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MACHINERY REGULATIONS

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Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

MACHINERY

SUBSIDIARY LEGISLATION 427.36

MACHINERY REGULATIONS

29th December, 2009

LEGAL NOTICE 147 of 2009, as amended by Legal Notice 131 of 2011.

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

(1) The title of these regulations is the Machinery

Regulations.

(2) These regulations implement the requirements of Directive

2006/42/EC of the European Parliament and of the Council of 17th

May 2006 on the approximation of the laws of the Member States

relating to machinery.

(3) Until 29th June 2011, the placing on the market and the

putting into service of portable cartridge operated fixing and other

impact machinery which are in conformity with the national

provisions in force upon the adoption of these regulations, may be

allowed.

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

L.N. 131 of 2011.

[Regulations 4, 6(1)(a) and (3), 9(1) and (2)]

Essential health and safety requirements relating to the design

and construction of machinery

GENERAL PRINCIPLES

1. The manufacturer of machinery or his authorised representative must ensure

that a risk assessment is carried out in order to determine the health and safety

requirements which apply to the machinery. The machinery must then be designed

and constructed taking into account the results of the risk assessment.

By the iterative process of risk assessment and risk reduction referred to above,

the manufacturer or his authorised representative shall

-

determine the limits of the machinery, which include the intended use

and any reasonably foreseeable misuse thereof,

-

identify the hazards that can be generated by the machinery and the

associated hazardous situations,

-

estimate the risks, taking into account the severity of the possible injury

or damage to health and the probability of its occurrence,

-

evaluate the risks, with a view to determining whether risk reduction is

required, in accordance with the objective of these regulations,

-

eliminate the hazards or reduce the risks associated with these hazards

by application of protective measures, in the order of priority

established in paragraph 1.1.2(b).

2. The obligations laid down by the essential health and safety requirements

only apply when the corresponding hazard exists for the machinery in question when

it is used under the conditions foreseen by the manufacturer or his authorised

representative or in foreseeable abnormal situations. In any event, the principles of

safety integration referred to in paragraph 1.1.2 and the obligations concerning

marking of machinery and instructions referred to in paragraphs 1.7.3 and 1.7.4

apply.

3. The essential health and safety requirements laid down in this Schedule are

mandatory; however, taking into account the state of the art, it may not be possible

to meet the objectives set by them. In that event, the machinery must, as far as

possible, be designed and constructed with the purpose of approaching these

objectives.

4. This Schedule is organised in several parts. The first one is of general scope

and applicable to all kinds of machinery. The other parts refer to certain kinds of

more specific hazards. Nevertheless, it is essential to examine the whole of this

Schedule in order to be sure of meeting all the relevant essential requirements. When

machinery is being designed, the requirements of the general part and the

requirements of one or more of the other parts shall be taken into account, depending

on the results of the risk assessment carried out in accordance with point 1 of these

General Principles. Essential health and safety requirements for the protection of the

environment are applicable only to the machinery referred to in section 2.4.

1. ESSENTIAL HEALTH AND SAFETY REQUIREMENTS

1.1.

GENERAL REMARKS

1.1.1

Definitions

For the purpose of this Schedule

(a) ‘hazard’ means a potential source of injury or damage to health;

(b) ‘danger zone’ means any zone within and, or around machinery in

which a person is subject to a risk to his health or safety;

(c) ‘exposed person’ means any person wholly or partially in a danger

zone;

(d) ‘operator’ means the person or persons installing, operating, adjusting,

maintaining, cleaning, repairing or moving machinery;

(e) ‘risk’ means a combination of the probability and the degree of an

injury or damage to health that can arise in a hazardous situation;

(f)

‘guard’ means a part of the machinery used specifically to provide

protection by means of a physical barrier;

(g) ‘protective device’ means a device (other than a guard) which reduces

the risk, either alone or in conjunction with a guard;

(h) ‘intended use’ means the use of machinery in accordance with the

information provided in the instructions for use;

(i)

‘reasonably foreseeable misuse’ means the use of machinery in a way

not intended in the instructions for use, but which may result from

readily predictable human behaviour.

1.1.2. Principles of safety integration

(a) Machinery must be designed and constructed so that it is fitted for its

function, and can be operated, adjusted and maintained without putting

persons at risk when these operations are carried out under the

conditions foreseen but also taking into account any reasonably

foreseeable misuse thereof.

The aim of measures taken must be to eliminate any risk throughout the

foreseeable lifetime of the machinery including the phases of transport,

assembly, dismantling, disabling and scrapping.

(b) In selecting the most appropriate methods, the manufacturer or his

authorised representative must apply the following principles, in the

order given

-

eliminate or reduce risks as far as possible (inherently safe

machinery design and construction),

-

take the necessary protective measures in relation to risks that

cannot be eliminated,

-

inform users of the residual risks due to any shortcomings of the

protective measures adopted, indicate whether any particular

training is required and specify any need to provide personal

protective equipment.

(c) When designing and constructing machinery and when drafting the

instructions, the manufacturer or his authorised representative must

envisage not only the intended use of the machinery but also any

reasonably foreseeable misuse thereof.

The machinery must be designed and constructed in such a way as to

prevent abnormal use if such use would engender a risk. Where

appropriate, the instructions must draw the user’s attention to ways in

which the machinery should not be used.

MACHINERY

(d) Machinery must be designed and constructed to take account of the

constraints to which the operator is subject as a result of the necessary

or foreseeable use of personal protective equipment.

(e) Machinery must be supplied with all the special equipment and

accessories essential to enable it to be adjusted, maintained and used

safely.

1.1.3. Materials and products

The materials used to construct machinery or products used or created during its

use must not endanger persons' safety or health. In particular, where fluids are used,

machinery must be designed and constructed to prevent risks due to filling, use,

recovery or draining.

1.1.4. Lighting

Machinery must be supplied with integral lighting suitable for the operations

concerned where the absence thereof is likely to cause a risk despite ambient

lighting of normal intensity.

Machinery must be designed and constructed so that there is no area of shadow

likely to cause nuisance, that there is no irritating dazzle and that there are no

dangerous stroboscopic effects on moving parts due to the lighting.

Internal parts requiring frequent inspection and adjustment, and maintenance areas

must be provided with appropriate lighting.

1.1.5. Design of machinery to facilitate its handling

Machinery, or each component part thereof, must

-

be capable of being handled and transported safely,

-

be packaged or designed so that it can be stored safely and without

damage.

During the transportation of the machinery and, or its component parts, there must

be no possibility of sudden movements or of hazards due to instability as long as the

machinery and, or its component parts are handled in accordance with the

instructions.

Where the weight, size or shape of machinery or its various component parts

prevents them from being moved by hand, the machinery or each component part

must

-

either be fitted with attachments for lifting gear, or

-

be designed so that it can be fitted with such attachments, or

-

be shaped in such a way that standard lifting gear can easily be

attached.

Where machinery or one of its component parts is to be moved by hand, it must

-

either be easily moveable, or

-

be equipped for picking up and moving safely.

Special arrangements must be made for the handling of tools and, or machinery

parts which, even if lightweight, could be hazardous.

1.1.6. Ergonomics

Under the intended conditions of use, the discomfort, fatigue and physical and

psychological stress faced by the operator must be reduced to the minimum possible,

taking into account ergonomic principles such as

-

allowing for the variability of the operator's physical dimensions,

strength and stamina,

-

providing enough space for movements of the parts of the operator’s

body,

-

avoiding a machine-determined work rate,

-

avoiding monitoring that requires lengthy concentration,

-

adapting the man/machinery interface to the foreseeable characteristics

of the operators.

1.1.7. Operating positions

The operating position must be designed and constructed in such a way as to avoid

any risk due to exhaust gases and, or lack of oxygen.

If the machinery is intended to be used in a hazardous environment presenting

risks to the health and safety of the operator or if the machinery itself gives rise to a

hazardous environment, adequate means must be provided to ensure that the operator

has good working conditions and is protected against any foreseeable hazards.

Where appropriate, the operating position must be fitted with an adequate cabin

designed, constructed and, or equipped to fulfil the above requirements. The exit

must allow rapid evacuation. Moreover, when applicable, an emergency exit must be

provided in a direction which is different from the usual exit.

1.1.8. Seating

Where appropriate and where the working conditions so permit, work stations

constituting an integral part of the machinery must be designed for the installation of

seats.

If the operator is intended to sit during operation and the operating position is an

integral part of the machinery, the seat must be provided with the machinery.

The operator’s seat must enable him to maintain a stable position. Furthermore,

the seat and its distance from the control devices must be capable of being adapted to

the operator.

If the machinery is subject to vibrations, the seat must be designed and

constructed in such a way as to reduce the vibrations transmitted to the operator to

the lowest level that is reasonably possible. The seat mountings must withstand all

stresses to which they can be subjected. Where there is no floor beneath the feet of

the operator, footrests covered with a slip-resistant material must be provided.

1.2.

CONTROL SYSTEMS

1.2.1. Safety and reliability of control systems

Control systems must be designed and constructed in such a way as to prevent

hazardous situations from arising. Above all, they must be designed and constructed

in such a way that

-

they can withstand the intended operating stresses and external

influences,

-

a fault in the hardware or the software of the control system does not

lead to hazardous situations,

-

errors in the control system logic do not lead to hazardous situations,

-

reasonably foreseeable human error during operation does not lead to

hazardous situations.

MACHINERY

Particular attention must be given to the following points

the machinery must not start unexpectedly,

the parameters of the machinery must not change in an uncontrolled

way, where such change may lead to hazardous situations,

the machinery must not be prevented from stopping if the stop

command has already been given,

no moving part of the machinery or piece held by the machinery must

fall or be ejected,

automatic or manual stopping of the moving parts, whatever they may

be, must be unimpeded,

the protective devices must remain fully effective or give a stop

command,

the safety-related parts of the control system must apply in a coherent

way to the whole of an assembly of machinery and, or partly completed

machinery.

For cable-less control, an automatic stop must be activated when correct control

signals are not received, including loss of communication.

1.2.2. Control devices

(a) Control devices must be

-

clearly visible and identifiable, using pictograms where

appropriate,

-

positioned in such a way as to be safely operated without

hesitation or loss of time and without ambiguity,

-

designed in such a way that the movement of the control device is

consistent with its effect,

-

located outside the danger zones, except where necessary for

certain control devices such as an emergency stop or a teach

pendant,

-

positioned in such a way that their operation cannot cause

additional risk,

-

designed or protected in such a way that the desired effect, where

a hazard is involved, can only be achieved by a deliberate action,

-

made in such a way as to withstand foreseeable forces; particular

attention must be paid to emergency stop devices liable to be

subjected to considerable forces.

(b) Where a control device is designed and constructed to perform several

different actions, namely where there is no one-to-one correspondence,

the action to be performed must be clearly displayed and subject to

confirmation, where necessary.

(c) Control devices must be so arranged that their layout, travel and

resistance to operation are compatible with the action to be performed,

taking account of ergonomic principles.

(d) Machinery must be fitted with indicators as required for safe operation.

The operator must be able to read them from the control position.

(e) From each control position, the operator must be able to ensure that no

one is in the danger zones, or the control system must be designed and

constructed in such a way that starting is prevented while someone is in

the danger zone.

(f)

If neither of these possibilities is applicable, before the machinery

starts, an acoustic and, or visual warning signal must be given. The

exposed persons must have time to leave the danger zone or prevent the

machinery starting up.

(g) If necessary, means must be provided to ensure that the machinery can

be controlled only from control positions located in one or more

predetermined zones or locations.

(h) Where there is more than one control position, the control system must

be designed in such a way that the use of one of them precludes the use

of the others, except for stop controls and emergency stops.

(i)

When machinery has two or more operating positions, each position

must be provided with all the required control devices without the

operators hindering or putting each other into a hazardous situation.

1.2.3. Starting

It must be possible to start machinery only by voluntary actuation of a control

device provided for the purpose.

The same requirement applies

when restarting the machinery after a stoppage, whatever the cause,

when effecting a significant change in the operating conditions.

However, the restarting of the machinery or a change in operating conditions may

be effected by voluntary actuation of a device other than the control device provided

for the purpose, on condition that this does not lead to a hazardous situation.

For machinery functioning in automatic mode, the starting of the machinery,

restarting after a stoppage, or a change in operating conditions may be possible

without intervention, provided this does not lead to a hazardous situation.

Where machinery has several starting control devices and the operators can

therefore put each other in danger, additional devices must be fitted to rule out such

risks. If safety requires that starting and, or stopping must be performed in a specific

sequence, there must be devices which ensure that these operations are performed in

the correct order.

1.2.4. Stopping

1.2.4.1. Normal stop

Machinery must be fitted with a control device whereby the machinery can be

brought safely to a complete stop.

Each workstation must be fitted with a control device to stop some or all of the

functions of the machinery, depending on the existing hazards, so that the machinery

is rendered safe.

The machinery’s stop control must have priority over the start controls.

Once the machinery or its hazardous functions have stopped, the energy supply to

the actuators concerned must be cut off.

1.2.4.2. Operational stop

Where, for operational reasons, a stop control that does not cut off the energy

supply to the actuators is required, the stop condition must be monitored and

maintained.

MACHINERY

1.2.4.3. Emergency stop

Machinery must be fitted with one or more emergency stop devices to enable

actual or impending danger to be averted.

The following exceptions apply

-

machinery in which an emergency stop device would not lessen the risk,

either because it would not reduce the stopping time or because it would

not enable the special measures required to deal with the risk to be

taken,

-

portable hand-held and, or hand-guided machinery.

The device must

-

have clearly identifiable, clearly visible and quickly accessible control

devices,

-

stop the hazardous process as quickly as possible, without creating

additional risks,

-

where necessary, trigger or permit the triggering of certain safeguard

movements.

Once active operation of the emergency stop device has ceased following a stop

command, that command must be sustained by engagement of the emergency stop

device until that engagement is specifically overridden; it must not be possible to

engage the device without triggering a stop command; it must be possible to

disengage the device only by an appropriate operation, and disengaging the device

must not restart the machinery but only permit restarting.

The emergency stop function must be available and operational at all times,

regardless of the operating mode.

Emergency stop devices must be a back-up to other safeguarding measures and not

a substitute for them.

1.2.4.4. Assembly of machinery

In the case of machinery or parts of machinery designed to work together, the

machinery must be designed and constructed in such a way that the stop controls,

including the emergency stop devices, can stop not only the machinery itself but also

all related equipment, if its continued operation may be dangerous.

1.2.5. Selection of control or operating modes

The control or operating mode selected must override all other control or

operating modes, with the exception of the emergency stop.

If machinery has been designed and constructed to allow its use in several control

or operating modes requiring different protective measures and, or work procedures,

it must be fitted with a mode selector which can be locked in each position. Each

position of the selector must be clearly identifiable and must correspond to a single

operating or control mode.

The selector may be replaced by another selection method which restricts the use

of certain functions of the machinery to certain categories of operator.

If, for certain operations, the machinery must be able to operate with a guard

displaced or removed and, or a protective device disabled, the control or operating

mode selector must simultaneously

-

disable all other control or operating modes,

permit the operation of hazardous functions only by control devices

requiring sustained action,

permit the operation of hazardous functions only in reduced risk

conditions while preventing hazards from linked sequences,

prevent any operation of hazardous functions by voluntary or

involuntary action on the machine’s sensors.

If these four conditions cannot be fulfilled simultaneously, the control or

operating mode selector must activate other protective measures designed and

constructed to ensure a safe intervention zone.

In addition, the operator must be able to control operation of the parts he is

working on from the adjustment point.

1.2.6. Failure of the power supply

The interruption, the re-establishment after an interruption or the fluctuation in

whatever manner of the power supply to the machinery must not lead to dangerous

Particular attention must be given to the following points

the machinery must not start unexpectedly,

the parameters of the machinery must not change in an uncontrolled

way when such change can lead to hazardous situations,

the machinery must not be prevented from stopping if the command has

already been given,

no moving part of the machinery or piece held by the machinery must

fall or be ejected,

automatic or manual stopping of the moving parts, whatever they may

be, must be unimpeded,

the protective devices must remain fully effective or give a stop

command.

PROTECTION AGAINST MECHANICAL HAZARDS

1.3.1. Risk of loss of stability

Machinery and its components and fittings must be stable enough to avoid

overturning, falling or uncontrolled movements during transportation, assembly,

dismantling and any other action involving the machinery.

If the shape of the machinery itself or its intended installation does not offer

sufficient stability, appropriate means of anchorage must be incorporated and

indicated in the instructions.

1.3.2. Risk of break-up during operation

The various parts of machinery and their linkages must be able to withstand the

stresses to which they are subject when used.

The durability of the materials used must be adequate for the nature of the

working environment foreseen by the manufacturer or his authorised representative,

in particular as regards the phenomena of fatigue, ageing, corrosion and abrasion.

The instructions must indicate the type and frequency of inspections and

maintenance required for safety reasons. They must, where appropriate, indicate the

parts subject to wear and the criteria for replacement.

Where a risk of rupture or disintegration remains despite the measures taken, the

MACHINERY

parts concerned must be mounted, positioned and, or guarded in such a way that any

fragments will be contained, preventing hazardous situations.

Both rigid and flexible pipes carrying fluids, particularly those under high

pressure, must be able to withstand the foreseen internal and external stresses and

must be firmly attached and, or protected to ensure that no risk is posed by a rupture.

Where the material to be processed is fed to the tool automatically, the following

conditions must be fulfilled to avoid risks to persons

-

when the workpiece comes into contact with the tool, the latter must

have attained its normal working condition,

-

when the tool starts and, or stops (intentionally or accidentally), the

feed movement and the tool movement must be coordinated.

1.3.3. Risks due to falling or ejected objects

Precautions must be taken to prevent risks from falling or ejected objects.

1.3.4. Risks due to surfaces, edges or angles

Insofar as their purpose allows, accessible parts of the machinery must have no

sharp edges, no sharp angles and no rough surfaces likely to cause injury.

1.3.5. Risks related to combined machinery

Where the machinery is intended to carry out several different operations with

manual removal of the piece between each operation (combined machinery), it must

be designed and constructed in such a way as to enable each element to be used

separately without the other elements constituting a risk for exposed persons.

For this purpose, it must be possible to start and stop separately any elements that

are not protected.

1.3.6. Risks related to variations in operating conditions Where the machinery

performs operations under different conditions of use, it must be designed and

constructed in such a way that selection and adjustment of these conditions can be

carried out safely and reliably.

1.3.7. Risks related to moving parts

The moving parts of machinery must be designed and constructed in such a way as

to prevent risks of contact which could lead to accidents or must, where risks persist,

be fitted with guards or protective devices.

All necessary steps must be taken to prevent accidental blockage of moving parts

involved in the work. In cases where, despite the precautions taken, a blockage is

likely to occur, the necessary specific protective devices and tools must, when

appropriate, be provided to enable the equipment to be safely unblocked.

The instructions and, where possible, a sign on the machinery shall identify these

specific protective devices and how they are to be used.

1.3.8. Choice of protection against risks arising from moving parts

Guards or protective devices designed to protect against risks arising from moving

parts must be selected on the basis of the type of risk. The following guidelines must

be used to help to make the choice.

1.3.8.1. Moving transmission parts

Guards designed to protect persons against the hazards generated by moving

transmission parts must be

-

either fixed guards as referred to in paragraph 1.4.2.1, or

interlocking movable guards as referred to in paragraph 1.4.2.2.

Interlocking movable guards should be used where frequent access is envisaged.

1.3.8.2. Moving parts involved in the process

Guards or protective devices designed to protect persons against the hazards

generated by moving parts involved in the process must be

either fixed guards as referred to in paragraph 1.4.2.1, or

interlocking movable guards as referred to in paragraph 1.4.2.2, or

protective devices as referred to in paragraph 1.4.3, or

a combination of the above.

However, when certain moving parts directly involved in the process cannot be

made completely inaccessible during operation owing to operations requiring

operator intervention, such parts must be fitted with

fixed guards or interlocking movable guards preventing access to those

sections of the parts that are not used in the work, and

adjustable guards as referred to in paragraph 1.4.2.3 restricting access

to those sections of the moving parts where access is necessary.

1.3.9. Risks of uncontrolled movements

When a part of the machinery has been stopped, any drift away from the stopping

position, for whatever reason other than action on the control devices, must be

prevented or must be such that it does not present a hazard.

REQUIRED CHARACTERISTICS OF GUARDS AND PROTECTIVE

1.4.1. General requirements

Guards and protective devices must

be of robust construction,

be securely held in place,

not give rise to any additional hazard,

not be easy to by-pass or render non-operational,

be located at an adequate distance from the danger zone,

cause minimum obstruction to the view of the production process, and

enable essential work to be carried out on the installation and, or

replacement of tools and for maintenance purposes by restricting access

exclusively to the area where the work has to be done, if possible

without the guard having to be removed or the protective device having

to be disabled.

In addition, guards must, where possible, protect against the ejection or falling of

materials or objects and against emissions generated by the machinery.

1.4.2. Special requirements for guards

1.4.2.1. Fixed guards

Fixed guards must be fixed by systems that can be opened or removed only with

Their fixing systems must remain attached to the guards or to the machinery when

the guards are removed.

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Where possible, guards must be incapable of remaining in place without their

1.4.2.2. Interlocking movable guards

Interlocking movable guards must

as far as possible remain attached to the machinery when open,

be designed and constructed in such a way that they can be adjusted

only by means of an intentional action.

Interlocking movable guards must be associated with an interlocking device that

prevents the start of hazardous machinery functions until they are

closed and

gives a stop command whenever they are no longer closed.

Where it is possible for an operator to reach the danger zone before the risk due to

the hazardous machinery functions has ceased, movable guards must be associated

with a guard locking device in addition to an interlocking device that

prevents the start of hazardous machinery functions until the guard is

closed and locked, and

keeps the guard closed and locked until the risk of injury from the

hazardous machinery functions has ceased.

Interlocking movable guards must be designed in such a way that the absence or

failure of one of their components prevents starting or stops the hazardous

machinery functions.

1.4.2.3. Adjustable guards restricting access

Adjustable guards restricting access to those areas of the moving parts strictly

necessary for the work must be

adjustable manually or automatically, depending on the type of work

involved, and

readily adjustable without the use of tools.

1.4.3. Special requirements for protective devices

Protective devices must be designed and incorporated into the control system in

such a way that

moving parts cannot start up while they are within the operator’s reach,

persons cannot reach moving parts while the parts are moving, and

the absence or failure of one of their components prevents starting or

stops the moving parts.

Protective devices must be adjustable only by means of an intentional action.

RISKS DUE TO OTHER HAZARDS

1.5.1. Electricity supply

Where machinery has an electricity supply, it must be designed, constructed and

equipped in such a way that all hazards of an electrical nature are or can be

The safety objectives set out in the Low Voltage Electrical Equipment Regulations

shall apply to machinery. However, the obligations concerning conformity

assessment and the placing on the market and, or putting into service of machinery

with regard to electrical hazards are governed solely by these regulations.

1.5.2. Static electricity

Machinery must be designed and constructed to prevent or limit the build-up of

potentially dangerous electrostatic charges and, or be fitted with a discharging

system.

1.5.3. Energy supply other than electricity

Where machinery is powered by source of energy other than electricity, it must be

so designed, constructed and equipped as to avoid all potential risks associated with

such sources of energy.

1.5.4. Errors of fitting

Errors likely to be made when fitting or refitting certain parts which could be a

source of risk must be made impossible by the design and construction of such parts

or, failing this, by information given on the parts themselves and, or their housings.

The same information must be given on moving parts and, or their housings where

the direction of movement needs to be known in order to avoid a risk.

Where necessary, the instructions must give further information on these risks.

Where a faulty connection can be the source of risk, incorrect connections must be

made impossible by design or, failing this, by information given on the elements to

be connected and, where appropriate, on the means of connection.

1.5.5. Extreme temperatures

Steps must be taken to eliminate any risk of injury arising from contact with or

proximity to machinery parts or materials at high or very low temperatures.

The necessary steps must also be taken to avoid or protect against the risk of hot

or very cold material being ejected.

1.5.6. Fire

Machinery must be designed and constructed in such a way as to avoid any risk of

fire or overheating posed by the machinery itself or by gases, liquids, dust, vapours

or other substances produced or used by the machinery.

1.5.7. Explosion

Machinery must be designed and constructed in such a way as to avoid any risk of

explosion posed by the machinery itself or by gases, liquids, dust, vapours or other

substances produced or used by the machinery.

Machinery must comply, as far as the risk of explosion due to its use in a

potentially explosive atmosphere is concerned, with the provisions of the specific

Community legislation.

1.5.8. Noise

Machinery must be designed and constructed in such a way that risks resulting

from the emission of airborne noise are reduced to the lowest level, taking account

of technical progress and the availability of means of reducing noise, in particular at

source.

The level of noise emission may be assessed with reference to comparative

emission data for similar machinery.

1.5.9. Vibrations

Machinery must be designed and constructed in such a way that risks resulting

from vibrations produced by the machinery are reduced to the lowest level, taking

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account of technical progress and the availability of means of reducing vibration, in

particular at source.

The level of vibration emission may be assessed with reference to comparative

emission data for similar machinery.

1.5.10. Radiation

Undesirable radiation emissions from the machinery must be eliminated or be

reduced to levels that do not have adverse effects on persons.

Any functional ionising radiation emissions must be limited to the lowest level

which is sufficient for the proper functioning of the machinery during setting,

operation and cleaning. Where a risk exists, the necessary protective measures must

Any functional non-ionising radiation emissions during setting, operation and

cleaning must be limited to levels that do not have adverse effects on persons.

1.5.11. External radiation

Machinery must be designed and constructed in such a way that external radiation

does not interfere with its operation.

1.5.12. Laser radiation

Where laser equipment is used, the following should be taken into account

laser equipment on machinery must be designed and constructed in such

a way as to prevent any accidental radiation,

laser equipment on machinery must be protected in such a way that

effective radiation, radiation produced by reflection or diffusion and

secondary radiation do not damage health,

optical equipment for the observation or adjustment of laser equipment

on machinery must be such that no health risk is created by laser

radiation.

1.5.13. Emissions of hazardous materials and substances

(a) Machinery must be designed and constructed in such a way that risks of

inhalation, ingestion, contact with the skin, eyes and mucous

membranes and penetration through the skin of hazardous materials and

substances which it produces can be avoided.

(b) Where a hazard cannot be eliminated, the machinery must be so

equipped that hazardous materials and substances can be contained,

evacuated, precipitated by water spraying, filtered or treated by another

equally effective method.

(c) Where the process is not totally enclosed during normal operation of the

machinery, the devices for containment and, or evacuation must be

situated in such a way as to have the maximum effect.

1.5.14. Risk of being trapped in a machine

Machinery must be designed, constructed or fitted with a means of preventing a

person from being enclosed within it or, if that is impossible, with a means of

summoning help.

1.5.15. Risk of slipping, tripping or falling

Parts of the machinery where persons are liable to move about or stand must be

designed and constructed in such a way as to prevent persons slipping, tripping or

falling on or off these parts.

Where appropriate, these parts must be fitted with handholds that are fixed

relative to the user and that enable them to maintain their stability.

1.5.16. Lightning

Machinery in need of protection against the effects of lightning while being used

must be fitted with a system for conducting the resultant electrical charge to earth.

1.6.

MAINTENANCE

1.6.1. Machinery maintenance

Adjustment and maintenance points must be located outside danger zones. It must

be possible to carry out adjustment, maintenance, repair, cleaning and servicing

operations while machinery is at a standstill.

If one or more of the above conditions cannot be satisfied for technical reasons,

measures must be taken to ensure that these operations can be carried out safely (see

paragraph 1.2.5).

In the case of automated machinery and, where necessary, other machinery, a

connecting device for mounting diagnostic fault-finding equipment must be

provided.

Automated machinery components which have to be changed frequently must be

capable of being removed and replaced easily and safely. Access to the components

must enable these tasks to be carried out with the necessary technical means in

accordance with a specified operating method.

1.6.2. Access to operating positions and servicing points Machinery must be

designed and constructed in such a way as to allow access in safety to all areas

where intervention is necessary during operation, adjustment and maintenance of the

machinery.

1.6.3. Isolation of energy sources

Machinery must be fitted with means to isolate it from all energy sources. Such

isolators must be clearly identified. They must be capable of being locked if

reconnection could endanger persons. Isolators must also be capable of being locked

where an operator is unable, from any of the points to which he has access, to check

that the energy is still cut off.

In the case of machinery capable of being plugged into an electricity supply,

removal of the plug is sufficient, provided that the operator can check from any of

the points to which he has access that the plug remains removed.

After the energy is cut off, it must be possible to dissipate normally any energy

remaining or stored in the circuits of the machinery without risk to persons.

As an exception to the requirement laid down in the previous paragraphs, certain

circuits may remain connected to their energy sources in order, for example, to hold

parts, to protect information, to light interiors, and related matters. In this case,

special steps must be taken to ensure operator safety.

1.6.4. Operator intervention

Machinery must be so designed, constructed and equipped that the need for

operator intervention is limited. If operator intervention cannot be avoided, it must

be possible to carry it out easily and safely.

1.6.5. Cleaning of internal parts

The machinery must be designed and constructed in such a way that it is possible

MACHINERY

to clean internal parts which have contained dangerous substances or preparations

without entering them; any necessary unblocking must also be possible from the

outside. If it is impossible to avoid entering the machinery, it must be designed and

constructed in such a way as to allow cleaning to take place safely.

1.7.

INFORMATION

1.7.1. Information and warnings on the machinery

Information and warnings on the machinery should preferably be provided in the

form of readily understandable symbols or pictograms. Any written or verbal

information and warnings must be expressed in the Maltese language or in any other

official Community language or languages, which may be determined in accordance

with the Treaty by the Member State in which the machinery is placed on the market

and, or put into service and may be accompanied, on request, by versions in any

other official Community language or languages understood by the operators.

1.7.1.1. Information and information devices

The information needed to control machinery must be provided in a form that is

unambiguous and easily understood. It must not be excessive to the extent of

overloading the operator.

Visual display units or any other interactive means of communication between the

operator and the machine must be easily understood and easy to use.

1.7.1.2. Warning devices

Where the health and safety of persons may be endangered by a fault in the

operation of unsupervised machinery, the machinery must be equipped in such a way

as to give an appropriate acoustic or light signal as a warning.

Where machinery is equipped with warning devices these must be unambiguous

and easily perceived. The operator must have facilities to check the operation of

such warning devices at all times.

The requirements of the specific Community legislation concerning colours and

safety signals must be complied with.

1.7.2. Warning of residual risks

Where risks remain despite the inherent safe design measures, safeguarding and

complementary protective measures adopted, the necessary warnings, including

warning devices, must be provided.

1.7.3. Marking of machinery

All machinery must be marked visibly, legibly and indelibly with the following

minimum particulars

-

the business name and full address of the manufacturer and, where

applicable, his authorised representative,

-

designation of the machinery,

-

the CE Marking (see Schedule III),

-

designation of series or type,

-

serial number, if any,

-

the year of construction, that is the year in which the manufacturing

process is completed.

It is prohibited to pre-date or post-date the machinery when affixing the CE

marking.

Furthermore, machinery designed and constructed for use in a potentially

explosive atmosphere must be marked accordingly.

Machinery must also bear full information relevant to its type and essential for

safe use. Such information is subject to the requirements set out in paragraph 1.7.1.

Where a machine part must be handled during use with lifting equipment, its mass

must be indicated legibly, indelibly and unambiguously.

1.7.4. Instructions

All machinery must be accompanied by instructions in the official Community

language or languages of the Member State in which it is placed on the market and,

or put into service.

T h e i n s t r u ct i o n s a cc o m p an y i n g t h e m a c hi n e r y m u st b e ei t h er ‘ Or ig i n a l

instructions’ or a ‘Translation of the original instructions’, in which case the

translation must be accompanied by the original instructions.

By way of exception, the maintenance instructions intended for use by specialised

personnel mandated by the manufacturer or his authorised representative may be

supplied in only one Community language which the specialised personnel

understand.

The instructions must be drafted in accordance with the principles set out below.

1.7.4.1. General principles for the drafting of instructions

(a) The instructions must be drafted in the Maltese language or in any other

one or more official Community languages. The words ‘Original

instructions’ must appear on the language version(s) verified by the

manufacturer or his authorised representative.

(b) Where no ‘Original instructions’ exist in the official language(s) of the

country where the machinery is to be used, a translation into that/those

language(s) must be provided by the manufacturer or his authorized

representative or by the person bringing the machinery into the

language area in question. The translations must bear the words

‘Translation of the original instructions’.

(c) The contents of the instructions must cover not only the intended use of

the machinery but also take into account any reasonably foreseeable

misuse thereof.

(d) In the case of machinery intended for use by non-professional operators,

the wording and layout of the instructions for use must take into account

the level of general education and acumen that can reasonably be

expected from such operators.

1.7.4.2. Contents of the instructions

Each instruction manual must contain, where applicable, at least the following

information

(a) the business name and full address of the manufacturer and of his

authorised representative;

(b) the designation of the machinery as marked on the machinery itself,

except for the serial number (see paragraph 1.7.3);

(c) the EC declaration of conformity, or a document setting out the contents

of the EC declaration of conformity, showing the particulars of the

machinery, not necessarily including the serial number and the

signature;

MACHINERY

(d) a general description of the machinery;

(e) the drawings, diagrams, descriptions and explanations necessary for the

use, maintenance and repair of the machinery and for checking its

correct functioning;

(f)

a description of the workstation(s) likely to be occupied by operators;

(g) a description of the intended use of the machinery;

(h) warnings concerning ways in which the machinery must not be used that

experience has shown might occur;

(i)

assembly, installation and connection instructions, including drawings,

diagrams and the means of attachment and the designation of the chassis

or installation on which the machinery is to be mounted;

(j)

instructions relating to installation and assembly for reducing noise or

vibration;

(k) instructions for the putting into service and use of the machinery and, if

necessary, instructions for the training of operators;

(l)

information about the residual risks that remain despite the inherent

safe design measures, safeguarding and complementary protective

measures adopted;

(m) instructions on the protective measures to be taken by the user,

including, where appropriate, the personal protective equipment to be

provided;

(n) the essential characteristics of tools which may be fitted to the

machinery;

(o) the conditions in which the machinery meets the requirement of

stability during use, transportation, assembly, dismantling when out of

service, testing or foreseeable breakdowns;

(p) instructions with a view to ensuring that transport, handling and storage

operations can be made safely, giving the mass of the machinery and of

its various parts where these are regularly to be transported separately;

(q) the operating method to be followed in the event of accident or

breakdown; if a blockage is likely to occur, the operating method to be

followed so as to enable the equipment to be safely unblocked;

(r) the description of the adjustment and maintenance operations that

should be carried out by the user and the preventive maintenance

measures that should be observed;

(s) instructions designed to enable adjustment and maintenance to be

carried out safely, including the protective measures that should be

taken during these operations;

(t)

the specifications of the spare parts to be used, when these affect the

health and safety of operators;

(u) the following information on airborne noise emissions

-

the A-weighted emission sound pressure level at workstations,

where this exceeds 70 dB(A); where this level does not exceed 70

dB(A), this fact must be indicated,

-

the peak C-weighted instantaneous sound pressure value at

workstations, where this exceeds 63 Pa (130 dB in relation to 20

µPa),

-

the A-weighted sound power level emitted by the machinery,

where the A-weighted emission sound pressure level at

workstations exceeds 80 dB(A).

These values must be either those actually measured for the machinery

in question or those established on the basis of measurements taken for

technically comparable machinery which is representative of the

machinery to be produced.

In the case of very large machinery, instead of the A-weighted sound

power level, the A-weighted emission sound pressure levels at specified

positions around the machinery may be indicated.

Where the harmonised standards are not applied, sound levels must be

measured using the most appropriate method for the machinery.

Whenever sound emission values are indicated the uncertainties

surrounding these values must be specified. The operating conditions of

the machinery during measurement and the measuring methods used

must be described.

Where the workstation(s) are undefined or cannot be defined, A-

weighted sound pressure levels must be measured at a distance of 1

metre from the surface of the machinery and at a height of 1,6 metres

from the floor or access platform. The position and value of the

maximum sound pressure must be indicated.

Where specific Community legislation lay down other requirements for

the measurement of sound pressure levels or sound power levels, those

Community legislation must be applied and the corresponding

provisions of this section shall not apply;

(v) where machinery is likely to emit non-ionising radiation which may

cause harm to persons, in particular persons with active or non-active

implantable medical devices, information concerning the radiation

emitted for the operator and exposed persons.

1.7.4.3. Sales literature

Sales literature describing the machinery must not contradict the instructions as

regards health and safety aspects. Sales literature describing the performance

characteristics of machinery must contain the same information on emissions as is

contained in the instructions.

2. SUPPLEMENTARY

ESSENTIAL

HEALTH

AND

SAFETY

REQUIREMENTS FOR CERTAIN CATEGORIES OF MACHINERY

Foodstuffs machinery, machinery for cosmetics or pharmaceutical products,

handheld and, or hand-guided machinery, portable fixing and other impact

machinery, machinery for working wood and material with similar physical

characteristics and machinery for pesticide application must meet all the essential

health and safety requirements set out in this chapter (see General Principles,

paragraph 4).

FOODSTUFFS MACHINERY AND MACHINERY FOR COSMETICS

OR PHARMACEUTICAL PRODUCTS

2.1.1. General

Machinery intended for use with foodstuffs or with cosmetics or pharmaceutical

products must be designed and constructed in such a way as to avoid any risk of

infection, sickness or contagion.

MACHINERY

The following requirements must be observed

(a) materials in contact with, or intended to come into contact with,

foodstuffs or cosmetics or pharmaceutical products must satisfy the

conditions set down in those relevant regulations. The machinery must

be designed and constructed in such a way that these materials can be

cleaned before each use. Where this is not possible disposable parts

must be used;

(b) all surfaces in contact with foodstuffs or cosmetics or pharmaceutical

products, other than surfaces of disposable parts, must

-

be smooth and have neither ridges nor crevices which could

harbour organic materials. The same applies to their joinings,

-

be designed and constructed in such a way as to reduce the

projections, edges and recesses of assemblies to a minimum,

-

be easily cleaned and disinfected, where necessary after removing

easily dismantled parts; the inside surfaces must have curves with

a radius sufficient to allow thorough cleaning;

(c) it must be possible for liquids, gases and aerosols deriving from

foodstuffs, cosmetics or pharmaceutical products as well as from

cleaning, disinfecting and rinsing fluids to be completely discharged

from the machinery (if possible, in a ‘cleaning’ position);

(d) machinery must be designed and constructed in such a way as to prevent

any substances or living creatures, in particular insects, from entering,

or any organic matter from accumulating in, areas that cannot be

cleaned;

(e) machinery must be designed and constructed in such a way that no

ancillary substances hazardous to health, including the lubricants used,

can come into contact with foodstuffs, cosmetics or pharmaceutical

products.

Where necessary, machinery must be designed and constructed in such a way that

continuing compliance with this requirement can be checked.

2.1.2. Instructions

The instructions for foodstuffs machinery and machinery for use with cosmetics or

pharmaceutical products must indicate recommended products and methods for

cleaning, disinfecting and rinsing, not only for easily accessible areas but also for

areas to which access is impossible or inadvisable.

PORTABLE HAND-HELD AND, OR HAND-GUIDED MACHINERY

2.2.1. General

Portable hand-held and, or hand-guided machinery must

depending on the type of machinery, have a supporting surface of

sufficient size and have a sufficient number of handles and supports of

an appropriate size, arranged in such a way as to ensure the stability of

the machinery under the intended operating conditions,

except where technically impossible, or where there is an independent

control device, in the case of handles which cannot be released in

complete safety, be fitted with manual start and stop control devices

arranged in such a way that the operator can operate them without

releasing the handles,

present no risks of accidental starting and, or continued operation after

the operator has released the handles. Equivalent steps must be taken if

this requirement is not technically feasible,

-

permit, where necessary, visual observation of the danger zone and of

the action of the tool with the material being processed.

The handles of portable machinery must be designed and constructed in such a

way as to make starting and stopping straightforward.

2.2.1.1. Instructions

The instructions must give the following information concerning vibrations

transmitted by portable handheld and hand-guided machinery

-

the vibration total value to which the hand-arm system is subjected, if it

exceeds 2,5 m/s2. Where this value does not exceed 2,5 m/s 2 , this must

be mentioned,

-

the uncertainty of measurement.

These values must be either those actually measured for the machinery in question

or those established on the basis of measurements taken for technically comparable

machinery which is representative of the machinery to be produced.

If harmonised standards are not applied, the vibration data must be measured

using the most appropriate measurement code for the machinery.

The operating conditions during measurement and the methods used for

measurement, or the reference of the harmonised standard applied, must be

specified.

2.2.2. Portable fixing and other impact machinery

2.2.2.1. General

Portable fixing and other impact machinery must be designed and constructed in

such a way that

-

energy is transmitted to the impacted element by the intermediary

component that does not leave the device,

-

an enabling device prevents impact unless the machinery is positioned

correctly with adequate pressure on the base material,

-

involuntary triggering is prevented; where necessary, an appropriate

sequence of actions on the enabling device and the control device must

be required to trigger an impact,

-

accidental triggering is prevented during handling or in case of shock,

-

loading and unloading operations can be carried out easily and safely.

Where necessary, it must be possible to fit the device with splinter guard(s) and

the appropriate guard(s) must be provided by the manufacturer of the machinery.

2.2.2.2. Instructions

The instructions must give the necessary information regarding

-

the accessories and interchangeable equipment that can be used with the

machinery,

-

the suitable fixing or other impacted elements to be used with the

machinery,

-

where appropriate, the suitable cartridges to be used.

2.3.

MACHINERY FOR WORKING WOOD AND MATERIAL WITH

MACHINERY

SIMILAR PHYSICAL CHARACTERISTICS

Machinery for working wood and materials with similar physical characteristics

must comply with the following requirements

(a) the machinery must be designed, constructed or equipped in such a way

that the piece being machined can be placed and guided in safety; where

the piece is hand-held on a work-bench, the latter must be sufficiently

stable during the work and must not impede the movement of the piece;

(b) where the machinery is likely to be used in conditions involving the risk

of ejection of workpieces or parts of them, it must be designed,

constructed, or equipped in such a way as to prevent such ejection, or, if

this is not possible, so that the ejection does not engender risks for the

operator and, or exposed persons;

(c) the machinery must be equipped with an automatic brake that stops the

tool in a sufficiently short time if there is a risk of contact with the tool

whilst it runs down;

(d) where the tool is incorporated into a non-fully automated machine, the

latter must be designed and constructed in such a way as to eliminate or

reduce the risk of accidental injury.

2.4. MACHINERY FOR PESTICIDE APPLICATION

2.4.1. Definition

"Machinery for pesticide application" means machinery specifically intended for

the application of plant protection products within the meaning of Article 2(1) of

Regulation (EC) No 1107/2009 of the European Parliament and of the Council of 21

October 2009 concerning the placing of plant protection products on the market ( * ).

2.4.2. General

The manufacturer of machinery for pesticide application or his authorised

representative must ensure that an assessment is carried out of the risks of

unintended exposure of the environment to pesticides, in accordance with the

process of risk assessment and risk reduction referred to in the General Principles,

paragraph 1.

Machinery for pesticide application must be designed and constructed taking into

account the results of the risk assessment referred to in the first paragraph so that the

machinery can be operated, adjusted and maintained without unintended exposure of

the environment to pesticides.

Leakage must be prevented at all times.

2.4.3. Controls and monitoring

It must be possible to easily and accurately control, monitor and immediately stop

the pesticide application from the operating positions.

2.4.4. Filling and emptying

The machinery must be designed and constructed to facilitate precise filling with

the necessary quantity of pesticide and to ensure easy and complete emptying, while

preventing spillage of pesticide and avoiding the contamination of the water source

during such operations.

2.4.5. Application of pesticides

*OJ L 309, 24.11.2009, p. 1.

2.4.5.1. Application rate

The machinery must be fitted with means of adjusting the application rate easily,

accurately and reliably.

2.4.5.2. Distribution, deposition and drift of pesticide

The machinery must be designed and constructed to ensure that pesticide is

deposited on target areas, to minimise losses to other areas and to prevent drift of

pesticide to the environment.

Where appropriate, an even distribution and homogeneous deposition must be

ensured.

2.4.5.3. Tests

In order to verify that the relevant parts of the machinery comply with the

requirements set out in sections 2.4.5.1 and 2.4.5.2 the manufacturer or his

authorised representative must, for each type of machinery concerned, perform

appropriate tests, or have such tests performed.

2.4.5.4. Losses during stoppage

The machinery must be designed and constructed to prevent losses while the

pesticide application function is stopped.

2.4.6. Maintenance

2.4.6.1. Cleaning

The machinery must be designed and constructed to allow its easy and thorough

cleaning without contamination of the environment.

2.4.6.2. Servicing

The machinery must be designed and constructed to facilitate the changing of

worn parts without contamination of the environment.

2.4.7. Inspections

It must be possible to easily connect the necessary measuring instruments to the

machinery to check the correct functioning of the machinery.

2.4.8. Marking of nozzles, strainers and filters

Nozzles, strainers and filters must be marked so that their type and size can be

clearly identified.

2.4.9. Indication of pesticide in use

Where appropriate, the machinery must be fitted with a specific mounting on

which the operator can place the name of the pesticide in use.

2.4.10. Instructions

The instructions must provide the following information

(a) precautions to be taken during mixing, loading, application, emptying,

cleaning, servicing and transport operations in order to avoid

contamination of the environment;

(b) detailed conditions of use for the different operating environments

envisaged, including the corresponding preparation and adjustments

required to ensure the deposition of pesticide on target areas while

minimising losses to other areas, to prevent drift to the environment

and, where appropriate, to ensure an even distribution and

homogeneous deposition of pesticide;

MACHINERY

(c) the range of types and sizes of nozzles, strainers and filters that can be

used with the machinery;

(d) the frequency of checks and the criteria and method for the replacement

of parts subject to wear that affect the correct functioning of the

machinery, such as nozzles, strainers and filters;

(e) specification of calibration, daily maintenance, winter preparation and

other checks necessary to ensure the correct functioning of the

machinery;

(f)

types of pesticides that may cause incorrect functioning of the

machinery;

(g) an indication that the operator should keep updated the name of the

pesticide in use on the specific mounting referred to in section 2.4.9;

(h) the connexion and use of any special equipment or accessories, and the

necessary precautions to be taken;

(i)

an indication that the machinery may be subject to national

requirements for regular inspection by designated bodies, as provided

for in Directive 2009/128/EC of the European Parliament and of the

Council of 21 October 2009 establishing a framework for Community

action to achieve the sustainable use of pesticides ( * );

(j)

the features of the machinery which must be inspected to ensure its

correct functioning;

(k) instructions for connecting the necessary measuring instruments.

3. SUPPLEMENTARY

ESSENTIAL

HEALTH

AND

SAFETY

MACHINERY

Machinery presenting hazards due to its mobility must meet all the essential health

and safety requirements described in this chapter (see General Principles, paragraph

GENERAL

3.1.1. Definitions

(a) ‘Machinery presenting hazards due to its mobility’ means

-

machinery the operation of which requires either mobility while

working, or continuous or semicontinuous movement between a

succession of fixed working locations, or

-

machinery which is operated without being moved, but which

may be equipped in such a way as to enable it to be moved more

easily from one place to another.

(b) ‘Driver’ means an operator responsible for the movement of a machine.

The driver may be transported by the machinery or may be on foot,

accompanying the machinery, or may guide the machinery by remote

control.

WORK POSITIONS

3.2.1. Driving position

Visibility from the driving position must be such that the driver can, in complete

*OJ L 309, 24.11.2009, p. 71.

safety for himself and the exposed persons, operate the machinery and its tools in

their foreseeable conditions of use. Where necessary, appropriate devices must be

provided to remedy hazards due to inadequate direct vision.

Machinery on which the driver is transported must be designed and constructed in

such a way that, from the driving positions, there is no risk to the driver from

inadvertent contact with the wheels and tracks.

The driving position of ride-on drivers must be designed and constructed in such a

way that a driver’s cab may be fitted, provided this does not increase the risk and

there is room for it. The cab must incorporate a place for the instructions needed for

the driver.

3.2.2. Seating

Where there is a risk that operators or other persons transported by the machinery

may be crushed between parts of the machinery and the ground should the machinery

roll or tip over, in particular for machinery equipped with a protective structure

referred to in paragraphs 3.4.3 or 3.4.4, their seats must be designed or equipped

with a restraint system so as to keep the persons in their seats, without restricting

movements necessary for operations or movements relative to the structure caused

by the suspension of the seats. Such restraint systems should not be fitted if they

increase the risk.

3.2.3. Positions for other persons

I f th e co n d i ti o n s o f u se pr ov i d e t h a t p e r so n s o t h er t h an t h e d r i v er m a y

occasionally or regularly be transported by the machinery or work on it, appropriate

positions must be provided which enable them to be transported or to work on it

without risk.

The second and third paragraphs of paragraph 3.2.1 also apply to the places

provided for persons other than the driver.

3.3.

CONTROL SYSTEMS

If necessary, steps must be taken to prevent unauthorised use of controls.

In the case of remote controls, each control unit must clearly identify the

machinery to be controlled from that unit.

The remote control system must be designed and constructed in such a way as to

affect only

-

the machinery in question,

-

the functions in question.

Remote controlled machinery must be designed and constructed in such a way that

it will respond only to signals from the intended control units.

3.3.1. Control devices

The driver must be able to actuate all control devices required to operate the

machinery from the driving position, except for functions which can be safely

actuated only by using control devices located elsewhere. These functions include,

in particular, those for which operators other than the driver are responsible or for

which the driver has to leave the driving position in order to control them safely.

Where there are pedals, they must be so designed, constructed and fitted as to

allow safe operation by the driver with the minimum risk of incorrect operation.

They must have a slip-resistant surface and be easy to clean.

Where their operation can lead to hazards, notably dangerous movements, the

MACHINERY

control devices, except for those with preset positions, must return to the neutral

position as soon as they are released by the operator.

In the case of wheeled machinery, the steering system must be designed and

constructed in such a way as to reduce the force of sudden movements of the steering

wheel or the steering lever caused by shocks to the guide wheels.

Any control that locks the differential must be so designed and arranged that it

allows the differential to be unlocked when the machinery is moving.

Paragraph 1.2.2(f), concerning acoustic and, or visual warning signals, applies

only in the case of reversing.

3.3.2. Starting/moving

All travel movements of self-propelled machinery with a ride-on driver must be

possible only if the driver is at the controls.

Where, for operating purposes, machinery is fitted with devices which exceed its

normal clearance zone (including stabilisers, jib, and other such-like devices), the

driver must be provided with the means of checking easily, before moving the

machinery, that such devices are in a particular position which allows safe

movement.

This also applies to all other parts which, to allow safe movement, have to be in

particular positions, locked if necessary.

Where it does not give rise to other risks, movement of the machinery must

depend on safe positioning of the aforementioned parts.

It must not be possible for unintentional movement of the machinery to occur

while the engine is being started.

3.3.3. Travelling function

Without prejudice to road traffic regulations, self-propelled machinery and its

trailers must meet the requirements for slowing down, stopping, braking and

immobilisation so as to ensure safety under all the operating, load, speed, ground

and gradient conditions allowed for.

The driver must be able to slow down and stop self-propelled machinery by means

of a main device. Where safety so requires, in the event of a failure of the main

device, or in the absence of the energy supply needed to actuate the main device, an

emergency device with a fully independent and easily accessible control device must

be provided for slowing down and stopping.

Where safety so requires, a parking device must be provided to render stationary

machinery immobile. This device may be combined with one of the devices referred

to in the preceding paragraph, provided that it is purely mechanical.

Remote-controlled machinery must be equipped with devices for stopping

operation automatically and immediately and for preventing potentially dangerous

operation in the following situations

-

if the driver loses control,

-

if it receives a stop signal,

-

if a fault is detected in a safety-related part of the system,

-

if no validation signal is detected within a specified time.

Paragraph 1.2.4 does not apply to the travelling function.

3.3.4. Movement of pedestrian-controlled machinery

Movement of pedestrian-controlled self-propelled machinery must be possible

only through sustained action on the relevant control device by the driver. In

particular, it must not be possible for movement to occur while the engine is being

started.

The control systems for pedestrian-controlled machinery must be designed in such

a way as to minimise the risks arising from inadvertent movement of the machine

towards the driver, in particular

-

crushing,

-

injury from rotating tools.

The speed of travel of the machinery must be compatible with the pace of a driver

on foot.

In the case of machinery on which a rotary tool may be fitted, it must not be

possible to actuate the tool when the reverse control is engaged, except where the

movement of the machinery results from movement of the tool. In the latter case, the

reversing speed must be such that it does not endanger the driver.

3.3.5. Control circuit failure

A failure in the power supply to the power-assisted steering, where fitted, must

not prevent machinery from being steered during the time required to stop it.

3.4.

PROTECTION AGAINST MECHANICAL HAZARDS

3.4.1. Uncontrolled movements

Machinery must be designed, constructed and where appropriate placed on its

mobile support in such a way as to ensure that, when moved, uncontrolled

oscillations of its centre of gravity do not affect its stability or exert excessive strain

on its structure.

3.4.2. Moving transmission parts

By way of exception to paragraph 1.3.8.1, in the case of engines, moveable guards

preventing access to the moving parts in the engine compartment need not have

interlocking devices if they have to be opened either by the use of a tool or key or by

a control located in the driving position, providing the latter is in a fully enclosed

cab with a lock to prevent unauthorised access.

3.4.3. Roll-over and tip-over

Where, in the case of self-propelled machinery with a ride-on driver, operator(s)

or other person(s), there is a risk of rolling or tipping over, the machinery must be

fitted with an appropriate protective structure, unless this increases the risk.

This structure must be such that in the event of rolling or tipping over it affords

the ride-on person(s) an adequate deflection-limiting volume.

In order to verify that the structure complies with the requirement laid down in the

second paragraph, the manufacturer or his authorised representative must, for each

type of structure concerned, perform appropriate tests or have such tests performed.

3.4.4. Falling objects

Where, in the case of self-propelled machinery with a ride-on driver, operator(s)

or other person(s), there is a risk due to falling objects or material, the machinery

must be designed and constructed in such a way as to take account of this risk and

fitted, if its size allows, with an appropriate protective structure.

This structure must be such that, in the event of falling objects or material, it

guarantees the ride-on person(s) an adequate deflection-limiting volume.

MACHINERY

In order to verify that the structure complies with the requirement laid down in the

second paragraph, the manufacturer or his authorised representative must, for each

type of structure concerned, perform appropriate tests or have such tests performed.

3.4.5. Means of access

Handholds and steps must be designed, constructed and arranged in such a way

that the operators use them instinctively and do not use the control devices to assist

access.

3.4.6. Towing devices

All machinery used to tow or to be towed must be fitted with towing or coupling

devices designed, constructed and arranged in such a way as to ensure easy and

secure connection and disconnection and to prevent accidental disconnection during

use.

Insofar as the tow bar load so requires, such machinery must be equipped with a

support with a bearing surface suited to the load and the ground.

3.4.7. Transmission of power between self-propelled machinery (or tractor) and

recipient machinery

Removable mechanical transmission devices linking self-propelled machinery (or

a tractor) to the first fixed bearing of recipient machinery must be designed and

constructed in such a way that any part that moves during operation is protected over

its whole length.

On the side of the self-propelled machinery (or tractor), the power take-off to

which the removable mechanical transmission device is attached must be protected

either by a guard fixed and linked to the self-propelled machinery (or tractor) or by

any other device offering equivalent protection.

It must be possible to open this guard for access to the removable transmission

device. Once it is in place, there must be enough room to prevent the drive shaft

damaging the guard when the machinery (or the tractor) is moving.

On the recipient machinery side, the input shaft must be enclosed in a protective

casing fixed to the machinery.

Torque limiters or freewheels may be fitted to universal joint transmissions only

on the side adjoining the driven machinery. The removable mechanical transmission

device must be marked accordingly.

All recipient machinery, the operation of which requires a removable mechanical

transmission device to connect it to self-propelled machinery (or a tractor), must

have a system for attaching the removable mechanical transmission device so that,

when the machinery is uncoupled, the removable mechanical transmission device

and its guard are not damaged by contact with the ground or part of the machinery.

The outside parts of the guard must be so designed, constructed and arranged that

they cannot turn with the removable mechanical transmission device. The guard

must cover the transmission to the ends of the inner jaws in the case of simple

universal joints and at least to the centre of the outer joint or joints in the case of

wide-angle universal joints.

If means of access to working positions are provided near to the removable

mechanical transmission device, they must be designed and constructed in such a

way that the shaft guards cannot be used as steps, unless designed and constructed

for that purpose.

3.5.

PROTECTION AGAINST OTHER HAZARDS

3.5.1. Batteries

The battery housing must be designed and constructed in such a way as to prevent

the electrolyte being ejected on to the operator in the event of rollover or tipover and

to avoid the accumulation of vapours in places occupied by operators.

Machinery must be designed and constructed in such a way that the battery can be

disconnected with the aid of an easily accessible device provided for that purpose.

3.5.2. Fire

Depending on the hazards anticipated by the manufacturer, machinery must,

where its size permits

-

either allow easily accessible fire extinguishers to be fitted, or

-

be provided with built-in extinguisher systems.

3.5.3. Emissions of hazardous substances

Paragraphs 1.5.13(b) and (c) do not apply where the main function of the

machinery is the spraying of products. However, the operator must be protected

against the risk of exposure to such hazardous emissions.

3.6.

INFORMATION AND INDICATIONS

3.6.1. Signs, signals and warnings

All machinery must have signs and, or instruction plates concerning use,

adjustment and maintenance, wherever necessary, so as to ensure the health and

safety of persons. They must be chosen, designed and constructed in such a way as

to be clearly visible and indelible.

Without prejudice to the provisions of road traffic regulations, machinery with a

ride-on driver must have the following equipment

-

an acoustic warning device to alert persons,

-

a system of light signals relevant to the intended conditions of use; the

latter requirement does not apply to machinery intended solely for

underground working and having no electrical power,

-

where necessary, there must be an appropriate connection between a

trailer and the machinery for the operation of signals.

Remote-controlled machinery which, under normal conditions of use, exposes

persons to the risk of impact or crushing must be fitted with appropriate means to

signal its movements or with means to protect persons against such risks. The same

applies to machinery which involves, when in use, the constant repetition of a

forward and backward movement on a single axis where the area to the rear of the

machine is not directly visible to the driver.

Machinery must be constructed in such a way that the warning and signalling

devices cannot be disabled unintentionally. Where it is essential for safety, such

devices must be provided with the means to check that they are in good working

order and their failure must be made apparent to the operator.

Where the movement of machinery or its tools is particularly hazardous, signs on

the machinery must be provided to warn against approaching the machinery while it

is working; the signs must be legible at a sufficient distance to ensure the safety of

persons who have to be in the vicinity.

3.6.2. Marking

The following must be shown legibly and indelibly on all machinery

MACHINERY

nominal power expressed in kilowatts (kW),

mass of the most usual configuration, in kilograms (kg);

and, where appropriate

maximum drawbar pull provided for at the coupling hook, in Newtons

(N),

maximum vertical load provided for on the coupling hook, in Newtons

(N).

3.6.3. Instructions

3.6.3.1. Vibrations

The instructions must give the following information concerning vibrations

transmitted by the machinery to the hand-arm system or to the whole body

the vibration total value to which the hand-arm system is subjected, if it

exceeds 2,5 m/s2. Where this value does not exceed 2,5 m/s 2 , this must

be mentioned,

the highest root mean square value of weighted acceleration to which

the whole body is subjected, if it exceeds 0,5 m/s 2 . Where this value

does not exceed 0,5 m/s 2 , this must be mentioned,

the uncertainty of measurement.

These values must be either those actually measured for the machinery in question

or those established on the basis of measurements taken for technically comparable

machinery which is representative of the machinery to be produced.

Where harmonised standards are not applied, the vibration must be measured

using the most appropriate measurement code for the machinery concerned.

The operating conditions during measurement and the measurement codes used

must be described.

3.6.3.2. Multiple uses

The instructions for machinery allowing several uses depending on the equipment

used and the instructions for the interchangeable equipment must contain the

information necessary for safe assembly and use of the basic machinery and the

interchangeable equipment that can be fitted.

4. SUPPLEMENTARY

ESSENTIAL

HEALTH

AND

SAFETY

REQUIREMENTS TO OFFSET HAZARDS DUE TO LIFTING OPERATIONS

Machinery presenting hazards due to lifting operations must meet all the relevant

essential health and safety requirements described in this chapter (see General

Principles, paragraph 4).

GENERAL

4.1.1. Definitions

(i)

‘Lifting operation’ means a movement of unit loads consisting of goods

and, or persons necessitating, at a given moment, a change of level.

(ii)

‘Guided load’ means a load where the total movement is made along

rigid or flexible guides whose position is determined by fixed points.

(iii)

‘Working coefficient’ means the arithmetic ratio between the load

guaranteed by the manufacturer or his authorised representative up to

which a component is able to hold it and the maximum working load

marked on the component.

(iv)

‘Test coefficient’ means the arithmetic ratio between the load used to

carry out the static or dynamic tests on lifting machinery or a lifting

accessory and the maximum working load marked on the lifting

machinery or lifting accessory.

(v)

‘Static test’ means the test during which lifting machinery or a lifting

accessory is first inspected and subjected to a force corresponding to the

maximum working load multiplied by the appropriate static test

coefficient and then reinspected once the said load has been released to

ensure that no damage has occurred.

(vi)

‘Dynamic test’ means the test during which lifting machinery is

operated in all its possible configurations at the maximum working load

multiplied by the appropriate dynamic test coefficient with account

being taken of the dynamic behaviour of the lifting machinery in order

to check that it functions properly.

(vii)

‘Carrier’ means a part of the machinery on or in which persons and, or

goods are supported in order to be lifted.

4.1.2. Protection against mechanical hazards

4.1.2.1. Risks due to lack of stability

Machinery must be designed and constructed in such a way that the stability

required by paragraph 1.3.1 is maintained both in service and out of service,

including all stages of transportation, assembly and dismantling, during foreseeable

component failures and also during the tests carried out in accordance with the

instruction handbook. To that end, the manufacturer or his authorised representative

must use the appropriate verification methods.

4.1.2.2. Machinery running on guide rails and rail tracks

Machinery must be provided with devices which act on the guide rails or tracks to

prevent derailment.

If, despite such devices, there remains a risk of derailment or of failure of a rail or

of a running component, devices must be provided which prevent the equipment,

component or load from falling or the machinery from overturning.

4.1.2.3. Mechanical strength

Machinery, lifting accessories and their components must be capable of

withstanding the stresses to which they are subjected, both in and, where applicable,

out of use, under the installation and operating conditions provided for and in all

relevant configurations, with due regard, where appropriate, to the effects of

atmospheric factors and forces exerted by persons. This requirement must also be

satisfied during transport, assembly and dismantling.

Machinery and lifting accessories must be designed and constructed in such a way

as to prevent failure from fatigue and wear, taking due account of their intended use.

The materials used must be chosen on the basis of the intended working

environments, with particular regard to corrosion, abrasion, impacts, extreme

temperatures, fatigue, brittleness and ageing.

Machinery and lifting accessories must be designed and constructed in such a way

as to withstand the overload in the static tests without permanent deformation or

patent defect. Strength calculations must take account of the value of the static test

coefficient chosen to guarantee an adequate level of safety. That coefficient has, as a

general rule, the following values

MACHINERY

(a) manually-operated machinery and lifting accessories: 1,5;

(b) other machinery: 1,25.

Machinery must be designed and constructed in such a way as to undergo, without

failure, the dynamic tests carried out using the maximum working load multiplied by

the dynamic test coefficient. This dynamic test coefficient is chosen so as to

guarantee an adequate level of safety: the coefficient is, as a general rule, equal to

1,1. As a general rule, the tests will be performed at the nominal speeds provided for.

Should the control circuit of the machinery allow for a number of simultaneous

movements, the tests must be carried out under the least favourable conditions, as a

general rule by combining the movements concerned.

4.1.2.4. Pulleys, drums, wheels, ropes and chains

Pulleys, drums and wheels must have a diameter commensurate with the size of

the ropes or chains with which they can be fitted.

Drums and wheels must be designed, constructed and installed in such a way that

the ropes or chains with which they are equipped can be wound without coming off.

Ropes used directly for lifting or supporting the load must not include any splicing

other than at their ends. Splicings are, however, tolerated in installations which are

intended by design to be modified regularly according to needs of use.

Complete ropes and their endings must have a working coefficient chosen in such

a way as to guarantee an adequate level of safety. As a general rule, this coefficient

is equal to 5.

Lifting chains must have a working coefficient chosen in such a way as to

guarantee an adequate level of safety. As a general rule, this coefficient is equal to 4.

In order to verify that an adequate working coefficient has been attained, the

manufacturer or his authorized representative must, for each type of chain and rope

used directly for lifting the load and for the rope ends, perform the appropriate tests

or have such tests performed.

4.1.2.5. Lifting accessories and their components

Lifting accessories and their components must be sized with due regard to fatigue

and ageing processes for a number of operating cycles consistent with their expected

life-span as specified in the operating conditions for a given application.

Moreover

(a) the working coefficient of wire-rope/rope-end combinations must be

chosen in such a way as to guarantee an adequate level of safety; this

coefficient is, as a general rule, equal to 5. Ropes must not comprise any

splices or loops other than at their ends;

(b) where chains with welded links are used, they must be of the short-link

type. The working coefficient of chains must be chosen in such a way as

to guarantee an adequate level of safety; this coefficient is, as a general

rule, equal to 4;

(c) the working coefficient for textile ropes or slings is dependent on the

material, method of manufacture, dimensions and use. This coefficient

must be chosen in such a way as to guarantee an adequate level of

safety; it is, as a general rule, equal to 7, provided the materials used are

shown to be of very good quality and the method of manufacture is

appropriate to the intended use. Should this not be the case, the

coefficient is, as a general rule, set at a higher level in order to secure an

equivalent level of safety. Textile ropes and slings must not include any

knots, connections or splicing other than at the ends of the sling, except

in the case of an endless sling;

(d) all metallic components making up, or used with, a sling must have a

working coefficient chosen in such a way as to guarantee an adequate

level of safety; this coefficient is, as a general rule, equal to 4;

(e) the maximum working load of a multilegged sling is determined on the

basis of the working coefficient of the weakest leg, the number of legs

and a reduction factor which depends on the slinging configuration;

(f)

in order to verify that an adequate working coefficient has been

attained, the manufacturer or his authorised representative must, for

each type of component referred to in sub-paragraphs (a), (b), (c) and

(d), perform the appropriate tests or have such tests performed.

4.1.2.6. Control of movements

Devices for controlling movements must act in such a way that the machinery on

which they are installed is kept safe.

(a) Machinery must be designed and constructed or fitted with devices in

such a way that the amplitude of movement of its components is kept

within the specified limits. The operation of such devices must, where

appropriate, be preceded by a warning.

(b) Where several fixed or rail-mounted machines can be manoeuvred

simultaneously in the same place, with risks of collision, such

machinery must be designed and constructed in such a way as to make it

possible to fit systems enabling these risks to be avoided.

(c) Machinery must be designed and constructed in such a way that the

loads cannot creep dangerously or fall freely and unexpectedly, even in

the event of partial or total failure of the power supply or when the

operator stops operating the machine.

(d) It must not be possible, under normal operating conditions, to lower the

load solely by friction brake, except in the case of machinery whose

function requires it to operate in that way.

(e) Holding devices must be designed and constructed in such a way that

inadvertent dropping of the loads is avoided.

4.1.2.7. Movements of loads during handling

The operating position of machinery must be located in such a way as to ensure

the widest possible view of trajectories of the moving parts, in order to avoid

possible collisions with persons, equipment or other machinery which might be

manoeuvring at the same time and liable to constitute a hazard.

Machinery with guided loads must be designed and constructed in such a way as

to prevent persons from being injured by movement of the load, the carrier or the

counterweights, if any.

4.1.2.8. Machinery serving fixed landings

4.1.2.8.1. Movements of the carrier

The movement of the carrier of machinery serving fixed landings must be rigidly

guided to and at the landings. Scissor systems are also regarded as rigid guidance.

4.1.2.8.2. Access to the carrier

Where persons have access to the carrier, the machinery must be designed and

constructed in such a way as to ensure that the carrier remains stationary during

MACHINERY

access, in particular while it is being loaded or unloaded.

The machinery must be designed and constructed in such a way as to ensure that

the difference in level between the carrier and the landing being served does not

create a risk of tripping.

4.1.2.8.3. Risks due to contact with the moving carrier Where necessary in order

to fulfil the requirement expressed in the second paragraph of paragraph 4.1.2.7, the

travel zone must be rendered inaccessible during normal operation.

When, during inspection or maintenance, there is a risk that persons situated under

or above the carrier may be crushed between the carrier and any fixed parts,

sufficient free space must be provided either by means of physical refuges or by

means of mechanical devices blocking the movement of the carrier.

4.1.2.8.4. Risk due to the load falling off the carrier

Where there is a risk due to the load falling off the carrier, the machinery must be

designed and constructed in such a way as to prevent this risk.

4.1.2.8.5. Landings

Risks due to contact of persons at landings with the moving carrier or other

moving parts must be prevented.

Where there is a risk due to persons falling into the travel zone when the carrier is

not present at the landings, guards must be fitted in order to prevent this risk. Such

guards must not open in the direction of the travel zone. They must be fitted with an

interlocking device controlled by the position of the carrier that prevents

-

hazardous movements of the carrier until the guards are closed and

locked,

-

hazardous opening of a guard until the carrier has stopped at the

corresponding landing.

4.1.3. Fitness for purpose

When lifting machinery or lifting accessories are placed on the market or are first

put into service, the manufacturer or his authorised representative must ensure, by

taking appropriate measures or having them taken, that the machinery or the lifting

accessories which are ready for use - whether manually or power-operated - can

fulfil their specified functions safely.

The static and dynamic tests referred to in paragraph 4.1.2.3 must be performed on

all lifting machinery ready to be put into service.

Where the machinery cannot be assembled in the manufacturer’s premises or in

the premises of his authorised representative, the appropriate measures must be

taken at the place of use. Otherwise, the measures may be taken either in the

manufacturer’s premises or at the place of use.

4.2.

REQUIREMENTS FOR MACHINERY WHOSE POWER SOURCE IS

OTHER THAN MANUAL EFFORT

4.2.1. Control of movements

Hold-to-run control devices must be used to control the movements of the

machinery or its equipment. However, for partial or complete movements in which

there is no risk of the load or the machinery colliding, the said devices may be

replaced by control devices authorising automatic stops at pre-selected positions

without the operator holding a hold-to-run control device.

4.2.2. Loading control

Machinery with a maximum working load of not less than 1 000 kilograms or an

overturning moment of not less than 40 000 Nm must be fitted with devices to warn

the driver and prevent dangerous movements in the event

-

of overloading, either as a result of the maximum working load or the

maximum working moment due to the load being exceeded, or

-

of the overturning moment being exceeded.

4.2.3. Installations guided by ropes

Rope carriers, tractors or tractor carriers must be held by counter-weights or by a

device allowing permanent control of the tension.

4.3.

INFORMATION AND MARKINGS

4.3.1. Chains, ropes and webbing

Each length of lifting chain, rope or webbing not forming part of an assembly

must bear a mark or, where this is not possible, a plate or irremovable ring bearing

the name and address of the manufacturer or his authorised representative and the

identifying reference of the relevant certificate.

The certificate mentioned above must show at least the following information

(a) the name and address of the manufacturer and, if appropriate, his

authorised representative;

(b) a description of the chain or rope which includes

-

its nominal size,

-

its construction,

-

the material from which it is made, and

-

any special metallurgical treatment applied to the material;

(c) the test method used;

(d) the maximum load to which the chain or rope should be subjected in

service. A range of values may be given on the basis of the intended

applications.

4.3.2. Lifting accessories

Lifting accessories must show the following particulars

-

identification of the material where this information is needed for

safe use,

-

the maximum working load.

In the case of lifting accessories on which marking is physically impossible, the

particulars referred to in the first paragraph must be displayed on a plate or other

equivalent means and securely affixed to the accessory.

The particulars must be legible and located in a place where they are not liable to

disappear as a result of wear or jeopardise the strength of the accessory.

4.3.3. Lifting machinery

(a) The maximum working load must be prominently marked on the

machinery. This marking must be legible, indelible and in an un-coded

form.

(b) Where the maximum working load depends on the configuration of the

machinery, each operating position must be provided with a load plate

indicating, preferably in diagrammatic form or by means of tables, the

MACHINERY

working load permitted for each configuration.

(c) Machinery intended for lifting goods only, equipped with a carrier

which allows access to persons, must bear a clear and indelible warning

prohibiting the lifting of persons. This warning must be visible at each

place where access is possible.

4.4.

INSTRUCTIONS

4.4.1. Lifting accessories

Each lifting accessory or each commercially indivisible batch of lifting

accessories must be accompanied by instructions setting out at least the following

particulars

(a) the intended use;

(b) the limits of use (particularly for lifting accessories such as magnetic or

vacuum pads which do not fully comply with paragraph 4.1.2.6(e));

(c) instructions for assembly, use and maintenance;

(d) the static test coefficient used.

4.4.2. Lifting machinery

Lifting machinery must be accompanied by instructions containing information

(a) the technical characteristics of the machinery, and in particular

-

the maximum working load and, where appropriate, a copy of the

load plate or load table described in the second paragraph

4.3.3(b),

-

the reactions at the supports or anchors and, where appropriate,

characteristics of the tracks,

-

where appropriate, the definition and the means of installation of

the ballast;

(b) the contents of the logbook, if the latter is not supplied with the

machinery;

(c) advice for use, particularly to offset the lack of direct vision of the load

by the operator;

(d) where appropriate, a test report detailing the static and dynamic tests

carried out by or for the manufacturer or his authorised representative;

(e) for machinery which is not assembled on the premises of the

manufacturer in the form in which it is to be used, the necessary

instructions for performing the measures referred to in paragraph 4.1.3

before it is first put into service.

5. SUPPLEMENTARY

ESSENTIAL

HEALTH

AND

SAFETY

REQUIREMENTS FOR MACHINERY INTENDED FOR UNDERGROUND

WORK

Machinery intended for underground work must meet all the essential health and

safety requirements described in this chapter (see General Principles, paragraph 4).

5.1.

RISKS DUE TO LACK OF STABILITY

Powered roof supports must be designed and constructed in such a way as to

maintain a given direction when moving and not slip before and while they come

under load and after the load has been removed. They must be equipped with

anchorages for the top plates of the individual hydraulic props.

5.2.

MOVEMENT

Powered roof supports must allow for unhindered movement of persons.

5.3.

CONTROL DEVICES

The accelerator and brake controls for movement of machinery running on rails

must be hand-operated. However, enabling devices may be foot-operated.

The control devices of powered roof supports must be designed and positioned in

such a way that, during displacement operations, operators are sheltered by a support

in place. The control devices must be protected against any accidental release.

5.4.

STOPPING

Self-propelled machinery running on rails for use in underground work must be

equipped with an enabling device acting on the circuit controlling the movement of

the machinery such that movement is stopped if the driver is no longer in control of

the movement.

5.5.

FIRE

The second indent of paragraph 3.5.2 is mandatory in respect of machinery which

comprises highly flammable parts.

The braking system of machinery intended for use in underground workings must

be designed and constructed in such a way that it does not produce sparks or cause

fires.

Machinery with internal combustion engines for use in underground workings

must be fitted only with engines using fuel with a low vaporising pressure and which

exclude any spark of electrical origin.

5.6.

EXHAUST EMISSIONS

Exhaust emissions from internal combustion engines must not be discharged

upwards.

6. SUPPLEMENTARY

ESSENTIAL

HEALTH

AND

SAFETY

REQUIREMENTS FOR MACHINERY PRESENTING PARTICULAR HAZARDS

DUE TO THE LIFTING OF PERSONS

Machinery presenting hazards due to the lifting of persons must meet all the

relevant essential health and safety requirements described in this chapter (see

General Principles, paragraph 4).

6.1.

GENERAL

6.1.1. Mechanical strength

The carrier, including any trapdoors, must be designed and constructed in such a

way as to offer the space and strength corresponding to the maximum number of

persons permitted on the carrier and the maximum working load.

The working coefficients for components set out in paragraphs 4.1.2.4 and 4.1.2.5

are inadequate for machinery intended for the lifting of persons and must, as a

general rule, be doubled. Machinery intended for lifting persons or persons and

goods must be fitted with a suspension or supporting system for the carrier designed

and constructed in such a way as to ensure an adequate overall level of safety and to

prevent the risk of the carrier falling.

If ropes or chains are used to suspend the carrier, as a general rule, at least two

independent ropes or chains are required, each with its own anchorage.

MACHINERY

6.1.2. Loading control for machinery moved by power other than human strength

The requirements of paragraph 4.2.2 apply regardless of the maximum working

load and overturning moment, unless the manufacturer can demonstrate that there is

no risk of overloading or overturning.

6.2.

CONTROL DEVICES

Where safety requirements do not impose other solutions, the carrier must, as a

general rule, be designed and constructed in such a way that persons in the carrier

have means of controlling upward and downward movements and, if appropriate,

other movements of the carrier.

In operation, those control devices must override any other devices controlling the

same movement with the exception of emergency stop devices.

The control devices for these movements must be of the hold-to-run type except

where the carrier itself is completely enclosed.

6.3.

RISKS TO PERSONS IN OR ON THE CARRIER

6.3.1. Risks due to movements of the carrier

Machinery for lifting persons must be designed, constructed or equipped in such a

way that the acceleration or deceleration of the carrier does not engender risks for

persons.

6.3.2. Risk of persons falling from the carrier

The carrier must not tilt to an extent which creates a risk of the occupants falling,

including when the machinery and carrier are moving.

Where the carrier is designed as a work station, provision must be made to ensure

stability and to prevent hazardous movements.

If the measures referred to in paragraph 1.5.15 are not adequate, carriers must be

fitted with a sufficient number of suitable anchorage points for the number of

persons permitted on the carrier. The anchorage points must be strong enough for the

use of personal protective equipment against falls from a height.

Any trapdoor in floors or ceilings or side doors must be designed and constructed

in such a way as to prevent inadvertent opening and must open in a direction that

obviates any risk of falling, should they open unexpectedly.

6.3.3. Risk due to objects falling on the carrier

Where there is a risk of objects falling on the carrier and endangering persons, the

carrier must be equipped with a protective roof.

6.4.

MACHINERY SERVING FIXED LANDINGS

6.4.1. Risks to persons in or on the carrier

The carrier must be designed and constructed in such a way as to prevent risks due

to contact between persons and, or objects in or on the carrier with any fixed or

moving elements. Where necessary in order to fulfil this requirement, the carrier

itself must be completely enclosed with doors fitted with an interlocking device that

prevents hazardous movements of the carrier unless the doors are closed. The doors

must remain closed if the carrier stops between landings where there is a risk of

falling from the carrier.

The machinery must be designed, constructed and, where necessary, equipped

with devices in such a way as to prevent uncontrolled upward or downward

movement of the carrier. These devices must be able to stop the carrier at its

maximum working load and at the foreseeable maximum speed.

The stopping action must not cause deceleration harmful to the occupants,

whatever the load conditions.

6.4.2. Controls at landings

Controls, other than those for emergency use, at landings must not initiate

movements of the carrier when

the control devices in the carrier are being operated,

the carrier is not at a landing.

6.4.3. Access to the carrier

The guards at the landings and on the carrier must be designed and constructed in

su ch a wa y as t o e ns u r e sa f e t r a n sf e r to a n d f r o m t h e c ar r ie r, t a k i ng i n t o

consideration the foreseeable range of goods and persons to be lifted.

6.5. MARKINGS

The carrier must bear the information necessary to ensure safety including

the number of persons permitted on the carrier,

the maximum working load.

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

(1)

These regulations shall apply to the following

products

(a) machinery;

(b) interchangeable equipment;

(c) safety components;

(d) lifting accessories;

(e) chains, ropes and webbing;

(f)

removable mechanical transmission devices;

(g) partly completed machinery.

(2) The following are excluded from the scope of these

regulations

(a) safety components intended to be used as spare parts

to replace identical components and supplied by the

manufacturer of the original machinery;

(b) specific equipment for use in fairgrounds and, or

amusement parks;

(c) machinery specially designed or put into service for

nuclear purposes which, in the event of failure, may

result in an emission of radioactivity;

(d) weapons, including firearms;

(e) the following means of transport

(i)

agricultural and forestry tractors for the risks

covered by the Type Approval of Agricultural or

Forestry Tractors Regulations, with the

exclusion of machinery mounted on these

vehicles,

MACHINERY

(ii) motor vehicles and their trailers covered by the

Motor

Vehicles

(EC

Type

Approval)

Regulations, with the exclusion of machinery

mounted on these vehicles,

(iii) vehicles covered by the Two or Three-Wheel

Motor

Vehicles

(EC

Type-Approval)

Regulations, with the exclusion of machinery

mounted on these vehicles,

(iv) motor vehicles exclusively intended for

competition, and

(v) means of transport by air, on water and on rail

networks with the exclusion of machinery

mounted on these means of transport;

(f)

seagoing vessels and mobile offshore units and

machinery installed on board such vessels and, or

units;

(g) machinery specially designed and constructed for

military or police purposes;

(h) machinery specially designed and constructed for

research purposes for temporary use in laboratories;

(i)

mine winding gear;

(j)

machinery intended to move performers during artistic

performances;

(k) electrical and electronic products falling within the

following areas, insofar as they are covered by the

Low Voltage Electrical Equipment Regulations

(i)

household appliances intended for domestic use,

(ii)

audio and video equipment,

(iii)

information technology equipment,

(iv)

ordinary office machinery,

(v)

low-voltage switchgear and control gear,

(vi)

electric motors;

(l)

the following

types

of

high-voltage

electrical

equipment

(i) switchgear and control gear,

(ii) transformers.

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

[Regulation 6(1)(e)]

Declarations

1. CONTENT

EC DECLARATION OF CONFORMITY OF THE MACHINERY

This declaration and translations thereof must be drawn up under the same

conditions as the instructions (see Schedule I, paragraph 1.7.4.1(a) and (b)), and

must be typewritten or else handwritten in capital letters.

This declaration relates exclusively to the machinery in the state in which it was

placed on the market, and excludes components which are added and, or operations

carried out subsequently by the final user.

The EC declaration of conformity must contain the following particulars

1. business name and full address of the manufacturer and, where

appropriate, his authorised representative;

2. name and address of the person authorised to compile the technical file,

who must be established in the Community;

3. description and identification of the machinery, including generic

denomination, function, model, type, serial number and commercial

name;

4. a sentence expressly declaring that the machinery fulfils all the relevant

provisions of these regulations and where appropriate, a similar

sentence declaring the conformity with other regulations and, or

relevant provisions with which the machinery complies. These

references must be those of the texts published in the Official Journal of

the European Union;

5. where appropriate, the name, address and identification number of the

MACHINERY

notified body which carried out the EC type-examination referred to in

Schedule IX and the number of the EC type-examination certificate;

6. where appropriate, the name, address and identification number of the

notified body which approved the full quality assurance system referred

to in Schedule X;

7. where appropriate, a reference to the harmonised standards used, as

referred to in regulation 8(2);

8. where appropriate, the reference to other technical standards and

specifications used;

9. the place and date of the declaration;

10. the identity and signature of the person empowered to draw up the

declaration on behalf of the manufacturer or his authorised

representative.

DECLARATION OF INCORPORATION OF PARTLY COMPLETED

MACHINERY

This declaration and translations thereof must be drawn up under the same

conditions as the instructions (see Schedule 1, paragraph 1.7.4.1(a) and (b)), and

must be typewritten or else handwritten in capital letters.

The declaration of incorporation must contain the following particulars

1. business name and full address of the manufacturer of the partly

completed machinery and, where appropriate, his authorised

representative;

2. name and address of the person authorised to compile the relevant

technical documentation, who must be established in the Community;

3. description and identification of the partly completed machinery

including generic denomination, function, model, type, serial number

and commercial name;

4. a sentence declaring which essential requirements of these regulations

are applied and fulfilled and that the relevant technical documentation

is compiled in accordance with Schedule VII, Part B, and, where

appropriate, a sentence declaring the conformity of the partly completed

machinery with other relevant regulations. These references must be

those of the texts published in the Official Journal of the European

Union;

5. an undertaking to transmit, in response to a reasoned request by the

national authorities, relevant information on the partly completed

machinery. This shall include the method of transmission and shall be

without prejudice to the intellectual property rights of the manufacturer

of the partly completed machinery;

6. a statement that the partly completed machinery must not be put into

service until the final machinery into which it is to be incorporated has

been declared in conformity with the provisions of these regulations,

where appropriate;

7. the place and date of the declaration;

8. the identity and signature of the person empowered to draw up the

declaration on behalf of the manufacturer or his authorised

representative.

2. CUSTODY

The manufacturer of machinery or his authorised representative shall keep the

original EC declaration of conformity for a period of at least 10 years from the last

date of manufacture of the machinery.

The manufacturer of partly completed machinery or his authorised representative

shall keep the original declaration of incorporation for a period of at least 10 years

from the last date of manufacture of the partly completed machinery.

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

For the purpose of these regulations, "machinery"

designates the products listed in regulation 2(1)(a) to (f).

For the purposes of these regulations, the following definitions

shall apply

"authorised representative" means any natural or legal person

established in the Community who has received a written mandate

from the manufacturer to perform on his behalf all or part of the

obligations and formalities connected with these regulations;

"chains, ropes and webbing" means chains, ropes and webbing

designed and constructed for lifting purposes as part of lifting

machinery or lifting accessories;

MACHINERY

"the Community" means the European Community;

"essential health and safety requirements" means mandatory

provisions relating to the design and construction of the products

subject to this Directive to ensure a high level of protection of the

health and safety of persons and, where appropriate, of domestic

animals and property and, where applicable, of the environment.

The essential health and safety requirements are set out in Schedule

I. Essential health and safety requirements for the protection of the

environment are applicable only to the machinery referred to in

section 2.4 of that Schedule;

"harmonized standard" means a non-binding technical

specification adopted by a standardisation body, namely the

European Committee for Standardisation (CEN), the European

Committee for Electrotechnical Standardisation (CENELEC) or the

European Telecommunications Standards Institute (ETSI), on the

basis of a remit issued by the Commission in accordance with the

procedures laid down in Directive 98/34/EC of the European

Parliament and of the Council of 22 June 1998 laying down a

procedure for the provision of information in the field of technical

standards and regulations and of rules on Information Society

services;

"interchangeable equipment" means a device which, after the

putting into service of machinery or of a tractor, is assembled with

that machinery or tractor by the operator himself in order to change

its function or attribute a new function, in so far as this equipment

is not a tool;

"lifting accessory" means a component or equipment not

attached to the lifting machinery, allowing the load to be held,

which is placed between the machinery and the load or on the load

itself, or which is intended to constitute an integral part of the load

and which is independently placed on the market; slings and their

components are also regarded as lifting accessories;

"machinery" means

(a) an assembly, fitted with or intended to be fitted with a

drive system other than directly applied human or

animal effort, consisting of linked parts or

components, at least one of which moves, and which

are joined together for a specific application;

(b) an assembly referred to in paragraph (a), missing only

the components to connect it on site or to sources of

energy and motion;

(c) an assembly referred to in paragraphs (a) and (b),

ready to be installed and able to function as it stands

only if mounted on a means of transport, or installed in

a building or a structure;

(d) assemblies of machinery referred to in paragraphs (a),

(b) and (c) or partly completed machinery referred to

in definition "partly completed machinery" which, in

order to achieve the same end, are arranged and

controlled so that they function as an integral whole;

MACHINERY

(e) an assembly of linked parts or components, at least

one of which moves and which are joined together,

intended for lifting loads and whose only power source

is directly applied human effort;

"Market Surveillance Directorate" means the Market

Surveillance Directorate of the Malta Standards Authority as

described in the Establishment of Directorates of the Malta

Standards Authority Order;

"manufacturer" means any natural or legal person who designs

and, or manufactures machinery or partly completed machinery

covered by these regulations and is responsible for the conformity

of the machinery or the partly completed machinery with these

regulations with a view to its being placed on the market, under his

own name or trademark or for his own use. In the absence of a

manufacturer as defined above, any natural or legal person who

places on the market or puts into service machinery or partly

completed machinery covered by these regulations shall be

considered a manufacturer;

"partly completed machinery" means an assembly which is

almost machinery but which cannot in itself perform a specific

application. A drive system is partly completed machinery. Partly

completed machinery is only intended to be incorporated into or

asse mb le d w it h ot he r m achi ner y o r ot her par tl y com p let ed

machinery or equipment, thereby forming machinery to which

these regulations apply;

"placing on the market" means making available for the first time

in the Community machinery or partly completed machinery with a

view to distribution or use, whether for reward or free of charge;

"putting into service" means the first use, for its intended

purpose, in the Community, of machinery covered by these

regulations;

"Regulatory Affairs Directorate" means the Regulatory Affairs

Directorate of the Malta Standards Authority as described in the

Establishment of Directorates of the Malta Standards Authority

Order;

"removable mechanical transmission device" means a removable

component for transmitting power between self propelled

machinery or a tractor and another machine by joining them at the

first fixed bearing. When it is placed on the market with the guard

it shall be regarded as one product;

"safety component" means a component

(a) which serves to fulfill a safety function;

(b) which is independently placed on the market;

(c) the failure and, or malfunction of which endangers the

safety of persons, and

(d) which is not necessary in order for the machinery to

function, or for which normal components may be

substituted in order for the machinery to function.

An indicative list of safety components is set out in Schedule V.

MACHINERY

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

[Regulation 14(1) and (2)]

CE marking

The CE conformity marking shall consist of the initials ‘CE’ taking the following

form

If the CE marking is reduced or enlarged the proportions shown in the above

drawing must be respected.

The various components of the CE marking must have substantially the same

vertical dimension, which may not be less than 5 mm. The minimum dimension may

be waived for small-scale machinery.

The CE marking must be affixed in the immediate vicinity of the name of the

manufacturer or his authorised representative, using the same technique.

Where the full quality assurance procedure referred to in regulation 11(3)(c) and

12(4)(b) has been applied, the CE marking must be followed by the identification

number of the notified body.

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

Where, for machinery, the hazards referred to in Schedule I

are wholly or partly covered more specifically by other Community

legislation, these regulations shall not apply, or shall cease to

apply, to that machinery in respect of such hazards from the date of

implementation of those other Community laws.

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

[Regulation 11(2), (3) and (4)]

Categories of machinery to which one of the procedures referred to in regulation

11(3) and (4) must be applied

1. Circular saws (single- or multi-blade) for working with wood and material

with similar physical characteristics or for working with meat and material with

similar physical characteristics, of the following types

MACHINERY

1.1. sawing machinery with fixed blade(s) during cutting, having a fixed bed

or support with manual feed of the workpiece or with a demountable

power feed;

1.2. sawing machinery with fixed blade(s) during cutting, having a manually

operated reciprocating saw-bench or carriage;

1.3. sawing machinery with fixed blade(s) during cutting, having a built-in

mechanical feed device for the workpieces, with manual loading and, or

unloading;

1.4. sawing machinery with movable blade(s) during cutting, having

mechanical movement of the blade, with manual loading and, or

unloading.

2. Hand-fed surface planing machinery for woodworking.

3. Thicknessers for one-side dressing having a built-in mechanical feed device,

with manual loading and, or unloading for woodworking.

4. Band-saws with manual loading and, or unloading for working with wood

and material with similar physical characteristics or for working with meat and

material with similar physical characteristics, of the following types

4.1. sawing machinery with fixed blade(s) during cutting, having a fixed or

reciprocating-movement bed or support for the workpiece;

4.2. sawing machinery with blade(s) assembled on a carriage with

reciprocating motion.

5. Combined machinery of the types referred to in paragraphs 1 to 4 and 7 for

working with wood and material with similar physical characteristics.

6. Hand-fed tenoning machinery with several tool holders for woodworking.

7. Hand-fed vertical spindle moulding machinery for working with wood and

material with similar physical characteristics.

8. Portable chainsaws for woodworking.

9. Presses, including press-brakes, for the cold working of metals, with manual

loading and, or unloading, whose movable working parts may have a travel

exceeding 6 mm and a speed exceeding 30 mm/s.

10. Injection or compression plastics-moulding machinery with manual loading

or unloading.

11. Injection or compression rubber-moulding machinery with manual loading

or unloading.

12. Machinery for underground working of the following types

12.1. locomotives and brake-vans;

12.2. hydraulic-powered roof supports.

13. Manually loaded trucks for the collection of household refuse incorporating

a compression mechanism.

14. Removable mechanical transmission devices including their guards.

15. Guards for removable mechanical transmission devices.

16. Vehicle servicing lifts.

17. Devices for the lifting of persons or of persons and goods involving a hazard

of falling from a vertical height of more than three metres.

18. Portable cartridge-operated fixing and other impact machinery.

19. Protective devices designed to detect the presence of persons.

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

(1) The Market Surveillance Directorate shall take all

appropriate measures to ensure that machinery may be placed on

the market and, or put into service only if it satisfies the relevant

provisions of this Directive and does not endanger the health and

safety of persons and, where appropriate, domestic animals and

property and, where applicable, the environment, when such

machinery is properly installed and maintained and used for its

intended purpose or under reasonably foreseeable conditions.

(2) The Market Surveillance Directorate shall take all

appropriate measures to ensure that partly completed machinery

can be placed on the market only if it satisfies the relevant

provisions of these regulations.

(3) The Market Surveillance Directorate shall monitor the

conformity of machinery and partly completed machinery with the

provisions set out in sub-regulations (1) and (2).

(4) The tasks, organisation and powers of the Market

Surveillance Directorate shall be defined and notified to the

Commission and other Member States.

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

(Regulation 3)

Indicative list of the safety components referred to in the definition

of ‘safety component’ in regulation 3

1. Guards for removable mechanical transmission devices.

2. Protective devices designed to detect the presence of persons.

3. Power-operated interlocking movable guards designed to be used as

safeguards in machinery referred to in Schedule IV, paragraphs 9, 10 and 11.

4. Logic units to ensure safety functions.

5. Valves with additional means for failure detection intended for the control of

dangerous movements on machinery.

6. Extraction systems for machinery emissions.

7. Guards and protective devices designed to protect persons against moving

parts involved in the process on the machinery.

8. Monitoring devices for loading and movement control in lifting machinery.

9. Restraint systems to keep persons on their seats.

10. Emergency stop devices.

11. Discharging systems to prevent the build-up of potentially dangerous

electrostatic charges.

12. Energy limiters and relief devices referred to in Schedule I, paragraphs

1.5.7, 3.4.7 and 4.1.2.6.

13. Systems and devices to reduce the emission of noise and vibrations.

14. Roll-over protective structures (ROPS).

15. Falling-object protective structures (FOPS).

16. Two-hand control devices.

17. Components for machinery designed for lifting and, or lowering persons

between different landings and included in the following list

(a) devices for locking landing doors;

(b) devices to prevent the load-carrying unit from falling or unchecked

upwards movement;

(c) overspeed limitation devices;

MACHINERY

(d) energy-accumulating shock absorbers,

-

non-linear, or

-

with damping of the return movement;

(e) energy-dissipating shock absorbers;

(f)

safety devices fitted to jacks of hydraulic power circuits where these are

used as devices to prevent falls;

(g) electric safety devices in the form of safety switches containing

electronic components.

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

(1) Before placing machinery on the market and, or putting

it into service, the manufacturer or his authorised representative

shall

(a) ensure that it satisfies the relevant essential health and

safety requirements set out in Schedule I;

(b) ensure that the technical file referred to in Schedule

VII, Part A is available;

(c) provide, in particular, the necessary information, such

as instructions;

(d) carry out the appropriate procedures for assessing

conformity in accordance with regulation 11;

(e) draw up the EC declaration of conformity in

accordance with Schedule II, Part 1, Section A and

ensure that it accompanies the machinery;

(f)

affix the CE marking in accordance with regulation 14.

(2) Before placing partly completed machinery on the market,

the manufacturer or his authorised representative shall ensure that

the procedure referred to in regulation 12 has been completed.

(3) For the purposes of the procedures referred to in regulation

11, the manufacturer or his authorised representative shall have, or

shall have access to the necessary means of ensuring that the

machinery satisfies the essential health and safety requirements set

out in Schedule I.

(4) Where machinery is also the subject of other Community

legislation relating to other aspects and providing for the affixing

MACHINERY

of the CE marking, the marking shall indicate that the machinery

al so co nf or ms to th e pr ov isio ns of th ose o th er Com m uni ty

legislation

Provided that, where one or more of those Community laws

allow the manufacturer or his authorised representative to choose,

during a transitional period, the system to be applied, the CE

marking shall indicate conformity only to the provisions of those

Community laws applied by the manufacturer or his authorised

representative. Particulars of the Community laws applied, as

published in the Official Journal of the European Union, shall be

given on the EC declaration of conformity.

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

[Regulation 12(1)(b)]

Assembly instructions for partly completed machinery

The assembly instructions for partly completed machinery must contain a

description of the conditions which must be met with a view to correct incorporation

in the final machinery, so as not to compromise safety and health.

The assembly instructions must be written in Maltese or in any other official

Community language acceptable to the manufacturer of the machinery in which the

partly completed machinery will be assembled, or to his authorised representative.

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

(1) The placing on the market and, or putting into service

in the Maltese territory of machinery which complies with these

regulations shall not be prohibited, restricted or impeded.

(2) The placing on the market of partly completed machinery in

the Maltese territory where the manufacturer or his authorised

representative makes a declaration of incorporation, referred to in

Schedule II, Part 1, Section B, stating that it is to be incorporated

into machinery or assembled with other partly completed

machinery to form machinery, shall not be prohibited, restricted or

impeded.

(3) At trade fairs, exhibitions, demonstrations, and such like,

the showing of machinery or partly completed machinery which

does not conform to these regulations shall not be prevented,

provided that a visible sign clearly indicates that it does not

conform and that it will not be made available until it has been

brought into conformity. Furthermore, during demonstrations of

such non-conforming machinery or partly completed machinery,

adequate safety measures shall be taken to ensure the protection of

persons.

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

[Regulations 6(1)(b) and 12(1)(a)]

A.

Technical file for machinery

This part describes the procedure for compiling a technical file. The technical file

must demonstrate that the machinery complies with the requirements of these

regulations . It must cover the design, manufacture and operation of the machinery to

the extent necessary for this assessment. The technical file must be compiled in

Maltese or in one or more official Community languages, except for the instructions

for the machinery, for which the special provisions of Schedule I, paragraph 1.7.4.1

apply.

1. The technical file shall comprise the following

(a) a construction file including

-

a general description of the machinery,

-

the overall drawing of the machinery and drawings of the control

circuits, as well as the pertinent descriptions and explanations

necessary for understanding the operation of the machinery,

-

full detailed drawings, accompanied by any calculation notes, test

results, certificates, and any other related material, required to

check the conformity of the machinery with the essential health

and safety requirements,

-

the documentation on risk assessment demonstrating the

procedure followed, including

(i) a list of the essential health and safety requirements which

apply to the machinery,

(ii) the description of the protective measures implemented to

eliminate identified hazards or to reduce risks and, when

appropriate, the indication of the residual risks associated

with the machinery,

-

the standards and other technical specifications used, indicating

the essential health and safety requirements covered by these

standards,

-

any technical report giving the results of the tests carried out

either by the manufacturer or by a body chosen by the

manufacturer or his authorised representative,

-

a copy of the instructions for the machinery,

-

where appropriate, the declaration of incorporation for included

partly completed machinery and the relevant assembly

instructions for such machinery,

-

where appropriate, copies of the EC declaration of conformity of

machinery or other products incorporated into the machinery,

-

a copy of the EC declaration of conformity;

(b) for series manufacture, the internal measures that will be implemented

to ensure that the machinery remains in conformity with the provisions

of these regulations.

The manufacturer must carry out necessary research and tests on components,

fittings or the completed machinery to determine whether by its design or

construction it is capable of being assembled and put into service safely.

The relevant reports and results shall be included in the technical file.

2. The technical file referred to in paragraph 1 must be made available to the

competent authorities of the Member States for at least 10 years following the date

of manufacture of the machinery or, in the case of series manufacture, of the last unit

produced.

The technical file does not have to be located in the territory of the Community,

nor does it have to be permanently available in material form. However, it must be

capable of being assembled and made available within a period of time

commensurate with its complexity by the person designated in the EC declaration of

conformity.

The technical file does not have to include detailed plans or any other specific

information as regards the sub-assemblies used for the manufacture of the machinery

unless a knowledge of them is essential for verification of conformity with the

essential health and safety requirements.

3. Failure to present the technical file in response to a duly reasoned request by

the competent national authorities may constitute sufficient grounds for doubting the

conformity of the machinery in question with the essential health and safety

requirements.

B.

Relevant technical documentation for partly completed machinery

This part describes the procedure for compiling relevant technical documentation.

The documentation must show which requirements of these regulations are applied

and fulfilled. It must cover the design, manufacture and operation of the partly

completed machinery to the extent necessary for the assessment of conformity with

the essential health and safety requirements applied. The documentation must be

MACHINERY

compiled in Maltese or in one or more official Community languages.

It shall comprise the following

(a) a construction file including

-

the overall drawing of the partly completed machinery and

drawings of the control circuits,

-

full detailed drawings, accompanied by any calculation notes, test

results, certificates, and other related material, required to check

the conformity of the partly completed machinery with the

applied essential health and safety requirements,

-

the risk assessment documentation showing the procedure

followed, including

(i) a list of the essential health and safety requirements

applied and fulfilled,

(ii) the description of the protective measures implemented to

eliminate identified hazards or to reduce risks and, where

appropriate, the indication of the residual risks,

(iii) the standards and other technical specifications used,

indicating the essential health and safety requirements

covered by these standards,

(iv) any technical report giving the results of the tests carried

out either by the manufacturer or by a body chosen by the

manufacturer or his authorised representative,

(v) a copy of the assembly instructions for the partly

completed machinery;

(b) for series manufacture, the internal measures that will be implemented

to ensure that the partly completed machinery remains in conformity

with the essential health and safety requirements applied.

The manufacturer must carry out necessary research and tests on components,

fittings or the partly completed machinery to determine whether by its design or

construction it is capable of being assembled and used safely. The relevant reports

and results shall be included in the technical file.

The relevant technical documentation must be available for at least 10 years

following the date of manufacture of the partly completed machinery or, in the case

of series manufacture, of the last unit produced, and on request presented to the

competent authorities of the Member States. It does not have to be located in the

territory of the Community, nor does it have to be permanently available in material

form. It must be capable of being assembled and presented to the relevant authority

by the person designated in the declaration for incorporation.

Failure to present the relevant technical documentation in response to a duly

reasoned request by the competent national authorities may constitute sufficient

grounds for doubting the conformity of the partly completed machinery with the

essential health and safety requirements applied and attested.

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

(1) Machinery bearing the CE marking and accompanied

by the EC declaration of conformity, the content of which is set out

in Schedule II, Part 1, Section A, shall be regarded as complying

with the provisions of these regulations.

(2) Machinery manufactured in conformity with a harmonized

standard, the references to which have been published in the

Official Journal of the European Union, shall be presumed to

comply with the essential health and safety requirements covered

by such a harmonised standard.

(3) The Malta Standards Authority shall take the appropriate

measures to enable the social partners to have an influence at

national level on the process of preparing and monitoring the

harmonized standards.

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

[Regulations 11(2), (3)(a) and (b), and (4)(a)]

Assessment of conformity with internal checks on the manufacture of machinery

1. This Schedule describes the procedure by which the manufacturer or his

authorised representative, who carries out the obligations laid down in paragraphs 2

and 3, ensures and declares that the machinery concerned satisfies the relevant

requirements of these regulations.

2. For each representative type of the series in question, the manufacturer or

his authorised representative shall draw up the technical file referred to in Schedule

VII, Part A.

3. The manufacturer must take all measures necessary in order that the

manufacturing process ensures compliance of the manufactured machinery with the

technical file referred to in Schedule VII, Part A, and with the requirements of these

regulations.

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

(1) Where the Regulatory Affairs Directorate considers

that a harmonised standard does not entirely satisfy the essential

health and safety requirements which it covers and which are set

out in Schedule I, the Regulatory Affairs Directorate shall bring the

matter before the committee set up by Directive 98/34/EC, setting

out the reasons therefor.

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(2) When the Regulatory Affairs Directorate considers that a

harmonised standard does not entirely satisfy the essential health

and safety requirements which it covers and which are set out in

Schedule I, the Regulatory Affairs Directorate may request the

Commission to take measures requiring Member States to prohibit

or restrict the placing on the market of machinery presenting the

same risk by virtue of its technical characteristics or to make such

machinery subject to special conditions.

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

[Regulation 11(3)(b) and (4)(a)]

EC type-examination

EC type-examination is the procedure whereby a notified body ascertains and

certifies that a representative model of machinery referred to in Schedule IV

(hereafter named the type) satisfies the provisions of these regulations.

1. The manufacturer or his authorised representative must, for each type, draw

up the technical file referred to in Schedule VII, Part A.

2. For each type, the application for an EC type-examination shall be

submitted by the manufacturer or his authorised representative to a notified body of

his choice.

The application shall include

-

the name and address of the manufacturer and, where appropriate, his

authorised representative,

-

a written declaration that the application has not been submitted to

another notified body,

-

the technical file.

Moreover, the applicant shall place at the disposal of the notified body a sample of

the type. The notified body may ask for further samples if the test programme so

requires.

3. The notified body shall

3.1. examine the technical file, check that the type was manufactured in

accordance with it and establish which elements have been designed in

accordance with the relevant provisions of the standards referred to in

regulation 8(2), and those elements whose design is not based on the

relevant provisions of those standards;

3.2. carry out or have carried out appropriate inspections, measurements and

tests to ascertain whether the solutions adopted satisfy the essential

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health and safety requirements of these regulations, where the standards

referred to in regulation 8(2) were not applied;

3.3. where harmonised standards referred to in regulation 8(2) were used,

carry out or have carried out appropriate inspections, measurements and

tests to verify that those standards were actually applied;

3.4. agree with the applicant as to the place where the check that the type

was manufactured in accordance with the examined technical file and

the necessary inspections, measurements and tests will be carried out.

4. If the type satisfies the provisions of these regulations, the notified body

shall issue the applicant with an EC type examination certificate. The certificate

shall include the name and address of the manufacturer and his authorized

representative, the data necessary for identifying the approved type, the conclusions

of the examination and the conditions to which its issue may be subject.

The manufacturer and the notified body shall retain a copy of this certificate, the

technical file and all relevant documents for a period of 15 years from the date of

issue of the certificate.

5. If the type does not satisfy the provisions of these regulations, the notified

body shall refuse to issue the applicant with an EC type-examination certificate,

giving detailed reasons for its refusal. It shall inform the applicant, the other notified

bodies and the Member State which notified it. An appeal procedure must be

available.

6. The applicant shall inform the notified body which retains the technical file

relating to the EC type-examination certificate of all modifications to the approved

type. The notified body shall examine these modifications and shall then either

confirm the validity of the existing EC type-examination certificate or issue a new

one if the modifications are liable to compromise conformity with the essential

health and safety requirements or the intended working conditions of the type.

7. The Commission, the Member States and the other notified bodies may, on

request, obtain a copy of the EC type-examination certificates. On reasoned request,

the Commission and the Member States may obtain a copy of the technical file and

the results of the examinations carried out by the notified body.

8. Files and correspondence referring to the EC type-examination procedures

shall be written in the official Community language(s) of the Member State where

the notified body is established or in any other official Community language

acceptable to the notified body.

9. Validity of the EC type-examination certificate

9.1. The notified body has the ongoing responsibility of ensuring that the EC

type-examination certificate remains valid. It shall inform the

manufacturer of any major changes which would have an implication on

the validity of the certificate. The notified body shall withdraw

certificates which are no longer valid.

9.2. The manufacturer of the machinery concerned has the ongoing

responsibility of ensuring that the said machinery meets the

corresponding state of the art.

9.3. The manufacturer shall request from the notified body the review of the

validity of the EC type-examination certificate every five years.

If the notified body finds that the certificate remains valid, taking into

account the state of the art, it shall renew the certificate for a further

five years.

The manufacturer and the notified body shall retain a copy of this

certificate, of the technical file and of all the relevant documents for a

period of 15 years from the date of issue of the certificate.

9.4. In the event that the validity of the EC-type examination certificate is

not renewed, the manufacturer shall cease the placing on the market of

the machinery concerned.

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

(1) Where it is ascertained that machinery covered by

these Regulation, bearing the CE marking, accompanied by the EC

declaration of conformity and used in accordance with its intended

purpose or under reasonably foreseeable conditions, is liable to

endanger the health or safety of persons or, where appropriate,

d o m e s t i c a n i m a l s o r p r o p e r t y o r, w h e r e a p p l i c a b l e , t h e

environment, it shall take all appropriate measures to withdraw

such machinery from the market, to prohibit the placing on the

market and or putting into service of such machinery or to restrict

the free movement thereof.

(2) The Regulatory Affairs Directorate shall immediately

inform the Commission and the other Member States of any such

measure, indicating the reason for its decision and, in particular,

whether non-conformity is due to

(a) failure to satisfy the essential requirements referred to

in regulation 6(1)(a);

(b) incorrect application of the harmonized standards

referred to in regulation 8(2);

(c) shortcomings in the harmonized standards themselves

referred to in regulation 8(2).

(3) Where the measures referred to in sub-regulation (1) are

based on a shortcoming in the harmonised standards, the

Regulatory Affairs Directorate shall initiate the procedure referred

to in regulation 9.

(4) Where machinery does not conform and bears the CE

marking, the Market Surveillance Directorate shall take appropriate

a c t i o n a g a i n s t w h o m s o e v e r h a s a ff i x e d t h e m a r k i n g . T h e

Regulatory Affairs Directorate shall so inform the Commission.

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

[Regulation (3)(c) and (4)(b)]

Full quality assurance

This Schedule describes the conformity assessment of machinery referred to in

Schedule IV, manufactured using a full quality assurance system, and the procedure

whereby a notified body assesses and approves the quality system and monitors its

application.

1. The manufacturer must operate an approved quality system for design,

manufacture, final inspection and testing, as specified in paragraph 2, and shall be

subject to the surveillance referred to in paragraph 3.

2. Quality system

2.1. The manufacturer or his authorised representative shall lodge an application

for assessment of his quality system to a notified body of his choice.

The application shall contain

-

the name and address of the manufacturer and, where appropriate, his

authorised representative,

-

the places of design, manufacture, inspection, testing and storage of the

machinery,

-

the technical file described in Schedule VII, Part A, for one model of

each category of machinery referred to in Schedule IV which he intends

to manufacture,

-

the documentation on the quality system,

-

a written declaration that the application has not been submitted to

another notified body.

2.2. The quality system must ensure conformity of the machinery with the

provisions of these regulations. All the elements, requirements and provisions

adopted by the manufacturer must be documented in a systematic and orderly

manner, in the form of measures, procedures and written instructions. The

documentation on the quality system must permit a uniform interpretation of the

procedural and quality measures, such as quality programmes, plans, manuals and

records.

It must contain, in particular, an adequate description of

-

the quality objectives, the organisational structure, and the

responsibilities and powers of the management with regard to the design

and quality of the machinery,

-

the technical design specifications, including standards that will be

applied and, where the standards referred to in regulation 8(2) are not

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applied in full, the means that will be used to ensure that the essential

health and safety requirements of these regulations are fulfilled,

-

the design inspection and design verification techniques, processes and

systematic actions that will be used when designing machinery covered

by these regulations,

-

the corresponding manufacturing, quality control and quality assurance

techniques, processes and systematic actions that will be used,

-

the inspections and tests that will be carried out before, during and after

manufacture, and the frequency with which they will be carried out,

-

the quality records, such as inspection reports and test data, calibration

data, and reports on the qualifications of the personnel concerned,

-

the means of monitoring the achievement of the required design and

quality of the machinery, as well as the effective operation of the quality

system.

2.3. The notified body shall assess the quality system to determine whether it

satisfies the requirements of paragraph 2.2.

The elements of the quality system which conform to the relevant harmonised

standard shall be presumed to conform to the corresponding requirements referred to

in paragraph 2.2.

The team of auditors must have at least one member who is experienced in the

assessment of the technology of the machinery. The assessment procedure shall

include an inspection to be carried out at the manufacturer’s premises. During the

assessment, the team of auditors shall carry out a review of the technical files

referred to in paragraph 2.1, second paragraph, third indent to ensure their

compliance with the relevant health and safety requirements.

The manufacturer or his authorised representative shall be notified of the decision.

The notification shall contain the conclusions of the examination and the reasoned

assessment decision. An appeal procedure must be available.

2.4. The manufacturer shall undertake to fulfil the obligations arising from the

quality system as approved and to ensure that it remains appropriate and effective.

2.4.1. The manufacturer or his authorised representative shall inform the notified

body which approved the quality system of any planned change to it.

2.4.2. The notified body shall evaluate the proposed changes and decide whether

the modified quality assurance system will continue to satisfy the requirements

referred to in paragraph 2.2, or whether a re-assessment is necessary.

2.4.3. It shall notify the manufacturer of its decision. The notification shall

contain the conclusions of the examination and the reasoned assessment decision.

3. Surveillance under the responsibility of the notified body

3.1. The purpose of surveillance is to make sure that the manufacturer duly

fulfils the obligations arising out of the approved quality system.

3.2. The manufacturer shall, for inspection purposes, allow the notified body

access to the places of design, manufacture, inspection, testing and storage, and shall

provide it with all necessary information, such as

-

the documentation concerning the quality system,

-

the quality records provided for in that part of the quality system

concerned with design, such as the results of analyses, calculations,

tests, and other related verifications,

-

the quality records provided for in that part of the quality system

concerned with manufacture, such as inspection reports and test data,

calibration data, reports on the qualifications of the personnel

concerned, and other related data.

3.3. The notified body shall conduct periodic audits to make sure that the

manufacturer is maintaining and applying the quality system; it shall provide the

manufacturer with an audit report.

The frequency of the periodic audits shall be such that a full reassessment is

carried out every three years.

3.4. Moreover, the notified body may pay the manufacturer unannounced visits.

The need for these additional visits and their frequency will be determined on the

basis of a visit monitoring system managed by the notified body. In particular, the

following factors will be taken into account in the visits monitoring system

-

the results of previous surveillance visits,

-

the need to monitor remedial measures,

-

where appropriate, special conditions attaching to approval of the

system,

-

significant modifications in the organisation of the manufacturing

process, measures or techniques.

On the occasion of such visits, the notified body may, if necessary, carry out tests

or have them carried out in order to check the proper functioning of the quality

system. It shall provide the manufacturer with a visit report and, if a test was carried

out, with a test report.

4. The manufacturer or his authorised representative shall keep available for

the national authorities, for a period of ten years from the last date of manufacture

-

the documentation referred to in paragraph 2.1,

-

the decisions and reports of the notified body referred to in paragraphs

2.4, 2.4.2, 2.4.3, 3.3 and 3.4.

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

(1) The manufacturer or his authorised representative

shall, in order to certify the conformity of machinery with the

provisions of these regulations, apply one of the procedures for

assessment of conformity described in sub-regulations (2), (3) and

(4).

(2) Where the machinery is not referred to in Schedule IV, the

manufacturer or his authorised representative shall apply the

procedure for assessment of conformity with internal checks on the

manufacture of machinery provided for in Schedule VIII.

(3) Where the machinery is referred to in Schedule IV and

manufactured in accordance with the harmonised standards referred

to in regulation 8(2), and provided that those standards cover all of

the relevant essential health and safety requirements, the

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manufacturer or his authorised representative shall apply one of the

following procedures

(a) the procedure for assessment of conformity with

internal checks on the manufacture of machinery,

provided for in Schedule VIII;

(b) the EC type-examination procedure provided for in

Schedule IX, and the internal checks on the

manufacture of machinery provided for in Schedule

VIII, paragraph 3;

(c) the full quality assurance procedure provided for in

Schedule X.

(4) Where the machinery is referred to in Schedule IV and has

n o t be en m an u f act ur ed in acco r d anc e wi t h th e h ar m on iz ed

standards referred to in regulation 8(2) or only partly in accordance

with such standards, or if the harmonised standards do not cover all

the relevant essential health and safety requirements or if no

harmonised standards exist for the machinery in question, the

manufacturer or his authorised representative shall apply one of the

following procedures

(a) the EC type-examination procedure provided for in

Schedule IX, and the internal checks on the

manufacture of machinery provided for in Schedule

VIII, paragraph 3;

(b) the full quality assurance procedure provided for in

Schedule X.

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

[Regulation 13(2), (3) and (6)(a)]

Minimum criteria to be taken into account for the notification of bodies

1. The body, its director and the staff responsible for carrying out the

verification tests shall not be the designer, manufacturer, supplier or installer of

machines which they inspect, nor the authorised representative of any of these

p a r t i e s . T h ey sh a l l n o t b e c o m e i n v o l v e d , e i t h e r d i r e c t l y o r a s a u t h o r i s e d

representatives, in the design, construction, marketing or maintenance of the

machines. This does not preclude the possibility of exchanges of technical

information between the manufacturer and the body.

2. The body and its staff shall carry out the verification tests with the highest

degree of professional integrity and technical competence and shall be free from all

pressures and inducements, particularly financial, which might influence their

judgement or the results of the inspection, especially from persons or groups of

persons with an interest in the result of verifications.

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3. For each category of machinery for which it is notified, the body must

possess personnel with technical knowledge and sufficient and appropriate

experience to perform a conformity assessment. It must have the means necessary to

complete the technical and administrative tasks connected with implementation of

the checks in an appropriate manner; it must also have access to the equipment

necessary for the exceptional checks.

4. The staff responsible for inspection shall have

-

sound technical and vocational training,

-

satisfactory knowledge of the requirements of the tests they carry out

and adequate experience of such tests,

-

the ability to draw up the certificates, records and reports required to

authenticate the performance of the tests.

5. The impartiality of inspection staff shall be guaranteed. Their remuneration

shall not depend on the number of tests carried out or on the results of such tests.

6. The body shall take out liability insurance unless its liability is assumed by

the State in accordance with national law, or the Member State itself is directly

responsible for the tests.

7. The staff of the body shall be bound to observe professional secrecy with

regard to all information obtained in carrying out its tasks (except vis-à-vis the

competent administrative authorities of the State in which its activities are carried

out) under these regulations or any provision of national law giving effect to them.

8. Notified bodies shall participate in coordination activities. They shall also

take part directly or be represented in European standardisation, or ensure that they

know the situation in respect of relevant standards.

9. The Regulatory Affairs Directorate may take all necessary measures it

regards as necessary in order to ensure that, in the event of cessation of the activities

of a notified body, the files of its customers are sent to another body or are made

available to the Regulatory Affairs Directorate.

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

(1) The manufacturer of partly completed machinery or

his authorised representative shall, before placing it on the market,

ensure that

(a) the relevant technical documentation described in

Schedule VII, Part B, is prepared;

(b) assembly instructions described in Schedule VI are

prepared;

(c) a declaration of incorporation described in Schedule

II, Part 1, Section B has been drawn up.

(2) The assembly instructions and the declaration of

incorporation shall accompany the partly completed machinery

until it is incorporated into the final machinery and shall then form

part of the technical file for that machinery.

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

(1) The Regulatory Affairs Directorate shall notify the

Commission and the other Member States of the bodies which it

has appointed to carry out the assessment of conformity for placing

on the market referred to in regulation 11(3) and (4), together with

the specific conformity assessment procedures and categories of

machinery for which these bodies have been appointed and the

identification numbers assigned to them beforehand by the

Commission. The Regulatory Affairs Directorate shall notify the

Commission and other Member States of any subsequent

amendment.

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(2) The Regulatory Affairs Directorate shall ensure that the

notified bodies are monitored regularly to check that they comply

at all times with the criteria set out in Schedule XI. The notified

body shall provide all relevant information on request, including

budgetary documents, to enable the Regulatory Affairs Directorate

to ensure that the requirements of Schedule XI are met.

(3) The Regulatory Affairs Directorate shall apply the criteria

set out in Schedule XI in assessing the bodies to be notified and the

bodies already notified.

(4) Bodies meeting the assessment criteria laid down in the

relevant harmonised standards, the references of which shall be

published in the Official Journal of the European Union, shall be

presumed to fulfil the relevant criteria.

(5) If a notified body finds that relevant requirements of these

re gu la ti o ns ha ve n ot be en m et o r a re n o l on g er m et by th e

manufacturer or that an EC type-examination certificate or the

approval of a quality assurance system should not have been issued,

it shall, taking account of the principle of proportionality, suspend

or w ithdr aw th e cer tif icate or the appr oval issued or place

restrictions on it, giving detailed reasons, unless compliance with

such requirements is ensured by the implementation of appropriate

c o r r e c t i v e m e a s u r e s b y t h e m a n u f a c t u r e r. I n t h e e v e n t o f

suspension or withdrawal of the certificate or the approval or of

any restriction placed on it, or in cases where intervention by the

Regulatory Affairs Directorate may prove necessary, the notified

body shall inform the Market Surveillance Directorate. The

Regulatory Affairs Directorate shall inform the other Member

States and the Commission without delay. An appeal procedure

shall be available.

(6) The Regulatory Affaris Directorate shall immediately

withdraw its notification if it finds

(a) that the body no longer meets the criteria set out in

Schedule XI; or

(b) that the body

seriously

fails

to

fulfil

its

responsibilities.

The Regulatory Affairs Directorate shall immediately inform the

Commission and the other Member States accordingly.

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

(1) The CE conformity marking shall consist of the initials

"CE", as set out in Schedule III.

(2) The CE marking shall be affixed to machinery legibly,

visibly and indelibly in accordance with Schedule III.

(3) The affixing on machinery of markings, signs and

inscriptions which are likely to deceive third parties as to the

meaning and form of the CE marking shall be prohibited. Any other

marking may be affixed to the machinery provided that the

visibility, legibility and meaning of the CE marking is not thereby

impaired.

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

(1) The following marking shall be considered as not to

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conform

(a) the affixing of the CE marking pursuant to these

regulations on products not covered by these

regulations;

(b) the absence of the CE marking and, or the absence of

the EC declaration of conformity for machinery;

(c) the affixing on machinery of a marking, other than the

CE marking, which is prohibited under regulation

14(3).

(2) Where the Market Surveillance Directorate ascertains that

marking does not conform to the relevant provisions of these

regulations, the manufacturer or his authorised representative shall

be obliged to make the product conform and to put an end to the

infringement under conditions fixed by the Market Surveillance

Directorate.

(3) Where non-conformity persists, the Market Surveillance

Directorate shall take all appropriate measures to restrict or

prohibit the placing on the market of the product in question or to

ensure that it is withdrawn from the market in accordance with the

procedure laid down in regulation 10.

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

(1) Without prejudice to existing national provisions and

practices in the area of confidentiality, the Market Surveillance

Directorate and the Regulatory Affairs Directorate shall treat as

confidential information obtained in the execution of their tasks.

More particularly business, professional and trade secrets shall be

treated as confidential, unless the divulging of such information is

necessary in order to protect the health and safety of persons.

(2) The provisions of sub-regulation (1) shall not affect the

obligations of the Regulatory Affairs Directorate and the notified

bodies with regard to mutual exchange of information and the

issuing of warnings.

(3) Any decisions taken by the Regulatory Affairs Directorate

in accordance with regulations 9(2) and 10 shall be published.

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

Appropriate measures shall be taken by the Regulatory

Affairs Directorate and the Market Surveillance Directorate to

cooperate with other Member States and with the Commission and

transmit to each other the information necessary to enable these

regulations to be applied uniformly.

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

Any measure taken pursuant to these regulations which

restricts the placing on the market and, or putting into service of

any machinery covered by these regulations shall state the exact

grounds on which it is based. Such a measure shall be notified as

soon as possible to the party concerned, who shall at the same time

be informed of the legal remedies available to him under the laws

in force in Malta and of the time limits to which such remedies are

subject.

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

(1) Any violation of these regulations or provisions and

decisions issued in pursuance thereof shall be construed as

infringements pursuant to the Product Safety Act.

(2) The penalties applicable shall be those provided for in Part

IV of the Product Safety Act.

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Amended by

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

Power-operated interlocking movable guards designed to be used as

safeguards in machinery referred to in paragraphs 9, 10 and 11.

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

Logic units to ensure safety functions.

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

Roll-over protective structures (ROPS).

Laws of Malta — Subsidiary Legislation 427.36 — MACHINERY REGULATIONS

Falling-object protective structures (FOPS).

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