VIENNA CONVENTION FOR THE PROTECTION OF THE OZONE LAYER AND THE MONTREAL PROTOCOL ON SUBSTANCES THAT DEPLETE
Table of Provisions (14)
Statutory Text (14 Articles)
THAT DEPLETE THE OZONE LAYER (INCORPORATION)
SUBSIDIARY LEGISLATION 549.16
VIENNA CONVENTION FOR THE PROTECTION OF
THE OZONE LAYER AND THE MONTREAL
PROTOCOL ON SUBSTANCES THAT DEPLETE
THE OZONE LAYER (INCORPORATION)
REGULATIONS
1st March, 2002
LEGAL NOTICE 226 of 2001, as amended by Legal Notice 259 of 2025.
The title of these regulations is the Vienna Convention for
the Protection of the Ozone Layer and the Montreal Protocol on
Substances that deplete the Ozone Layer (Incorporation)
Regulations.
Amended by
VIENNA CONVENTION FOR THE PROTECTION OF THE
L.N. 259 of 2025.
OZONE LAYER
PREAMBLE
THE PARTIES TO THIS CONVENTION,
AWARE of the potentially harmful impact on human health and the environment
through modification of the ozone layer,
RECALLING the pertinent provisions of the Declaration of the United Nations
Conference on the Human Environment, and in particular principle 21, which
provides that 'States have, in accordance with the Charter of the United Nations and
the principles of international law, the sovereign right to exploit their own resources
pursuant to their own environmental policies, and the responsibility to ensure that
activities within their jurisdiction or control do not cause damage to the environment
of other States or of areas beyond the limits of national jurisdiction',
TAKING INTO ACCOUNT the circumstances and particular requirements of
developing countries,
MINDFUL of the work and studies proceeding within both international and
national organizations and, in particular, of the World Plan of Action on the Ozone
Layer of the United Nations Environment Programme,
MINDFUL ALSO of the precautionary measures for the protection of the ozone
layer which have already been taken at the national and international levels,
AWARE that measures to protect the ozone layer from modifications due to human
activities require international cooperation and action, and should be based on
relevant scientific and technical considerations,
AWARE ALSO of the need for further research and systematic observations to
further develop scientific knowledge of the ozone layer and possible adverse effects
resulting from its modification,
DETERMINED to protect human health and the environment against adverse
effects resulting from modification of the ozone layer,
HAVE AGREED AS FOLLOWS
Article 1
Definitions
For the purposes of this Convention
1. 'The ozone layer' means the layer of atmospheric ozone above the planetary
boundary layer.
2. 'Adverse effects' means changes in the physical environment or biota,
including changes in climate, which have significant deleterious effects on human
health or on the composition, resilience and productivity of natural and managed
ecosystems, or on materials useful to mankind.
(1) The Vienna Convention for the Protection of the Ozone
Layer done at Vienna on the twenty-second day of March, 1985 and
the Montreal Protocol on Substances that Deplete the Ozone Layer
done at Montreal on the sixteenth day of September, 1987 as
amended by the Kigali Amendment adopted at Kigali on October 15,
2016, and entered into force on January 1, 2019 shall form part of the
laws of Malta.
(2) The texts of the said Vienna Convention appear in the First
Schedule, the texts of the said Montreal Protocol as amended by the
Kigali Amendment appear in the Second Schedule, and the texts of the
Declaration by the European Economic Community in conformity
with Article 13(3) of the Vienna Convention for the protection of the
ozone layer appear in the Third Schedule, all of which are being
published in the English language with the English text of these
regulations.
Substituted by
MONTREAL PROTOCOL ON SUBSTANCES THAT DEPLETE
L.N. 249 of 2025.
THE OZONE LAYER
The Parties to this Protocol,
Being Parties to the Vienna Convention for the Protection of the Ozone Layer,
Mindful of their obligation under that Convention to take appropriate measures to
protect human health and the environment against adverse effects resulting or likely
to result from human activities which modify or are likely to modify the ozone layer,
Recognizing that world-wide emissions of certain substances can significantly
deplete and otherwise modify the ozone layer in a manner that is likely to result in
adverse effects on human health and the environment,
Conscious of the potential climatic effects of emissions of these substances,
Aware that measures taken to protect the ozone layer from depletion should be
based on relevant scientific knowledge, considering technical and economic
considerations,
Determined to protect the ozone layer by taking precautionary measures to control
equitably total global emissions of substances that deplete it, with the ultimate
objective of their elimination on the basis of developments in scientific knowledge,
considering technical and economic considerations and bearing in mind the
developmental needs of developing countries,
Acknowledging that special provision is required to meet the needs of developing
countries, including the provision of additional financial resources and access to
relevant technologies, bearing in mind that the magnitude of funds necessary is
predictable, and the funds can be expected to make a substantial difference in the
world’s ability to address the scientifically established problem of ozone depletion
and its harmful effects,
N o t in g t he p r e c a ut i on a r y m e a s u re s f o r c on t ro l li n g e m i s s i on s of c e r t a i n
chlorofluorocarbons that have already been taken at national and regional levels,
Considering the importance of promoting international co-operation in the
research, development and transfer of alternative technologies relating to the control
and reduction of emissions of substances that deplete the ozone layer, bearing in
mind in particular the needs of developing countries,
THAT DEPLETE THE OZONE LAYER (INCORPORATION)
HAVE AGREED AS FOLLOWS
Article 1
Definitions
For the purposes of this Protocol
1. "Convention" means the Vienna Convention for the Protection of the Ozone
Layer, adopted on 22 March 1985.
2. "Parties" means, unless the text otherwise indicates, Parties to this Protocol.
3. "Secretariat" means the Secretariat of the Convention.
4. "Controlled substance" means a substance in Annex A, Annex B, Annex C,
Annex E or Annex F to this Protocol, whether existing alone or in a mixture. It
includes the isomers of any such substance, except as specified in the relevant
Annex, but excludes any controlled substance or mixture which is in a manufactured
product other than a container used for the transportation or storage of that
substance.
5. "Production" means the amount of controlled substances produced, minus
the amount destroyed by technologies to be approved by the Parties and minus the
amount entirely used as feedstock in the manufacture of other chemicals. The
amount recycled and reused is not to be considered as "production".
6. "Consumption" means production plus imports minus exports of controlled
substances.
7. "Calculated levels" of production, imports, exports, and consumption means
levels determined in accordance with Article 3.
'Alternative technologies or equipment' means technologies or equipment
the use of which makes it possible to reduce or effectively eliminate emissions of
THAT DEPLETE THE OZONE LAYER (INCORPORATION)
substances which have or are likely to have adverse effects on the ozone layer.
Amended by
Declaration by the European Economic Community
L.N. 259 of 2025.
Declaration by the European Economic Community in conformity with Article
13(3) of the Vienna Convention for the protection of the ozone layer concerning the
extent of its competence with respect to the matters covered by the Convention and
by the Montreal Protocol on substances that deplete the ozone layer
In accordance with the relevant Articles of the EEC Treaty, the Community has
competence to take action relating to the preservation, protection and improvement
of the quality of the environment.
The Community has exercised its competence in the area covered by the Vienna
Convention and the Montreal Protocol in adopting Council Decision 80/372/EEC of
26 March 1980 concerning chlorofluorocarbons in the environment, Council
Decision 82/795/EEC of 15 November 1982 on the consolidation of precautionary
measures concerning chlorolluorocarbons in the environment ($) and Council
Regulation (EEC) No 3322/88 of 14 October 1988 on certain chlorolluorocarbons
and halons which deplete the ozone layer. The Community may well exercise its
competence in the future by adopting further legislation in this area.
In the field of research in the environment, as referred to by the Convention, the
Community has a certain competence by virtue of Council Decision 86/234/EEC of
10 June 1986 adopting multi-annual R & D programmes in the field of the
environment (1986 to 1990).
'Alternative substances' means substances which reduce, eliminate or avoid
adverse effects on the ozone layer.
'Parties' means, unless the text otherwise indicates, Parties to this
Convention.
'Regional economic integration organization' means an organization
constituted by sovereign States of a given region which has competence in respect of
matters governed by this Convention or its protocols and has been duly authorized,
in accordance with its internal procedures, to sign, ratify, accept, approve or accede
to the instruments concerned.
'Protocols' means protocols to this Convention.
Article 2
General obligations
1. The Parties shall take appropriate measures in accordance with the
provisions of this Convention and of those protocols in force to which they are party
to protect human health and the environment against adverse effects resulting or
likely to result from human activities which modify or are likely to modify the ozone
layer.
2. To this end the Parties shall, in accordance with the means at their disposal
and their capabilities
(a) cooperate by means of systematic observations, research and
information exchange in order to better understand and assess the
effects of human activities on the ozone layer and the effects on human
health and the environment from modification of the ozone layer;
(b) adopt appropriate legislative or administrative measures and cooperate
in harmonizing appropriate policies to control, limit, reduce or prevent
human activities under their jurisdiction or control should it be found
that these activities have or are likely to have adverse effects resulting
from modification or likely modification of the ozone layer;
(c) cooperate in the formulation of agreed measures, procedures and
standards for the implementation of this Convention, with a view to the
adoption of protocols and annexes;
(d) cooperate with competent international bodies to implement effectively
this Convention and protocols to which they are party.
3. The provisions of this Convention shall in no way affect the right of Parties
to adopt, in accordance with international law, domestic measures additional to those
referred to in paragraphs 1 and 2 above, nor shall they affect additional domestic
m e a s u r e s a l r e a d y t a k e n b y a P a r t y, p r o v i d e d t h a t t h e s e m e a s u r e s a r e n o t
incompatible with their obligations under this Convention.
4. The application of this Article shall be based on relevant scientific and
technical considerations.
Article 3
Research and systematic observations
1. The Parties undertake, as appropriate, to initiate and cooperate in, directly or
through competent international bodies, the conduct of research and scientific
assessments on
(a) the physical and chemical processes that may affect the ozone layer;
(b) the human health and other biological effects deriving from any
modifications of the ozone layer, particularly those resulting from
changes in ultraviolet solar radiation having biological effects (UV-B);
(c) climatic ejects deriving from any modifications of the ozone layer;
(d) ejects deriving from any modifications of the ozone layer and any
consequent change in UV-B radiation on natural and synthetic materials
useful to mankind;
(e) substance, practices, processes and activities that may affect the ozone
layer, and their cumulative effects;
(f)
alternative substances and technologies;
(g) related socio-economic matters;
and as further elaborated in Annexes I and II.
2. The Parties undertake to promote or establish, as appropriate, directly or
through competent international bodies and taking fully into account national
legislation and relevant ongoing activities at both the national and international
levels, joint or complementary programmes for systematic observations of the state
of the ozone layer and other relevant parameters, as elaborated in Annex I.
3. The Parties undertake to cooperate, directly or through competent
international bodies, in ensuring the collection, validation and transmission of
research and observational data through appropriate world data centres in a regular
and timely fashion.
Article 4
Cooperation in the legal, scientific and technical fields
1. The Parties shall facilitate and encourage the exchange of scientific,
technical, socio-economic, commercial and legal information relevant to this
Convention as further elaborated in Annex II. Such information shall be supplied to
bodies agreed upon by the Parties. Any such body receiving information regarded as
confidential by the supplying Party shall ensure that such information is not
disclosed and shall aggregate it to protect its confidentiality before it is made
available to all Parties.
2. The Parties shall cooperate, consistent with their national laws, regulations
and practices and taking into account in particular the needs of the developing
countries, in promoting, directly or through competent international bodies, the
development and transfer of technology and knowledge. Such cooperation shall be
carried out particularly through
(a) facilitation of the acquisition of alternative technologies by other
Parties;
(b) provision of information on alternative technologies and equipment, and
supply of special manuals or guides to them;
(c) the supply of necessary equipment and facilities for research and
systematic observations;
(d) appropriate training of scientific and technical personnel.
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Article 5
Transmission of information
The Parties shall transmit, through the secretariat, to the Conference of the Parties
established under Article 6, information on the measures adopted by them in
implementation of this Convention and of protocols to which they are party in such
form and at such intervals as the meetings of the parties to the relevant instruments
may determine.
Article 6
Conference of the Parties
1. A Conference of the Parties is hereby established. The first meeting of the
Conference of the Parties shall be convened by the secretariat designated on an
interim basis under Article 7 not later than one year after entry into force of this
Convention. Thereafter, ordinary meetings of the Conference of the Parties shall be
held at regular intervals to be determined by the Conference at its first meeting.
2. Extraordinary meetings of the Conference of the Parties shall be held at such
other times as may be deemed necessary by the Conference, or at the written request
of any Party, provided that, within six months of the request being communicated to
them by the secretariat, it is supported by at least one-third of the Parties.
3. The Conference of the Parties shall by consensus agree upon and adopt rules
of procedure and financial rules for itself and for any subsidiary bodies it may
establish, as well as financial provisions governing the functioning of the secretariat.
4. The Conference of the Parties shall keep under continuous review the
implementation of this Convention, and, in addition, shall
(a) establish the form and the intervals for transmitting the information to
be submitted in accordance with Article 5 and consider such
information as well as reports submitted by any subsidiary body;
(b) review the scientific information on the ozone layer, on its possible
modification and on possible effects of any such modification;
(c) promote, in accordance with Article 2, the harmonization of appropriate
policies, strategies and measures for minimizing the release of
substances causing or likely to cause modification of the ozone layer,
and make recommendations on any other measures relating to this
Convention;
(d) adopt, in accordance with Articles 3 and 4, programmes for research,
systematic observations, scientific and technological cooperation, the
exchange of information and the transfer of technology and knowledge;
(e) consider and adopt, as required, in accordance with Articles 9 and 10,
amendments to this Convention and its annexes;
(f)
consider amendments to any protocol, as well as to any annexes thereto,
and, if so decided, recommend their adoption to the parties to the
protocol concerned;
(g) consider and adopt, as required, in accordance with Article 10,
additional annexes to this Convention;
(h) consider and adopt, as required, protocols in accordance with Article 8;
(i)
establish such subsidiary bodies as are deemed necessary for the
implementation of this Convention;
VIENNA CONVENTION FOR THE PROTECTION OF THE OZONE
LAYER AND THE MONTREAL PROTOCOL ON SUBSTANCES
THAT DEPLETE THE OZONE LAYER (INCORPORATION)
(j)
seek, where appropriate, the service of competent international bodies
and scientific committees, in particular the World Meteorological
Organization and the World Health Organization, as well as the
Coordinating Committee on the Ozone Layer, in scientific research,
systematic observations and other activities pertinent to the objectives
of this Convention, and make use as appropriate of information from
these bodies and committees;
(k) consider and undertake any additional action that may be required for
the achievement of the purposes of this Convention.
5. The United Nations, its specialized agencies and the International Atomic
Energy Agency, as well as any State not party to this Convention, may be
represented at meetings of the Conference of the Parties by observers. Any body or
agency, whether national or international, governmental or non-governmental,
qualified in fields relating to the protection of the ozone layer which has informed
the secretariat of its wish to be represented at a meeting of the Conference of the
Parties as an observer may be admitted unless at least one-third of the Parties present
object. The admission and participation of observers shall be subject to the rules of
procedure adopted by the Conference of the Parties.
Article 7
Secretariat
1. The functions of the secretariat shall be
(a) to arrange for and service meetings provided for in Articles 6, 8, 9 and
10;
(b) to prepare and transmit reports based upon information received in
accordance with Articles 4 and 5, as well as upon information derived
from meetings of subsidiary bodies established under Article 6;
(c) to perform the functions assigned to it by any protocol;
(d) to prepare reports on its activities carried out in implementation of its
functions under this Convention and present them to the Conference of
the Parties;
(e) to ensure the necessary coordination with other relevant international
bodies, and in particular to enter into such administrative and
contractual arrangements as may be required for the effective discharge
of its functions;
(f)
to perform such other functions as may be determined by the
Conference of the Parties.
2. The secretariat functions will be carried out on an interim basis by the
United Nations Environment Programme until the completion of the first ordinary
meeting of the Conference of the Parties held pursuant to Article 6. At its first
ordinary meeting, the Conference of the Parties shall designate the secretariat from
amongst those existing competent international organizations which have signified
their willingness to carry out the secretariat functions under this Convention.
Article 8
Adoption of protocols
1. The Conference of the Parties may at a meeting adopt protocols pursuant to
THAT DEPLETE THE OZONE LAYER (INCORPORATION)
2. The text of any proposed protocol shall be communicated to the Parties by
the secretariat at least six months before such a meeting.
Article 9
Amendment of the Convention or protocols
1. Any Party may propose amendments to this Convention or to any protocol.
Such amendments shall take due account, inter alia, of relevant scientific and
technical considerations.
2. Amendments to this Convention shall be adopted at a meeting of the
Conference of the Parties. Amendments to any protocol shall be adopted at a meeting
of the Parties to the protocol in question. The text of any proposed amendment to
this Convention or to any protocol, except as may otherwise be provided in such
protocol, shall be communicated to the Parties by the secretariat at least six months
before the meeting at which it is proposed for adoption. The secretariat shall also
communicate proposed amendments to the signatories to this Convention for
information.
3. The Parties shall make every effort to reach agreement on any proposed
amendment to this Convention by consensus. If all efforts at consensus have been
exhausted, and no agreement reached, the amendment shall as a last resort be
adopted by a three-fourths majority vote of the Parties present and voting at the
meeting, and shall be submitted by the Depositary to all Parties for ratification,
approval or acceptance.
4. The procedure mentioned in paragraph 3 above shall apply to amendments
to any protocol, except that a two-thirds majority of the parties to that protocol
present and voting at the meeting shall suffice for their adoption.
5. Ratification, approval or acceptance of amendments shall be notified to the
Depositary in writing. Amendments adopted in accordance with paragraphs 3 or 4
above shall enter into force between parties having accepted them on the 90th day
after the receipt by the Depositary of notification of their ratification, approval or
acceptance by at least three-fourths of the Parties to this Convention or by at least
two-thirds of the parties to the protocol concerned, except as may otherwise be
provided in such protocol. Thereafter the amendments shall enter into force for any
other Party on the 90th day after that Party deposits its instrument of ratification,
approval or acceptance of the amendments.
6. For the purposes of this Article 'Parties present and voting' means Parties
present and casting an affirmative or negative vote.
Article 10
Adoption and amendment of annexes
1. The annexes to this Convention or to any protocol shall form an integral part
of this Convention or of such protocol, as the case may be, and, unless expressly
provided otherwise, a reference to this Convention or its protocols constitutes at the
same time a reference to any annexes thereto. Such annexes shall be restricted to
scientific, technical and administrative matters.
2. Except as may be otherwise provided in any protocol with respect to its
annexes, the following procedure shall apply to the proposal, adoption and entry into
force of additional annexes to this Convention or of annexes to a protocol
(a) annexes to this Convention shall be proposed and adopted according to
the procedure laid down in Article 9, paragraphs 2 and 3, while annexes
to any protocol shall be proposed and adopted according to the
procedure laid down in Article 9, paragraphs 2 and 4;
(b) any party that is unable to approve an additional annex to this
Convention or an annex to any protocol to which it is party shall so
notify the Depositary, in writing, within six months from the date of the
communication of the adoption by the Depositary. The Depositary shall
without delay notify all Parties of any such notification received. A
Party may at any time substitute an acceptance for a previous
declaration of objection and the annexes shall thereupon enter into force
for that Party;
(c) on the expiry of six months from the date of the circulation of the
communication by the Depositary, the annex shall become elective for
all Parties to this Convention or to any protocol concerned which have
not submitted a notification in accordance with the provision of
subparagraph (b) above.
3. The proposal, adoption and entry into force of amendments to annexes to
this Convention or to any protocol shall be subject to the same procedure as for the
proposal, adoption and entry into force of annexes to the Convention or annexes to a
protocol. Annexes and amendments thereto shall take due account, inter alia, of
relevant scientific and technical consideration.
4. If an additional annex or an amendment to an annex involves an amendment
to this Convention or to any protocol, the additional annex or amended annex shall
not enter into force until such time as the amendment to this Convention or to the
protocol concerned enters into force.
Article 11
Settlement of disputes
1. In the event of a dispute between Parties concerning the interpretation or
application of this Convention, the parties concerned shall seek solution by
negotiation.
2. If the parties concerned cannot reach agreement by negotiation, they may
jointly seek the good offices of, or request mediation by, a third party.
3. When ratifying, accepting, approving or acceding to this Convention, or at
any time thereafter, a State or regional economic integration organization may
declare in writing to the Depositary that for a dispute not resolved in accordance
with paragraph 1 or 2 above, it accepts one or both of the following means of dispute
settlement as compulsory
(a) arbitration in accordance with procedures to be adopted by the
Conference of the Parties at its first ordinary meeting;
(b) submission of the dispute to the International Court of Justice.
4. If the parties have not, in accordance with paragraph 3 above, accepted the
same or any procedure, the dispute shall be submitted to conciliation in accordance
with paragraph 5 below unless the parties otherwise agree.
5. A conciliation commission shall be created upon the request of one of the
parties to the dispute. The commission shall be composed of an equal number of
members appointed by each party concerned and a chairman chosen jointly by the
members appointed by each party. The commission shall render a final and
recommendatory award, which the parties shall consider in good faith.
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6. The provisions of this Article shall apply with respect to any protocol except
as otherwise provided in the protocol concerned.
Article 12
Signature
This Convention shall be open for signature by States and by regional economic
integration' organizations at the Federal Ministry for Foreign Affairs of the Republic
of Austria in Vienna from 22 March 1985 to 21 September 1985, and at United
Nations Headquarters in New York from 22 September 1985 to 21 March 1986.
Article 13
Ratification, acceptance or approval
1. This Convention and any protocol shall be subject to ratification, acceptance
or approval by States and by regional economic integration organizations.
Instruments of ratification, acceptance or approval shall be deposited with the
Depositary.
2. Any organization referred to in paragraph 1 above which becomes a Party to
this Convention or any protocol without any of its member States being a Party shall
be bound by all the obligations under the Convention or the protocol, as the case may
be. In the case of such organizations, one or more of whose member States is a Party
to the Convention or relevant protocol, the organization and its member States shall
decide on their respective responsibilities for the performance of their obligation
under the Convention or protocol, as the case may be. In such cases, the organization
and the member States shall not be entitled to exercise rights under the Convention
or relevant protocol concurrently.
3. In their instruments of ratification, acceptance or approval, the organizations
referred to in paragraph 1 above shall declare the extent of their competence with
respect to the matters governed by the Convention or the relevant protocol. These
organizations shall also inform the Depositary of any substantial modification in the
extent of their competence.
Article 14
Accession
1. This Convention and any protocol shall be open for accession by States and
by regional economic integration organizations from the date on which the
Convention or the protocol concerned is closed for signature. The instruments of
accession shall be deposited with the Depositary.
2. In their instruments of accession, the organizations referred to in paragraph
1 above shall declare the extent of their competence with respect to the matters
governed by the Convention or the relevant protocol. These organizations shall also
inform the Depositary of any substantial modification in the extent of their
competence.
3. The provisions of Article 13, paragraph 2, shall apply to regional economic
integration organizations which accede to this Convention or any protocol.
Article 15
Right to vote
1. Each Party to this Convention or to any protocol shall have one vote.
2. Except as provided for in paragraphs 1 above, regional economic integration
organizations, in matters within their competence, shall exercise their right to vote
with a number of votes equal to the number of their member States which are Parties
to the Convention or the relevant protocol. Such organizations shall not exercise
their right to vote if their member States exercise theirs, and vice versa.
Article 16
Relationship between the Convention and its protocols
1. A State or a regional economic integration organization may not become a
party to a protocol unless it is, or becomes at the same time, a Party to the
Convention.
2. Decisions concerning any protocol shall be taken only by the parties to the
protocol concerned.
Article 17
Entry into force
1. This Convention shall enter into force on the 90th day after the date of
deposit of the 20th instrument of ratification, acceptance, approval or accession.
2. Any protocol, except as otherwise provided in such protocol, shall enter into
force on the 90th day after the date of deposit of the 11th instrument of ratification,
acceptance or approval of such protocol or accession thereto.
3. For each Party which ratifies, accepts or approves this Convention or
accedes thereto after the deposit of the 20th instrument of ratification, acceptance,
approval or accession, it shall enter into force on the 90th day after the date of
deposit by such Party of its instrument of ratification, acceptance, approval or
accession.
4. Any protocol,. except as otherwise provided in such protocol, shall enter
into force for a party that ratifies, accepts or approves that protocol or accedes
thereto after its entry into force pursuant to paragraph 2 above, on the 90th day after
the date on which that party deposits its instrument of ratification, acceptance,
approval or accession, or on the date on which the Convention enters into force for
that Party, whichever shall be the later.
5. For the purpose of paragraphs 1 and 2 above, any instrument deposited by a
regional economic integration organization shall not be counted as additional to
those deposited by member States of such organization.
Article 18
Reservations
No reservations may be made to this Convention.
Article 19
Withdrawal
1. At any time after four years from the date on which this Convention has
entered into force for a Party, that Party may withdraw from the Convention by
giving written notification to the Depositary.
2. Except as may be provided in any protocol, at any time after four years from
the date on which such protocol has entered into force for a party, that party may
withdraw from the protocol by giving written notification to the Depositary.
3. Any such withdrawal shall take effect upon expiry of one year after the date
THAT DEPLETE THE OZONE LAYER (INCORPORATION)
of its receipt by the Depositary, or on such later date as may be specified in the
notification of the withdrawal.
4. Any Party which withdraws from this Convention shall be considered as also
having withdrawn from any protocol to which it is party.
Article 20
Depositary
1. The Secretary-General of the United Nations shall assume the functions of
depository of this Convention and any protocols.
2. The Depositary shall inform the Parties, in particular, of
(a) the signature of this Convention and of any protocol, and the deposit of
instruments of ratification, acceptance, approval or accession in
accordance with Articles 13 and 14;
(b) the date on which the Convention and any protocol will come into force
in accordance with Article 17;
(c) notification of withdrawal made in accordance with Article 19;
(d) Amendments adopted with respect to the Convention and any protocol,
their acceptance by the parties and their date of entry into force in
accordance with Article 9;
(e) all communications relating to the adoption and approval of annexes
and to the amendment of annexes in accordance with Article 10;
(f)
notifications by regional economic integration organizations of the
extent of their competence with respect to matters governed by this
Convention and any protocols, and of any modifications thereof;
(g) declarations made in accordance with Article 11, paragraph 3.
Article 21
Authentic texts
The original of this Convention, of which the Arabic, Chinese, English, French,
Russian and Spanish texts are equally authentic, shall be deposited with the
Secretary-General of the United Nations.
In witness whereof the undersigned, being duly authorized to that effect, have
signed this Convention.
Done at Vienna on the 22nd day of March 1985.
Annex I
RESEARCH AND SYSTEMATIC OBSERVATIONS
1. The Parties to the Convention recognize that the major scientific issues are
(a) modification of the ozone layer which would result in a change in the
amount of solar ultraviolet radiation having biological effects (UV-B) that reaches
the Earth’s surface and the potential consequences for human health, for organisms,
ecosystems and materials useful to mankind;
(b) modification of the vertical distribution of ozone, which could change the
temperature structure of the atmosphere and the potential consequences for weather
and climate.
2. The Parties to the Conventions in accordance with Article 3, shall cooperate
VIENNA CONVENTION FOR THE PROTECTION OF THE OZONE
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in conducting research and systematic observations and in formulating
recommendations for future research and observation in such areas as
(a)
Research into the physics and chemistry of the atmosphere
(i)
comprehensive theoretical models: further development of models
which consider the interaction between radiative, dynamic and
chemical processes; studies of the simultaneous effects of various
man-made and naturally occurring species upon atmospheric ozone;
interpretation of satellite and non-satellite measurement data sets;
evaluation of trends in atmospheric and geophysical parameters, and
the development of methods for attributing changes in these
parameters to specific causes;
(ii)
laboratory studies of rate coefficients, absorption cross-sections and
mechanisms of tropospheric and stratospheric chemical and
photochemical processes; spectroscopic data to support field
measurements in all relevant spectral regions;
(iii)
field measurements: the concentration and fluxes of key source gases
of both natural and anthropogenic origin; atmospheric dynamics
studies; simultaneous measurements of photochemically related
species down to the planetary boundary layer, using in situ and remote
sensing instruments; intercomparison of different sensors, including
coordinated correlative measurements for satellite instrumentation;
three-dimensional fields of key atmospheric trace constituents, solar
spectral flux and meteorological parameters;
(iv)
instrument development, including satellite and non-satellite sensors
for atmospheric trace constituents, solar flux and meteorological
parameters;
(b)
Research into health, biological and photodegradation effects
(i)
the relationship between human exposure to visible and ultraviolet
solar radiation and (a) the development of both non-melanoma and
melanoma skin cancer and (b) the effects on the immunological
system;
(ii)
effects of UV-B radiation, including the wavelength dependence, upon
(a) agricultural crops, forests and other terrestrial ecosystems, and (b)
the aquatic food web and fisheries, as well as possible inhibition of
oxygen production by marine phytoplankton;
(iii)
the mechanisms by which UV-B radiation acts on biological materials,
species and ecosystems, including: the relationship between dose, dose
rate, and response; photorepair, adaptation, and protection;
(iv)
studies of biological action spectra and the spectral response using
polychromatic radiation in order to include possible interactions of the
various wavelength regions;
(v)
the influence of UV-B radiation on: the sensitivities and activities of
biological species important to the biospheric balance; primary
processes such as photosynthesis and biosynthesis;
(vi)
the influence of UV-B radiation on the photodegradation of pollutants,
agricultural chemicals and other materials;
(c)
Research on effects on climate
THAT DEPLETE THE OZONE LAYER (INCORPORATION)
(i)
theoretical and observational studies of the radiative effects of ozone
and other trace species and the impact on climate parameters, such as
land and ocean surface temperatures, precipitation patterns, the
exchange between the troposphere and stratosphere;
(ii)
the investigation of the effects of such climate impacts on various
aspects of human activity;
(d)
Systematic observations on
(i)
the status of the ozone layer (i.e. the spatial and temporal variability of
the total column content and vertical distribution) by making the
Global Ozone Observing System, based on the integration of satellite
and ground-based systems, fully operational;
(ii)
the tropospheric and stratospheric concentrations of source gases for
the HOx, NOx, ClOx and carbon families;
(iii)
the temperature from the ground to the mesosphere, utilizing both
ground-based and satellite systems;
(iv)
wavelength-resolved solar flux reaching, and thermal radiation
leaving, the Earth’s atmosphere, utilizing satellite measurements;
(v)
wavelength-resolved solar flux reaching the Earth’s surface in the
ultraviolet range having biological effects (UV-B);
(vi)
aerosol properties and distribution from the ground to the mesosphere,
utilizing ground-based, airborne and satellite systems;
(vii) climatically important variables by the maintenance of programmes of
high-quality meteorological surface measurements;
(viii) trace species, temperatures, solar flux and aerosols utilizing improved
methods for analysing global data.
3. The Parties to the Convention shall cooperate, taking into account the
particular needs of the developing countries, in promoting the appropriate scientific
and technical training required to participate in the research and systematic
observations outlined in this annex. Particular emphasis should be given to the
intercalibration of observational instrumentation and methods with a view to
generating comparable or standardized scientific data sets.
4. The following chemical substances of natural and anthropogenic origin, not
listed in order of priority, are thought to have the potential to modify the chemical
and physical properties of the ozone layer.
(a)
Carbon substances
(i)
Carbon monoxide (CO)
Carbon monoxide has significant natural and anthropogenic sources,
and is thought to play a major direct role in tropospheric
photochemistry, and an indirect role in stratospheric photochemistry;
(ii)
Carbon dioxide (CO 2 )
Carbon dioxide has significant nature: and anthropogenic sources, and
affects stratospheric ozone by influencing the thermal structure of the
atmosphere;
(iii)
Methane (CH 4 )
Methane has both natural and anthropogenic sources, and effects both
VIENNA CONVENTION FOR THE PROTECTION OF THE OZONE
LAYER AND THE MONTREAL PROTOCOL ON SUBSTANCES
THAT DEPLETE THE OZONE LAYER (INCORPORATION)
tropospheric and stratospheric ozone;
(iv)
Non-methane hydrocarbon species
Non-methane hydrocarbon species, which consist of a large number of
chemical substances, have both natural and anthropogenic sources, and
play a direct role in tropospheric photochemistry and an indirect role
in stratospheric photochemistry;
(b)
Nitrogen substances
(i)
Nitrous oxide (N 2 O)
The dominant sources of N 2 O are natural, but anthropogenic
contributions are becoming increasingly important. Nitrous oxide is
the primary source of stratospheric NOx, which play a vital role in
controlling the abundance of stratospheric ozone;
(ii)
Nitrogen oxides (NOx)
Ground-level sources of NOx play a major direct role only in
tropospheric photochemical processes and an indirect role in
stratospheric photochemistry, whereas injection of NOx close to the
tropopause may lead directly to a change in upper tropospheric and
stratospheric ozone;
(c)
Chlorine substances
(i)
Fully halogenated alkanes, e.g. CCl 4 , CFCl 3 (CFC-11), CF 2 Cl 2 (CFC-
12), C 2 F 3 Cl 3 (CFC-113), C 2 F 4 Cl 2 (CFC-114)
Fully halogenated alkanes are anthropogenic and act as a source of
ClOx, which plays a vital role in ozone photochemistry, especially in
the 30 to 50 kilometre altitude region;
(ii)
Partially halogenated alkanes, e.g. CH 3 Cl, CHF 2 Cl (CFC-22),
CH 3 CCl 3 , CHFCl 2 (CFC-21)
The sources of CH 3 C1 are natural, whereas the other partially
halogenated alkanes mentioned above are anthropogenic in origin.
These gases also act as a source of stratospheric ClOx;
(d)
Bromine substances
Fully halogenated alkanes, e.g. CF 3 Br
These gases are anthropogenic and act as a source of BrOx, which
behaves in a manner similar to ClOx;
(e)
Hydrogen substances
(i)
Hydrogen (H 2 )
Hydrogen, the source of which is natural and anthropogenic, plays a
minor role in stratospheric photochemistry;
(ii)
Water (H 2 O)
Water, the source of which is natural, plays a vital role in both
tropospheric and stratospheric photochemistry. Local sources of water
vapour in the stratosphere include the oxidation of methane and, to a
lesser extent, of hydrogen.
THAT DEPLETE THE OZONE LAYER (INCORPORATION)
Annex II
INFORMATION EXCHANGE
1. The Parties to the Convention recognize that the collection and sharing of
info rmati on is an impo rtant means of impl em entin g the o bjectives of this
Convention and of assuring that any actions that may be taken are appropriate and
equitable. Therefore, Parties shall exchange scientific, technical, socio-economic,
business, commercial and legal information.
2. The Parties to the Convention, in deciding what information is to be
collected and exchanged, should take into account the usefulness of the information
and the costs of obtaining it. The Parties further recognize that cooperation under
this Annex has to be consistent with national laws, regulations and practices
regarding patents, trade secrets, and protection of confidential and proprietary
information.
3. Scientific information
This includes information on
(a) planned and ongoing research, both governmental and private, to
facilitate the coordination of research programmes so as to make the
most effective use of available national and international resources;
(b) the emission data needed for research;
(c) scientific results published in peer-reviewed literature on the
understanding of the physics and chemistry of the Earth's atmosphere
and of its susceptibility to change, in particular on the state of the ozone
layer and effects on human health, environment and climate which
would result from changes on all time-scales in either the total column
content or the vertical distribution of ozone;
(d) the assessment of research results and the recommendations for future
research.
4. Technical information
This includes information on
(a) the availability and cost of chemical substitutes and of alternative
technologies to reduce the emissions of ozone-modifying substances
and related planned and ongoing research;
(b) the limitations and any risks involved in using chemical or other
substitutes and alternative technologies.
5. Socio-economic and commercial information on the substances referred to
This includes information on
(a) production and production capacity;
(b) use and use patterns;
(c) imports/exports;
(d) the costs, risks and benefits of human activities which may indirectly
modify the ozone layer and of the impacts of regulatory actions taken or
being considered to control these activities.
6. Legal information
This includes information on
(a) national laws, administrative measures and legal research relevant to the
protection of the ozone layer;
(b) international agreements, including bilateral agreements, relevant to the
protection of the ozone layer;
(c) methods and terms of licensing and availability of patents relevant to
the protection of the ozone layer.
"Industrial rationalization" means the transfer of all or a portion of the
calculated level of production of one Party to another, for the purpose of achieving
economic efficiencies or responding to anticipated shortfalls in supply as a result of
plant closures.
Article 2
Control Measures
1. Any Party may, for one (1) or more control periods, transfer to another Party
any portion of its calculated level of production set out in Articles 2A to 2F, Articles
2H and 2J, provided that the total combined calculated levels of production of the
Parties concerned for any group of controlled substances do not exceed the
production limits set out in those Articles for that group. Such transfer of
production shall be notified to the Secretariat by each of the Parties concerned,
stating the terms of such transfer and the period for which it is to apply.
1 bis. Any Party not operating under paragraph 1 of Article 5 may, for one (1) or
more control periods, transfer to another such Party any portion of its calculated
level of consumption set out in Article 2F, provided that the calculated level of
consumption of controlled substances in Group I of Annex A of the Party
transferring the portion of its calculated level of consumption did not exceed zero
point two five (0.25) kilograms per capita in 1989 and that the total combined
calculated levels of consumption of the Parties concerned do not exceed the
consumption limits set out in Article 2F. Such transfer of consumption shall be
notified to the Secretariat by each of the Parties concerned, stating the terms of such
transfer and the period for which it is to apply.
2. Any Party not operating under Article 5, that has facilities for the production
of Annex A or Annex B controlled substances under construction, or contracted for,
prior to 16 September 1987, and provided for in national legislation prior to 1
January 1987, may add the production from such facilities to its 1986 production of
such substances for the purposes of determining its calculated level of production for
1986, provided that such facilities are completed by 31 December 1990 and that such
production does not raise that Party’s annual calculated level of consumption of the
controlled substances above zero point five (0.5) kilograms per capita.
3. Any transfer of production pursuant to paragraph 1 or any addition of
production pursuant to paragraph 6 shall be notified to the Secretariat, no later than
the time of the transfer or addition.
4. (a)Any Parties which are Member States of a regional economic integration
organization as defined in Article 1 (6) of the Convention may agree that they shall
jointly fulfil their obligations respecting consumption under this Article and Articles
2A to 2J provided that their total combined calculated level of consumption does not
exceed the levels required by this Article and Articles 2A to 2J. Any such agreement
may be extended to include obligations respecting consumption or production under
Article 2J provided that the total combined calculated level of consumption or
production of the Parties concerned does not exceed the levels required by Article
2J. (b) The Parties to any such agreement shall inform the Secretariat of the
terms of the agreement before the date of the reduction in consumption
with which the agreement is concerned.
(c) Such agreement will become operative only if all Member States of the
regional economic integration organization and the organization
concerned are Parties to the Protocol and have notified the Secretariat of
their manner of implementation.
5. (a)Based on the assessments made pursuant to Article 6, the Parties may
decide whether
(i) adjustments to the ozone depleting potentials specified in Annex A, Annex
B, Annex C and, or Annex E should be made and, if so, what the
adjustments should be;
(ii) adjustments to the global warming potentials specified in Group I of
Annex A, Annex C and Annex F should be made and, if so, what the
adjustments should be; and
(iii) further adjustments and reductions of production or consumption of the
controlled substances should be undertaken and, if so, what the scope,
amount, and timing of any such adjustments and reductions should be;
(b) Proposals for such adjustments shall be communicated to the Parties by the
Secretariat at least six (6) months before the meeting of the Parties at which they are
proposed for adoption;
(c) In taking such decisions, the Parties shall make every effort to reach
agreement by consensus. If all efforts at consensus have been exhausted, and no
agreement reached, such decisions shall, as a last resort, be adopted by a two-thirds
(⅔) majority vote of the Parties present and voting representing a majority of the
Parties operating under paragraph 1 of Article 5 present and voting and a majority of
the Parties not so operating present and voting;
(d) The decisions, which shall be binding on all Parties, shall forthwith be
communicated to the Parties by the Depositary. Unless otherwise provided in the
decisions, they shall enter into force on the expiry of six (6) months from the date of
THAT DEPLETE THE OZONE LAYER (INCORPORATION)
the circulation of the communication by the Depositary.
6. Based on the assessments made pursuant to Article 6 of this Protocol and in
accordance with the procedure set out in Article 9 of the Convention, the Parties may
decide
(a) any substances, and if so which, should be added to or removed from
any annex to this Protocol; and
(b) the mechanism, scope and timing of the control measures that should
apply to those substances.
7. Notwithstanding the provisions contained in this Article and Articles 2A to
2J Parties may take more stringent measures than those required by this Article and
Articles 2A to 2J.
Article 2A
CFCs
1. Each Party shall ensure that for the twelve (12) month period commencing
on the first (1st) day of the seventh (7th) month following the date of entry into force
of this Protocol, and in each twelve (12) month period thereafter, its calculated level
of consumption of the controlled substances in Group I of Annex A does not exceed
its calculated level of consumption in 1986. By the end of the same period, each
Party producing one (1) or more of these substances shall ensure that its calculated
level of production of the substances does not exceed its calculated level of
production in 1986, except that such level may have increased by no more than ten
per cent (10%) based on the 1986 level. Such increase shall be permitted only so as
to satisfy the basic domestic needs of the Parties operating under Article 5 and for
the purposes of industrial rationalization between Parties.
2. Each Party shall ensure that for the period from 1 July 1991 to 31 December
1992 its calculated levels of consumption and production of the controlled
substances in Group I of Annex A do not exceed one hundred and fifty percent
(150%) of its calculated levels of production and consumption of those substances in
1986; with effect from 1 January 1993, the twelve (12) month control period for
these controlled substances shall run from 1 January to 31 December each year.
3. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 1994, and in each twelve (12) month period thereafter, its calculated
level of consumption of the controlled substances in Group I of Annex A does not
exceed, annually, twenty-five per cent (25%) of its calculated level of consumption
in 1986. Each Party producing one (1) or more of these substances shall, for the
same periods, ensure that its calculated level of production of the substances does
not exceed, annually, twenty-five per cent (25%) of its calculated level of production
in 1986. However, in order to satisfy the basic domestic needs of the Parties
operating under paragraph 1 of Article 5, its calculated level of production may
exceed that limit by up to ten per cent (10%) of its calculated level of production in
1986.
4. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 1996, and in each twelve (12) month period thereafter, its calculated
level of consumption of the controlled substances in Group I of Annex A does not
exceed zero (0). Each Party producing one (1) or more of these substances shall, for
the same periods, ensure that its calculated level of production of the substances
does not exceed zero (0). However, in order to satisfy the basic domestic needs of
the Parties operating under paragraph 1 of Article 5, its calculated level of
production may exceed that limit by a quantity equal to the annual average of its
production of the controlled substances in Group I of Annex A for basic domestic
needs for the period 1995 to 1997 inclusive. This paragraph will apply save to the
extent that the Parties decide to permit the level of production or consumption that is
necessary to satisfy uses agreed by them to be essential.
5. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 2003 and in each twelve (12) month period thereafter, its calculated
level of production of the controlled substances in Group I of Annex A for the basic
domestic needs of the Parties operating under paragraph 1 of Article 5 does not
exceed eighty per cent (80%) of the annual average of its production of those
substances for basic domestic needs for the period 1995 to 1997 inclusive.
6. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 2005 and in each twelve (12) month period thereafter, its calculated
level of production of the controlled substances in Group I of Annex A for the basic
domestic needs of the Parties operating under paragraph 1 of Article 5 does not
exceed fifty per cent (50%) of the annual average of its production of those
substances for basic domestic needs for the period 1995 to 1997 inclusive.
7. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 2007 and in each twelve (12) month period thereafter, its calculated
level of production of the controlled substances in Group I of Annex A for the basic
domestic needs of the Parties operating under paragraph 1 of Article 5 does not
exceed fifteen per cent (15%) of the annual average of its production of those
substances for basic domestic needs for the period 1995 to 1997 inclusive.
8. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 2010 and in each twelve (12) month period thereafter, its calculated
level of production of the controlled substances in Group I of Annex A for the basic
domestic needs of the Parties operating under paragraph 1 of Article 5 does not
exceed zero (0).
For the purposes of calculating basic domestic needs under paragraphs 4 to 8
of this Article, the calculation of the annual average of production by a Party
includes any production entitlements that it has transferred in accordance with
paragraph 1 of Article 2 and excludes any production entitlements that it has
acquired in accordance with paragraph 1 of Article 2.
Article 2B
Halons
1. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 1992, and in each twelve (12) month period thereafter, its calculated
level of consumption of the controlled substances in Group II of Annex A does not
exceed, annually, its calculated level of consumption in 1986. Each Party producing
one (1) or more of these substances shall, for the same periods, ensure that its
calculated level of production of the substances does not exceed, annually, its
calculated level of production in 1986. However, in order to satisfy the basic
domestic needs of the Parties operating under paragraph 1 of Article 5, its calculated
level of production may exceed that limit by up to ten per cent (10%) of its
calculated level of production in 1986.
2. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 1994, and in each twelve (12) month period thereafter, its calculated
level of consumption of the controlled substances in Group II of Annex A does not
exceed zero (0). Each Party producing one (1) or more of these substances shall, for
the same periods, ensure that its calculated level of production of the substances
THAT DEPLETE THE OZONE LAYER (INCORPORATION)
does not exceed zero (0). However, in order to satisfy the basic domestic needs of
the Parties operating under paragraph 1 of Article 5, its calculated level of
production may, until 1 January 2002 exceed that limit by up to fifteen per cent
(15%) of its calculated level of production in 1986; thereafter, it may exceed that
limit by a quantity equal to the annual average of its production of the controlled
substances in Group II of Annex A for basic domestic needs for the period 1995 to
1997 inclusive. This paragraph will apply save to the extent that the Parties decide to
permit the level of production or consumption that is necessary to satisfy uses agreed
by them to be essential.
3. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 2005 and in each twelve (12) month period thereafter, its calculated
level of production of the controlled substances in Group II of Annex A for the basic
domestic needs of the Parties operating under paragraph 1 of Article 5 does not
exceed fifty per cent (50%) of the annual average of its production of those
substances for basic domestic needs for the period 1995 to 1997 inclusive.
4. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 2010 and in each twelve (12) month period thereafter, its calculated
level of production of the controlled substances in Group II of Annex A for the basic
domestic needs of the Parties operating under paragraph 1 of Article 5 does not
exceed zero (0).
Article 2C
Other fully halogenated CFCs
1. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 1993, its calculated level of consumption of the controlled substances
in Group I of Annex B does not exceed, annually, eighty per cent (80%) of its
calculated level of consumption in 1989. Each Party producing one (1) or more of
these substances shall, for the same period, ensure that its calculated level of
production of the substances does not exceed, annually, eighty per cent (80%) of its
calculated level of production in 1989. However, in order to satisfy the basic
domestic needs of the Parties operating under paragraph 1 of Article 5, its calculated
level of production may exceed that limit by up to ten per cent (10%) of its
calculated level of production in 1989.
2. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 1994, and in each twelve (12) month period thereafter, its calculated
level of consumption of the controlled substances in Group I of Annex B does not
exceed, annually, twenty-five per cent (25%) of its calculated level of consumption
in 1989. Each Party producing one (1) or more of these substances shall, for the
same periods, ensure that its calculated level of production of the substances does
not exceed, annually, twenty-five per cent (25%) of its calculated level of production
in 1989. However, in order to satisfy the basic domestic needs of the Parties
operating under paragraph 1 of Article 5, its calculated level of production may
exceed that limit by up to ten per cent (10%) of its calculated level of production in
1989.
3. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 1996, and in each twelve (12) month period thereafter, its calculated
level of consumption of the controlled substances in Group I of Annex B does not
exceed zero (0). Each Party producing one (0) or more of these substances shall, for
the same periods, ensure that its calculated level of production of the substances
does not exceed zero (0). However, in order to satisfy the basic domestic needs of
the Parties operating under paragraph 1 of Article 5, its calculated level of
production may, until 1 January 2003 exceed that limit by up to fifteen per cent
(15%) of its calculated level of production in 1989; thereafter, it may exceed that
limit by a quantity equal to eighty per cent (80%) of the annual average of its
production of the controlled substances in Group I of Annex B for basic domestic
needs for the period 1998 to 2000 inclusive. This paragraph will apply save to the
extent that the Parties decide to permit the level of production or consumption that is
necessary to satisfy uses agreed by them to be essential.
4. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 2007 and in each twelve (12) month period thereafter, its calculated
level of production of the controlled substances in Group I of Annex B for the basic
domestic needs of the Parties operating under paragraph 1 of Article 5 does not
exceed fifteen per cent (15%) of the annual average of its production of those
substances for basic domestic needs for the period 1998 to 2000 inclusive.
5. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 2010 and in each twelve (12) month period thereafter, its calculated
level of production of the controlled substances in Group I of Annex B for the basic
domestic needs of the Parties operating under paragraph 1 of Article 5 does not
exceed zero (0).
Article 2D
Carbon tetrachloride
1. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 1995, its calculated level of consumption of the controlled substance in
Group II of Annex B does not exceed, annually, fifteen per cent (15%) of its
calculated level of consumption in 1989. Each Party producing the substance shall,
for the same period, ensure that its calculated level of production of the substance
does not exceed, annually, fifteen per cent (15%) of its calculated level of production
in 1989. However, in order to satisfy the basic domestic needs of the Parties
operating under paragraph 1 of Article 5, its calculated level of production may
exceed that limit by up to ten per cent (10%) of its calculated level of production in
1989.
2. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 1996, and in each twelve (12) month period thereafter, its calculated
level of consumption of the controlled substance in Group II of Annex B does not
exceed zero (0). Each Party producing the substance shall, for the same periods,
ensure that its calculated level of production of the substance does not exceed zero
(0). However, in order to satisfy the basic domestic needs of the Parties operating
under paragraph 1 of Article 5, its calculated level of production may exceed that
limit by up to fifteen per cent (15%) of its calculated level of production in 1989.
This paragraph will apply save to the extent that the Parties decide to permit the
level of production or consumption that is necessary to satisfy uses agreed by them
to be essential.
Article 2E
1,1,1-Trichloroethane (Methyl chloroform)
1. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 1993, its calculated level of consumption of the controlled substance in
Group III of Annex B does not exceed, annually, its calculated level of consumption
in 1989. Each Party producing the substance shall, for the same period, ensure that
its calculated level of production of the substance does not exceed, annually, its
calculated level of production in 1989. However, in order to satisfy the basic
THAT DEPLETE THE OZONE LAYER (INCORPORATION)
domestic needs of the Parties operating under paragraph 1 of Article 5, its calculated
level of production may exceed that limit by up to ten per cent (10%) of its
calculated level of production in 1989.
2. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 1994, and in each twelve (12) month period thereafter, its calculated
level of consumption of the controlled substance in Group III of Annex B does not
exceed, annually, fifty per cent (50%) of its calculated level of consumption in 1989.
Each Party producing the substance shall, for the same periods, ensure that its
calculated level of production of the substance does not exceed, annually, fifty per
cent (50%) of its calculated level of production in 1989. However, in order to satisfy
the basic domestic needs of the Parties operating under paragraph 1 of Article 5, its
calculated level of production may exceed that limit by up to ten per cent (10%) of
its calculated level of production in 1989.
3. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 1996, and in each twelve (12) month period thereafter, its calculated
level of consumption of the controlled substance in Group III of Annex B does not
exceed zero (0). Each Party producing the substance shall, for the same periods,
ensure that its calculated level of production of the substance does not exceed zero
(0). However, in order to satisfy the basic domestic needs of the Parties operating
under paragraph 1 of Article 5, its calculated level of production may exceed that
limit by up to fifteen per cent (15%) of its calculated level of production for 1989.
This paragraph will apply save to the extent that the Parties decide to permit the
level of production or consumption that is necessary to satisfy uses agreed by them
to be essential.
Article 2F
Hydrochlorofluorocarbons
1. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 1996, and in each twelve (12) month period thereafter, its calculated
level of consumption of the controlled substances in Group I of Annex C does not
exceed, annually, the sum of
a.
two point eight per cent (2.8%) of its calculated level of consumption in
1989 of the controlled substances in Group I of Annex A; and
b.
its calculated level of consumption in 1989 of the controlled substances
in Group I of Annex C.
2. Each Party producing one (1) or more of these substances shall ensure that
for the twelve (12) month period commencing on 1 January 2004, and in each twelve
(12) month period thereafter, its calculated level of production of the controlled
substances in Group I of Annex C does not exceed, annually, the average of
a.
the sum of its calculated level of consumption in 1989 of the controlled
substances in Group I of Annex C and two point eight per cent (2.8%) of
its calculated level of consumption in 1989 of the controlled substances
in Group I of Annex A; and
b.
the sum of its calculated level of production in 1989 of the controlled
substances in Group I of Annex C and two point eight per cent (2.8%) of
its calculated level of production in 1989 of the controlled substances in
Group I of Annex A. However, in order to satisfy the basic domestic
needs of the Parties operating under paragraph 1 of Article 5, its
calculated level of production may exceed that limit by up to fifteen per
cent (15%) of its calculated level of production of the controlled
substances in Group I of Annex C as defined above.
3. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 2004, and in each twelve (12) month period thereafter, its calculated
level of consumption of the controlled substances in Group I of Annex C does not
exceed, annually, sixty-five per cent (65%) of the sum referred to in paragraph 1 of
this Article.
4. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 2010, and in each twelve (12) month period thereafter, its calculated
level of consumption of the controlled substances in Group I of Annex C does not
exceed, annually, twenty-five per cent (25%) of the sum referred to in paragraph 1 of
this Article. Each Party producing one (1) or more of these substances shall, for the
same periods, ensure that its calculated level of production of the controlled
substances in Group I of Annex C does not exceed, annually, twenty-five per cent
(25%) of the calculated level referred to in paragraph 2 of this Article. However, in
order to satisfy the basic domestic needs of the Parties operating under paragraph 1
of Article 5, its calculated level of production may exceed that limit by up to ten per
cent (10%) of its calculated level of production of the controlled substances in Group
I of Annex C as referred to in paragraph 2.
5. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 2015, and in each twelve (12) month period thereafter, its calculated
level of consumption of the controlled substances in Group I of Annex C does not
exceed, annually, ten per cent (10%) of the sum referred to in paragraph 1 of this
Article. Each Party producing one (1) or more of these substances shall, for the same
periods, ensure that its calculated level of production of the controlled substances in
Group I of Annex C does not exceed, annually, ten per cent (10%) of the calculated
level referred to in paragraph 2 of this Article. However, in order to satisfy the basic
domestic needs of the Parties operating under paragraph 1 of Article 5, its calculated
level of production may exceed that limit by up to ten per cent (10%) of its
calculated level of production of the controlled substances in Group I of Annex C as
referred to in paragraph 2.
6. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 2020, and in each twelve (12) month period thereafter, its calculated
level of consumption of the controlled substances in Group I of Annex C does not
exceed zero (0). Each Party producing one (1) or more of these substances shall, for
the same periods, ensure that its calculated level of production of the controlled
substances in Group I of Annex C does not exceed zero (0). This paragraph will
apply save to the extent that the Parties decide to permit the level of production or
consumption that is necessary to satisfy uses agreed by them to be essential.
However
a.
each Party may exceed that limit on consumption by up to zero point five
per cent (0.5%) of the sum referred to in paragraph 1 of this Article in any such
twelve (12) month period ending before 1 January 2030, provided that such
consumption shall be restricted to
i.
the servicing of refrigeration and air-conditioning equipment existing
on 1 January 2020;
ii.
the servicing of fire suppression and fire protection equipment existing
on 1 January 2020;
iii. solvent applications in rocket engine manufacturing; and
iv.
topical medical aerosol applications for the specialised treatment of
THAT DEPLETE THE OZONE LAYER (INCORPORATION)
burns;
b.
each Party may exceed that limit on production by up to zero point five per
cent (0.5%) of the average referred to in paragraph 2 of this Article in any such
twelve (12) month period ending before 1 January 2030, provided that such
production shall be restricted to
i.
the servicing of refrigeration and air-conditioning equipment existing
on 1 January 2020;
ii.
the servicing of fire suppression and fire protection equipment existing
on 1 January 2020;
iii. solvent applications in rocket engine manufacturing; and
iv.
topical medical aerosol applications for the specialised treatment of
burns.
7. As of 1 January 1996, each Party shall endeavour to ensure that
a.
the use of controlled substances in Group I of Annex C is limited to
those applications where other more environmentally suitable
alternative substances or technologies are not available;
b.
the use of controlled substances in Group I of Annex C is not outside
the areas of application currently met by controlled substances in
Annexes A, B and C, except in rare cases for the protection of human
life or human health; and
c.
controlled substances in Group I of Annex C are selected for use in a
manner that minimizes ozone depletion, in addition to meeting other
environmental, safety and economic considerations.
Article 2G
Hydrobromofluorocarbons
Each Party shall ensure that for the twelve (12) month period commencing on 1
January 1996, and in each twelve (12) month period thereafter, its calculated level of
consumption of the controlled substances in Group II of Annex C does not exceed
zero (0). Each Party producing the substances shall, for the same periods, ensure that
its calculated level of production of the substances does not exceed zero (0). This
paragraph will apply save to the extent that the Parties decide to permit the level of
production or consumption that is necessary to satisfy uses agreed by them to be
essential.
Article 2H
Methyl bromide
1. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 1995, and in each twelve (12) month period thereafter, its calculated
level of consumption of the controlled substance in Annex E does not exceed,
annually, its calculated level of consumption in 1991. Each Party producing the
substance shall, for the same period, ensure that its calculated level of production of
the substance does not exceed, annually, its calculated level of production in 1991.
However, in order to satisfy the basic domestic needs of the Parties operating under
paragraph 1 of Article 5, its calculated level of production may exceed that limit by
up to ten per cent (10%) of its calculated level of production in 1991.
2. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 1999, and in the twelve (12) month period thereafter, its calculated
level of consumption of the controlled substance in Annex E does not exceed,
annually, seventy-five per cent (75%) of its calculated level of consumption in 1991.
Each Party producing the substance shall, for the same periods, ensure that its
calculated level of production of the substance does not exceed, annually, seventy-
five per cent (75%) of its calculated level of production in 1991. However, in order
to satisfy the basic domestic needs of the Parties operating under paragraph 1 of
Article 5, its calculated level of production may exceed that limit by up to ten per
cent (10%) of its calculated level of production in 1991.
3. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 2001, and in the twelve (12) month period thereafter, its calculated
level of consumption of the controlled substance in Annex E does not exceed,
annually, fifty per cent (50%) of its calculated level of consumption in 1991. Each
Party producing the substance shall, for the same periods, ensure that its calculated
level of production of the substance does not exceed, annually, fifty per cent (50%)
of its calculated level of production in 1991. However, in order to satisfy the basic
domestic needs of the Parties operating under paragraph 1 of Article 5, its calculated
level of production may exceed that limit by up to ten per cent (10%) of its
calculated level of production in 1991.
4. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 2003, and in the twelve (12) month period thereafter, its calculated
level of consumption of the controlled substance in Annex E does not exceed,
annually, thirty per cent (30%) of its calculated level of consumption in 1991. Each
Party producing the substance shall, for the same periods, ensure that its calculated
level of production of the substance does not exceed, annually, thirty per cent (30%)
of its calculated level of production in 1991. However, in order to satisfy the basic
domestic needs of the Parties operating under paragraph 1 of Article 5, its calculated
level of production may exceed that limit by up to ten per cent (10%) of its
calculated level of production in 1991.
5. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 2005, and in each twelve (12) month period thereafter, its calculated
level of consumption of the controlled substance in Annex E does not exceed zero
(0). Each Party producing the substance shall, for the same periods, ensure that its
calculated level of production of the substance does not exceed zero (0). However, in
order to satisfy the basic domestic needs of the Parties operating under paragraph 1
of Article 5, its calculated level of production may, until 1 January 2002 exceed that
limit by up to fifteen per cent (15%) of its calculated level of production in 1991;
thereafter, it may exceed that limit by a quantity equal to the annual average of its
production of the controlled substance in Annex E for basic domestic needs for the
period 1995 to 1998 inclusive. This paragraph will apply save to the extent that the
Parties decide to permit the level of production or consumption that is necessary to
satisfy uses agreed by them to be critical uses.
5 bis. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 2005 and in each twelve (12) month period thereafter, its calculated
level of production of the controlled substance in Annex E for the basic domestic
needs of the Parties operating under paragraph 1 of Article 5 does not exceed eighty
per cent (80%) of the annual average of its production of the substance for basic
domestic needs for the period 1995 to 1998 inclusive.
5 ter. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 2015 and in each twelve (12) month period thereafter, its calculated
level of production of the controlled substance in Annex E for the basic domestic
needs of the Parties operating under paragraph 1 of Article 5 does not exceed zero
THAT DEPLETE THE OZONE LAYER (INCORPORATION)
(0).
6. The calculated levels of consumption and production under this Article shall
not include the amounts used by the Party for quarantine and pre-shipment
applications.
Article 2I
Bromochloromethane
Each Party shall ensure that for the twelve (12) month period commencing on 1
January 2002, and in each twelve (12) month period thereafter, its calculated level of
consumption and production of the controlled substance in Group III of Annex C
does not exceed zero (0). This paragraph will apply save to the extent that the Parties
decide to permit the level of production or consumption that is necessary to satisfy
uses agreed by them to be essential.
Article 2J
Hydrofluorocarbons
1. Each Party shall ensure that for the twelve (12) month period commencing
on 1 January 2019, and in each twelve (12) month period thereafter, its calculated
level of consumption of the controlled substances in Annex F, expressed in
CO2 equivalents, does not exceed the percentage, set out for the respective range of
years specified in sub-paragraphs (a) to (e) below, of the annual average of its
calculated levels of consumption of Annex F controlled substances for the years
2011, 2012 and 2013, plus fifteen per cent (15%) of its calculated level of
consumption of Annex C, Group I, controlled substances as set out in paragraph 1 of
Article 2F, expressed in CO2 equivalents
(a) 2019 to 2023: 90 per cent (90%);
(b) 2024 to 2028: 60 per cent (60%);
(c) 2029 to 2033: 30 per cent (30%);
(d) 2034 to 2035: 20 per cent (20%);
(e) 2036 and thereafter: 15 per cent (15%).
2. Notwithstanding paragraph 1 of this Article, the Parties may decide that a
Party shall ensure that, for the twelve (12) month period commencing on 1 January
2020, and in each twelve (12) month period thereafter, its calculated level of
consumption of the controlled substances in Annex F, expressed in CO2 equivalents,
does not exceed the percentage, set out for the respective range of years specified in
sub-paragraphs (a) to (e) below, of the annual average of its calculated levels of
consumption of Annex F controlled substances for the years 2011, 2012 and 2013,
plus twenty-five per cent (25%) of its calculated level of consumption of Annex C,
Group I, controlled substances as set out in paragraph 1 of Article 2F, expressed in
CO2 equivalents
(a) 2020 to 2024: 95 per cent (95%);
(b) 2025 to 2028: 65 per cent (65%);
(c) 2029 to 2033: 30 per cent (30%);
(d) 2034 to 2035: 20 per cent (20%);
(e) 2036 and thereafter: 15 per cent (15%).
3. Each Party producing the controlled substances in Annex F shall ensure that
for the twelve (12) month period commencing on 1 January 2019, and in each twelve
(12) month period thereafter, its calculated level of production of the controlled
substances in Annex F, expressed in CO2 equivalents, does not exceed the
percentage, set out for the respective range of years specified in sub-paragraphs (a)
to (e) below, of the annual average of its calculated levels of production of Annex F
controlled substances for the years 2011, 2012 and 2013, plus fifteen per cent (15%)
of its calculated level of production of Annex C, Group I, controlled substances as
set out in paragraph 2 of Article 2F, expressed in CO2 equivalents
(a) 2019 to 2023: 90 per cent (90%);
(b) 2024 to 2028: 60 per cent (60%);
(c) 2029 to 2033: 30 per cent (30%);
(d) 2034 to 2035: 20 per cent (20%);
(e) 2036 and thereafter: 15 per cent (15%).
4. Notwithstanding paragraph 3 of this Article, the Parties may decide that a
Party producing the controlled substances in Annex F shall ensure that for the twelve
(12) month period commencing on 1 January 2020, and in each twelve (12) month
period thereafter, its calculated level of production of the controlled substances in
Annex F, expressed in CO2 equivalents, does not exceed the percentage, set out for
the respective range of years specified in sub-paragraphs (a) to (e) below, of the
annual average of its calculated levels of production of Annex F controlled
substances for the years 2011, 2012 and 2013, plus twenty-five per cent (25%) of its
calculated level of production of Annex C, Group I, controlled substances as set out
in paragraph 2 of Article 2F, expressed in CO2 equivalents
(a) 2020 to 2024: 95 per cent (95%);
(b) 2025 to 2028: 65 per cent (65%);
(c) 2029 to 2033: 30 per cent (30%);
(d) 2034 to 2035: 20 per cent (20%);
(e) 2036 and thereafter: 15 per cent (15%).
5. Paragraphs 1 to 4 of this Article will apply save to the extent that the Parties
decide to permit the level of production or consumption that is necessary to satisfy
uses agreed by the Parties to be exempted uses.
6. Each Party manufacturing Annex C, Group I, or Annex F substances shall
ensure that for the twelve (12) month period commencing on 1 January 2020, and in
each twelve (12) month period thereafter, its emissions of Annex F, Group II,
substances generated in each production facility that manufactures Annex C, Group
I, or Annex F substances are destroyed to the extent practicable using technology
approved by the Parties in the same twelve (12) month period.
7. Each Party shall ensure that any destruction of Annex F, Group II,
substances generated by facilities that produce Annex C, Group I, or Annex F
substances shall occur only by technologies approved by the Parties.
Article 3
Calculation of control levels
1. For the purposes of Articles 2, 2A to 2J and 5, each Party shall, for each
group of substances in Annex A, Annex B, Annex C, Annex E or Annex F, determine
its calculated levels of
(a)
production by
(i)
multiplying its annual production of each controlled substance by the
THAT DEPLETE THE OZONE LAYER (INCORPORATION)
ozone depleting potential specified in respect of it in Annex A, Annex
B, Annex C or Annex E, except as otherwise specified in paragraph 2;
(ii) adding together, for each such Group, the resulting figures;
(b) imports and exports, respectively, by following, mutatis mutandis, the
procedure set out in sub-paragraph (a); and
(c) consumption by adding together its calculated levels of production and
imports and subtracting its calculated level of exports as determined in accordance
with sub-paragraphs (a) and (b). However, beginning on 1 January 1993, any export
of controlled substances to non-Parties shall not be subtracted in calculating the
consumption level of the exporting Party; and
(d) emissions of Annex F, Group II, substances generated in each facility that
generates Annex C, Group I, or Annex F substances by including, among other
things, amounts emitted from equipment leaks, process vents and destruction
devices, but excluding amounts captured for use, destruction, or storage.
2. When calculating levels, expressed in CO2 equivalents, of production,
consumption, imports, exports and emissions of Annex F and Annex C, Group I,
substances for the purposes of Article 2J, paragraph 1 of Article 2 and paragraph 1
(d) of Article 3, each Party shall use the global warming potentials of those
substances specified in Group I of Annex A, Annex C and Annex F.
Article 4
Control of trade with non-Parties
1. As of 1 January 1990, each party shall ban the import of the controlled
substances in Annex A from any State not party to this Protocol.
1 bis. Within one (1) year of the date of the entry into force of this paragraph,
each Party shall ban the import of the controlled substances in Annex B from any
State not party to this Protocol.
1 ter. Within one (1) year of the date of entry into force of this paragraph, each
Party shall ban the import of any controlled substances in Group II of Annex C from
any State not party to this Protocol.
1 qua. Within one (1) year of the date of entry into force of this paragraph, each
Party shall ban the import of the controlled substance in Annex E from any State not
party to this Protocol.
1 quin. As of 1 January 2004, each Party shall ban the import of the controlled
substances in Group I of Annex C from any State not party to this Protocol.
1 sex. Within one (1) year of the date of entry into force of this paragraph, each
Party shall ban the import of the controlled substance in Group III of Annex C from
any State not party to this Protocol.
1 sept. Upon entry into force of this paragraph, each Party shall ban the import of
the controlled substances in Annex F from any State not Party to this Protocol.
2. As of 1 January 1993, each Party shall ban the export of any controlled
substances in Annex A to any State not party to this Protocol.
2 bis. Commencing one (1) year after the date of entry into force of this
paragraph, each Party shall ban the export of any controlled substances in Annex B
to any State not party to this Protocol.
2 ter. Commencing one (1) year after the date of entry into force of this
paragraph, each Party shall ban the export of any controlled substances in Group II
of Annex C to any State not party to this Protocol.
2 qua. Commencing one (1) year of the date of entry into force of this paragraph,
each Party shall ban the export of the controlled substance in Annex E to any State
not party to this Protocol.
2 quin. As of 1 January 2004, each Party shall ban the export of the controlled
substances in Group I of Annex C to any State not party to this Protocol.
2 sex. Within one (1) year of the date of entry into force of this paragraph, each
Party shall ban the export of the controlled substance in Group III of Annex C to any
State not party to this Protocol.
2 sept. Upon entry into force of this paragraph, each Party shall ban the export of
the controlled substances in Annex F to any State not Party to this Protocol.
3. By 1 January 1992, the Parties shall, following the procedures in Article 10
of the Convention, elaborate in an annex a list of products containing controlled
substances in Annex A. Parties that have not objected to the annex in accordance
with those procedures shall ban, within one (1) year of the annex having become
effective, the import of those products from any State not party to this Protocol.
3 bis. Within three (3) years of the date of the entry into force of this paragraph,
the Parties shall, following the procedures in Article 10 of the Convention, elaborate
in an annex a list of products containing controlled substances in Annex B. Parties
that have not objected to the annex in accordance with those procedures shall ban,
within one (1) year of the annex having become effective, the import of those
products from any State not party to this Protocol.
3 ter. Within three (3) years of the date of entry into force of this paragraph, the
Parties shall, following the procedures in Article 10 of the Convention, elaborate in
an annex a list of products containing controlled substances in Group II of Annex C.
Parties that have not objected to the annex in accordance with those procedures shall
ban, within one (1) year of the annex having become effective, the import of those
products from any State not party to this Protocol.
4. By 1 January 1994, the Parties shall determine the feasibility of banning or
restricting, from States not party to this Protocol, the import of products produced
with, but not containing, controlled substances in Annex A. If determined feasible,
the Parties shall, following the procedures in Article 10 of the Convention, elaborate
in an annex a list of such products. Parties that have not objected to the annex in
accordance with those procedures shall ban or restrict, within one (1) year of the
annex having become effective, the import of those products from any State not
party to this Protocol.
4 bis. Within five (5) years of the date of the entry into force of this paragraph,
the Parties shall determine the feasibility of banning or restricting, from States not
party to this Protocol, the import of products produced with, but not containing,
controlled substances in Annex B. If determined feasible, the Parties shall, following
the procedures in Article 10 of the Convention, elaborate in an annex a list of such
products. Parties that have not objected to the annex in accordance with those
procedures shall ban or restrict, within one (1) year of the annex having become
effective, the import of those products from any State not party to this Protocol.
4 ter. Within five (5) years of the date of entry into force of this paragraph, the
Parties shall determine the feasibility of banning or restricting, from States not party
to this Protocol, the import of products produced with, but not containing, controlled
substances in Group II of Annex C. If determined feasible, the Parties shall,
THAT DEPLETE THE OZONE LAYER (INCORPORATION)
following the procedures in Article 10 of the Convention, elaborate in an annex a list
of such products. Parties that have not objected to the annex in accordance with
those procedures shall ban or restrict, within one (1) year of the annex having
become effective, the import of those products from any State not party to this
Protocol.
5. Each Party undertakes to the fullest practicable extent to discourage the
export to any State not party to this Protocol of technology for producing and for
utilizing controlled substances in Annexes A, B, C, E and F.
6. Each Party shall refrain from providing new subsidies, aid, credits,
guarantees or insurance programmes for the export to States not party to this
Protocol of products, equipment, plants, or technology that would facilitate the
production of controlled substances in Annexes A, B, C, E and F.
7. Paragraphs 5 and 6 shall not apply to products, equipment, plants, or
technology that improve the containment, recovery, recycling, or destruction of
controlled substances, promote the development of alternative substances, or
otherwise contribute to the reduction of emissions of controlled substances in
Annexes A, B, C, E and F.
8. Notwithstanding the provisions of this Article, imports and exports referred
to in paragraphs 1 to 4 ter of this Article may be permitted from, or to, any State not
party to this Protocol, if that State is determined, by a meeting of the Parties, to be in
full compliance with Article 2, Articles 2A to 2J and this Article, and have submitted
data to that effect as specified in Article 7.
9. For the purposes of this Article, the term "State not party to this Protocol"
shall include, with respect to a particular controlled substance, a State or regional
economic integration organization that has not agreed to be bound by the control
measures in effect for that substance.
By 1 January 1996, the Parties shall consider whether to amend this Protocol
in order to extend the measures in this Article to trade in controlled substances in
Group I of Annex C and in Annex E with States not party to the Protocol.
Article 4A
Control of trade with Parties
1. Where, after the phase-out date applicable to it for a controlled substance, a
Party is unable, despite having taken all practicable steps to comply with its
obligation under the Protocol, to cease production of that substance for domestic
consumption, other than for uses agreed by the Parties to be essential, it shall ban the
export of used, recycled, and reclaimed quantities of that substance, other than for
the purpose of destruction.
2. Paragraph 1 of this Article shall apply without prejudice to the operation of
Article 11 of the Convention and the non-compliance procedure developed under
Article 8 of the Protocol.
Article 4B
Licensing
1. Each Party shall, by 1 January 2000 or within three (3) months of the date of
entry into force of this Article for it, whichever is the later, establish and implement
a system for licensing the import and export of new, used, recycled, and reclaimed
controlled substances in Annexes A, B, C and E.
2. Notwithstanding paragraph 1 of this Article, any Party operating under
paragraph 1 of Article 5 which decides it is not in a position to establish and
implement a system for licensing the import and export of controlled substances in
Annexes C and E, may delay taking those actions until 1 January 2005 and 1 January
2002, respectively.
2 bis. Each Party shall, by 1 January 2019 or within three (3) months of the date
of entry into force of this paragraph for it, whichever is later, establish and
implement a system for licensing the import and export of new, used, recycled, and
reclaimed controlled substances in Annex F. Any Party operating under paragraph 1
of Article 5 that decides it is not in a position to establish and implement such a
system by 1 January 2019 may delay taking those actions until 1 January 2021.
3. Each Party shall, within three (3) months of the date of introducing its
licensing system, report to the Secretariat on the establishment and operation of that
system.
4. The Secretariat shall periodically prepare and circulate to all Parties a list of
the Parties that have reported to it on their licensing systems and shall forward this
information to the Implementation Committee for consideration and appropriate
recommendations to the Parties.
Article 5
Special situation of developing countries
1. Any Party that is a developing country and whose annual calculated level of
consumption of the controlled substances in Annex A is less than zero point three
(0.3) kilograms per capita on the date of the entry into force of the Protocol for it, or
any time thereafter until 1 January 1999, shall, in order to meet its basic domestic
needs, be entitled to delay for ten (10) years its compliance with the control
measures set out in Articles 2A to 2E, provided that any further amendments to the
adjustments or Amendment adopted at the Second Meeting of the Parties in London,
29 June 1990, shall apply to the Parties operating under this paragraph after the
review provided for in paragraph 8 of this Article has taken place and shall be based
on the conclusions of that review.
1 bis. The Parties shall, considering the review referred to in paragraph 8 of this
Article, the assessments made pursuant to Article 6 and any other relevant
information, decide by 1 January 1996, through the procedure set forth in paragraph
5 of Article 2
(a) with respect to paragraphs 1 to 6 of Article 2F, what base year, initial
levels, control schedules and phase-out date for consumption of the
controlled substances in Group I of Annex C will apply to Parties
operating under paragraph 1 of this Article;
(b) with respect to Article 2G, what phase-out date for production and
consumption of the controlled substances in Group II of Annex C will
apply to Parties operating under paragraph 1 of this Article; and
(c) with respect to Article 2H, what base year, initial levels and control
schedules for consumption and production of the controlled substance
in Annex E will apply to Parties operating under paragraph 1 of this
Article.
2. However, any Party operating under paragraph 1 of this Article shall exceed
neither an annual calculated level of consumption of the controlled substances in
Annex A of zero point three (0.3) kilograms per capita nor an annual calculated level
of consumption of controlled substances of Annex B of zero point two (0.2)
kilograms per capita.
THAT DEPLETE THE OZONE LAYER (INCORPORATION)
3. When implementing the control measures set out in Articles 2A to 2E, any
Party operating under paragraph 1 of this Article shall be entitled to use
(a) for controlled substances under Annex A, either the average of its
annual calculated level of consumption for the period 1995 to 1997
inclusive or a calculated level of consumption of zero point three (0.3)
kilograms per capita, whichever is the lower, as the basis for
determining its compliance with the control measures relating to
consumption.
(b) for controlled substances under Annex B, the average of its annual
calculated level of consumption for the period 1998 to 2000 inclusive or
a calculated level of consumption of zero point two (0.2) kilograms per
capita, whichever is the lower, as the basis for determining its
compliance with the control measures relating to consumption.
(c) for controlled substances under Annex A, either the average of its
annual calculated level of production for the period 1995 to 1997
inclusive or a calculated level of production of zero point three (0.3)
kilograms per capita, whichever is the lower, as the basis for
determining its compliance with the control measures relating to
production.
(d) for controlled substances under Annex B, either the average of its
annual calculated level of production for the period 1998 to 2000
inclusive or a calculated level of production of zero point two (0.2)
kilograms per capita, whichever is the lower, as the basis for
determining its compliance with the control measures relating to
production.
If a Party operating under paragraph 1 of this Article, at any time before the
control measures obligations in Articles 2A to 2J become applicable to it, finds itself
unable to obtain an adequate supply of controlled substances, it may notify this to
the Secretariat. The Secretariat shall forthwith transmit a copy of such notification to
the Parties, which shall consider the matter at their next Meeting, and decide upon
appropriate action to be taken.
5. Developing the capacity to fulfil the obligations of the Parties operating
under paragraph 1 of this Article to comply with the control measures set out in
Articles 2A to 2E and Articles 2I and 2J, and with any control measures in Articles
2F to 2H that are decided pursuant to paragraph 1 bis of this Article, and their
implementation by those same Parties will depend upon the effective implementation
of the financial co-operation as provided by Article 10 and the transfer of technology
as provided by Article 10A.
6. Any Party operating under paragraph 1 of this Article may, at any time,
notify the Secretariat in writing that, having taken all practicable steps it is unable to
implement any or all of the obligations laid down in Articles 2A to 2E and Articles
2I and 2J, or any or all obligations in Articles 2F to 2H that are decided pursuant to
paragraph 1 bis of this Article, due to the inadequate implementation of Articles 10
and 10A. The Secretariat shall forthwith transmit a copy of the notification to the
Parties, which shall consider the matter at their next Meeting, giving due recognition
to paragraph 5 of this Article and shall decide upon appropriate action to be taken.
7. During the period between notification and the Meeting of the Parties at
which the appropriate action referred to in paragraph 6 above is to be decided, or for
a further period if the Meeting of the Parties so decides, the non-compliance
procedures referred to in Article 8 shall not be invoked against the notifying Party.
VIENNA CONVENTION FOR THE PROTECTION OF THE OZONE
LAYER AND THE MONTREAL PROTOCOL ON SUBSTANCES
THAT DEPLETE THE OZONE LAYER (INCORPORATION)
8. A Meeting of the Parties shall review, not later than 1995, the situation of
the Parties operating under paragraph 1 of this Article, including the effective
implementation of financial co-operation and transfer of technology to them, and
adopt such revisions that may be deemed necessary regarding the schedule of control
measures applicable to those Parties.
8 bis. Based on the conclusions of the review referred to in paragraph 8 above
(a) with respect to the controlled substances in Annex A, a Party operating
under paragraph 1 of this Article shall, in order to meet its basic
domestic needs, be entitled to delay for ten (10) years its compliance
with the control measures adopted by the Second Meeting of the Parties
in London, 29 June 1990, and reference by the Protocol to Articles 2A
and 2B shall be read accordingly;
(b) with respect to the controlled substances in Annex B, a Party operating
under paragraph 1 of this Article shall, in order to meet its basic
domestic needs, be entitled to delay for ten (10) years its compliance
with the control measures adopted by the Second Meeting of the Parties
in London, 29 June 1990, and reference by the Protocol to Articles 2C
to 2E shall be read accordingly.
8 ter. Pursuant to paragraph 1 bis above
(a) each Party operating under paragraph 1 of this Article shall ensure that
for the twelve (12) month period commencing on 1 January 2013, and in
each twelve (12) month period thereafter, its calculated level of
consumption of the controlled substances in Group I of Annex C does
not exceed, annually, the average of its calculated levels of consumption
in 2009 and 2010. Each Party operating under paragraph 1 of this
Article shall ensure that for the twelve (12) month period commencing
on 1 January 2013 and in each twelve (12) month period thereafter, its
calculated level of production of the controlled substances in Group I of
Annex C does not exceed, annually, the average of its calculated levels
of production in 2009 and 2010;
(b) each Party operating under paragraph 1 of this Article shall ensure that
for the twelve (12) month period commencing on 1 January 2015, and in
each twelve (12) month period thereafter, its calculated level of
consumption of the controlled substances in Group I of Annex C does
not exceed, annually, ninety per cent (90%) of the average of its
calculated levels of consumption in 2009 and 2010. Each such Party
producing one (1) or more of these substances shall, for the same
periods, ensure that its calculated level of production of the controlled
substances in Group I of Annex C does not exceed, annually, ninety per
cent (90%) of the average of its calculated levels of production in 2009
and 2010;
(c) each Party operating under paragraph 1 of this Article shall ensure that
for the twelve (12) month period commencing on 1 January 2020, and in
each twelve (12) month period thereafter, its calculated level of
consumption of the controlled substances in Group I of Annex C does
not exceed, annually, sixty-five per cent (65%) of the average of its
calculated levels of consumption in 2009 and 2010. Each such Party
producing one (1) or more of these substances shall, for the same
periods, ensure that its calculated level of production of the controlled
substances in Group I of Annex C does not exceed, annually, sixty-five
THAT DEPLETE THE OZONE LAYER (INCORPORATION)
per cent (65%) of the average of its calculated levels of production in
2009 and 2010;
(d) each Party operating under paragraph 1 of this Article shall ensure that
for the twelve (12) month period commencing on 1 January 2025, and in
each twelve (12) month period thereafter, its calculated level of
consumption of the controlled substances in Group I of Annex C does
not exceed, annually, thirty-two point five per cent (32.5%) of the
average of its calculated levels of consumption in 2009 and 2010. Each
such Party producing one (1) or more of these substances shall, for the
same periods, ensure that its calculated level of production of the
controlled substances in Group I of Annex C does not exceed, annually,
thirty-two point five per cent (32.5%) of the average of its calculated
levels of production in 2009 and 2010;
(e) each Party operating under paragraph 1 of this Article shall ensure that
for the twelve (12) month period commencing on 1 January 2030, and in
each twelve (12) month period thereafter, its calculated level of
consumption of the controlled substances in Group I of Annex C does
not exceed zero (0). Each such Party producing one (1) or more of these
substances shall, for the same periods, ensure that its calculated level of
production of the controlled substances in Group I of Annex C does not
exceed zero (0). This paragraph will apply save to the extent that the
Parties decide to permit the level of production or consumption that is
necessary to satisfy uses agreed by them to be essential. However
(i)
each such Party may exceed that limit on consumption in any such twelve
(12) month period so long as the sum of its calculated levels of consumption over the
ten (10) year period from 1 January 2030 to 1 January 2040, divided by ten (10),
does not exceed two point five per cent (2.5%) of the average of its calculated levels
of consumption in 2009 and 2010, and provided that such consumption shall be
restricted to
the servicing of refrigeration and air conditioning equipment existing on 1
January 2030;
the servicing of fire suppression and fire protection equipment existing on 1
January 2030;
solvent applications in rocket engine manufacturing; and
topical medical aerosol applications for the specialized treatment of burns;
(ii) each such Party may exceed that limit on production in any such twelve (12)
month period so long as the sum of its calculated levels of production over the ten
(10) year period from 1 January 2030 to 1 January 2040, divided by ten (10), does
not exceed two point five per cent (2.5%) of the average of its calculated levels of
production in 2009 and 2010, and provided that such production shall be restricted
the servicing of refrigeration and air conditioning equipment existing on 1
January 2030;
the servicing of fire suppression and fire protection equipment existing on 1
January 2030;
solvent applications in rocket engine manufacturing; and
topical medical aerosol applications for the specialized treatment of burns;
(f)
each Party operating under paragraph 1 of this Article shall comply with
Article 2G;
(g) with regard to the controlled substance contained in Annex E
(i)
as of 1 January 2002, each Party operating under paragraph 1 of this Article
shall comply with the control measures set out in paragraph 1 of Article 2H and, as
the basis for its compliance with these control measures, it shall use the average of
its annual calculated level of consumption and production, respectively, for the
period of 1995 to 1998 inclusive;
(ii) each Party operating under paragraph 1 of this Article shall ensure that for
the twelve (12) month period commencing on 1 January 2005, and in each twelve
(12) month period thereafter, its calculated levels of consumption and production of
the controlled substance in Annex E do not exceed, annually, eighty per cent (80%)
of the average of its annual calculated levels of consumption and production,
respectively, for the period of 1995 to 1998 inclusive;
(iii) each Party operating under paragraph 1 of this Article shall ensure that for
the twelve (12) month period commencing on 1 January 2015 and in each twelve
(12) month period thereafter, its calculated levels of consumption and production of
the controlled substance in Annex E do not exceed zero (0). This paragraph will
apply save to the extent that the Parties decide to permit the level of production or
consumption that is necessary to satisfy uses agreed by them to be critical uses;
(iv) the calculated levels of consumption and production under this sub-
paragraph shall not include the amounts used by the Party for quarantine and pre-
shipment applications.
8 qua
(a) Each Party operating under paragraph 1 of this Article, subject to any
adjustments made to the control measures in Article 2J in accordance with paragraph
5 of Article 2, shall be entitled to delay its compliance with the control measures set
out in sub-paragraphs (a) to (e) of paragraph 1 of Article 2J and sub-paragraphs (a)
to (e) of paragraph 3 of Article 2J and modify those measures as follows
(i)
2024 to 2028: 100 per cent (100%);
(ii)
2029 to 2034: 90 per cent (90%);
(iii) 2035 to 2039: 70 per cent (70%);
(iv) 2040 to 2044: 50 per cent (50%);
(v)
2045 and thereafter: 20 per cent (20%).
(b) Notwithstanding sub-paragraph (a) above, the Parties may decide that a
Party operating under paragraph 1 of this Article, subject to any adjustments made to
the control measures in Article 2J in accordance with paragraph 5 of Article 2, shall
be entitled to delay its compliance with the control measures set out in sub-
paragraphs (a) to (e) of paragraph 1 of Article 2J and sub-paragraphs (a) to (e) of
paragraph 3 of Article 2J and modify those measures as follows
(i)
2028 to 2031: 100 per cent (100%);
(ii)
2032 to 2036: 90 per cent (90%);
(iii) 2037 to 2041: 80 per cent (80%);
(iv) 2042 to 2046: 70 per cent (70%);
(v)
2047 and thereafter: 15 per cent (15%).
THAT DEPLETE THE OZONE LAYER (INCORPORATION)
(c) Each Party operating under paragraph 1 of this Article, for the purposes of
calculating its consumption baseline under Article 2J, shall be entitled to use the
average of its calculated levels of consumption of Annex F controlled substances for
the years 2020, 2021 and 2022, plus sixty-five per cent (65%) of its baseline
consumption of Annex C, Group I, controlled substances as set out in paragraph
8 ter of this Article.
(d) Notwithstanding sub-paragraph (c) above, the Parties may decide that a
Party operating under paragraph 1 of this Article, for the purposes of calculating its
consumption baseline under Article 2J, shall be entitled to use the average of its
calculated levels of consumption of Annex F controlled substances for the years
2024, 2025 and 2026, plus sixty-five per cent (65%) of its baseline consumption of
Annex C, Group I, controlled substances as set out in paragraph 8 ter of this Article.
(e) Each Party operating under paragraph 1 of this Article and producing the
controlled substances in Annex F, for the purposes of calculating its production
baseline under Article 2J, shall be entitled to use the average of its calculated levels
of production of Annex F controlled substances for the years 2020, 2021 and 2022,
plus sixty-five per cent (65%) of its baseline production of Annex C, Group I,
controlled substances as set out in paragraph 8 ter of this Article.
(f) Notwithstanding sub-paragraph (e) above, the Parties may decide that a
Party operating under paragraph 1 of this Article and producing the controlled
substances in Annex F, for the purposes of calculating its production baseline under
Article 2J, shall be entitled to use the average of its calculated levels of production
of Annex F controlled substances for the years 2024, 2025 and 2026, plus sixty-five
per cent (65%) of its baseline production of Annex C, Group I, controlled substances
as set out in paragraph 8 ter of this Article.
(g) Sub-paragraphs (a) to (f) of this paragraph will apply to calculated levels of
production and consumption save to the extent that a high-ambient-temperature
exemption applies based on criteria decided by the Parties.
9. Decisions of the Parties referred to in paragraph 4, 6 and 7 of this Article
shall be taken according to the same procedure applied to decision-making under
Article 10.
Article 6
Assessment and review of control measures
Beginning in 1990, and at least every four (4) years thereafter, the Parties shall
assess the control measures provided for in Article 2 and Articles 2A to 2J on the
basis of available scientific, environmental, technical, and economic information. At
least one (1) year before each assessment, the Parties shall convene appropriate
panels of experts qualified in the fields mentioned and determine the composition
and terms of reference of any such panels. Within one (1) year of being convened,
the panels will report their conclusions, through the Secretariat, to the Parties.
Article 7
Reporting of data
1. Each Party shall provide to the Secretariat, within three (3) months of
becoming a Party, statistical data on its production, imports, and exports of each of
the controlled substances in Annex A for the year 1986, or the best possible
estimates of such data where actual data are not available.
2. Each Party shall provide to the Secretariat statistical data on its production,
imports, and exports of each of the controlled substances
(a)
in Annex B and Groups, I and II of Annex C for the year 1989; and
(b)
in Annex E, for the year 1991; and
(c) in Annex F, for the years 2011 to 2013, except that Parties operating under
paragraph 1 of Article 5 shall provide such data for the years 2020 to 2022, but those
Parties operating under paragraph 1 of Article 5 to which sub-paragraphs (d) and (f)
of paragraph 8 qua of Article 5 applies shall provide such data for the years 2024 to
2026; or
(d) the best possible estimates of such data where actual data are not available,
not later than three (3) months after the date when the provisions set out in the
Protocol with regard to the substances in Annexes B, C, E and F respectively enter
into force for that Party.
3. Each Party shall provide to the Secretariat statistical data on its annual
production (as defined in paragraph 5 of Article 1) of each of the controlled
substances listed in Annexes A, B, C, E and F and, separately, for each substance,
(a) amounts used for feedstocks,
(b) amounts destroyed by technologies approved by the Parties, and
(c) imports from and exports to Parties and non-Parties respectively, for the
year during which provisions concerning the substances in Annexes A,
B, C, E and F respectively entered into force for that Party and for each
year thereafter. Each Party shall provide to the Secretariat statistical
data on the annual amount of the controlled substance listed in Annex E
used for quarantine and pre-shipment applications. Data shall be
forwarded not later than nine (9) months after the end of the year to
which the data relate.
3 bis. Each Party shall provide to the Secretariat separate statistical data of its
annual imports and exports of each of the controlled substances listed in Group II of
Annex A and Group I of Annex C that have been recycled.
3 ter. Each Party shall provide to the Secretariat statistical data on its annual
emissions of Annex F, Group II, controlled substances per facility in accordance
with paragraph 1 (d) of Article 3 of the Protocol.
4. For Parties operating under the provisions of paragraph 4 (a) of Article 2,
the requirements in paragraphs 1, 2, 3 and 3 bis of this Article in respect of statistical
data on production, imports and exports shall be satisfied if the regional economic
integration organization concerned provides data on production, imports and exports
between the organization and States that are not members of that organization.
Article 8
Non-compliance
The Parties, at their first meeting, shall consider and approve procedures and
institutional mechanisms for determining non-compliance with the provisions of this
Protocol and for treatment of Parties found to be in non-compliance.
Article 9
Research, development, public awareness, and exchange of information
1. The Parties shall co-operate, consistent with their national laws, regulations
and practices and considering in particular the needs of developing countries, in
promoting, directly or through competent international bodies, research,
development and exchange of information on
THAT DEPLETE THE OZONE LAYER (INCORPORATION)
(a) best technologies for improving the containment, recovery, recycling, or
destruction of controlled substances or otherwise reducing their
emissions;
(b) possible alternatives to controlled substances, to products containing
such substances, and to products manufactured with them; and
(c) costs and benefits of relevant control strategies.
2. The Parties, individually, jointly or through competent international bodies,
shall co-operate in promoting public awareness of the environmental effects of the
emissions of controlled substances and other substances that deplete the ozone layer.
3. Within two (2) years of the entry into force of this Protocol and every two
(2) years thereafter, each Party shall submit to the Secretariat a summary of the
activities it has conducted pursuant to this Article.
Article 10
Financial mechanism
1. The Parties shall establish a mechanism for the purposes of providing
financial and technical co-operation, including the transfer of technologies, to
Parties operating under paragraph 1 of Article 5 of this Protocol to enable their
compliance with the control measures set out in Articles 2A to 2E, Article 2I and
Article 2J, and any control measures in Articles 2F to 2H that are decided pursuant
to paragraph 1 bis of Article 5 of the Protocol. The mechanism, contributions to
which shall be additional to other financial transfers to Parties operating under that
paragraph, shall meet all agreed incremental costs of such Parties in order to enable
their compliance with the control measures of the Protocol. An indicative list of the
categories of incremental costs shall be decided by the meeting of the Parties. Where
a Party operating under paragraph 1 of Article 5 chooses to avail itself of funding
from any other financial mechanism that could result in meeting any part of its
agreed incremental costs, that part shall not be met by the financial mechanism under
Article 10 of this Protocol.
2. The mechanism established under paragraph 1 shall include a Multilateral
Fund. It may also include other means of multilateral, regional and bilateral co-
operation.
3. The Multilateral Fund shall
(a) meet, on a grant or concessional basis as appropriate, and according to
criteria to be decided upon by the Parties, the agreed incremental costs;
(b) finance clearing-house functions to
(i)
assist Parties operating under paragraph 1 of Article 5, through
country specific studies and other technical co-operation, to
identify their needs for co-operation;
(ii) facilitate technical co-operation to meet these identified needs;
(iii) distribute, as provided for in Article 9, information, and relevant
materials, and hold workshops, training sessions, and other
related activities, for the benefit of Parties that are developing
countries; and
(iv) facilitate and monitor other multilateral, regional and bilateral co-
operation available to Parties that are developing countries;
(c) finance the secretarial services of the Multilateral Fund and related
support costs.
4. The Multilateral Fund shall operate under the authority of the Parties who
shall decide on its overall policies.
5. The Parties shall establish an Executive Committee to develop and monitor
the implementation of specific operational policies, guidelines, and administrative
arrangements, including the disbursement of resources, for the purpose of achieving
the objectives of the Multilateral Fund. The Executive Committee shall discharge its
tasks and responsibilities, specified in its terms of reference as agreed by the Parties,
with the co-operation and assistance of the International Bank for Reconstruction
and Development (World Bank), the United Nations Environment Programme, the
United Nations Development Programme or other appropriate agencies depending
on their respective areas of expertise. The members of the Executive Committee,
which shall be selected on the basis of a balanced representation of the Parties
operating under paragraph 1 of Article 5 and of the Parties not so operating, shall be
endorsed by the Parties.
6. The Multilateral Fund shall be financed by contributions from Parties not
operating under paragraph 1 of Article 5 in convertible currency or, in certain
circumstances, in kind and, or in national currency, on the basis of the United
Nations scale of assessments. Contributions by other Parties shall be encouraged.
Bilateral and, in particular cases agreed by a decision of the Parties, regional co-
operation may, up to a percentage and consistent with any criteria to be specified by
decision of the Parties, be considered as a contribution to the Multilateral Fund,
provided that such co-operation, as a minimum
(a) strictly relates to compliance with the provisions of this Protocol;
(b) provides additional resources; and
(c) meets agreed incremental costs.
7. The Parties shall decide upon the programme budget of the Multilateral
Fund for each fiscal period and upon the percentage of contributions of the
individual Parties thereto.
8. Resources under the Multilateral Fund shall be disbursed with the
concurrence of the beneficiary Party.
9. Decisions by the Parties under this Article shall be taken by consensus
whenever possible. If all efforts at consensus have been exhausted and no agreement
reached, decisions shall be adopted by a two-thirds (⅔) majority vote of the Parties
present and voting, representing a majority of the Parties operating under paragraph
1 of Article 5 present and voting and a majority of the Parties not so operating
present and voting.
10. The financial mechanism set out in this Article is without prejudice to any
future arrangements that may be developed with respect to other environmental
issues.
Article 10A
Transfer of technology
Each Party shall take every practicable step, consistent with the programmes
supported by the financial mechanism, to ensure
(a) that the best available, environmentally safe substitutes and related
technologies are expeditiously transferred to Parties operating under
paragraph 1 of Article 5; and
(b) that the transfers referred to in sub-paragraph (a) occur under fair and
THAT DEPLETE THE OZONE LAYER (INCORPORATION)
most favourable conditions.
Article 11
Meetings of the parties
1. The Parties shall hold meetings at regular intervals. The Secretariat shall
convene the first meeting of the Parties not later than one (1) year after the date of
the entry into force of this Protocol and in conjunction with a meeting of the
Conference of the Parties to the Convention if a meeting of the latter is scheduled
within that period.
2. Subsequent ordinary meetings of the parties shall be held, unless the Parties
otherwise decide, in conjunction with meetings of the Conference of the Parties to
the Convention. Extraordinary meetings of the Parties shall be held at such other
times as may be deemed necessary by a meeting of the Parties, or at the written
request of any Party, provided that within six (6) months of such a request being
communicated to them by the Secretariat, it is supported by at least one third (⅓) of
the Parties.
3. The Parties, at their first meeting, shall
(a) adopt by consensus rules of procedure for their meetings;
(b) adopt by consensus the financial rules referred to in paragraph 2 of
Article 13;
(c) establish the panels and determine the terms of reference referred to in
Article 6;
(d) consider and approve the procedures and institutional mechanisms
specified in Article 8; and
(e) begin preparation of workplans pursuant to paragraph 3 of Article 10.
4. The functions of the meetings of the Parties shall be to
(a) review the implementation of this Protocol;
(b) decide on any adjustments or reductions referred to in paragraph 5 of
Article 2;
(c) decide on any addition to, insertion in or removal from any annex of
substances and on related control measures in accordance with
paragraph 6 of Article 2;
(d) establish, where necessary, guidelines or procedures for reporting of
information as provided for in Article 7 and paragraph 3 of Article 9;
(e) review requests for technical assistance submitted pursuant to paragraph
2 of Article 10;
(f)
review reports prepared by the secretariat pursuant to sub-paragraph (c)
of Article 12;
(g) assess, in accordance with Article 6, the control measures;
(h) consider and adopt, as required, proposals for amendment of this
Protocol or any annex and for any new annex;
(i)
consider and adopt the budget for implementing this Protocol; and
(j)
consider and undertake any additional action that may be required for
the achievement of the purposes of this Protocol.
5. The United Nations, its specialized agencies, and the International Atomic
Energy Agency, as well as any State not party to this Protocol, may be represented at
meetings of the Parties as observers. Anybody or agency, whether national or
international, governmental, or non-governmental, qualified in fields relating to the
protection of the ozone layer which has informed the secretariat of its wish to be
represented at a meeting of the Parties as an observer may be admitted unless at least
one third (⅓) of the Parties present object. The admission and participation of
observers shall be subject to the rules of procedure adopted by the Parties.
Article 12
Secretariat
For the purposes of this Protocol, the Secretariat shall
(a) arrange for and service meetings of the Parties as provided for in Article
11;
(b) receive and make available, upon request by a Party, data provided
pursuant to Article 7;
(c) prepare and distribute regularly to the Parties reports based on
information received pursuant to Articles 7 and 9;
(d) notify the Parties of any request for technical assistance received
pursuant to Article 10 so as to facilitate the provision of such assistance;
(e) encourage non-Parties to attend the meetings of the Parties as observers
and to act in accordance with the provisions of this Protocol;
(f)
provide, as appropriate, the information and requests referred to in sub-
paragraphs (c) and (d) to such non-party observers; and
(g) perform such other functions for the achievement of the purposes of this
Protocol as may be assigned to it by the Parties.
Article 13
Financial provisions
1. The funds required for the operation of this Protocol, including those for the
functioning of the Secretariat related to this Protocol, shall be charged exclusively
against contributions from the Parties.
2. The Parties, at their first meeting, shall adopt by consensus financial rules
for the operation of this Protocol.
Article 14
Relationship of this Protocol to the Convention
Except as otherwise provided in this Protocol, the provisions of the Convention
relating to its protocols shall apply to this Protocol.
Article 15
Signature
This Protocol shall be open for signature by States and by regional economic
integration organizations in Montreal on 16 September 1987, in Ottawa from 17
September 1987 to 16 January 1988, and at United Nations Headquarters in New
York from 17 January 1988 to 15 September 1988.
Article 16
Entry into force
1. This Protocol shall enter into force on 1 January 1989, provided that at least
eleven (11) instruments of ratification, acceptance, approval of the Protocol or
accession thereto have been deposited by States or regional economic integration
THAT DEPLETE THE OZONE LAYER (INCORPORATION)
organizations representing at least two-thirds (⅔) of 1986 estimated global
consumption of the controlled substances, and the provisions of paragraph 1 of
Article 17 of the Convention have been fulfilled. In the event that these conditions
have not been fulfilled by that date, the Protocol shall enter into force on the
ninetieth (19th) day following the date on which the conditions have been fulfilled.
2. For the purposes of paragraph 1, any such instrument deposited by a
regional economic integration organization shall not be counted as additional to
those deposited by member States of such organization.
3. After the entry into force of this Protocol, any State or regional economic
integration organization shall become a Party to it on the ninetieth day following the
date of deposit of its instrument of ratification, acceptance, approval, or accession.
Article 17
Parties joining after entry into force
Subject to Article 5, any State or regional economic integration organization
which becomes a Party to this Protocol after the date of its entry into force, shall
fulfil forthwith the sum of the obligations under Article 2, as well as under Articles
2A to 2J and Article 4, that apply at that date to the States and regional economic
integration organizations that became Parties on the date the Protocol entered into
force.
Article 18
Reservations
No reservations may be made to this Protocol.
Article 19
Withdrawal
Any Party may withdraw from this Protocol by giving written notification to the
Depositary at any time after four (4) years of assuming the obligations specified in
paragraph 1 of Article 2A. Any such withdrawal shall take effect upon expiry of one
(1) year after the date of its receipt by the Depositary, or on such later date as may be
specified in the notification of the withdrawal.
Article 20
Authentic texts
The original of this Protocol, of which the Arabic, Chinese, English, French,
Russian and Spanish texts are equally authentic, shall be deposited with the
Secretary-General of the United Nations.
In witness whereof the undersigned, being duly authorized to that effect, have
signed this protocol.
Done at Montreal this sixteenth (16th) day of September, one thousand nine
hundred and eighty-seven (1987).
Annex A
Controlled substances
Group
Substance
Ozone-Depleting
100-Year Global
Potential*
Warming Potential
Group I
CFCl3
(CFC-11)
1.0
4 750
CF2Cl2
(CFC-12)
1.0
10 900
C2F3Cl3
(CFC-113)
0.8
6 130
C2F4Cl2
(CFC-114)
1.0
10 000
C2F5Cl
(CFC-115)
0.6
7 370
Group II
CF2BrCl
(halon-1211)
3.0
CF3Br
(halon-1301)
10.0
C2F4Br2
(halon-2402)
6.0
* These ozone depleting potentials are estimates based on existing
knowledge and will be reviewed and revised periodically.
Annex B
Controlled substances
Group
Substance
Ozone-Depleting Potential
Group I
CF3Cl
(CFC-13)
1.0
C2FCl5
(CFC-111)
1.0
C2F2Cl4
(CFC-112)
1.0
C3FCl7
(CFC-211)
1.0
C3F2Cl6
(CFC-212)
1.0
C3F3Cl5
(CFC-213)
1.0
C3F4Cl4
(CFC-214)
1.0
C3F5Cl3
(CFC-215)
1.0
C3F6Cl2
(CFC-216)
1.0
C3F7Cl
(CFC-217)
1.0
Group II
CCl4
carbon tetrachloride
1.1
Group III
C2H3Cl3*
1,1,1-trichloroethane*
0.1
(methyl chloroform)
* This formula does not refer to 1,1,2-trichloroethane.
THAT DEPLETE THE OZONE LAYER (INCORPORATION)
Annex C
Controlled substances
Group
Substance
Number of
Ozone-Depleting 100-Year Global
isomers
Potential*
Warming
Potential***
Group I
CHFCl2
(HCFC-21)**
0.04
CHF2Cl
(HCFC-22)**
0.055
CH2FCl
(HCFC-31)
0.02
C2HFCl4
(HCFC-121)
0.01–0.04
C2HF2Cl3
(HCFC-122)
0.02–0.08
C2HF3Cl2
(HCFC-123)
0.02–0.06
CHCl2CF3
(HCFC-123)**
-
0.02
C2HF4Cl
(HCFC-124)
0.02–0.04
CHFClCF3 (HCFC-124)**
-
0.022
C2H2FCl3
(HCFC-131)
0.007–0.05
C2H2F2Cl2
(HCFC-132)
0.008–0.05
C2H2F3Cl
(HCFC-133)
0.02–0.06
C2H3FCl2
(HCFC-141)
0.005–0.07
CH3CFCl2 (HCFC-141b)**
-
0.11
C2H3F2Cl
(HCFC-142)
0.008–0.07
CH3CF2Cl (HCFC-142b)**
-
0.065
C2H4FCl
(HCFC-151)
0.003–0.005
C3HFCl6
(HCFC-221)
0.015–0.07
C3HF2Cl5
(HCFC-222)
0.01–0.09
C3HF3Cl4
(HCFC-223)
0.01–0.08
C3HF4Cl3
(HCFC-224)
0.01–0.09
C3HF5Cl2
(HCFC-225)
0.02–0.07
CF3CF2CH (HCFC-225ca)**
-
0.025
Cl2
CF2ClCF2C (HCFC-225cb)**
-
0.033
HClF
C3HF6Cl
(HCFC-226)
0.02–0.10
C3H2FCl5
(HCFC-231)
0.05–0.09
C3H2F2Cl4
(HCFC-232)
0.008–0.10
C3H2F3Cl3
(HCFC-233)
0.007–0.23
C3H2F4Cl2
(HCFC-234)
0.01–0.28
C3H2F5Cl
(HCFC-235)
0.03–0.52
C3H3FCl4
(HCFC-241)
0.004–0.09
C3H3F2Cl3
(HCFC-242)
0.005–0.13
C3H3F3Cl2
(HCFC-243)
0.007–0.12
C3H3F4Cl
(HCFC-244)
0.009–0.14
Group
Substance
Number of
Ozone-Depleting 100-Year Global
isomers
Potential*
Warming
Potential***
C3H4FCl3
(HCFC-251)
0.001–0.01
C3H4F2Cl2
(HCFC-252)
0.005–0.04
C3H4F3Cl
(HCFC-253)
0.003–0.03
C3H5FCl2
(HCFC-261)
0.002–0.02
C3H5F2Cl
(HCFC-262)
0.002–0.02
C3H6FCl
(HCFC-271)
0.001–0.03
Group II
CHFBr2
1.00
CHF2Br
(HBFC-22B1)
0.74
CH2FBr
0.73
C2HFBr4
0.3-0.8
C2HF2Br3
0.5-1.8
C2HF3Br2
0.4-1.6
C2HF4Br
0.7-1.2
C2H2FBr3
0.1-1.1
C2H2F2Br2
0.2-1.5
C2H2F3Br
0.7-1.6
C2H3FBr2
0.1-1.7
C2H3F2Br
0.2-1.1
C2H4FBr
0.07-0.1
C3HFBr6
0.3-1.5
C3HF2Br5
0.2-1.9
C3HF3Br4
0.3-1.8
C3HF4Br3
0.5-2.2
C3HF5Br2
0.9-2.0
C3HF6Br
0.7-3.3
C3H2FBr5
0.1-1.9
C3H2F2Br4
0.2-2.1
C3H2F3Br3
0.2-5.6
C3H2F4Br2
0.3-7.5
C3H2F5Br
0.9-1.4
C3H3FBr4
0.08-1.9
C3H3F2Br3
0.1-3.1
C3H3F3Br2
0.1-2.5
C3H3F4Br
0.3-4.4
C3H4FBr3
0.03-0.3
C3H4F2Br2
0.1-1.0
C3H4F3Br
0.07-0.8
THAT DEPLETE THE OZONE LAYER (INCORPORATION)
Group
Substance
Number of
Ozone-Depleting 100-Year Global
isomers
Potential*
Warming
Potential***
C3H5FBr2
0.04-0.4
C3H5F2Br
0.07-0.8
C3H6FBr
0.02-0.7
Group III
CH2BrCl
bromochlorometh
0.12
ane
* Where a range of ODPs is indicated, the highest value in that range shall
be used for the purposes of the Protocol. The ODPs listed as a single value have
been determined from calculations based on laboratory measurements. Those
listed as a range are based on estimates and are less certain. The range pertains to
an isomeric group. The upper value is the estimate of the ODP of the isomer with
the highest ODP, and the lower value is the estimate of the ODP of the isomer
with the lowest ODP.
** Identifies the most commercially viable substances with ODP values
listed against them to be used for the purposes of the Protocol.
*** For substances for which no GWP is indicated, the default value zero
(0) applies until a GWP value is included by means of the procedure foreseen in
paragraph 5 (a) (ii) of Article 2.
Annex D*
A list of products** containing controlled substances specified in Annex A
Products
Customs code number
1. Automobile and truck air conditioning
units (whether incorporated in vehicles or
not)
2. Domestic and commercial refrigeration
and air conditioning/heat pump
equipment***
eg., Refrigerators
Freezers
Dehumidifiers
Water coolers
Ice machines
Air conditioning and heat pump
units
3. Aerosol products, except medical aerosols
4. Portable fire extinguisher
5. Insulation boards, panels and pipe covers
6. Pre-polymers
VIENNA CONVENTION FOR THE PROTECTION OF THE OZONE
LAYER AND THE MONTREAL PROTOCOL ON SUBSTANCES
THAT DEPLETE THE OZONE LAYER (INCORPORATION)
* This Annex was adopted by the Third Meeting of the Parties in Nairobi,
21 June 1991 as required by paragraph 3 of Article 4 of the Protocol.
** Though not when transported in consignments of personal or household
effects or in similar non-commercial situations normally exempted from customs
attention.
*** When containing controlled substances in Annex A as a refrigerant
and/or in insulating material of the product.
Annex E
Controlled substances
Group
Substance
Ozone-Depleting Potential
Group I
CH3Br
methyl bromide
0.6
Annex F
Controlled substances
Group
Substance
100-Year Global Warming Potential
Group I
CHF2CHF2
HFC-134
1 100
CH2FCF3
HFC-134a
1 430
CH2FCHF2
HFC-143
CHF2CH2CF3
HFC-245fa
1 030
CF3CH2CF2CH3
HFC-365mfc
CF3CHFCF3
HFC-227ea
3 220
CH2FCF2CF3
HFC-236cb
1 340
CHF2CHFCF3
HFC-236ea
1 370
CF3CH2CF3
HFC-236fa
9 810
CH2FCF2CHF2
HFC-245ca
CF3CHFCHFCF2CF3
HFC-43-10mee
1 640
CH2F2
HFC-32
CHF2CF3
HFC-125
3 500
CH3CF3
HFC-143a
4 470
CH3F
HFC-41
CH2FCH2F
HFC-152
CH3CHF2
HFC-152a
Group II
CHF3
HFC-23
14 800
THAT DEPLETE THE OZONE LAYER (INCORPORATION)