousand and three hundred and

twenty-nine euro and thirty-seven cents

(€2,329.37);

(b)

on a second conviction or subsequent convictions, to

a fine (multa) of not less than two thousand and

three hundred and twenty-nine euro and thirty-

seven cents (€2,329.37), but not exceeding four

thousand and six hundred and fifty-eight euro

and seventy-five cents (€4,658.75), or to

imprisonment for a term not exceeding two

years, or to both such fine and imprisonment

Provided that whenever any person is found guilty of

committing an offence under these regulations by means of a

vehicle, the owner of the said vehicle, where applicable, is held

liable in the same manner and degree

Provided also that the court may order any person who has

b e e n f o u n d g u i l t y o f c o m m i t t i n g a n o ff e n c e a g a i n s t t h e s e

regulations to pay for the expenses incurred by the competent

authority mentioned in these regulations as a result of the said

offence, the revocation of the permit issued by the competent

authority and the confiscation of the corpus delicti, including the

vehicle, if applicable.

Laws of Malta — Subsidiary Legislation 549.51 — WASTE MANAGEMENT (SUPERVISION AND CONTROL OF SHIPMENTS OF RADIOACTIVE WASTE AND SPENT FUEL) REGULATIONS

(1) The provisions of articles 23 and 30 of the Criminal

Code shall, mutatis mutandis, apply to proceedings in respect of

offences against these regulations, so however that the

disqualification from holding or obtaining a licence, permit or

authority shall in no case be for less than one year.

(2) Notwithstanding the provisions of article 370 of the

Criminal Code, proceedings for an offence against these

regulations shall be held before the Court of Magistrates (Malta) or

the Court of Magistrates (Gozo), as the case may be, and shall be in

accordance with the provisions of the Criminal Code regulating the

procedure before the said courts as courts of criminal judicature.

(3) Notwithstanding the provisions of the Criminal Code, the

Attorney General shall always have a right of appeal to the Court of

Criminal Appeal from any judgement given by the Court of

Magistrates (Malta) or the Court of Magistrates (Gozo) in respect

of proceedings for any offence against these regulations.

Schedule 1

(Regulation 5)

Schedule 2

(Regulation 5)

EXPLANATORY NOTES

to each item of the standard document sections A-1 to A-6 and B-1 to B-6

Definition of a duly completed application: An application for the authorisation of

a shipment of radioactive waste or spent fuel is duly completed in accordance with

Directive 2006/117/Euratom, if - in case of shipments of radioactive waste - each

item of section A-1, or - in case of shipments of spent fuel - each item of section B-

1, contains the required information, either by ticking the relevant box, deleting

(=crossing out) the non-applicable option or filling in the relevant data and values.

In case of an application for several shipments, items 8 and 9 may contain estimates.

(1) The applicant must duly complete all items 1 to 14. In item 1 tick one of the

boxes as applicable to define the type of shipment and fill in the relevant frontier

posts in case third countries are concerned in the shipment,

(a) Tick Type MM for shipments between Member States, eventually

passing through one or more other Member States or third countries.

(b) Tick Type IM for shipments from a third country to a Member State (=

import into the Community), bearing in mind, that the application must

include evidence that the consignee has made an arrangement with the

holder established in the third country, and which has been accepted by

the competent authority of that third country, obliging that holder to

take back the radioactive waste or spent fuel where a shipment cannot

or may not be completed.

(c) Tick Type ME for shipments from a Member State to a third Country (=

export from the Community), or

(d) Tick Type TT for shipments from one third country to another third

country passing one or more Member States, bearing in mind that the

application must include evidence that the consignee established in the

third country has made an arrangement with the holder established in

the third country, and accepted by the competent authority of that third

country, obliging that holder to take back radioactive waste or spent fuel

where a shipment cannot or may not be completed.

(2) By ticking the relevant box, the applicant must state clearly whether the

application covers only one shipment within a period of time (e.g. 05/2010, 2009 or

2010-2011) or whether the application covers more than one shipment within a

period of time, but not more than a period of three years from the date of

authorisation. A single application may be sent in respect of more than one

shipment, provided the following conditions are met as set out in Article 6(2) of the

Directive 2006/117/ Euratom

(a) the radioactive waste or spent fuel to which it relates essentially has the

same physical, chemical and radioactive characteristics; and

(b) the shipments are to be made from the same holder to the same

consignee and involve the same competent authorities, and

(c) where the shipments involve transit through third countries, such transit

is made via the same frontier post of entry to and/or exit from the

Community and via the same frontier post(s) of the third country or

countries concerned, unless otherwise agreed between the competent

authorities concerned.

(3) The applicant must fill in the relevant frontier posts in case one or more

third countries are concerned in the shipment. These frontier posts must be identical

for all shipments covered by the application unless otherwise agreed by the

competent authorities.

(4) The applicant must fill in his/her trade name, address and contact details.

The trade name, also known as a trading name or a business name, is the name which

a business trades under for commercial purposes, although its registered, legal name,

used for contracts and other formal situations, may be another. The applicant must

tick the appropriate box to define his/her function, which is the following, depending

on the type of shipment

(a) the holder in case of a shipment between Member States (Type MM) or

an export from the Community into a third country (Type ME);

(b) the consignee in case of an import into the Community from a third

country (Type IM);

(c) the person responsible for the shipment in the Member State by which

the radioactive waste or spent fuel enters the Community in case of a

transit through the Community (Type TT).

(5) The applicant must fill in the trade name, address and contact details of the

location, where the radioactive waste or spent fuel is held before the shipment,

which can be different from the address of the applicant.

(6) The applicant must fill in the trade name, address and contact details of the

consignee. In case of shipment type IM, this information is identical with item 4.

(7) The applicant must fill in the trade name, address and contact details of the

location, where the radioactive waste or spent fuel will be held after the shipment,

which can be different from the address of the consignee.

(8) The applicant must complete all fields either by ticking the appropriate box

(more than one answer is possible) or filling in the specific characteristics and

values of the radioactive waste or spent fuel. These values may be estimates in case

of several shipments.

(9)

The applicant must complete item 9, the values may be estimates.

(10) The applicant must tick and define the type of activity giving rise to the

radioactive waste or spent fuel and tick the appropriate box(es) or specify any other

activity. More than one answer is possible.

(11) The applicant must define the purpose of the shipment and tick the

appropriate box (only one answer is possible) or specify any other purpose.

(12) The applicant must list up, as planned, the different modes of transport

foreseen for the shipment (road, rail, sea, air, inland waterway) and add accordingly

the relevant point of departure, point of arrival and the planned carrier (if already

known). Changes of this schedule at a later point during the application procedure

are possible and should be notified to the competent authorities but do not require a

new application for approval.

(13) The applicant must list up all countries concerned in the shipment, starting

with the first Member State or third country where the radioactive waste or spent

fuel is held and ending with the last Member State or third country, where it will be

held after the completion of the shipment. Should the applicant whish to change the

sequential list of countries, a new application is required.

(14) The applicant must declare who takes back the radioactive waste or spent

fuel in case the shipment(s) cannot take place or if the conditions for shipment

cannot be fulfilled. Where the shipment is of type IM or TT, the applicant must

attach to the application evidence of an arrangement between the consignee in the

Member State or third country of destination and the holder of the radioactive waste

or spent fuel in the third country which has been approved by the competent

authorities of the third country.

Having completed items 1 to 14 the applicant must send the section 1 of the

standard document to the competent authority, which is responsible for issuing the

authorisation for the shipment.

The competent authority responsible for issuing the shipment authorisation or

refusal is the following, depending on the type of the shipment is

•

the competent authority of the Member State of origin in case of

shipments between Member States (Type MM) and exports out of the

Community (Type ME);

•

the competent authority of the Member State of destination in case of an

import into the Community (Type IM);

•

the competent authority of the first Member State of transit, where the

shipment enters the Community in case of a transit through the

Community (Type TT).

The relevant contact data can be retrieved from the electronic communication

platform established and maintained by the Commission or from the published list of

competent authorities.

(15) Immediately upon receipt of the application, the competent authority

responsible for issuing the authorisation for the shipment must -

(a) enter the registration number at the top of each section of the standard

document, starting with section 1,

(b) verify that all items of section 1 have been duly completed by the

applicant,

(c) complete item 15 of section 2 and make sufficient copies of sections 1,

2 and 3 for each Member State or Country concerned. Third countries of

transit are consulted for information only.

(16) The competent authority responsible for the authorisation must -

(a) complete, as appropriate, item 16 of section 2 (and 18 of section 3) for

each competent authority of the Member States or Countries concerned

as listed in item 13, whose consent is required for the shipment(s) to be

authorised, and

(b) send the duly completed application (section 1) together with section 2 -

without delay - for consent to each competent authority concerned

named in item 16.

(17) Item 17 to be completed by the competent authority of the Member State(s)

concerned. The date of the application and of receipt must be entered immediately

upon receipt of the application. Within twenty days after the date of receipt the

competent authority of the Member States concerned must verify, if the application

is duly completed (all items 1 to 14 must be completed and no information may be

missing; some values may be estimates). Only 17(a) or 17(b) can apply, please

delete as applicable.

(a) If the competent authority of the Member State(s) of transit, if any, or of

destination consider the application not duly completed, they must

complete item 17(a), delete item 17(b) and notify their request for

missing information to the competent authority responsible for issuing

the authorisation (referred to as in item 15). They have to clearly state,

which information is missing (fill in or attach document). The

competent authority requesting the missing information must send

copies of section 2 to all other competent authorities of the Member

States concerned referred to as in item 13 within a period of twenty days

from the date of receipt of the application. The relevant contact data can

be retrieved from the electronic communication platform established

and maintained by the Commission or from the published list of

competent authorities. If one Member State concerned considers the

application not duly completed, the procedure is stopped. In this case,

even if the competent authority of Member State of destination

considers the application duly completed, they may not send an

acknowledgement of receipt until the requested information has been

received and no further request has been sent within ten days after the

receipt of the missing information. This procedure may be repeated

until all missing information has been received and no further requests

for missing information have been sent.

Not later than ten days after expiry of the twenty days from the receipt

of application, if no request for missing information has been received

within the twenty-day period and if the competent authority of the

Member State concerned deems the application duly completed, it must

send section 2 to the competent authority responsible for the

authorisation as referred to as in item 15 and copies thereof to all other

competent authorities of the Member States concerned as referred to as

in item 13. The relevant contact data can be retrieved from the

electronic communication platform established and maintained by the

Commission or from the published list of competent authorities.

Shorter periods of time can be agreed between all competent authorities

of the Member States concerned.

(b) In order to allow the competent authorities to request missing

information within a period of twenty days after the receipt of the

application, the competent authority of the Member State of destination

must not issue their acknowledgement of receipt before the expiry of

the twenty days deadline. Upon expiry of the twenty-day deadline, if the

competent authority of the Member States of destination consider the

application duly completed and if either no other Member States are

concerned or no other competent authority concerned requested missing

information, it (the competent authority of the Member States of

destination) must complete item 17(b).

(18) Immediately upon receipt of the acknowledgement of receipt of a duly

completed application of the competent authority of the Member State of destination

the competent authority responsible for the authorisation must verify if the deadlines

have been respected, and complete item 18 of section 3 for each Member State

concerned, as listed in item 13, whose consent is required for the shipment(s) to be

authorised.

The competent authority concerned must make necessary additional entries in

(19) The competent authority responsible for the authorisation must fill in the

general deadline for automatic approval, which applies to all Member States

concerned. This expiry date is in general two months after the date of

acknowledgement of receipt of the Member State of destination as referred to as in

item 17(b). Then the competent authority responsible for the authorisation has to

send section 3 on the consent or refusal to all Member States or Countries

concerned.

Immediately upon receipt of section 3, any competent authority concerned must

decide if a further period of time is needed to decide upon refusal or consent to the

shipment. An additional period of up to one month may be requested by deleting the

general deadline in item 19, filling in the new deadline and notifying the extended

deadline to all competent authorities concerned.

(20) The competent authority concerned must give the application due

consideration. Not later than the expiry of the deadline for the automatic approval,

the competent authority concerned must complete item 20 and return the original

copy of section 3 (scanned original if sent by e-mail) to the competent authority

responsible for issuing the authorisation (as referred to as in item 15). In case

consent is refused, reasons must be given and must be based (for Member States of

Transit) on the relevant national, Community or international legislation applicable

to the transport of radioactive material or - for Member States of destination - on

relevant legislation applicable to the management of radioactive waste or spent fuel

or on relevant national, Community or international legislation applicable to the

transport of radioactive material. Any conditions imposed must not be more

stringent than those laid down for similar shipments within Member States. Failure

to complete and return the standard document by the due time shall be taken as

deemed consent to the shipment application, subject to Article 9(2) of Directive

2006/117/Euratom.

(21) The competent authority responsible for issuing the shipment authorisation

must complete items 21 to 23, when all consents necessary for the shipment have

been given by the competent authorities concerned, bearing in mind, that tacit

consent is deemed to be given only provided that -

(a) the acknowledgement of receipt has been received (at least) from the

competent authority of the Member State of destination (as referred to

as in item 17(b), and

(b) no request for missing information have been left unanswered, and

(c) no reply (neither consent nor refusal) has been received within the

applicable deadlines as referred to as in item 19 from the competent

authorities concerned.

(22) The competent authority referred to as in item 21 must list up or attach, if

space provided is not sufficient, all consents (incl. conditions) and refusals (incl.

reasons) received, if any, from all competent authorities concerned.

(23) The competent authority referred to as in item 21 must -

(a) complete item 23 bearing in mind that the maximum period of validity

for the authorisation is three years and that a single authorisation may

cover more than one shipment, where the conditions set out in Article

6(2) of the Directive 2006/117/Euratom are met,

(b) send the original of section 4a to the applicant together with the sections

1, 4a, 5 and 6, and

(c) send copies of section 4a to all other competent authorities concerned.

(24) The competent authority responsible for issuing the shipment authorisation

must complete items 24 to 25, if at least one of the competent authorities concerned

did not give their consent to the shipment.

(25) The competent authority as referred to in item 24 must list up or attach all

consents and refusals received, including all conditions and reasons for refusal and

send the original copy of section 4b to the applicant and copies of this section to all

other competent authorities concerned.

(26) If the shipment(s) has(ve) been authorised and the applicant has received

sections 4a, 5 and 6, he/she must duly complete item 26. In case the application

covers several shipments, he/she must make sufficient copies of section 5 for each

shipment.

(27) The applicant must tick the appropriate box, indicating whether the

authorisation covers a single shipment or several shipments. In case of several

shipments, the appropriate serial number must be filled in.

(28) Before each shipment the applicant must duly complete item 28 to 30 (even

if the authorisation relates to several shipments). In this section, the values must not

be estimates.

(29) The applicant must duly complete item 29 (list of packages) and indicate at

the bottom the total number of packages, the total number of each type of package,

the total net mass, the total gross mass and the total activity (GBq) of all packages. If

the place provided in the document is not sufficient, please attach a separate list with

the information requested.

(30) The applicant must complete item 30 (date of origin and declaration) before

each shipment of radioactive waste of spent fuel (even if the authorisation relates to

several shipments). Together with sections 1 and 4a, section 5 accompanies the

radioactive waste or spent fuel while it is being shipped. The description of

consignment and list of packages (section 5) is then attached to the section 6

(acknowledgement of receipt).

(31) The consignee (in case of MM and IM shipments), the holder (in case of ME

shipments) or the person responsible for the shipment (in case of TT shipments)

must duly complete items 31 to 35 (36, if applicable); any necessary additions being

made by the applicant. However, a consignee located outside the European

Community may acknowledge receipt of the radioactive waste or spent fuel by

means of a declaration separate from the standard document.

(32) The consignee must duly complete the name, address and contact details of

the place where the radioactive waste or spent fuel is held after the shipment.

(33) The consignee must complete item 33 (as referred to as in item 23) and

indicate if the shipment received is the last shipment covered by the authorisation.

(a) In cases where the authorisation covers a single shipment of the types

MM or IM, the consignee must complete section 6 within fifteen days of

receiving the radioactive waste or spent fuel and submit sections 5 and 6

to the competent authority of the Member State of destination. The

competent authority of the Member State of destination then forward

copies of sections 5 and 6 to the other competent authorities concerned

(and, where appropriate, the original of these two sections to the

competent authority who issued the authorisation). For shipments of the

type MM, the competent authority of the Member State of origin must

send a copy of the acknowledgement of receipt to the holder.

(b) In cases where the authorisation covers a single shipment of type ME or

TT the applicant must ensure that the consignee located outside the

European Community sends him section 5 and section 6 duly completed

immediately on receipt of the radioactive waste or spent fuel. Section 6

may be replaced by a declaration on the part of the consignee providing

at least the information contained in items 31to 36. Within fifteen days

after receipt of the radioactive waste or spent fuel, the applicant must

forward section 5, section 6 (if the consignee did not use section 6, the

applicant must complete it) and, where applicable, the consignee’s

declaration, to the competent authority which issued the authorisation.

This authority must then send copies of sections 5 and 6, and, where

applicable, the consignee’s declaration, to the other competent

authorities concerned.

(c) In cases where the authorisation covers several shipments of the types

MM or IM, the consignee must complete section 6 after each shipment

(having made several copies of a blank section 6 for this purpose) and

submit this section directly to the competent authority which issued the

authorisation. The consignee attaches section 5 relating to the same

shipment.

(d) In cases where the authorisation covers several shipments of the types

ME or TT the applicant must ensure that after each shipment the

consignee located outside the European Communities completes for

each shipment a (blank) copy of section 6 and returns it together with

the appropriate section 5.

(34) The consignee must tick “not applicable” or complete item 34 for shipments

of type ME or TT or attach a separate declaration and give the reference to the

attachment

(35) The consignee must complete item 35 when the single shipment or all the

shipments covered by the authorisation have been carried out. In cases where the

authorisation covers several shipments the final acknowledgement of receipt is

completed and submitted as if the authorisation were valid for a single shipment only

except that

(a) It is stated in item 30 of section 6 that the shipment in question is the

last shipment covered by the authorisation.

(b) Any declaration made by a consignee located outside the European

Communities must state that all the radioactive waste or spent fuel

covered by the shipment authorisation has indeed arrived.

The consignee must send the section 6 (acknowledgement of receipt) together

with section 5 depending on the type of shipment to the competent authority of the

Member State of destination in case of Type MM or IM shipments, or to the

applicant as referred to as in item 5 (section 1) in case of a Type ME or TT shipment.

To provide an overview, the section 6 for each of the shipments covered by the

authorisation must be attached to the final acknowledgement of receipt.

(36) The consignee must tick “not applicable” or complete item 36 in case of

shipments of type ME or TT, or replace it by a separate declaration, referring to the

attachment. The applicant must forward sections 5 and 6 to the authority which

issued the authorisation. To provide an overview, the section 6 for each of the

shipments covered by the authorisation must be attached to the final

acknowledgement of receipt.

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