MT
Enforcement of European Union Sanctions
Table of Provisions (13)
Statutory Text (13 Articles)
L.N. 171 of 2014
NATIONAL INTEREST (ENABLING POWERS) ACT
(CAP. 365)
Enforcement of European Union Sanctions
(Syria) Regulations, 2014
IN exercise of the powers conferred by article 3(2) of the
National Interest (Enabling Powers) Act, the Prime Minister has
made the following regulations:-
The title of these regulations is the Enforcement of Citation.
European Union Sanctions (Syria) Regulations, 2014.
(Regulation 3)
COUNCIL REGULATION (EU) No 36/2012
of 18 January 2012
concerning restrictive measures in view of the situation in Syria
and repealing Regulation (EU) No 442/2011
THE COUNCIL OF THE EUROPEAN UNION,
Having regard to the Treaty on the Functioning of the European Union, and
in particular Article 215 thereof,
Having regard to Council Decision 2011/782/CFSP of 1 December 2011
concerning restrictive measures against Syria * ,
Having regard to the joint proposal from the High Representative of the
Union for Foreign Affairs and Security Policy and the European Commission,
Whereas
(1) On 9 May 2011, the Council adopted Regulation (EU) No 442/2011
concerning restrictive measures in view of the situation in Syria ** .
(2) The Council expanded the scope of its measures against Syria by way of
Council Regulations on 2 September, 23 September, 13 October and 14 November
2011 *** , as well as making amendments and additions to the list of targeted
persons and entities through successive Council Implementing Regulations **** .
Further measures, which do not fall within the scope of Union law, are set out in
the corresponding CFSP Decisions of the Council ***** .
OJ L 319, 2.12.2011, p. 56.
OJ L 121, 10.5.2011, p. 1.
Council Regulations (EU) No 878/2011 (OJ L 228, 3.9.2011, p. 1), (EU) No 950/2011
(OJ L 247, 24.9.2011, p. 3), (EU) No 1011/2011 (OJ L 269, 14.10.2011, p. 18), (EU)
No 1150/2011 (OJ L 296, 15.11.2011, p. 1).
**** Council Implementing Regulations (EU) No 504/2011 (OJ L 136, 24.5.2011, p. 45),
(EU) No 611/2011 (OJ L 164, 24.6.2011, p. 1), (EU) No 755/2011 (OJ L 199,
2.8.2011, p. 33), (EU) No 843/2011 (OJ L 218, 24.8.2011, p. 1), (EU) No 1151/2011
(OJ L 296, 15.11.2011, p. 3).
***** Council Implementing Decision 2011/302/CFSP (OJ L 136, 24.5.2011, p. 91),
Council Implementing Decision 2011/367/CFSP (OJ L 164, 24.6.2011, p. 14),
Council Implementing Decision 2011/488/CFSP (OJ L 199, 2.8.2011, p. 74), Council
Implementing Decision 2011/515/CFSP (OJ L 218, 24.8.2011, p. 20), Council
Decision 2011/522/CFSP (OJ L 228, 3.9.2011, p. 16), Council Decision 2011/628/
CFSP (OJ L 247, 24.9.2011, p. 17), Council Decision 2011/684/CFSP (OJ L 269,
In these regulations, unless the context otherwise requires - Interpretation.
"the Act" means the National Interest (Enabling Powers) Act;
"the Council Regulation" means the Council Regulation referred
to in regulation 3, any amendment thereto and any repealing
Regulation;
"Monitoring Board" means the Board established under
regulation 2 of the Sanctions (Monitoring Board) Regulations;
"the Treaty" means the Treaty referred to in article 2 of the Cap. 460.
European Union Act.
These regulations apply to European Council Regulation Text of
(EC) No. 36/2012 of 18 January, 2012 concerning restrictive European
Council
measures in view of the situation in Syria and repealing European Regulation
No.36/2012.
Council Regulation (EC) No. 442/2011 (as amended), which text is
contained in the Schedule to these regulations.
For the purposes of article 3 of the European Union Act, Applicability of
the Council Regulation is binding in its entirety on Malta and shall be the
Union Act.
part of the domestic law thereof under the conditions laid down in the Cap. 460.
Treaty.
(1)
Where any provision of any regulation made under Notification
the Act requires any person or any other entity to carry out the about
of assets.
identification of funds or assets belonging to or in the possession of
persons or entities as may be identified or identifiable under these
regulations, or the freezing or blocking of such funds or assets, such
person or entity shall without delay notify in writing any relevant
information it may have regarding persons, entities, assets or funds
affected by these regulations to the Monitoring Board, or to such
other public authority as may be prescribed by any other law.
(2) The disclosure of any information within the terms and
requirements of this regulation shall not constitute a breach of the
Professional Secrecy Act, where applicable, or of any other
confidentiality obligation arising from a contract or any other law.
(3) Whosoever fails to abide by the provisions of sub-
regulation (1) shall be guilty of an offence as is referred to in article 4
of the Criminal Code.
(1)
Where an offence against any provision of the
Council Regulation to which these regulations apply, or against these
regulations, is committed by a body of persons, whether corporate or
unincorporate, every person who, at the time of the commission of the
offence, was a director, manager, secretary or other similar officer of
such body or association, or was purporting to act in any such
capacity, shall be guilty of that offence unless he proves that the
offence was committed without his knowledge and that he exercised
all due diligence to prevent the commission of the offence.
(2) Where the person found guilty of an offence under these
regulations is an officer of a body corporate as is referred to in article
121D of the Criminal Code or is a person having a power of
representation or having such authority as is referred to in that article
and the offence of which that person was found guilty was committed
for the benefit, in part or in whole, of that body corporate, the said
person shall for the purposes of these regulations be deemed to be
vested with the legal representation of the same body corporate which
shall be liable to the payment of a fine (multa) of not less than five
thousand euro (€5,000) and not more than one hundred and sixteen
thousand four hundred and sixty-eight euro (€116,468).
Any person who commits an offence against any provision
of the Council Regulation to which these regulations apply, or against
these regulations shall, on conviction, be liable to imprisonment for a
term from twelve months to five years or to a fine (multa) not
exceeding one hundred and sixteen thousand four hundred and sixty-
eight euro (€116,468), or to both such imprisonment and fine.
(1)
Without prejudice to anything lawfully done or
omitted to be done by virtue of the Enforcement of European Union
2011. Sanctions (Syria) Regulations, 2011, and subject to the other
provisions of these regulations, the Enforcement of European Union
Sanctions (Syria) Regulations, 2011 are hereby being revoked.
(2) Notwitstanding the revocation of the Enforcement of
European Union Sanctions (Syria) Regulations, 2011, all powers
exercised by virtue of the said regulations are deemed to be valid as if
they had been exercised or executed by virtue of these regulations.
10.2011, p. 33), Council Decision 2011/735/CFSP (OJ L 296, 15.11.2011, p. 53),
Council Implementing Decision 2011/736/CFSP (OJ L 296, 15.11.2011, p. 55).
(3) In view of the continued brutal repression and violation of human rights
by the Government of Syria, Council Decision 2011/782/ CFSP provides for
additional measures, namely a prohibition on the export of telecommunications
monitoring equipment for use by the Syrian regime, a prohibition on the
participation in certain infrastructure projects and investment in such projects, and
additional restrictions on the transfers of funds and the provision of financial
services.
(4) It should be clarified that submitting and forwarding the necessary
documents to a bank for the purpose of their final transfer to a person, entity or
body that is not listed, to trigger payments allowed under Article 20, does not
constitute making funds available within the meaning of Article 14.
(5) The power to amend the list in Annex II and IIa to this Regulation
should be exercised by the Council, in view of the serious political situation in
Syria, and to ensure consistency with the process for amending and reviewing the
Annex to Decision 2011/782/CFSP.
(6) The procedure for amending the lists in Annex II and IIa to this
Regulation should include providing designated natural or legal persons, entities or
bodies with the grounds for listing, so as to give them an opportunity to submit
observations. Where observations are submitted, or substantial new evidence is
presented, the Council should review its decision in light of those observations and
inform the person, entity or body concerned accordingly.
(7) For the implementation of this Regulation, and in order to create
maximum legal certainty within the Union, the names and other relevant data
concerning natural and legal persons, entities and bodies whose funds and
economic resources must be frozen in accordance with this Regulation, must be
made public.Any processing of personal data should comply with Regulation (EC)
No 45/2001 of the European Parliament and of the Council of 18 December 2000
on the protection of individuals with regard to the processing of personal data by
the Community institutions and bodies and on the free movement of such data * and
Directive 95/46/EC of the European Parliament and of the Council of 24 October
1995 on the protection of individuals with regard to the processing of personal data
and on the free movement of such data ** .
(8) These measures fall within the scope of the Treaty on the Functioning of
the European Union and, therefore, notably with a view to ensuring its uniform
application by economic operators in all Member States, regulatory action at the
level of the Union is necessary in order to implement them.
(9) In view of the extent of the amendments introduced, taken together with
the various measures already adopted in relation to Syria, it is appropriate to
*
OJ L 8, 12.1.2001, p. 1.
** OJ L 281, 23.11.1995, p. 31.
consolidate all the measures into a new regulation which repeals and replaces
Regulation (EU) No 442/2011.
(10) In order to ensure that the measures provided for in this Regulation are
effective, this Regulation should enter into force immediately,
HAS ADOPTED THIS REGULATION
CHAPTER I
DEFINITIONS
Article 1
For the purposes of this Regulation, the following definitions shall apply
(a) ‘branch’ of a financial or credit institution means a place of business
which forms a legally dependent part of a financial or credit institution and which
carries out directly all or some of the transactions inherent in the business of
financial or credit institutions;
(b) ‘brokering services’ means
(i)
the negotiation or arrangement of transactions for the purchase,
sale or supply of goods and technology from a third country to any other
third country, or
(ii)
the selling or buying of goods and technology that are located in
third countries for their transfer to another third country;
(c) ‘contract or transaction’ means any transaction of whatever form and
whatever the applicable law, whether comprising one or more contracts or similar
obligations made between the same or different parties; for this purpose ‘contract’
includes a bond, guarantee or indemnity, particularly a financial guarantee or
financial indemnity, and credit, whether legally independent or not, as well as any
related provision arising under, or in connection with, the transaction;
(d) ‘credit institution’ means a credit institution as defined in Article 4(1) of
Directive 2006/48/EC of the European Parliament and of the Council of 14 June
2006 relating to the taking up and pursuit of the business of credit institutions * ,
including its branches inside or outside the Union;
(e)
‘crude oil and petroleum products’ means the products listed in Annex
IV;
(f)
‘economic resources’ means assets of every kind, whether tangible or
* OJ L 177, 30.6.2006, p. 1.
intangible, movable or immovable, which are not funds, but which may be used to
obtain funds, goods or services;
(g) ‘financial institution’ means
(i)
an undertaking, other than a credit institution, which carries out
one or more of the operations included in points 2 to 12 and points 14 and 15
of Annex I to Directive 2006/48/EC, including the activities of currency
exchange offices (bureaux de change);
(ii)
an insurance company duly authorised in accordance with
Directive 2002/83/EC of the European Parliament and of the Council of 5
November 2002 concerning life assurance * , insofar as it carries out activities
covered by that Directive;
(iii)
an investment firm as defined in point 1 of Article 4(1) of
Directive 2004/39/EC of the European Parliament and of the Council of 21
April 2004 on markets in financial instruments ** ;
(iv)
a collective investment undertaking marketing its units or
shares; or
(v)
an insurance intermediary as defined in Article 2(5) of Directive
2002/92/EC of the European Parliament and of the Council of 9 December
2002 on insurance mediation *** , with the exception of intermediaries
referred to in Article 2(7) of that Directive, when they act in respect of life
insurance and other investment related services;
including its branches, whether inside or outside the Union;
(h) ‘freezing of economic resources’ means preventing their use to obtain
funds, goods or services in any way, including, but not limited to, by selling, hiring
or mortgaging them;
(i) ‘freezing of funds’ means preventing any move, transfer, alteration, use
of, access to, or dealing with funds in any way that would result in any change in
their volume, amount, location, ownership, possession, character, destination or
other change that would enable the funds to be used, including portfolio
management;
(j) ‘funds’ means financial assets and benefits of every kind, including but
not limited to
(i)
cash, cheques, claims on money, drafts, money orders and other
OJ L 345, 19.12.2002, p. 1.
** OJ L 145, 30.4.2004, p. 1.
*** OJ L 9, 15.1.2003, p. 3.
payment instruments;
(ii)
deposits with financial institutions or other entities, balances on
accounts, debts and debt obligations;
(iii)
publicly- and privately-traded securities and debt instruments,
including stocks and shares, certificates representing securities, bonds, notes,
warrants, debentures and derivatives contracts;
(iv)
interest, dividends or other income on or value accruing from or
generated by assets;
(v)
credit, right of set-off, guarantees, performance bonds or other
financial commitments;
(vi)
letters of credit, bills of lading, bills of sale;
(vii)
documents evidencing an interest in funds or financial
(k) ‘goods’ includes items, materials and equipment;
(l) ‘insurance’ means an undertaking or commitment whereby one or more
natural or legal persons are obliged, in return for payment, to provide one or more
other persons, in the event of materialisation of a risk, with an indemnity or a
benefit as determined by the undertaking or commitment;
(m) ‘reinsurance’ means the activity consisting in accepting risks ceded by
an insurance undertaking or by another reinsurance undertaking or, in the case of
the association of underwriters known as Lloyd's, the activity consisting in
accepting risks, ceded by any member of Lloyd's, by an insurance or reinsurance
undertaking other than the association of underwriters known as Lloyd's;
(n) ‘Syrian credit or financial institution’ means
(i)
any credit or financial institution domiciled in Syria, including
the Central Bank of Syria;
(ii)
any branch or subsidiary, where it falls within the scope of
Article 35, of a credit or financial institution domiciled in Syria;
(iii)
any branch or subsidiary, where it does not fall within the scope
of Article 35, of a credit or financial institution domiciled in Syria;
(iv)
any credit or financial institution that is not domiciled in Syria
but is controlled by one or more persons or entities domiciled in Syria;
(o) ‘Syrian person, entity or body’ means
(i)
the State of Syria or any public authority thereof;
(ii)
any natural person in, or resident in, Syria;
(iii)
any legal person, entity or body having its registered office in
Syria;
(iv)
any legal person, entity or body, inside or outside Syria, owned
or controlled directly or indirectly by one or more of the above-mentioned
persons or bodies;
(p) ‘technical assistance’ means any technical support related to repairs,
development, manufacture, assembly, testing, maintenance, or any other technical
service, and may take forms such as instruction, advice, training, the transmission
of working knowledge or skills or consulting services; including verbal forms of
assistance;
(q) ‘territory of the Union’ means the territories of the Member States to
which the Treaty is applicable, under the conditions laid down in the Treaty,
including their airspace.
CHAPTER II
EXPORT AND IMPORT RESTRICTIONS
Article 2
1. It shall be prohibited
(a)
to sell, supply, transfer or export, directly or indirectly,
equipment which might be used for internal repression as listed in Annex I,
whether or not originating in the Union, to any person, entity or body in Syria
or for use in Syria;
(b)
to participate, knowingly and intentionally, in activities the
object or effect of which is to circumvent the prohibitions referred to in point
(a).
2. Paragraph 1 shall not apply to protective clothing, including flak jackets
and helmets, temporarily exported to Syria by United Nations (UN) personnel,
personnel of the Union or its Member States, representatives of the media or
humanitarian and development workers and associated persons exclusively for
their personal use.
3. By way of derogation from paragraph 1, the competent authorities in the
Member States as listed in Annex III may authorise the sale, supply, transfer or
export of equipment which might be used for internal repression, under such
conditions as they deem appropriate, if they determine that such equipment is
intended solely for humanitarian or protective use.
Article 3
1. It shall be prohibited
(a)
to provide, directly or indirectly, technical assistance related to
the goods and technology listed in the Common Military List of the European
Union * (‘Common Military List’) or related to the provision, manufacture,
maintenance and use of goods included in that list, to any person, entity or
body in Syria or for use in Syria;
(b)
to provide, directly or indirectly, technical assistance or
brokering services related to equipment which might be used for internal
repression as listed in Annex I, to any person, entity or body in Syria or for
use in Syria;
(c)
to provide, directly or indirectly, financing or financial
assistance related to the goods and technology listed in the Common Military
List or in Annex I, including in particular grants, loans and export credit
insurance, for any sale, supply, transfer or export of such items, or for any
provision of related technical assistance to any person, entity or body in Syria
or for use in Syria;
(d)
to participate, knowingly and intentionally, in activities the
object or effect of which is to circumvent the prohibitions referred to in
points (a) to (c).
2. By way of derogation from paragraph 1, the prohibitions referred to
therein shall not apply to the provision of technical assistance, financing and
financial assistance related to
-
technical assistance intended solely for the support of the United
Nations Disengagement Observer Force (UNDOF);
-
non-lethal military equipment, or equipment which might be
used for internal repression, intended solely for humanitarian purposes or
protective use or for institution building programmes of the UN and the
Union, or for Union or UN crisis management operations; or
-
non-combat vehicles fitted with materials to provide ballistic
protection, intended solely for the protective use of personnel of the Union
and its Member States in Syria;
provided that such provision shall first have been approved by the competent
authority of a Member State, as identified on the websites listed in Annex III.
* OJ C 86, 18.3.2011, p. 1.
Article 4
1. It shall be prohibited to sell, supply, transfer or export, directly or
indirectly, equipment, technology or software identified in Annex V, whether or
not originating in the Union, to any person, entity or body in Syria or for use in
Syria, unless the competent authority of the relevant Member State, as identified in
the websites referred to in Annex III, has given prior authorisation.
2. The competent authorities of the Member States, as identified in the
websites referred to in Annex III, shall not grant any authorisation under paragraph
1 if they have reasonable grounds to determine that the equipment, technology or
software in question would be used for monitoring or interception, by the Syrian
regime or on its behalf, of internet or telephone communications in Syria.
3. Annex V shall include equipment, technology or software which may be
used for the monitoring or interception of internet or telephone communications.
4. The Member State concerned shall inform the other Member States and
the Commission of any authorisation granted under this Article, within four weeks
following the authorisation.
Article 5
1. It shall be prohibited
(a)
to provide, directly or indirectly, technical assistance or
brokering services related to the equipment, technology and software
identified in Annex V, or related to the provision, manufacture, maintenance
and use of the equipment and technology identified in Annex V or to the
provision, installation, operation or updating of any software identified in
Annex V, to any person, entity or body in Syria or for use in Syria;
(b)
to provide, directly or indirectly, financing or financial
assistance related to the equipment, technology and software identified in
Annex V, to any person, entity or body in Syria or for use in Syria;
(c)
to provide any telecommunication or internet monitoring or
interception services of any kind to, or for the direct or indirect benefit of, the
State of Syria, its Government, its public bodies, corporations and agencies
or any person or entity acting on their behalf or at their direction; and
(d)
to participate, knowingly and intentionally, in any activity the
object or effect of which is to circumvent the prohibitions referred to in point
(a), (b) or (c) above;
unless the competent authority of the relevant Member State, as identified in the
websites referred to in Annex III, has given prior authorisation, on the basis set out
in Article 4(2).
2. For the purposes of paragraph 1(c), ‘telecommunication or internet
monitoring or interception services’ means those services that provide, in
particular using equipment, technology or software as identified in Annex V,
access to and delivery of a subject's incoming and outgoing telecommunications
and call-associated data for the purpose of its extraction, decoding, recording,
processing, analysis and storing or any other related activity.
Article 6
It shall be prohibited
(a)
to import crude oil or petroleum products into the Union if they
(i)
originate in Syria; or
(ii) have been exported from Syria;
(b)
to purchase crude oil or petroleum products which are located in
or which originated in Syria;
(c)
to transport crude oil or petroleum products if they originate in
Syria, or are being exported from Syria to any other country;
(d)
to provide, directly or indirectly, financing or financial
assistance, including financial derivatives, as well as insurance and re-
insurance, related to the prohibitions set out in points (a), (b) and (c); and
(e)
to participate, knowingly and intentionally, in activities whose
object or effect is, directly or indirectly, to circumvent the prohibitions in
point (a), (b), (c) or (d).
Article 7
The prohibitions in Article 6 shall not apply to
(a)
the execution, on or prior to 15 November 2011, of an obligation
arising from a contract concluded before 2 September 2011, provided that the
natural or legal person, entity or body seeking to perform the obligation
concerned has notified, at least seven working days in advance, the activity
or transaction to the competent authority of the Member State in which it is
established, as identified on the websites listed in Annex III; or
(b)
the purchase of crude oil or petroleum products which had been
exported from Syria prior to 2 September 2011, or, where the export was
made pursuant to point (a), on or prior to 15 November 2011.
Article 8
1. It shall be prohibited to sell, supply, transfer or export the equipment or
technology listed in Annex VI, directly or indirectly, to any Syrian person, entity
or body, or for use in Syria.
2. Annex VI shall include key equipment and technology for the following
sectors of the oil and gas industry in Syria
(a)
exploration of crude oil and natural gas;
(b)
production of crude oil and natural gas;
(c)
refining;
(d)
liquefaction of natural gas.
3. Annex VI shall not include items included in the Common Military List.
Article 9
It shall be prohibited
(a)
to provide, directly or indirectly, technical assistance or
brokering services related to the equipment and technology listed in Annex
VI, or related to the provision, manufacture, maintenance and use of goods
listed in Annex VI, to any Syrian person, entity or body, or for use in Syria;
(b)
to provide, directly or indirectly, financing or financial
assistance related to the equipment and technology listed in Annex VI, to any
Syrian person, entity or body; or for use in Syria, and
(c)
to participate, knowingly and intentionally, in any activity the
object or effect of which is to circumvent the prohibitions referred to in point
(a) or (b).
Article 10
1. The prohibitions in Articles 8 and 9 shall not apply to the performance
of an obligation required by a contract which was awarded or concluded prior to 19
January 2012, provided that the person or entity seeking to rely on this Article has
notified, at least 21 calendar days in advance, the competent authority of the
Member State in which they are established, as identified on the websites listed in
Annex III.
2. For the purposes of this Article, a contract shall have been ‘awarded’ to
a person or entity if express written confirmation of the award of the contract to
that person or entity has been sent by the other contracting party, following the
conclusion of a formal tender process.
Article 11
It shall be prohibited to sell, supply, transfer or export, directly or indirectly,
new Syrian denominated banknotes and coinage, printed or minted in the Union, to
the Central Bank of Syria.
CHAPTER III
RESTRICTIONS ON PARTICIPATION IN INFRASTRUCTURE PROJECTS
Article 12
1. It shall be prohibited
(a)
to sell, supply, transfer or export equipment or technology to be
used in the construction or installation in Syria of new power plants for
electricity production, as listed in Annex VII;
(b)
to provide, directly or indirectly, financial or technical
assistance in relation to any project referred to in point (a).
2. This prohibition shall not apply to the performance of an obligation
required by a contract or agreement which was concluded prior to 19 January
2012, provided that the person or entity seeking to rely on this Article has notified,
at least 21 calendar days in advance, the competent authority of the Member State
in which they are established, as identified on the websites listed in Annex III.
CHAPTER IV
RESTRICTIONS ON FINANCING CERTAIN ENTERPRISES
Article 13
1. The following shall be prohibited
(a)
the granting of any financial loan or credit to any Syrian person,
entity or body referred to in paragraph 2;
(b)
the acquisition or extension of a participation in any Syrian
person, entity or body referred to in paragraph 2;
(c)
the creation of any joint venture with any Syrian person, entity
or body referred to in paragraph 2;
(d)
the participation, knowingly and intentionally, in activities the
object or effect of which is to circumvent the prohibitions referred to in point
(a), (b) or (c).
2. The prohibitions in paragraph 1 shall apply to any Syrian person, entity
or body engaged in
(a)
the exploration, production or refining of crude oil; or
(b)
the construction or installation of new power plants for
electricity production.
3. For the purposes of paragraph 2 only, the following definitions shall
(a)
‘exploration of crude oil’ includes the exploration for,
prospecting for and management of crude oil reserves, as well as the
provision of geological services in relation to such reserves;
(b)
‘refining of crude oil’ means the processing, conditioning or
preparation of oil for the ultimately final sale of fuels.
4. The prohibitions in paragraph 1
(a)
shall be without prejudice to the execution of an obligation
arising from contracts or agreements relating to
(i) the exploration, production or refining of crude oil,
concluded before 23 September 2011;
(ii) the construction or installation of new power plants for
electricity production concluded prior to 19 January 2012;
(b)
shall not prevent the extension of a participation relating to
(i) the exploration, production or refining of crude oil, if such
extension is an obligation under an agreement concluded before 23
September 2011;
(ii) the construction or installation of new power plants for
electricity production if such extension is an obligation under an
agreement concluded prior to 19 January 2012.
CHAPTER V
FREEZING OF FUNDS AND ECONOMIC RESOURCES
Article 14
1. All funds and economic resources belonging to, owned, held or
controlled by the natural or legal persons, entities and bodies listed in Annex II and
IIa shall be frozen.
2. No funds or economic resources shall be made available, directly or
indirectly, to or for the benefit of the natural or legal persons, entities or bodies
listed in Annex II and IIa.
3. The participation, knowingly and intentionally, in activities the object
or effect of which is, directly or indirectly, to circumvent the measures referred to
in paragraphs 1 and 2 shall be prohibited.
Article 15
1. Annexes II and IIa shall consist of the following
(a)
Annex II shall consist of a list of natural or legal persons,
entities and bodies who, in accordance with Article 19(1) of Decision 2011/
782/CFSP, have been identified by the Council as being persons or entities
responsible for the violent repression against the civilian population in Syria,
persons and entities benefiting from or supporting the regime, and natural or
legal persons and entities associated with them, and to whom Article 21 of
this Regulation shall not apply;
(b)
Annex IIa shall consist of a list of entities which, in accordance
with Article 19(1) of Decision 2011/782/CFSP, have been identified by the
Council as being entities associated with the persons or entities responsible
for the violent repression against the civilian population in Syria, or with
persons and entities benefiting from or supporting the regime, and to which
Article 21 of this Regulation shall apply.
2. Annexes II and IIa shall include the grounds for the listing of listed
persons, entities and bodies concerned.
3. Annexes II and IIa shall also include, where available, information
necessary to identify the natural or legal persons, entities and bodies concerned.
With regard to natural persons, such information may include names including
aliases, date and place of birth, nationality, passport and ID card numbers, gender,
address, if known, and function or profession. With regard to legal persons, entities
and bodies, such information may include names, place and date of registration,
registration number and place of business.
Article 16
By way of derogation from Article 14, the competent authorities in the
Member States as identified on the websites listed in Annex III may authorise the
release of certain frozen funds or economic resources, or the making available of
certain funds or economic resources, under such conditions as they deem
appropriate, after having determined that the funds or economic resources are
(a)
necessary to satisfy the basic needs of persons listed in Annexes
II and IIa and their dependent family members, including payments for
foodstuffs, rent or mortgage, medicines and medical treatment, taxes,
insurance premiums, and public utility charges;
(b)
intended exclusively for payment of reasonable professional
fees and reimbursement of incurred expenses associated with the provision of
legal services;
(c)
intended exclusively for payment of fees or service charges for
routine holding or maintenance of frozen funds or economic resources;
(d)
necessary for extraordinary expenses, provided that the relevant
competent authority has notified the grounds on which it considers that a
specific authorisation should be granted to the competent authorities of the
other Member States and to the Commission at least two weeks before the
authorisation;
(e)
to be paid into or from an account of a diplomatic or consular
mission or an international organisation enjoying immunities in accordance
with international law, insofar as such payments are intended to be used for
official purposes of the diplomatic or consular mission or international
organisation;
(f)
necessary for humanitarian purposes, such as delivering or
facilitating the delivery of assistance, including medical supplies, food,
humanitarian workers and related assistance, or evacuations from Syria.
The Member State concerned shall inform the other Member States and the
Commission of any authorisation granted under this Article within four weeks
following the authorisation.
Article 17
By way of derogation from Article 14, the competent authorities in the
Member States as identified on the websites listed in Annex III may authorise the
release of certain frozen funds or economic resources, or the making available of
certain funds or economic resources, under such conditions as they deem
appropriate, after having determined that the provision of such funds or economic
resources are necessary for the essential energy needs of the civilian population in
Syria, provided that the relevant competent authority has notified for each delivery
contract the grounds on which it considers that a specific authorisation should be
granted to the competent authorities of the other Member States and to the
Commission at least four weeks before the authorisation.
Article 18
By way of derogation from Article 14, the competent authorities in the
Member States as listed in Annex III may authorise the release of certain frozen
funds or economic resources, if the following conditions are met
(a)
the funds or economic resources in question are the subject of a
judicial, administrative or arbitral lien established prior to the date on which
the person, entity or body referred to in Article 14 was included in Annex II
or IIa, or of a judicial, administrative or arbitral judgment rendered prior to
that date;
(b)
the funds or economic resources in question will be used
exclusively to satisfy claims secured by such a lien or recognised as valid in
such a judgment, within the limits set by applicable laws and regulations
governing the rights of persons having such claims;
(c)
the lien or judgment is not for the benefit of a person, entity or
body listed in Annex II or IIa; and
(d)
recognising the lien or judgment is not contrary to public policy
in the Member State concerned.
The relevant Member State shall inform the other Member States and the
Commission of any authorisation granted under this Article.
Article 19
1. Article 14(2) shall not apply to the addition to frozen accounts of
(a)
interest or other earnings on those accounts; or
(b)
payments due under contracts, agreements or obligations that
were concluded or arose before the date on which the account became subject
to this Regulation,
provided that any such interest, other earnings and payments are frozen in
accordance with Article 14(1).
2. Article 14(2) shall not prevent financial or credit institutions in the
Union from crediting frozen accounts where they receive funds transferred to the
account of a listed natural or legal person, entity or body, provided that any
additions to such accounts will also be frozen. The financial or credit institution
shall inform the relevant competent authority about any such transaction without
delay.
Article 20
By way of derogation from Article 14 and provided that a payment by a
person, entity or body listed in Annex II or IIa is due under a contract or agreement
that was concluded by, or an obligation that arose for the person, entity or body
concerned before, the date on which that person, entity or body had been
designated, the competent authorities of the Member States, as indicated on the
websites listed in Annex III, may authorise, under such conditions as they deem
appropriate, the release of certain frozen funds or economic resources, provided
that the payment is not directly or indirectly received by a person or entity referred
to in Article 14.
Article 21
By way of derogation from Article 14(1), an entity listed in Annex IIa may,
for a period of two months from the date on which it was designated, make a
payment from frozen funds or economic resources which were received by that
entity after the date on which it was designated, provided that
(a)
such payment is due under a trade contract; and
(b)
the competent authority of the relevant Member State has
determined that the payment will not directly or indirectly be received by a
person or entity listed in Annex II or Annex IIa.
Article 22
The freezing of funds and economic resources or the refusal to make funds or
economic resources available, carried out in good faith on the basis that such
action is in accordance with this Regulation, shall not give rise to liability of any
kind on the part of the natural or legal person or entity or body implementing it, or
its directors or employees, unless it is proved that the funds and economic
resources were frozen or withheld as a result of negligence.
CHAPTER VI
RESTRICTIONS ON FINANCIAL SERVICES
Article 23
The European Investment Bank (EIB) shall
(a)
be prohibited from making any disbursement or payment under
or in connection with any existing loan agreements entered into between the
State of Syria or any public authority thereof and the EIB; and
(b)
suspend all existing Technical Assistance Service Contracts
relating to projects financed under the loan agreements referred to in point
(a), and which are intended for the direct or indirect benefit of the State of
Syria or any public authority thereof to be performed in Syria.
Article 24
It shall be prohibited
(a)
to sell or purchase Syrian public or public-guaranteed bonds
issued after 19 January 2012, directly or indirectly, to or from any of the
(i) the State of Syria or its Government, and its public bodies,
corporations and agencies;
(ii) any Syrian credit or financial institution;
(iii) a natural person or a legal person, entity or body acting on
behalf or at the direction of a legal person, entity or body referred to in
(i) or (ii);
(iv) a legal person, entity or body owned or controlled by a
person, entity or body referred to in (i), (ii) or (iii);
(b)
to provide brokering services with regard to Syrian public or
public-guaranteed bonds issued after 19 January 2012, to a person, entity or
body referred to in point (a);
(c)
to assist a person, entity or body referred to in point (a) in order
to issue Syrian public or public-guaranteed bonds, by providing brokering
services, advertising or any other service with regard to such bonds.
Article 25
1. It shall be prohibited for credit and financial institutions falling within
the scope of Article 35 to
(a)
open a new bank account with any Syrian credit or financial
(b)
to establish a new correspondent banking relationship with any
Syrian credit or financial institution;
(c)
to open a new representative office in Syria or to establish a new
branch or subsidiary in Syria;
(d)
to establish a new joint venture with any Syrian credit or
financial institution.
2. It shall be prohibited
(a)
to authorise the opening of a representative office or the
establishment of a branch or subsidiary in the Union of any Syrian credit or
financial institution;
(b)
to conclude agreements for, or on behalf of, any Syrian credit or
financial institution, pertaining to the opening of a representative office or
the establishment of a branch or subsidiary in the Union;
(c)
to grant an authorisation for taking up and pursuing the business
of a credit or financial institution or for any other business requiring prior
authorisation, by a representative office, branch or subsidiary of any Syrian
credit or financial institution, if the representative office, branch or
subsidiary was not operational before 19 January 2012;
(d)
to acquire or to extend a participation, or to acquire any other
ownership interest in a credit or financial institution falling within the scope
of Article 35 by any Syrian credit or financial institution.
Article 26
1. It shall be prohibited
(a)
to provide insurance or re-insurance to
(i) the State of Syria, its Government, its public bodies,
corporations or agencies; or
(ii) any natural or legal person, entity or body when acting on
behalf or at the direction of a legal person, entity or body referred to in
(i);
(b)
to participate, knowingly and intentionally, in activities, the
object or effect of which is to circumvent the prohibitions in point (a).
2. Paragraph 1(a) shall not apply to the provision of compulsory or third
party insurance to Syrian persons, entities or bodies based in the Union or to the
provision of insurance for Syrian diplomatic or consular missions in the Union.
3. Point (ii) of paragraph 1(a) shall not apply to the provision of insurance,
including health and travel insurance, to individuals acting in their private
capacity, and re-insurance relating thereto.
Point (ii) of paragraph 1(a) shall not prevent the provision of insurance or re-
insurance to the owner of a vessel, aircraft or vehicle chartered by a person, entity
or body referred to in point (i) of paragraph 1(a) and which is not listed in Annex II
or IIa.
For the purpose of point (ii) of paragraph 1(a), a person, entity or body shall
not be considered to act at the direction of a person, entity or body referred to in
point (i) of paragraph 1(a) where that direction is for the purposes of docking,
loading, unloading or safe transit of a vessel or aircraft temporarily in Syrian
waters or airspace.
4. This Article prohibits the extension or renewal of insurance and re-
insurance agreements concluded before 19 January 2012 (save where there is a
prior contractual obligation on the part of the insurer or re-insurer to accept an
extension or renewal of a policy), but, without prejudice to Article 14(2), it does
not prohibit compliance with agreements concluded before that date.
CHAPTER VII
GENERAL AND FINAL PROVISIONS
Article 27
No claims, including for compensation or indemnification or any other claim
of this kind, such as a claim of set-off, fines or claims under a guarantee, claims for
extension or payment of a bond, financial guarantee, including claims arising from
letters of credit and similar instruments in connection with any contract or
transaction the performance of which was affected, directly or indirectly, in whole
or in part, by the measures imposed by this Regulation, should be granted to the
Government of Syria, its public bodies, corporations and agencies, or to any
person or entity claiming through it or for its benefit.
Article 28
The prohibitions set out in this Regulation shall not give rise to any liability
of any kind on the part of the natural or legal person, entity or body concerned if
they did not know, and had no reasonable cause to suspect, that their actions would
infringe the prohibition in question.
Article 29
1. Without prejudice to the applicable rules concerning reporting,
confidentiality and professional secrecy, natural and legal persons, entities and
bodies shall
(a)
supply immediately any information which would facilitate
compliance with this Regulation, such as accounts and amounts frozen in
accordance with Article 14, to the competent authority in the Member State
where they are resident or located, as indicated on the websites listed in
Annex III, and shall transmit such information, either directly or through the
Member States, to the Commission; and
(b)
cooperate with that competent authority in any verification of
this information.
2. Any information provided or received in accordance with this Article
shall be used only for the purposes for which it was provided or received.
Article 30
Member States and the Commission shall immediately inform each other of
the measures taken under this Regulation and shall supply each other with any
other relevant information at their disposal in connection with this Regulation, in
particular information in respect of violation and enforcement problems and
judgments handed down by national courts.
Article 31
The Commission shall be empowered to amend Annex III on the basis of
information supplied by Member States.
Article 32
1. Where the Council decides to subject a natural or legal person, entity or
body to the measures referred to in Article 14, it shall amend Annex II or Annex
IIa accordingly.
2. The Council shall communicate its decision, including the grounds for
listing, to the natural or legal person, entity or body referred to in paragraph 1,
either directly, if the address is known, or through the publication of a notice,
providing such natural or legal person, entity or body with an opportunity to
present observations.
3. Where observations are submitted, or where substantial new evidence is
presented, the Council shall review its decision and inform the natural or legal
person, entity or body accordingly.
4. The lists in Annexes II and IIa shall be reviewed at regular intervals and
at least every 12 months.
Article 33
1. Member States shall lay down the rules on penalties applicable to
infringements of the provisions of this Regulation and shall take all measures
necessary to ensure that they are implemented. The penalties provided for must be
effective, proportionate and dissuasive.
2. Member States shall notify the Commission of those rules without delay
after 19 January 2012 and shall notify it of any subsequent amendment.
Article 34
Where there is, in this Regulation, a requirement to notify, inform or
otherwise communicate with the Commission, the address and other contact details
to be used for such communication shall be those indicated in Annex III.
Article 35
This Regulation shall apply
(a)
within the territory of the Union, including its airspace;
(b)
on board any aircraft or any vessel under the jurisdiction of a
Member State;
(c)
to any person inside or outside the territory of the Union who is
a national of a Member State;
(d)
to any legal person, entity or body which is incorporated or
constituted under the law of a Member State;
(e)
to any legal person, entity or body in respect of any business
done in whole or in part within the Union.
Article 36
Regulation (EU) No 442/2011 is repealed.
Article 37
This Regulation shall enter into force on the day of its publication in the
Official Journal of the European Union.
This Regulation shall be binding in its entirety and directly applicable in all
ANNEX I
LIST OF EQUIPMENT WHICH MIGHT BE USED FOR INTERNAL
REPRESSION AS REFERRED TO IN ARTICLE 2 AND ARTICLE 3
1. Fire-arms, ammunition and related accessories therefor, as follows
Firearms not controlled by ML 1 and ML 2 of the Common
Military List;
Ammunition specially designed for the firearms listed in item
1.1 and specially designed components therefor;
Weapon-sights not controlled by the Common Military List.
2. Bombs and grenades not controlled by the Common Military List.
3. Vehicles as follows
Vehicles equipped with a water cannon, specially designed or
modified for the purpose of riot control;
Vehicles specially designed or modified to be electrified to repel
Vehicles specially designed or modified to remove barricades,
including construction equipment with ballistic protection;
Vehicles specially designed for the transport or transfer of
prisoners and/ or detainees;
Vehicles specially designed to deploy mobile barriers;
Components for the vehicles specified in items 3.1 to 3.5
specially designed for the purposes of riot control.
Note 1 This item does not control vehicles specially designed for the
purposes of fire-fighting.
Note 2 For the purposes of item 3.5 the term ‘vehicles’ includes trailers.
4. Explosive substances and related equipment as follows
Equipment and devices specially designed to initiate explosions
by electrical or non-electrical means, including firing sets, detonators,
igniters, boosters and detonating cord, and specially designed components
therefor; except those specially designed for a specific commercial use
consisting of the actuation or operation by explosive means of other
equipment or devices the function of which is not the creation of explosions
(e.g., car air-bag inflaters, electric-surge arresters of fire sprinkler actuators);
4.2
Linear cutting explosive charges not controlled by the Common
Military List;
4.3
Other explosives not controlled by the Common Military List
and related substances as follows
(a)
amatol;
(b)
nitrocellulose (containing more than 12,5% nitrogen);
(c)
nitroglycol;
(d)
pentaerythritol tetranitrate (PETN);
(e)
picryl chloride;
(f)
2,4,6-trinitrotoluene (TNT).
5. Protective equipment not controlled by ML 13 of the Common Military
List as follows
5.1
Body armour providing ballistic and/or stabbing protection;
5.2
Helmets providing ballistic and/or fragmentation protection,
anti-riot helmets, antiriot shields and ballistic shields.
Note: This item does not control
-
equipment specially designed for sports activities;
-
equipment specially designed for safety of work requirements.
6. Simulators, other than those controlled by ML 14 of the Common
Military List, for training in the use of firearms, and specially designed software
therefor.
7. Night vision, thermal imaging equipment and image intensifier tubes,
other than those controlled by the Common Military List.
8. Razor barbed wire.
9. Military knives, combat knives and bayonets with blade lengths in
excess of 10 cm.
10. Production equipment specially designed for the items specified in this
11. Specific technology for the development, production or use of the items
specified in this list.
ANNEX II
LIST OF NATURAL AND LEGAL PERSONS, ENTITIES OR BODIES
REFERRED TO IN ARTICLES 14 AND 15(1)(A)
A.
Persons
Name
Identifying
Reasons
Date of
information
listing
Bashar Al-Assad
Born on 11 September President of the Republic; 23.05.2011
1965 in Damascus; person
authorising
and
diplomatic passport No supervising the crackdown on
demonstrators.
Maher
(a.k.a. Born on 8 December Commander of the Army's 4th 09.05.2011
Mahir) Al-Assad
1967;
Armoured Division, member of
diplomatic passport No Ba'ath Party Central Command,
strongman of the Republican
Guard; brother of President
Bashar Al-Assad; principal
overseer of violence against
demonstrators.
Ali Mamluk (a.k.a. Born on 19 February Head
of
Syrian
General 09.05.2011
Mamlouk)
1946 in Damascus; Intelligence Directorate (GID);
diplomatic passport No involved in violence against
demonstrators.
Muhammad
Minister of Interior; involved in 09.05.2011
Ibrahim Al-Sha'ar
violence against demonstrators.
(a.k.a. Mohammad
Ibrahim Al-Chaar)
Atej (a.k.a. Atef,
Former Head of the Political 09.05.2011
Atif) Najib
Security Directorate in Dara'a;
cousin of President Bashar Al-
Assad; involved in violence
against demonstrators.
Hafiz
Makhluf Born on 2 April 1971 in Colonel and Head of Unit in 09.05.2011
(a.k.a.
Hafez Damascus; diplomatic General
Intelligence
Makhlouf)
passport No 2246
Directorate, Damascus Branch;
cousin of President Bashar Al-
Assad; close to Maher Al-
Assad; involved in violence
against demonstrators.
Muhammad
Dib Born on 20 May 1951 in Head of Political Security 09.05.2011
Zaytun
(a.k.a. Damascus; diplomatic Directorate;
involved
in
Mohammed
Dib passport
No violence against demonstrators.
Zeitoun)
D000001300
Identifying
Reasons
Date of
information
listing
Head of Political Security in 09.05.2011
Banyas, involved in violence
against demonstrators in Baida.
Born on 10 July 1969 in Syrian businessman; associate 09.05.2011
Damascus, passport No of Maher Al-Assad; cousin of
454224
President Bashar Al-Assad;
provides funding to the regime
allowing
violence
against
demonstrators.
Al-Fatah Born in 1953 in Hama; Head of Syrian Military 09.05.2011
diplomatic passport No Intelligence (SMI); involved in
D0005788
violence against the civilian
population.
Head of Syrian Air Force 09.05.2011
Intelligence;
involved
in
violence against the civilian
population.
Born on 3 May 1953 in Head of Syrian Military 09.05.2011
Dara'a;
diplomatic Intelligence,
Damascus
passport
No Countryside Branch; involved in
D000000887
violence against the civilian
population.
Fawwaz Al-Assad Born on 18 June 1962 in Involved in violence against the 09.05.2011
Kerdala; passport No civilian population as part of the
88238
Shabiha militia.
Born on 1 March 1961 Involved in violence against the 09.05.2011
in Latakia; passport No civilian population as part of the
86449 and No 842781
Shabiha militia.
Born on 15 January Deputy Chief of Staff for 23.05.2011
1950 in Al-Madehleh, Security and Reconnaissance;
Tartus
involved in violence against the
civilian population.
Born in 1941
Head of Syrian National 23.05.2011
Security Bureau; involved in
violence against the civilian
population.
Born on 10 December Vice-President
of
Syria; 23.05.2011
involved in violence against the
civilian population.
Muhammad Nasif Born on 10 April 1937 Deputy Vice-President of Syria 23.05.2011
(or 20 May 1937) in for National Security Affairs;
Hama,
diplomatic involved in violence against the
passport No 0002250
civilian population.
Mohamed Hamcho Born on 20 May 1966; Brother-in-law of Maher Al- 23.05.2011
passport No 002954347 Assad; businessman and local
agent for several foreign
companies; provides funding to
the regime allowing violence
against demonstrators.
Name
Identifying
Reasons
Date of
information
listing
Iyad (a.k.a. Eyad) Born on 21 January Brother of Rami Makhlouf and 23.05.2011
Makhlouf
1973 in Damascus; GID Officer involved in
passport
No violence against the civilian
N001820740
population.
Bassam Al Hassan
Presidential
Advisor
for 23.05.2011
Strategic Affairs; involved in
violence against the civilian
population.
Dawud Rajiha
Chief of Staff of the Armed 23.05.2011
Forces responsible for the
military involvement in violence
against peaceful protesters.
Ihab (a.k.a. Ehab, Born on 21 January Vice-President of SyriaTel and 23.05.2011
Iehab) Makhlouf
1973 in Damascus; caretaker for Rami Makhlouf's
passport
No US company; provides funding
N002848852
to the regime allowing violence
against demonstrators.
Zoulhima Chaliche Born in 1951 or 1946 in Head of presidential security; 23.6.2011
(Dhu
al-Himma Kerdaha.
involved in violence against
Shalish)
demonstrators; first cousin of
President Bashar Al-Assad.
Riyad
Chaliche
Director of Military Housing 23.6.2011
(Riyad Shalish)
Establishment; provides funding
to the regime; first cousin of
President Bashar Al-Assad.
Brigadier
Born on 1 Sep 1957 in General Commander of Iranian 23.6.2011
Commander
Yazd, Iran.
Revolutionary Guard Corps,
Mohammad
Ali
involved in providing equipment
Jafari (a.k.a. Ja'fari,
and support to help the Syrian
Aziz; a.k.a. Jafari,
regime suppress protests in
Ali; a.k.a. Jafari,
Syria.
Mohammad
Ali;
a.k.a.
Ja'fari,
Mohammad
Ali;
a.k.a.
Jafari-
Najafabadi,
Mohammad Ali)
Major
General
Commander
of
Iranian 23.6.2011
Qasem Soleimani
Revolutionary Guard Corps,
(a.k.a.
Qasim
IRGC - Qods, involved in
Soleimany)
providing
equipment
and
support to help the Syrian
regime suppress protests in
Syria.
Hossein
Taeb Born in 1963 in Tehran, Deputy
Commander
for 23.6.2011
(a.k.a.
Taeb, Iran.
Intelligence
of
Iranian
Hassan; a.k.a. Taeb,
Revolutionary Guard Corps,
Hosein; a.k.a. Taeb,
involved in providing equipment
Hossein;
a.k.a.
and support to help the Syrian
Taeb,
Hussayn;
regime suppress protests in
a.k.a. Hojjatoleslam
Syria.
Hossein Ta'eb)
Identifying
Reasons
Date of
information
listing
Business associate of Maher Al- 23.6.2011
Assad; provides funding to the
regime.
Al-Quwatli
Business associate of Maher Al- 23.6.2011
(a.k.a. Ri'af Al-
Assad; provides funding to the
regime.
Mohammad Mufleh
Head of Syrian Military 1.8.2011
Intelligence in the town of
Hama,
involved
in
the
crackdown on demonstrators.
General
Head of the Department for 1.8.2011
Internal Security of the General
Intelligence
Directorate;
involved in violence against the
civilian population.
Born on 19 October Close associate and maternal 1.8.2011
(a.k.a. 1932 in Latakia, Syria
uncle of Bashar and Mahir al-
Assad. Business associate and
father of Rami, Ihab and Iyad
Makhlouf.
Born in Latakia
Associate of Mahir al-Assad for 1.8.2011
the Shabiha militia. Directly
involved in repression and
violence against the civilian
population and coordination of
Shabiha militia groups.
General Ali Habib Born in 1939, in Minister
for
Defence. 1.8.2011
Tartous.
Appointed Responsible for conduct and
Minister for Defence on operations of Syrian Armed
3 June 2009
Forces involved in repression
and violence against the civilian
population.
Assistant to Maher Al-Assad, 23.8.2011
Head of the military police unit
of the army's 4th Division,
involved in repression.
Director of the supplies office of 23.8.2011
the Syrian Ministry of Defence,
entry point for all arms
acquisitions by the Syrian army.
Cousin of Bashar Al- Very close to key government 23.8.2011
Assad; previously head officials. Financing Shabiha in
of the 'Nizar Oilfield the region of Latakia.
Supplies' company.
Name
Identifying
Reasons
Date of
information
listing
Brigadier-General
Head of Syrian Military 23.8.2011
Rafiq Shahadah
Intelligence (SMI) Branch 293
(Internal Affairs) in Damascus.
Directly involved in repression
and violence against the civilian
population
in
Damascus.
Advisor to President Bashar Al-
Assad for strategic questions
and military intelligence.
Brigadier-General
Branch Chief for Syrian Military 23.8.2011
Jamea Jamea (Jami
Intelligence (SMI) in Dayr az-
Jami)
Zor. Directly involved in
repression and violence against
the civilian population in Dayr
az-Zor and Alboukamal.
Hassan Bin-Ali Al- Born in 1935 in Aleppo Deputy Vice Minister, former 23.8.2011
Turkmani
Minister for Defence, Special
Envoy of President Bashar Al-
Assad.
Muhammad
Said
Assistant Regional Secretary of 23.8.2011
Bukhaytan
Ba'ath Arab Socialist Party since
2005, 2000-2005 Director for
the national security of the
regional Ba'ath party. Former
Governor of Hama (1998-
2000). Close associate of
President Bashar Al-Assad and
Maher
Al-Assad.
Senior
decision-maker in the regime on
repression
of
civilian
population.
Ali Douba
Responsible for killings in 23.8.2011
Hama in 1980, has been called
back to Damascus as special
advisor to President Bashar Al-
Assad.
Brigadier-General
Idlib
Syrian
Military 23.8.2011
Nawful Al-Husayn
Intelligence
(SMI)
Branch
Chief. Directly involved in
repression and violence against
the civilian population in Idlib
province.
Brigadier
Husam
Presidential Adviser on Security 23.8.2011
Sukkar
Affairs. Presidential Adviser for
security agencies' repression and
violence against the civilian
population.
Brigadier-General
Branch Chief for Syrian Military 23.8.2011
Muhammed
Intelligence (SMI) in Homs.
Zamrini
Directly involved in repression
and violence against the civilian
population in Homs.
Identifying
Reasons
Date of
information
listing
Deputy Chief of General Staff, 23.8.2011
Adanov
Operations and Training for
Syrian Army. Directly involved
in repression and violence
against the civilian population in
Syria.
Head of General Intelligence 23.8.2011
Directorate's (GID) Information
Branch. Directly involved in
repression and violence against
the civilian population in Syria.
Born in Latakia
Shabiha militia. Associate of 23.8.2011
Maher Al-Assad for the Shabiha
militia. Directly involved in
repression and violence against
the civilian population and
coordination of Shabiha militia
groups.
Close business associate of 23.8.2011
Maher Al-Assad. Known for
supporting the Syrian regime
financially.
Chehabi
President of Aleppo Chamber of 2.09.2011
Industry. Provides financial
support to the Syrian regime.
Born in March 1959 in President of the Damascus 2.9.2011
Damascus, Syria
Chamber of Industry (Zuhair
Ghraiwati
Sons).
Provides
financial support to the Syrian
regime.
Born in 1949 in Homs, Founder of the Akhras Group 2.9.2011
Syria
(commodities,
trading,
processing and logistics), Homs.
Provides financial support to the
Syrian regime.
Born in 1949 in Latakia, President of Issam Anbouba Est. 2.9.2011
Syria
for agro-industry. Provides
financial support to the Syrian
regime.
Qala Born in 1943 in Minister of Justice. Associated 23.09.2011
Damascus
with
the
Syrian
regime,
including by supporting its
policies and practices of
arbitrary arrest and detention.
Dr Adnan Hassan Born in 1966 in Tartous Minister
of
Information. 23.09.2011
Associated with the Syrian
regime, including by supporting
and promoting its information
policy.
Name
Identifying
Reasons
Date of
information
listing
57 Major
General
Commander Special Forces. 14.11.2011
Jumah Al-Ahmad
Responsible for the use of
violence against protestors
across Syria.
58 Colonel Lu'ai al-Ali
Head of Syrian Military 14.11.2011
Intelligence, Dara'a Branch.
Responsible for the violence
against protesters in Dara'a.
59 Lt. General Ali
Deputy Chief of General Staff 14.11.2011
Abdullah Ayyub
(Personnel and Manpower).
Responsible for the use of
violence against protestors
across Syria.
60 Lt. General Jasim
Chief
of
General
staff. 14.11.2011
al-Furayj
Responsible for the use of
violence against protestors
across Syria.
61 General
Aous Born in 1958
Head of Battalion in the 14.11.2011
(Aws) Aslan
Republican Guard. Close to
Maher Al- Assad and President
Al-Assad. Involved in the
crackdown on the civilian
population across Syria.
62 General
Ghassan
General in command of the 4th 14.11.2011
Belal
Division
reserve
bureau.
Adviser to Maher Al-Assad and
coordinator
of
security
operations. Responsible for the
crackdown on the civilian
population across Syria.
63 Abdullah Berri
Head of Berri family militia. In 14.11.2011
charge
of
pro-government
militia
involved
in
the
crackdown on the civilian
population in Aleppo.
64 George Chaoui
Member of Syrian electronic 14.11.2011
army. Involved in the violent
crackdown and call for violence
against the civilian population
across Syria.
65 Major
General
Deputy Head of General 14.11.2011
Zuhair Hamad
Intelligence
Directorate.
Responsible for the use of
violence across Syria and for
intimidation and torture of
protestors.
66 Amar Ismael
Civilian - Head of Syrian 14.11.2011
electronic army (territorial army
intelligence service). Involved
in the violent crackdown and
call for violence against the
civilian population across Syria.
Name
Identifying
Reasons
Date of
information
listing
Mujahed Ismail
Member of Syrian electronic 14.11.2011
army. Involved in the violent
crackdown and call for violence
against the civilian population
across Syria.
Saqr Khayr Bek
Deputy Minister for the Interior. 14.11.2011
Responsible for the use of
violence against the civilian
population in Syria.
General
Deputy Director of General 14.11.2011
Intelligence
Directorate.
Responsible for the use of
violence across Syria and
intimidation and torture of
protestors.
Kifah Moulhem
Batallion Commander in the 4th 14.11.2011
Division. Responsible for the
crackdown on the civilian
population in Deir el-Zor.
General
Commander 18th Armoured 14.11.2011
Wajih Mahmud
Division. Responsible for the
violence against protestors in
Homs.
Bassam Sabbagh
Born on 24 August 1959 Head of Sabbagh & Associates 14.11.2011
in Damascus. Address: law firm (Damascus). Legal and
Kasaa, Anwar al Attar financial adviser and manages
Street,
al
Midani affairs of Rami Makhlouf and
building,
Damascus. Khaldoun Makhlouf. Involved
Syrian passport No with Bashar al-Assad in funding
004326765 issued 2 a real estate project in Latakia.
November 2008, valid Provides financial support for
until November 2014. the regime.
Member of the Paris
Bar.
Lt. General Mustafa
Deputy Chief of General Staff 14.11.2011
(Logistics
and
supplies).
Responsible for the use of
violence against
protestors
across Syria.
General
Deputy head Syrian Air Force 14.11.2011
Fu'ad Tawil
Intelligence. Responsible for the
use of violence across Syria and
intimidation and torture of
protestors.
Mohammad
Al- Born in 1945 in Minister
of
Finance. 1.12.2011
Jleilati
Damascus
Responsible for the Syrian
economy.
Mohammad Born in 1956 in Aleppo Minister of Economy and Trade. 1.12.2011
Nidal Al-Shaar
Responsible for the Syrian
economy.
Name
Identifying
Reasons
Date of
information
listing
Lt. General Fahid
Chief of Staff. Military official 1.12.2011
Al-Jassim
involved in the violence in
Homs.
Major
General
Deputy Chief of Staff. Military 1.12.2011
Ibrahim Al-Hassan
official involved in the violence
in Homs.
Brigadier
Khalil
14th Division. Military official 1.12.2011
Zghraybih
involved in the violence in
Homs.
Brigadier
Ali
103rd Brigade of the Republican 1.12.2011
Barakat
Guard Division. Military official
involved in the violence in
Homs.
Brigadier
Talal
103rd Brigade of the Republican 1.12.2011
Makhluf
Guard Division. Military official
involved in the violence in
Homs.
Brigadier
Nazih
Syrian Air Force Intelligence. 1.12.2011
Hassun
Military official involved in the
violence in Homs.
Captain Maan Jdiid
Presidential Guard. Military 1.12.2011
official involved in the violence
in Homs.
Muahmamd
Al-
Political Security Division. 1.12.2011
Shaar
Military official involved in the
violence in Homs.
Khald Al-Taweel
Political Security Division. 1.12.2011
Military official involved in the
violence in Homs.
Ghiath Fayad
Political Security Division. 1.12.2011
Military official involved in the
violence in Homs.
Brigadier General Commander of 154th Ordered troops to shoot at 23.1.2012
Jawdat Ibrahim Safi Regiment
protestors in and around
Damascus,
including
Mo'adamiyeh,
Douma,
Abasiyeh, Duma.
Major
General Commander in 4th Ordered troops to shoot at 23.1.2012
Muhammad
Ali Division
protestors in and around
Durgham
Damascus,
including
Mo'adamiyeh,
Douma,
Abasiyeh, Duma.
Major
General Commander of 35th Ordered
troops
to
shoot 23.1.2012
Ramadan
Special
Forces protestors in Baniyas and Deraa
Mahmoud
Regiment
Ramadan
Brigadier General Commander of 132nd Ordered troops to shoot at 23.1.2012
Ahmed
Yousef Brigade
protestors in Deraa, including
Jarad
the use of machine guns and
anti-aircraft guns
Name
Identifying
Reasons
Date of
information
listing
91 Major
General Commander of the 3rd Gave orders to troops to shoot 23.1.2012
Naim
Jasem Division
protestors in Douma.
Suleiman
92 Brigadier General Commander of 65th Gave orders to troops to shoot 23.1.2012
Jihad
Mohamed Brigade
protestors in Douma
Sultan
93 Major
General Commander of the Gave orders to troops to shoot 23.1.2012
Fo'ad Hamoudeh
military operations in protestors in Douma
Idlib
94 Major
General Special
Forces Gave the soldiers orders to pick 23.1.2012
Bader Aqel
Commander
up the bodies and hand them
over to the mukhabarat and
responsible for the violence in
Bukamal.
95 Brigadier General Commander from the Commander
of
military 23.1.2012
Ghassan Afif
45th Regiment
operations in Homs, Baniyas
and Idlib.
96 Brigadier General Commander from the Commander
of
military 23.1.2012
Mohamed Maaruf
45th Regiment
operations in Homs. Gave
orders to shoot protestors in
Homs.
97 Brigadier General Commander of the Gave orders to troops to shoot at 23.1.2012
Yousef Ismail
134th Brigade
houses and people on roofs
during a funeral in Talbiseh for
protesters killed the previous
day.
98 Brigadier General Commander of the Gave orders to troops to shoot at 23.1.2012
Jamal Yunes
555th Regiment
protestors in Mo'adamiyeh.
99 Brigadier General
Gave orders to troops to shoot at 23.1.2012
Mohsin Makhlouf
protestors in Al-Herak.
100 Brigadier General
Gave orders to troops to shoot 23.1.2012
Ali Dawwa
protestors in Al-Herak.
101 Brigadier General Commander of the Gave orders to troops to beat the 23.1.2012
Mohamed Khaddor 106th
Brigade, protesters with sticks and then
Presidential Guard
arrest them. Responsible for
repression of peaceful protestors
in Douma.
102 Major
General Commander of 5th Gave orders to troops to shoot at 23.1.2012
Suheil
Salman Division
the
protesters
in
Deraa
Hassan
Governorate.
103 Wafiq Nasser
Head
of
Suwayda As Head of the Suwayda branch 23.1.2012
Regional
Branch of the Department for Military
(Department of Military Intelligence, responsible for
Intelligence)
arbitrary detention and torture of
detainees in Suwayda.
104 Ahmed Dibe
Head of Deraa Regional As Head of the Deraa Regional 23.1.2012
Branch
(General Branch of the General Security
Security Directorate)
Directorate, responsible for
arbitrary detention and torture of
detainees in Deraa.
Name
Identifying
Reasons
Date of
information
listing
Makhmoud
al- Head of Investigative As Head of the Investigative 23.1.2012
Khattib
Branch
(Political Branch of the Political Security
Security Directorate)
Directorate, responsible for
detention
and
torture
of
detainees.
Mohamed Heikmat Head of Operations As Head of the Operations 23.1.2012
Ibrahim
Branch
(Political Branch of the Political Security
Security Directorate)
Directorate, responsible for
detention
and
torture
of
detainees.
Nasser Al-Ali
Head of Deraa Regional As Head of the Deraa Regional 23.1.2012
Branch
(Political Branch of the Political Security
Security Directorate)
Directorate, responsible for
detention
and
torture
of
detainees.
Mehran
(or Owner of transport Provides logistical support to 23.1.2012
Mahran) Khwanda company
Qadmous violent repression of civilian
Transport Co.
population in areas of operation
Date of birth 11.05.1938 of pro-government militias
Passports: No 3298 858, involved in violence (shabihas).
expired 09.05.2004,
No 001452904, expires
5.2011, p. 45), (UE) Nru 611/2011 (ĠU L 164, 24.6.2011, p. 1), (UE) Nru 755/
2011 (ĠU L 199, 2.8.2011, p. 33), (UE) Nru 843/2011 (ĠU L 218, 24.8.2011, p. 1),
(UE) Nru 1151/2011 (ĠU L 296, 15.11.2011, p. 3).
fondi u l-provvediment ta' servizzi finanzjarji.
(4) Għandu jiġi ċċarat li l-fatt li jiġu ppreżentati u li jintbagħtu d-dokumenti
neċessarji lil xi bank għall-fini tat-trasferiment finali tagħhom lil xi persuna, entità
jew korp li mhumiex elenkati, sabiex isiru ħlasijiet li jkunu permessi skont l-
Artikolu 20, ma jikkostitwixxix it-tqegħid tal-fondi għad- dispożizzjoni fis-sens
tal-Artikolu 14.
(5) Is-setgħa biex tiġi emendata l-lista fl-Anness II u IIa ta' dan ir-
Regolament għandha tiġi eżerċitata mill-Kunsill, fid-dawl tas-sitwazzjoni politika
serja fis-Serja, u sabiex tiġi żgurata konsistenza mal-proċess għall-emendar u l-
eżami mill-ġdid tal-Anness tad-Deċiżjoni 2011/782/PESK.
(6) Il-proċedura għall-emendar tal-listi fl-Anness II u IIa ta' dan ir-
Regolament għandha tinkludi l-għoti tar-raġunijiet għall- inklużjoni fil-lista lil
persuni fiżiċi jew ġuridiċi, entitajiet jew korpi nominati, sabiex jingħataw l-
opportunità li jippreżentaw osservazzjonijiet. Fejn jitressqu osservazzjonijiet, jew
tiġi ppreżentata evidenza sostanzjali ġdida, il-Kunsill għandu jeżamina mill-ġdid
id-deċiżjoni tiegħu fid-dawl ta' dawk l-osservazzjonijiet u jinforma lill-persuna, l-
entità jew il-korp ikkonċernati kif meħtieġ.
(7) Għall-implimentazzjoni ta' dan ir-Regolament, u sabiex tinħoloq
ċertezza legali massima fi ħdan l-Unjoni, l-ismijiet u data rilevanti oħra li
tikkonċerna persuni fiżiċi u ġuridiċi, entitajiet u korpi li l-fondi u r-riżorsi
ekonomiċi tagħhom jeħtieġ li jiġu ffriżati skont dan ir-Regolament, iridu jiġu
ppubblikati. Kwalunkwe pproċessar ta' data personali għandu jkun konformi mar-
Regolament (KE) Nru 45/2001 tal-Parlament Ewropew u tal-Kunsill tat-18 ta'
Diċembru 2000 dwar il-protezzjoni ta' individwu fir-rigward tal-ipproċessar ta'
data personali mill-istituzzjonijiet u l-korpi tal-Komunità u dwar il-moviment
liberu ta' dik id-data * u d-Direttiva 95/46/KE tal-Parlament Ewropew u tal-Kunsill
tal-24 ta' Ottubru 1995 dwar il-protezzjoni ta' individwi fir-rigward tal-ipproċessar
ta' data personali u dwar il-moviment liberu ta' dik id-data ** .
(8) Dawn il-miżuri jaqgħu fil-kamp ta’ applikazzjoni tat-Trattat dwar il-
Funzjonament tal-Unjoni Ewropea u għalhekk, notevolment bil-ħsieb li tiġi
żgurata l-applikazzjoni uniformi tiegħu mill-operaturi ekonomiċi fl-Istati Membri
*****
Deċiżjoni ta' Implimentazzjoni tal-Kunsill 2011/302/PESK (ĠU L 136, 24.5.2011, p.
91), Deċiżjoni ta' Implimentazzjoni tal-Kunsill 2011/367/ PESK (ĠU L 164,
24.6.2011, p. 14), Deċiżjoni ta' Implimentazzjoni tal-Kunsill 2011/488/PESK (ĠU L
199, 2.8.2011, p. 74), Deċiżjoni ta' Implimentazzjoni tal-Kunsill 2011/515/PESK
(ĠU L 218, 24.8.2011, p. 20), Deċiżjoni tal-Kunsill 2011/522/PESK (ĠU L 228,
3.9.2011, p. 16), Deċiżjoni tal-Kunsill 2011/628/PESK (ĠU L 247, 24.9.2011, p. 17),
Deċiżjoni tal-Kunsill 2011/684/PESK (ĠU L 269, 14.10.2011, p. 33), Deċiżjoni tal-
Kunsill 2011/735/PESK (ĠU L 296, 15.11.2011, p. 53), Deċiżjoni ta' Implimentazz-
joni tal-Kunsill 2011/736/PESK (ĠU L 296, 15.11.2011, p. 55).
*
ĠU L 8, 12.1.2001, p. 1.
**
ĠU L 281, 23.11.1995, p. 31.
kollha, jeħtieġ azzjoni regolatorja fil-livell tal-Unjoni għall-implimentazzjoni
tagħhom.
(9) Minħabba l-ammont ta’ emendi introdotti, flimkien mal-bosta miżuri li
huma diġà adottati b'relazzjoni mas-Sirja, huwa xieraq li l-miżuri kollha jiġu
kkonsolidati f'regolament ġdid li jħassar u jissostitwixxi r-Regolament (UE) Nru
442/2011.
(10) Sabiex jiġi żgurat li l-miżuri previsti f'dan ir-Regolament ikunu
effettivi, dan ir-Regolament għandu jidħol fis-seħħ minnufih,
ADOTTA DAN IR-REGOLAMENT
KAPITOLU I
DEFINIZZJONIJIET
Artikolu 1
Għall-finijiet ta’ dan ir-Regolament, għandhom japplikaw id-definizzjonijiet
li ġejjin
(a) “fergħa” ta' istituzzjoni finanzjarja jew ta' kreditu tfisser post ta' negozju
li jifforma parti legalment dipendenti minn istituzzjoni finanzjarja jew ta' kreditu u
li jwettaq b'mod dirett it-tranżazzjonijiet kollha, jew parti minnhom, inerenti fin-
negozju ta' istituzzjonijiet finanzjarji jew ta' kreditu;
(b) “servizzi ta' senserija” tfisser
(i)
in-negozjar jew l-arranġament ta' tranżazzjonijiet għax-xiri, il-
bejgħ jew il-forniment ta' merkanzija u teknoloġija minn pajjiż terz għal
kwalunkwe pajjiż terz ieħor, jew
(ii)
il-bejgħ jew ix-xiri ta’ merkanzija u teknoloġija li jinsabu
f’pajjiżi terzi għat-trasferiment tagħhom għal pajjiż terz ieħor.
(ċ) “kuntratt jew tranżazzjoni” tfisser kwalunkwe tranżazzjoni ta' liema
forma hi u tkun xi tkun il-liġi applikabbli, sew jekk tikkonsisti f'kuntratt wieħed
jew aktar jew obbligi simili magħmula bejn l-istess partijiet jew differenti; għal
dan l-iskop, “kuntratt” jinkludi bond, garanzija jew indennizz, b'mod partikolari
garanzija finanzjarja jew indennizz finanzjarju, u kreditu, sew jekk legalment
indipendenti jew mhux, kif ukoll kwalunkwe provvediment relatat li joriġina mit-
tranżazzjoni jew ikun marbut miegħu;
(d) “istituzzjoni ta' kreditu” tfisser istituzzjoni ta' kreditu kif imfissra fl-
Artikolu 4(1) tad-Direttiva 2006/48/KE tal-Parlament Ewropew u tal-Kunsill tal-
14 ta' Ġunju 2006 rigward il-bidu u l-eżerċizzju tan-negozju ta’ l-istituzzjonijiet ta’
kreditu * , inklużi l-fergħat fl-Unjoni u 'l barra minnha;
(e) “żejt mhux maħdum u prodotti petrolifiċi” tfisser il-prodotti elenkati fl-
Anness IV;
(f) “riżorsi ekonomiċi” tfisser assi ta’ kull tip, tanġibbli jew intanġibbli,
mobbli jew immobbli, li mhumiex fondi, iżda li jistgħu jintużaw għall-kisba ta’
fondi, merkanzija jew servizzi;
(g) “istituzzjoni finanzjarja” tfisser
(i)
intrapriża, għajr istituzzjoni ta' kreditu, li mill-anqas operazzjoni
waħda minn dawk inklużi fil-punti 2 sa 12 u punti 14 u 15 tal-Anness I tad-
Direttiva 2006/48/KE, inklużi l-attivitajiet ta' uffiċji ta' kambju tal-munita
(bureaux de change);
(ii)
kumpanija tal-assigurazzjoni kif awtorizzata skont id-Direttiva
2002/83/KE tal-Parlament Ewropew u tal-Kunsill tal-5 ta' Novembru 2002 li
tikkonċerna l-assigurazzjoni fuq il-ħajja, sakemm din twettaq il-kompiti
tagħha koperti b’din id-Direttiva * ;
(iii)
ditta tal-investimenti kif definita fil-punt 1 tal-Artikolu 4(1) tad-
Direttiva 2004/39/KE tal-Parlament Ewropew u tal-Kunsill tal-21 ta' April
2004 dwar is-swieq fl-istrumenti finanzjarji ** ;
(iv)
intrapriża ta' investiment kollettiv li tikkumerċjalizza l-unitajiet
u l-ishma tagħha; jew
(v)
intermedjarja tal-assigurazzjoni kif definita fl-Artikolu 2(5) tad-
Direttiva 2002/92/KE tal-Parlament Ewropew u tal-Kunsill tad-9 ta'
Diċembru 2002 dwar il-medjazzjoni fl-assigurazzjoni *** , għajr l-
intermedjarji msemmija fl-Artikolu 2(7) ta' dik id-Direttiva, meta jaġixxu fir-
rigward tal-assigurazzjoni fuq il-ħajja u servizzi oħrajn relatati mal-
investiment; inklużi l-fergħat tagħha, kemm jekk fl-Unjoni u 'l barra minnha.
(h) “iffriżar ta' riżorsi ekonomiċi” tfisser il-prevenzjoni tal-użu tagħhom
biex jinkisbu fondi, merkanzija jew servizzi bi kwalunkwe mod, li jinkludi, iżda li
mhux limitat għall-bejgħ, il-kiri jew l-ipotekar tagħhom;
(i) “iffriżar ta' fondi” tfisser il-prevenzjoni ta’ kwalunkwe moviment,
trasferiment, alterazzjoni, użu ta', jew negozjar ta' fondi bi kwalunkwe mod li
jirriżulta fi kwalunkwe bidla fil-volum, l-ammont, il-post, is-sjieda, il-pussess, in-
natura, id-destinazzjoni tagħhom jew bidla oħra li tippermetti li l-fondi jintużaw,
inkluż l-immaniġġjar ta' portafolli;
ĠU L 177, 30.6.2006, p. 1.
ĠU L 345, 19.12.2002, p. 1.
ĠU L 145, 30.4.2004, p. 1.
***
ĠU L 9, 15.1.2003, p. 3.
(j) “fondi” tfisser assi finanzjarji u benefiċċji ta' kull tip, li jinkludu iżda li
mhumiex limitati għal
(i)
flus kontanti, ċekkijiet, pretensjonijiet fuq flus, kambjali,
ordnijiet ta' flus u strumenti oħra ta' ħlas;
(ii)
depożiti ma’ istituzzjonijiet finanzjarji jew entitajiet oħra,
bilanċi fuq kontijiet, dejn u obbligi ta' dejn;
(iii)
titoli u strumenti ta' dejn innegozjati pubblikament u
privatament, inklużi l-ishma, ċertifikati li jirrappreżentaw titoli, bonds, nota,
garanziji, ċedoli ta’ obbligazzjoni u kuntratti tad-derivattivi;
(iv) imgħax, dividends jew introjtu ieħor fuq jew valur dovut minn jew
iġġenerat minn assi;
(v)
kreditu, dritt ta’ tpaċija, garanziji, garanziji fuq xogħol
b'kuntratt jew impenji finanzjarji oħra;
(vi)
ittri ta' kreditu, poloz tat-tagħbija, poloz ta' bejgħ;
(vii) dokumenti li jagħtu prova ta' interess f'fondi jew riżorsi
(k) “merkanzija” tinkludi oġġetti, materjali u tagħmir;
(l) “assigurazzjoni” tfisser impriża jew impenn li bih persuna fiżika jew
ġuridika waħda jew aktar ikunu obbligati, bi ħlas, biex jipprovdu lil persuna waħda
oħra jew aktar, fil-każ ta’ materjalizzazzjoni ta’ riskju, b’indennità jew benefiċċju
kif determinat mill-impriża jew l-impenn;
(m) “riassigurazzjoni” tfisser l-attività li tikkonsisti fil-fatt li jiġu aċċettati r-
riskji mgħoddija minn intrapriża ta’ assigurazzjoni jew minn intrapriża ta’
riassigurazzjoni oħra, jew fil-każ tal-assoċjazzjoni ta’ assiguraturi magħrufa bħala
Lloyd’s, l-attività tikkonsisti fl-aċċettazzjoni ta’ riskji, mgħoddija minn
kwalunkwe membru ta’ Lloyd’s, minn intrapriżi ta’ assigurazzjoni jew
riassigurazzjoni għajr mill-assoċjazzjoni ta’ assiguraturi magħrufa bħala Lloyd’s;
(n) “istituzzjoni finanzjarja jew ta' kreditu Sirjana” tfisser
(i)
kwalunkwe istituzzjoni finanzjarja jew ta' kreditu domiċiljata
fis-Sirja, inkluż il-Bank Ċentrali tas-Sirja;
(ii)
kwalunkwe fergħa jew sussidjarja li jaqgħu fil-kamp ta'
applikazzjoni tal-Artikolu 35, ta' istituzzjoni finanzjarja jew ta' kreditu
domiċiljata fis-Sirja;
(iii)
kwalunkwe fergħa jew sussidjarja, li ma jaqgħux fil-kamp ta'
applikazzjoni tal-Artikolu 35, ta' istituzzjoni finanzjarja jew ta' kreditu
domiċiljata fis-Sirja;
(iv) kwalunkwe istituzzjoni finanzjarja jew ta' kreditu li mhijiex
domiċiljata fis-Sirja, iżda hija kkontrollata minn persuna jew entità, waħda
jew aktar, domiċiljata/i fis-Sirja.
(o) “persuna, entità jew korp Sirjani” tfisser
(i)
l-Istat tas-Sirja jew kwalunkwe awtorità pubblika tiegħu;
(ii)
kwalunkwe persuna fiżika li tinsab fis-Sirja jew residenti
hemmhekk;
(iii)
kwalunkwe persuna ġuridika, entità jew korp li jkollhom l-
uffiċċju rreġistrat tagħhom fis-Sirja;
(iv)
kwalunkwe persuna ġuridika, entità jew korp fis-Sirja jew barra
minnha, li jkunu, b'mod dirett jew b'mod indirett, proprjetà ta' wieħed jew
waħda jew aktar mill-persuni jew korpi msemmijin hawn fuq, jew ikunu
kkontrollati minnhom;
(p) “għajnuna teknika” tfisser kwalunkwe appoġġ tekniku relatat ma’
tiswijiet, żvilupp, manifattura, assemblaġġ, ittestjar, manutenzjoni, jew kwalunkwe
servizz tekniku ieħor, u tista’ tieħu forom bħalma huma t-tagħlim, il-konsulenza,
it-taħriġ, it-trażmissjoni tal-għarfien tax-xogħol jew ħiliet jew servizzi ta’
konsulenza; inklużi forom verbali ta’ għajnuna;
(q) “territorju tal-Unjoni” tfisser it-territorji tal-Istati Membri li għalihom
huwa applikabbli t-Trattat, skont il-kondizzjonijiet stabbiliti fit-Trattat, inkluż l-
ispazju tal-ajru tagħhom.
KAPITOLU II
RESTRIZZJONIJIET FUQ L-ESPORTAZZJONI U L-IMPORTAZZJONI
Artikolu 2
1. Għandhom jiġu pprojbiti
(a)
il-bejgħ, il-forniment, it-trasferiment jew l-esportazzjoni, b'mod
dirett jew b'mod indirett, ta' tagħmir li jista' jintuża għal repressjoni interna
kif elenkat fl-Anness I, kemm jekk joriġina fl-Unjoni kemm jekk le, lil
kwalunkwe persuna, entità jew korp fis-Sirja, jew għall-użu fis-Sirja;
(b)
il-parteċipazzjoni, b'mod konxju u b'mod intenzjonat,
f'attivitajiet li l-objettiv jew l-effett tagħhom ikun li jevitaw il-
projbizzjonijiet imsemmija fil-punt (a).
2. Il-paragrafu 1 ma għandux japplika għal ilbies protettiv, inklużi ġkieket
tal-flak u elmi militari, esportati temporanjament lejn is-Sirja minn persunal tan-
Nazzjonijiet Uniti (NU), persunal tal-Unjoni jew l-Istati Membri tagħha,
rappreżentanti tal-midja jew ħaddiema umanitarji u ħaddiema għall-iżvilupp u
persunal assoċjat esklussivament għall-użu personali tagħhom.
3. B'deroga mill-paragrafu 1, l-awtoritajiet kompetenti fl-Istati Membri kif
elenkati fl-Anness III jistgħu jawtorizzaw il-bejgħ, il-forniment, it-trasferiment
jew l-esportazzjoni ta' tagħmir li jista' jintuża għal repressjoni interna, skont tali
kondizzjonijiet li jqisu xierqa, jekk jiddeterminaw li tali tagħmir huwa maħsub biss
għal użu umanitarju jew protettiv.
Artikolu 3
1. Għandhom jiġu pprojbiti
(a)
il-provvediment, b'mod dirett jew b'mod indirett, ta' għajnuna
teknika relatata mal-merkanzija u mat-teknoloġija elenkati fil-Lista Militari
Komuni tal-Unjoni Ewropea * (“Lista Militari Komuni”) jew relatata mal-
forniment, il-manifattura, il-manutenzjoni u l-użu ta’ merkanzija inklużi
f’dik il-lista, lil kwalunkwe persuna, entità jew korp fis-Sirja jew għal użu
fis-Sirja;
(b)
il-provvediment, b'mod dirett jew b'mod indirett, ta' għajnuna
teknika jew servizzi ta’ senserija relatati ma’ tagħmir li jista’ jintuża għal
repressjoni interna kif elenkat fl-Anness I, lil kwalunkwe persuna, entità jew
korp fis-Sirja jew għal użu fis-Sirja;
(ċ)
il-provvediment, b'mod dirett jew b'mod indirett, ta'
finanzjament jew għajnuna finanzjarja relatat(a) mal-merkanzija u mat-
teknoloġija elenkati fil-Lista Militari Komuni jew fl-Anness I, inklużi b’mod
partikolari għotjiet, self u assigurazzjoni fuq kreditu għall-esportazzjoni, għal
kwalunkwe bejgħ, forniment, trasferiment jew esportazzjoni ta’ tali oġġetti,
jew għal kwalunkwe provvediment ta’ għajnuna teknika relatata lil
kwalunkwe persuna, entità jew korp fis-Sirja jew għal użu fis-Sirja;
(d)
il-parteċipazzjoni, b'mod konxju u b'mod intenzjonat,
f'attivitajiet li l-objettiv jew l-effett tagħhom ikun li jevitaw il-
projbizzjonijiet imsemmija fil-punti (a) sa (ċ).2.
2. B'deroga mill-paragrafu 1, il-projbizzjonijiet imsemmija fih ma
għandhomx japplikaw għall-provvediment ta’ għajnuna teknika, l-iffinanzjar u l-
għajnuna finanzjarja marbuta ma’
-
għajnuna teknika intiża biss bħala appoġġ għall-Forza tan-
Nazzjonijiet Uniti Inkarigata mill-Osservanza tad-Diżimpenn (UNDOF);
* ĠU C 86, 18.3.2011, p. 1.
-
tagħmir militari li ma joqtolx, jew tagħmir li jista' jintuża għar-
repressjoni interna, maħsub biss għal skopijiet umanitarji jew protettivi, jew
għall-programmi għall-bini ta' istituzzjonijiet tan-NU u tal-Unjoni, jew għal
operazzjonijiet tal-Unjoni u tan-NU ta' maniġġjar ta' kriżijiet; jew
-
vetturi mhux tal-ġlied mgħammra b’materjal li jipprovdi
protezzjoni ballistika, maħsuba biss għal użu protettiv ta’ persunal tal-Unjoni
u tal-Istati Membri tagħha fis-Sirja;
sakemm tali dispożizzjoni tkun ġiet qabelxejn approvata mill-awtorità kompetenti
ta' Stat Membru, kif identifikata fil-websajts elenkati fl-Anness III.
Artikolu 4
1. Huwa pprojbit li wieħed ibigħ, iforni, jittrasferixxi jew jesporta, b'mod
dirett jew b'mod indirett, tagħmir, teknoloġija jew software identifikat fl-Anness V,
kemm jekk joriġina jew le mill-Unjoni, lil kwalunkwe persuna, entità jew korp fis-
Sirja jew għall-użu fis-Sirja, sakemm l-awtorità kompetenti tal-Istat Membru
relevanti, kif identifikat fil-websajts mesmmija fl-Anness III, ma tkunx tat
awtorizzazzjoni minn qabel.
2. L-awtoritajiet kompetenti tal-Istati Membri, kif identifikat fil-websajts
msemmija fl-Anness III, ma għandhomx jagħtu awtorizzazzjoni skont il-paragrafu
1 jekk dawn ikollhom raġunijiet validi biex jiddeterminaw li t-tagħmir, it-
teknoloġija jew is-software inkwistjoni se jintużaw għall-monitoraġġ jew għall-
interċettazzjoni, mir-reġim Sirjan jew f'ismu, tat-telekomunikazzjoni tal-internet
jew tat-telefon fis-Sirja.
3. L-Anness V għandu jinkludi biss tagħmir, teknoloġija jew software li
jistgħu
jintużaw
għall-monitoraġġ
jew
għall-interċettazzjoni
tat-
telekomunikazzjoni tal-internet jew tat-telefon.
4. L-Istat Membru kkonċernat għandu jinforma lill-Istati Membri oħrajn u
lill-Kummissjoni dwar kwalunkwe awtorizzazzjoni mogħtija skont dan l-Artikolu,
fi żmien erba' ġimgħat wara l-awtorizazzjoni.
Artikolu 5
1. Għandhom jiġu pprojbiti
(a)
il-provvediment, b'mod dirett jew b'mod indirett, ta' għajnuna
teknika jew servizzi ta' senserija relatati mat-tagħmir, mat-teknoloġija jew
mas-software identifikati fl-Anness V, jew relatati mal-provvediment, mal-
manifattura, maż-żamma u mal-użu tat-tagħmir u t-teknoloġija identifikati fl-
Anness V jew mal-provvediment, mal-installazzjoni, mal-operat, mal-
aġġornar ta' kwalunkwe software identifikati fl-Anness V, lil kwalunkwe
persuna, entità jew korp fis-Sirja jew għall-użu fis-Sirja;
(b)
il-provvediment, b'mod dirett jew b'mod indirett, ta'
finanzjament jew għajnuna finanzjarja relatata mat-tagħmir, it-teknoloġija u
s-software identifikati fl-Anness V, lil kwalunkwe persuna, entità jew korp
fis-Sirja jew għall-użu fis-Sirja;
(ċ)
il-provvediment ta' kwalunkwe servizzi ta' monitoraġġ jew ta'
interċettazzjoni tat-telekomunikazzjoni jew tal-internet ta' kwalunkwe tip lil,
jew għall-benefiċċju dirett jew indirett tal-Istat tas-Sirja, il-Gvern tiegħu, il-
korpi pubbliċi, korporazzjonijiet jew aġenziji tiegħu jew kwalunkwe persuna
jew entità li jkunu qed jaġixxu f'isimhom jew taħt id-direzzjoni tagħhom; u
(d)
il-parteċipazzjoni, b'mod konxju u b'mod intenzjonat, fi
kwalunkwe attività li l-objettiv jew l-effett tagħhom ikun li jevitaw il-
projbizzjonijiet imsemmija fil-punt (a) (b) jew (ċ) ta' hawn fuq.
sakemm l-awtorità kompetenti tal-Istat Membru relevanti, kif identifikat fil-
websajts mesmmija fl-Anness III, ikunu taw awtorizzazzjoni minn qabel, fuq il-
bażi kif stabbilit fl-Artikolu 4(2).
2. Għall-finijiet tal-paragrafu 1(c) ta' hawn fuq, “servizzi ta' monitoraġġ
jew ta' interċettazzjoni tat-telekomunikazzjoni jew tal-internet” tfisser dawk is-
servizzi li jipprovdu, b'mod partikolari bl-użu ta' tagħmir, teknoloġija jew software
kif identifikat fl-Anness V, aċċess għal u twassil tad-data assoċjata ma' telefonati
jew tat-telekomunikazzjoni ta' suġġett, kemm jekk dieħla kif ukoll jekk ħierġa,
għall-fini tal-estrazzjoni, id-dekodifikar, ir-reġistrar, l-ipproċessar, l-analiżi u l-
ħżin tagħha jew kwalunkwe attività relatata oħra.
Artikolu 6
Għandhom jiġu pprojbiti
(a)
l-importazzjoni ta' żejt mhux maħdum jew ta' prodotti petrolifiċi
lejn l-Unjoni jekk
(i)
joriġinaw fis-Sirja; jew
(ii)
ġew esportati mis-Sirja;
(b)
ix-xiri ta' żejt mhux maħdum jew ta’ prodotti petrolifiċi li
jinsabu fis-Sirja jew li joriġinaw fiha;
(ċ)
it-trasport taż-żejt mhux maħdum jew tal-prodotti petrolifiċi
jekk dawn ikunu joriġinaw mis-Sirja, jew ikunu qed jiġu esportati mis-Sirja
lejn kwalunkwe pajjiż ieħor;
(d)
il-provvedimevt, b'mod dirett jew b'mod indirett, ta’
finanzjament jew għajnuna finanzjarja, inklużi derivattivi finanzjarji, kif
ukoll assigurazzjoni u riassigurazzjoni, relatati mal-projbizzjonijiet stabbiliti
fil-punti (a), (b) u (ċ); u
(e)
il-parteċipazzjoni, b'mod konxju u b'mod intenzjonat,
f’attivitajiet li l-għan jew l-effett tagħhom huwa, li b'mod dirett jew b'mod
indirett, jevitaw il-projbizzjonijiet fil-punti (a), (b), (ċ) jew (d).
Artikolu 7
Il-projbizzjonijiet fl-Artikolu 6 ma għandhomx japplikaw għal
(a)
l-eżekuzzjoni, nhar jew qabel il-15 ta’ Novembru 2011, ta’
obbligu li joħroġ minn kuntratt konkluż qabel it-2 ta’ Settembru 2011,
sakemm il-persuna fiżika jew ġuridika, l-entità jew il-korp li jkunu jridu
jwettqu l-obbligu kkonċernat jinnotifikaw, tal-anqas sebgħat ijiem tax-
xogħol bil-quddiem, l-attività jew it-tranżazzjoni lill-awtorità kompetenti tal-
Istat Membru fejn ikunu stabbiliti, kif identifikat fil-websajts elenkati fl-
Anness III; jew
(b)
ix-xiri ta’ żejt mhux maħdum jew ta’ prodotti petrolifiċi li kienu
ġew esportati mis-Sirja qabel it-2 ta’ Settembru 2011, jew, fejn l-
esportazzjoni saret skont il-punt (a), fil-15 ta’ Novembru 2011 jew qabel.
Artikolu 8
1. Huwa pprojbit li wieħed ibigħ, iforni, jittrasferixxi jew jesporta t-
tagħmir jew it-teknoloġija elenkati fl-Anness VI, b'mod dirett jew b'mod indirett,
lil kwalunkwe persuna, entità jew korp Sirjani jew għall-użu fis-Sirja.
2. L-Anness VI għandu jinkludi tagħmir u teknoloġija ewlenin għas-
setturi li ġejjin tal-industrija taż-żejt u tal-gass fis-Sirja
(a)
l-esplorazzjoni taż-żejt mhux maħdum u tal-gass naturali;
(b)
il-produzzjoni taż-żejt mhux maħdum u tal-gass naturali;
(ċ)
raffinar;
(d)
likwefazzjoni tal-gass naturali.
3. L-Anness VI ma għandux jinkludi oġetti fil-Lista Militari Komuni.
Artikolu 9
Għandhom jiġu pprojbiti
(a)
il-provvediment, b'mod dirett jew b'mod indirett, ta' għajnuna
teknika jew servizzi ta’ senserija relatati mat-tagħmir u mat-teknoloġija
elenkati fl-Anness VI, jew relatati mal-forniment, il-manifattura, il-
manutenzjoni u l-użu ta’ merkanzija elenkata fl-Anness VI, lil kwalunkwe
persuna, entità jew korp Sirjani, jew għall-użu fis-Sirja;
(b)
il-provvediment, b'mod dirett jew b'mod indirett, ta'
finanzjament jew għajnuna finanzjarja relatata mat-tagħmir u mat-
teknoloġija elenkati fl-Anness VI, lil kwalunkwe persuna, entità jew korp
Sirjani; jew għall-użu fis-Sirja, u
(ċ)
il-parteċipazzjoni, b'mod konxju u b'mod intenzjonat, fi
kwalunkwe attività li l-objettiv jew l-effett tagħhom ikun li jevitaw il-
projbizzjonijiet imsemmija fil-punt (a) jew (b).
Artikolu 10
1. Il-projbizzjonijiet fl-Artikoli 8 u 9 ma għandhomx japplikaw għall-
eżekuzzjoni ta' obbligu meħtieġ minn kuntratt li ngħata jew ġie konkluż qabel it-19
ta' Jannar 2012, sakemm il-persuna jew l-entità, li jkunu qegħdin ifitxu li jirrikorru
għal dan l-Artikolu, ikunu nnotifikaw, tal-inqas 21 jum kalendarju minn qabel, l-
awtorità kompetenti tal-Istati Membri fejn ikunu stabbiliti, kif identifikat fuq il-
websajts elenkati fl-Anness III.
2. Għall-finijiet ta' dan l-Artikolu, kuntratt għandu jitqies bħala “mogħti”
lil persuna jew entità jekk konferma espressa bil-miktub, tal-għotja tal-kuntratt li
persuna jew entità, tkun intbagħtet mill-parti kontraenti l-oħra, wara l-
konklużjonijiet ta' proċess formali tal-offerti.
Artikolu 11
Huwa pprojbit li wieħed ibigħ, iforni, jittrasferixxi jew jesporta, b'mod dirett
jew b'mod indirett, karti tal-flus u muniti ġodda b’denominazzjoni Sirjana,
stampati fl-Unjoni, lill-Bank Ċentrali tas-Sirja.
KAPITOLU III
RESTRIZZJONIJIET FUQ IL-PARTEĊIPAZZJONI FIL-PROĠETTI
TAL-INFRASTRUTTURA
Artikolu 12
1. Għandhom jiġu pprojbiti
(a)
il-bejgħ, il-forniment, it-trasferiment jew l-esportazzjoni ta'
tagħmir jew teknoloġija li ser jiġu użati fil-bini jew l-installazzjoni fis-Sirja
ta' impjanti ġodda tal-enerġija għall-produzzjoni tal-elettriku, kif elenkat fl-
Anness VII;
(b)
il-provvediment, b'mod dirett jew b'mod indirett, ta' għajnuna
finanzjarja jew teknika fir-rigward ta' kwalunkwe proġett msemmi fil-punt
(a).
2. Din il-projbizzjoni ma għandhiex tapplika għall-eżekuzzjoni ta' obbligu
meħtieġ minn kuntratt jew ftehim li ġie konkluż qabel it-19 ta' Jannar 2012,
sakemm il-persuna jew l-entità li jkunu qegħdin ifitxu li jirrikorru għal dan l-
Artikolu, ikunu nnotifikaw, tal-inqas 21 jum kalendarju minn qabel, l-awtorità
kompetenti tal-Istati Membri fejn ikunu stabbiliti, kif identifikat fuq il-websajts
elenkati fl-Anness III.
KAPITOLU IV
RESTRIZZJONIJIET FUQ L-IFFINANZJAR TA’ ĊERTI INTRAPRIŻI
Artikolu 13
1. Dan li ġej għandu jiġi pprojbit
(a)
l-għoti ta’ kwalunkwe self jew kreditu finanzjarju lil kwlunkwe
persuna, entità jew korp Sirjani msemmija fil-paragrafu 2;
(b)
ix-xiri jew l-estensjoni ta' parteċipazzjoni fi kwalunkwe
persuna, entità jew korp Sirjani msemmija fil-paragrafu 2;
(ċ)
l-ħolqien ta’ kwalunkwe impriża konġunta ma’ kwalunkwe
persuna, entità jew korp Sirjani msemmija fil-paragrafu 2;
(d)
il-parteċipazzjoni, b'mod konxju u b'mod intenzjonat,
f’attivitajiet li l-objettiv jew l-effett tagħhom ikun li jevitaw il-
projbizzjonijiet imsemmija fil-punt (a) (b) jew (ċ).
2. Il-projbizzjonijiet fil-paragrafu 1 għandhom japplikaw għal kwalunkwe
persuna, entità jew korp Sirjani involuti
(a)
fit-tiftix, il-produzzjoni jew ir-raffinar taż-żejt mhux maħdum;
jew;
(b)
il-bini jew l-installazzjoni ta' impjanti ġodda tal-enerġija għall-
produzzjoni tal-elettriku.
3. Għall-finijiet tal-paragrafu
biss,
għandhom
japplikaw
id-
definizzjonijiet li ġejjin
(a)
“esplorazzjoni ta’ żejt mhux maħdum” tinkludi l-esplorazzjoni
għar- riservi taż-żejt mhux maħdum, u t-tiftix u l-ġestjoni tagħhom, kif ukoll
il-forniment ta’ servizzi ġeoloġiċi marbuta ma’ tali riservi;
(b)
“raffinar taż-żejt mhux maħdum” tfisser l-ipproċċessar, il-
kondizzjonament jew it-tħejjija taż-żejt għall-bejgħ finali tal-karburanti.
4. Il-projbizzjonijiet fil-paragrafu 1
(a)
għandhom ikunu mingħajr preġudizzju għall-eżekuzzjoni ta'
obbligu li joħroġ minn kuntratti jew ftehimiet relatati ma'
(i) l-esplorazzjoni, il-produzzjoni jew l-irfinar taż-żejt mhux
maħdum, konklużi qabel it-23 ta' Settembru 2011;
(ii) il-kostruzzjoni jew l-installazzjoni ta' impjanti ġodda tal-
enerġija għall-produzzjoni tal-elettriku konklużi qabel it-19 ta' Jannar
2012. (b)
ma għandhomx jipprevjenu l-estensjoni ta’ parteċipazzjoni
relatata ma'
(i) l-esplorazzjoni, il-produzzjoni jew l-irfinar taż-żejt mhux
maħdum, jekk tali estensjoni tkun obbligu skont ftehim konkluż qabel
it-23 ta’ Settembru 2011;
(ii) il-kostruzzjoni jew l-installazzjoni ta' impjanti ġodda tal-
enerġija għall-produzzjoni tal-elettriku jekk tali estensjoni tkun obbligu
skont ftehim konkluż qabel it-19 ta' Jannar 2012.
KAPITOLU V
L-IFFRIŻAR TA’ FONDI U RIŻORSI EKONOMIĊI
Artikolu 14
1. Il-fondi u r-riżorsi ekonomiċi kollha li jappartjenu lil, li huma l-
proprjetà ta’, li huma miżmuma jew ikkontrollati mill-persuni fiżiċi jew ġuridiċi, l-
entitajiet u l-korpi elenkati fl-Anness II u IIa għandhom jiġu ffriżati.
2. L-ebda fond jew riżorsi ekonomiċi ma għandhom isiru disponibbli,
b'mod dirett jew b'mod indirett, għal persuni fiżiċi jew ġuridiċi, entitajiet jew korpi
elenkati fl-Anness II u IIa.
3. Għandha tiġi pprojbita l-parteċipazzjoni, b'mod konxju u intenzjonat,
f'attivitajiet li l-għan jew l-effett tagħhom ikun, b'mod dirett jew b'mod indirett, li
jiġu evitati l-miżuri msemmija fil-paragrafi 1 u 2.
Artikolu 15
1. L-Annessi II u IIa għandhom jikkonsistu f'dan li ġej
(a)
L-Anness II għandu jikkonsisti minn elenku ta' persuni fiżiċi
jew ġuridiċi, entitajiet u korpi li, skont l-Artikolu 19(1) tad-Deċiżjoni 2011/
782/PESK, ikunu ġew identifikati mill-Kunsill bħala persuni u entitajiet
responsabbli għar-repressjoni vjolenti kontra l-popolazzjoni ċivili fis-Sirja,
persuni u entitajiet li jibbenifikaw minn jew jappoġġaw ir-reġim, u l-persuni
fiżiċi jew ġuridiċi u entitajiet assoċjati magħhom, u li għalihom l-Artikolu 21
ta' dan ir-Regolament ma għandux japplika;
(b)
L-Anness IIa għandu jikkonsisti minn lista ta' entitajiet li, skont
l-Artikolu 19(1) tad-Deċiżjoni 2011/782/PESK, ġew identifikati mill-Kunsill
bħala entitajiet assoċjati ma' persuni jew entitajiet responsabbli għar-
repressjoni vjolenti kontra l-popolazzjoni ċivili fis-Sirja, jew persuni u
entitajiet li jibbenefikaw minn jew jappoġġaw ir-reġim, u li għalihom l-
Artikolu 21 ta' dan ir-Regolament għandu japplika.
2. L-Annessi II u IIa għandhom jinkludu r-raġunijiet għall-inklużjoni tal-
persuni, tal-entitajiet u tal-korpi kkonċernati fil-lista.
3. L-Annessi II u IIa għandhom jinkludu wkoll, fejn tkun disponibbli, l-
informazzjoni meħtieġa għall-identifikazzjoni tal-persuni fiżiċi jew ġuridiċi, l-
entitajiet u l-korpi kkonċernati. Fir-rigward tal-persuni fiżiċi, tali informazzjoni
tista' tinkludi l-ismijiet inkluż il-psewdonimi, id-data u l-post tat-twelid, iċ-
ċittadinanza, in-numru tal-passaport u tal-karta tal-identità, is-sess, l-indirizz, jekk
magħruf, u l-funzjoni jew il-professjoni. Fir-rigward tal-persuni ġuridiċi, l-
entitajiet u l-korpi, tali informazzjoni tista' tinkludi l-ismijiet, il-post u d-data tar-
reġistrazzjoni, in-numru tar-reġistrazzjoni u l-post tan-negozju.
Artikolu 16
B’deroga mill-Artikolu 14, l-awtoritajiet kompetenti fl-Istati Membri, kif
identifikati fuq il-websajts elenkati fl-Anness III, jistgħu jawtorizzaw ir-rilaxx ta’
ċerti fondi jew riżorsi ekonomiċi ffriżati, jew id-disponibbiltà ta’ ċerti fondi jew
riżorsi ekonomiċi ffriżati, skont il-kondizzjonijiet li jqisu bħala xierqa, wara li
jkunu ddeterminaw li l-fondi jew ir-riżorsi ekonomiċi jkunu
(a)
meħtieġa biex jissodisfaw il-ħtiġijiet bażiċi tal-persuni elenkati
fl-Annessi II u IIa u l-membri dipendenti tal-familji tagħhom, inklużi
ħlasijiet għal oġġetti tal-ikel, kera jew garanziji ipotekarji, mediċini u
trattament mediku, taxxi, ħlas ta' assigurazzjoni, u ħlasijiet għall-użu ta'
servizzi pubbliċi;
(b)
maħsuba esklussivament għall-ħlas ta’ onorarji professjonali
raġonevoli u għar-rimborż ta’ spejjeż imġarrba b'konnessjoni mal-forniment
ta’ servizzi legali;
(ċ)
maħsuba esklussivament għall-ħlas ta' onorarji jew ħlasijiet għal
servizzi għall-kustodja normali jew għall-manutenzjoni ta' fondi u riżorsi
ekonomiċi ffriżati;
(d)
meħtieġa għal spejjeż straordinarji, bil-kondizzjoni li l-awtorità
kompetenti relevanti tkun innotifikat ir-raġunijiet li għalihom hi kkunsidrat li
għandha tingħata awtorizzazzjoni speċifika, lill-awtoritajiet kompetenti tal-
Istati Membri l-oħra u lill-Kummissjoni mill-inqas ġimagħtejn qabel l-
awtorizzazzjoni;
(e)
maħsuba sabiex jitħallsu fi jew minn kont ta' missjoni
diplomatika jew konsulari jew ta' organizzazzjoni internazzjonali li tgawdi
immunitajiet skont id-dritt internazzjonali, safejn tali pagamenti jkunu
maħsubin biex jintużaw għal skopijiet uffiċjali tal-missjoni diplomatika jew
konsulari jew tal-organizzazzjoni internazzjonali;
(f)
meħtieġa għal skopijiet umanitarji, bħat-twassil jew l-iffaċilitar
tat-twassil ta' assistenza, inklużi provvisti mediċi, ikel, ħaddiema umanitarji
u assistenza relatata, jew evakwazzjonijiet mis-Sirja.
L-Istat Membru kkonċernat għandu jinforma lill-Istati Membri l-oħra u lill-
Kummissjoni b’kull awtorizzazzjoni li tingħata skont dan l-Artikolu fi żmien erba'
ġimgħat wara l-awtorizzazzjoni.
Artikolu 17
B’deroga mill-Artikolu 14, l-awtoritajiet kompetenti fl-Istati Membri, kif
identifikati fuq il-websajts elenkati fl-Anness III, jistgħu jawtorizzaw ir-rilaxx ta’
ċerti fondi jew riżorsi ekonomiċi ffriżati, jew id-disponibbiltà ta’ ċerti fondi jew
riżorsi ekonomiċi ffriżati, skont il-kondizzjonijiet li jqisu bħala xierqa, wara li
jkunu ddeterminaw li l-provvediment ta' tali fondi jew riżorsi ekonomiċi jkunu
meħtieġa għall-ħtiġijiet essenzjali tal-enerġija tal-popolazzjoni ċivili tas-Sirja, bil-
kondizzjoni li l-awtorità kompetenti relevanti tkun innotifikat għal kull kuntratt ta'
kunsinna r-raġunijiet li għalihom hi kkunsidrat li għandha tingħata awtorizzazzjoni
speċifika, lill-awtoritajiet kompetenti tal-Istati Membri l-oħra u lill-Kummissjoni
mill-inqas erba' ġimgħat qabel l-awtorizzazzjoni.
Artikolu 18
B'deroga mill-Artikolu 14, l-awtoritajiet kompetenti fl-Istati Membri, kif
elenkati fl-Anness III, jistgħu jawtorizzaw ir-rilaxx ta' ċerti fondi jew riżorsi
ekonomiċi ffriżati, jekk il-kondizzjonijiet li ġejjin jiġu sodisfatti
(a)
il-fondi jew ir-riżorsi ekonomiċi inkwistjoni huma s-suġġett ta’
garanzija ġudizzjarja, amministrattiva jew arbitrali stabbilita qabel id-data li
fiha l-persuna, l-entità jew il-korp imsemmi(ja) fl-Artikolu 14 jkun/tkun ġie/
ġiet inkluż(a) fl-Anness II u IIa, jew ta’ sentenza ġudizzjarja, amministrattiva
jew arbitrali mogħtija qabel dik id-data;
(b)
il-fondi jew ir-riżorsi ekonomiċi inkwistjoni se jintużaw
esklussivament sabiex jissodisfaw it-talbiet assigurati b’tali garanzija jew
rikonoxxuti bħala validi f’tali sentenza, fi żmien il-limiti stabbiliti bil-liġijiet
u r-regolamenti applikabbli li jirregolaw id-drittijiet tal-persuni li jkollhom
tali pretensjonijiet;
(ċ)
il-garanzija jew is-sentenza mhumiex għall-benefiċċju ta'
persuna, entità jew korp elenkati fl-Anness II jew IIa; u
(d)
ir-rikonoxximent li l-garanzija jew is-sentenza ma jmorrux
kontra l-politika pubblika fl-Istat Membru kkonċernat.
L-Istat Membru relevanti għandu jinforma lill-Istati Membri l-oħrajn u lill-
Kummissjoni dwar kwalunkwe awtorizzazzjoni mogħtija skont dan l-Artikolu.
Artikolu 19
1. L-Artikolu 14(2) ma għandux japplika għaż-żieda fil-kontijiet iffriżati
ta'
(a)
imgħax jew qligħ ieħor fuq dawk il-kontijiet; jew
(b)
pagamenti dovuti skont kuntratti, ftehimiet jew obbligi li kienu
konklużi jew kreati qabel id-data li fiha dak il-kont sar soġġett għal dan ir-
Regolament,
bil-kondizzjoni li kwalunkwe tali imgħax, qligħ u pagamenti oħra jkunu ffriżati
skont l-Artikolu 14(1).
2. L-Artikolu 14(2) ma għandux iwaqqaf lill-istituzzjonijiet finanzjarji jew
ta' kreditu fl-Unjoni milli jikkreditaw kontijiet iffriżati meta jirċievu fondi trasferiti
fil-kont ta' persuna fiżika jew ġuridika, entità jew korp elenkati, sakemm
kwalunkwe żieda għal dawn il-kontijiet tiġi ffriżata wkoll. L-istituzzjoni
finanzjarja jew ta’ kreditu għandha tinforma lill-awtoritajiet kompetenti relevanti
dwar tranżazzjoni bħal din mingħajr dewmien.
Artikolu 20
B’deroga mill-Artikolu 14, u fil-każ li pagament minn persuna, entità jew
korp elenkati fl-Anness II jew IIa jkun dovut skont kuntratt jew ftehim li jkun ġie
konkluż sad-data li fiha dik il-persuna, entità jew korp tkun jew ikun ġiet/ġie
elenkat/a, jew fil-każ ta’ xi obbligu, li jkun oriġina minn qabel dik id-data, għall-
persuna, l-entità jew il-korp ikkonċernati, l-awtoritajiet kompetenti tal-Istati
Membri, kif indikati fuq il-websajts elenkati fl-Aness III, jistgħu jawtorizzaw,
skont il-kondizzjonijiet li jkunu jqisu bħala xierqa, ir-rilaxx ta’ ċerti fondi jew
riżorsi ekonomiċi ffriżati, sakemm ma tkunx persuna jew entità msemmija fl-
Artikolu 14 li tirċievi l-pagament.
Artikolu 21
B'deroga mill-Artikolu 14(1), entità elenkata fl-Anness IIa tista' għal perjodu
ta' xahrejn mid-data li fiha hija tkun ġiet identifikata tagħmel pagament mill-fondi
ffriżati jew mir-riżorsi ekonomiċi li din l-entità tkun irċeviet wara d-data li fiha
hija ġiet identifikata, sakemm
(a)
tali pagament ikun dovut b'riżultat ta' kuntratt ta' negozju; u
(b)
l-awtorità kompetenti tal-Istat Membru relevanti tkun
iddeterminat li l-pagament ma jkunux se jirċevuh, b'mod dirett jew b'mod
indirett, persuna jew entità elenkata fl-Anness II jew fl-Anness IIa.
Artikolu 22
L-iffriżar ta’ fondi u riżorsi ekonomiċi jew ir-rifjut li tali fondi jew riżorsi
ekonomiċi jsiru disponibbli, imwettaq bona fede abbażi li tali azzjoni tkun
konformi ma’ dan ir-Regolament, ma għandux joħloq responsabbiltà ta’
kwalunkwe tip min-naħa tal-persuna fiżika jew ġuridika jew l-entità jew il-korp li
jkunu qed jimplimentawh, jew id-diretturi jew l-impjegati tagħhom, sakemm ma
jiġix ippruvat li l-fondi u r-riżorsi ekonomiċi ġew iffriżati jew miżmuma b'riżultat
ta’ negliġenza.
KAPITOLU VI
RESTRIZZJONIJIET FUQ TRASFERIMENTI TA' FONDI
U FUQ SERVIZZI FINANZJARJI
Artikolu 23
Il-Bank Ewropew tal-Investiment (BEI) għandu
(a)
jiġi pprojbit milli jagħmel kwalunkwe żborż jew ħlas skont jew
b'rabta ma' kwalunkwe ftehimiet ta' self eżistenti li jkunu saru bejn l-Istat tas-
Sirja jew kwalunkwe awtorità pubblika tiegħu u l-BEI; u
(b)
jissuspendi l-Kuntratti dwar Servizzi ta' Għajnuna Teknika
eżistenti kollha li jirrigwardaw proġetti ffinanzjati skont il-ftehimiet tas-self
msemmija fil-punt (a), u li huma maħsuba għall-benefiċċju dirett jew indirett
tal-Istat ts-Sirja jew ta' kwalunkwe awtorita' pubblika tiegħu li għandu
jitwettaq fis-Sirja.
Artikolu 24
Għandhom jiġu pprojbiti
(a)
il-bejgħ jew ix-xiri ta' bonds pubbliċi jew bonds garantiti
pubblikament maħruġa wara 19 ta' Jannar 2012, b'mod dirett jew b'mod
indirett, lil jew mingħand kwalunkwe minn dawn li ġejjin
(i) l-Istat tas-Sirja jew jew il-Gvern tiegħu, il-korpi, il-
korporazzjonijiet u l-aġenziji pubbliċi tiegħu;
(ii) kwalunkwe istituzzjoni finanzjarja jew ta' kreditu tas-Sirja;
(iii) persuna fiżika jew persuna ġuridika, entità jew korp li
jaġixxu f'isem jew fuq ordni ta' persuna ġuridika, entità jew korp
imsemmija f’(i) jew (ii);
(iv) persuna ġuridika, entità jew korp proprjetà ta' jew
ikkontrollati minn persuna, entità jew korp imsemmija f’(i), (ii) jew
(b)
l-għoti ta' servizzi ta' senserija fir-rigward ta' bonds pubbliċi jew
bonds garantiti pubblikament maħruġa wara 19 ta' Jannar 2012, lil persuna,
entità jew korp imsemmija fil-punt (a);
l-għajnuna lil persuna, entità jew korp imsemmija fil-punt (a)
sabiex joħorġu bonds pubbliċi jew garantiti pubblikament, billi jiġu provduti
b'servizzi ta' senserija, reklamar jew kwalunkwe servizz ieħor fir-rigward ta'
Artikolu 25
1. Għandu jiġi pprojbit għal istituzzjonijiet finanzjarji u ta’ kreditu li
jaqgħu fil-kamp ta' applikazzjoni tal-Artikolu 35 li
(a)
jiftħu kont bankarju ġdid ma' kwalunkwe istituzzjoni finanzjarja
jew ta’ kreditu tas-Sirja;
(b)
li jistabbilixxu relazzjoni bankarja korrispondenti ġdida ma'
kwalunkwe istituzzjoni finanzjarja jew ta’ kreditu tas-Sirja,
li jiftħu uffiċċju rappreżentattiv ġdid fis-Sirja jew jistabbilixxu
fergħa jew sussidjarja ġdida fis-Sirja;
(d)
li jistabbilixxu impriża konġunta ġdida ma' kwalunkwe
istituzzjoni finanzjarja jew ta’ kreditu tas-Sirja.
2. Għandhom jiġu pprojbiti
(a)
l-awtorizzazzjoni tal-ftuħ ta' uffiċċju rappreżentattiv jew tal-
istabbiliment ta' fergħa jew sussidjarja fl-Unjoni ta' kwalunkwe istituzzjoni
finanzjarja jew ta’ kreditu tas-Sirja;
(b)
il-konklużjoni ta’ ftehimiet għal, jew f'isem, kwalunkwe
istituzzjoni finanzjarja jew ta’ kreditu tas-Sirja, li jirrigwardaw il-ftuħ ta'
uffiċċju rappreżentattiv jew l-istabbiliment ta' fergħa jew sussidjarja fl-
Unjoni;
(ċ)
l-għoti ta’ awtorizzazzjoni għall-ftuħ u għat-twettiq ta' negozju
ta' istituzzjoni ta' kreditu jew finanzjarja għal kwalunkwe negozju ieħor li
jeħtieġ awtorizzazzjoni minn qabel, minn uffiċċju rappreżentattiv, fergħa jew
sussidjarja ta' kwalunkwe istituzzjoni finanzjarja jew ta' kreditu tas-Sirja,
jekk l-uffiċċju rappreżentattiv, fergħa jew sussidjarja ma kinux operattivi
qabel 19 ta' Jannar 2012.
(d)
l-akkwist jew l-estensjoni ta’ parteċipazzjoni, jew l-akkwist ta’
kwalunkwe interess ieħor ta' sjieda f'istituzzjoni finanzjarja jew ta' kreditu li
taqa' fil-kamp ta' applikazzjoni tal-Artikolu 35 minn kwalunkwe istituzzjoni
finanzjarja jew ta’ kreditu tas-Sirja.
Artikolu 26
1. Għandhom jiġu pprojbiti
(a)
il-provvediment ta' assigurazzjoni jew riassigurazzjoni lil
(i) l-Istat
tas-Sirja,
il-Gvern
tiegħu,
il-korpi,
il-
korporazzjonijiet jew l-aġenziji pubbliċi tiegħu; jew
(ii) kwalunkwe persuna fiżika jew ġuridika, entità jew korp
meta jaġixxu f'isem jew fuq ordni ta' persuna ġuridika, entità jew korp
imsemmija f’(i).
(b)
il-parteċipazzjoni, b'mod konxju u b'mod intenzjonat,
f'attivitajiet li l-objettiv jew l-effett tagħhom ikun li jevitaw il-projbizzjoni
fil-punt (a).
2. Il-paragrafu 1(a) ma għandux japplika għall-provvediment ta'
assigurazzjoni obbligatorja jew tal-parti terza lil persuni, entitajiet jew korpi
Sirjani bbażati fl-Unjoni jew għall-provvediment ta' assigurazzjoni għal
missjonijiet diplomatiċi jew konsulari Sirjani fl-Unjoni.
3. Il-punt (ii) tal-paragrafu 1(a) ma għandux japplika għall-provvediment
ta' assigurazzjoni, inkluż assigurazzjoni fuq is-saħħa u dik fuq l-ivvjaġġar, lil
individwi li jaġixxu fil-kapaċità privata tagħhom, u r-riassigurazzjoni relatata ma'
dan.
Il-punt (ii) tal-paragrafu 1(a) ma għandux jimpedixxi l-provvediment ta'
assigurazzjoni jew riassigurazzjoni lill-proprjetarju ta' bastiment, inġenju tal-ajru
jew vettura chartered minn persuna, entità jew korp imsemmija fil-punt (i) tal-
paragrafu 1(a) u li mhumiex elenkati fl-Anness II jew IIa.
Għall-fini tal-punt (ii) tal-paragrafu 1(a), persuna, entità jew korp ma
għandhomx jitqiesu li qed jaġixxu fuq ordni ta' persuna, entità jew korp imsemmija
fil-punt (i) tal-paragrafu 1(a) fejn dik l-ordni tkun għall- finijiet ta' ttrakkar,
tgħabbija, ħatt jew transitu sikur ta' bastiment jew inġenju tal-ajru li jinsabu
temporanjament fl-ilmijiet jew fl-ispazju tal-ajru Sirjani.
4. Dan l-Artikolu jipprojbixxi l-estensjoni jew it-tiġdid ta' ftehimiet tal-
assigurazzjoni jew ta' riassigurazzjoni milħuqa qabel 19 ta' Jannar 2012 (għajr fejn
ikun hemm obbligu kuntrattwali preċedenti min-naħa tal-assiguratur jew tar-
riassiguratur li jaċċettaw estensjoni jew tiġdid ta' polza), iżda mingħajr
preġudizzju għall-Artikolu 14(2), ma jipprojbixxix il-konformità ma' ftehimiet
konklużi qabel dik id-data.
KAPITOLU VII
DISPOŻIZZJONIJIET ĠENERALI U FINALI
Artikolu 27
Ma għandhom jingħataw l-ebda pretensjonijiet, inklużi għal kumpens jew
indemnifikazzjoni jew kwalunkwe pretensjoni oħra ta' din ix-xorta, bħal
pretensjoni għal tpaċija, multi jew pretensjonijiet taħt garanzija, pretensjonijiet
għal estensjoni jew pagament ta' bond, garanzija finanzjarja, inklużi pretensjonijiet
li jirriżultaw minn ittri ta' kreditu jew minn strumenti simili b'rabta ma' kwalunkwe
kuntratt jew tranżazzjoni li l-eżekuzzjoni tagħhom ikun intlaqat, b'mod dirett jew
b'mod indirett, kollu jew parti minnu, bil-miżuri imposti permezz ta' dan ir-
Regolament, lill-Gvern tas-Sirja, lill-korpi pubbliċi, korporazzjonijiet u aġenziji
tiegħu, jew lil kwalunkwe persuna jew entità li li tikklejma permezz tagħhom jew
għall-benefiċċju tagħhom.
Artikolu 28
Il-projbizzjonijiet stabbiliti f’dan ir-Regolament ma għandhomx jagħtu lok
għal responsabbiltà ta’ ebda xorta fuq in-naħa tal-persuna fiżika jew ġuridika,
entità jew korp kkonċernati, jekk huma ma kinux jafu, u ma kellhom ebda raġuni
valida li jissuspettaw, li l-azzjonijiet tagħhom kienu se jiksru l-projbizzjoni
inkwistjoni.
Artikolu 29
1. Mingħajr preġudizzju għar-regoli applikabbli dwar ir-rappurtar, il-
kunfidenzjalità u s-segretezza professjonali, il-persuni fiżiċi u ġuridiċi, entitajiet u
korpi għandhom
(a)
jipprovdu immedjatament kwalunkwe informazzjoni li tista’
tiffaċilita l-konformità ma’ dan ir-Regolament, bħal kontijiet u ammonti
ffriżati skont l-Artikolu 14, lill-awtoritajiet kompetenti tal-Istat Membru fejn
huma residenti jew fejn jinsabu bħalissa, kif indikati fil-websajts elenkati fl-
Anness III, u għandhom jittrażmettu din l-informazzjoni, direttament jew
permezz tal-Istati Membri, lill-Kummissjoni; u
(b)
jikkooperaw ma’ dik l-awtorità kompetenti fi kwalunkwe
verifika ta’ dinl-informazzjoni.
2. Kwalunkwe tagħrif li jingħata jew li jiġi riċevut skont dan l-Artikolu
għandu jintuża biss għall-finijiet li għalihom ikun ġie pprovdut jew riċevut.
Artikolu 30
L-Istati Membri u l-Kummissjoni għandhom jgħarrfu lil xulxin minnufih
dwar il-miżuri meħuda skont dan ir-Regolament u għandhom ifronu lil xulxin bi
kwalunkwe informazzjoni oħra relevanti, b'rabta ma' dan ir-Regolament, li
jkollhom għad-dispożizzjoni tagħhom, b'mod partikolari informazzjoni dwar
problemi ta' ksur u ta' infurzar u sentenzi mogħtija minn qrati nazzjonali.
Artikolu 31
Il-Kummissjoni għandu jkollha s-setgħa li temenda l-Anness III abbażi tal-
informazzjoni pprovduta mill-Istati Membri.
Artikolu 32
1. Fejn il-Kunsill jiddeċiedi li jissoġġetta persuna fiżika jew ġuridika,
entità jew korp għall-miżuri msemmija fl-Artikolu 14, huwa għandu jemenda l-
Anness II jew l-Anness IIa skont dan.
2. Il-Kunsill għandu jikkomunika d-deċiżjoni tiegħu, inklużi r-raġunijiet
għall-inklużjoni fil-lista, lill-persuna fiżika jew ġuridika, l-entità jew il-korp
imsemmija fil-paragrafu 1, b'mod dirett, jekk l-indirizz ikun magħruf, jew permezz
tal-pubblikazzjoni ta' avviż, biex b'hekk tali persuna fiżika jew ġuridika, entità jew
korp jingħata l-opportunità li jippreżenta osservazzjonijiet.
3. Fejn jiġu ppreżentati osservazzjonijiet, jew provi sostanzjali ġodda, il-
Kunsill għandu jerġa' jeżamina d-deċiżjoni tiegħu u jinforma lill-persuna fiżika
jew ġuridika, l-entità jew il-korp skont il-każ.
4. Il-listi fl-Annessi II u IIa jiġu riveduti f'intervalli regolari u tal-inqas
kull 12-il xahar.
Artikolu 33
1. L-Istati Membri għandhom jistipulaw ir-regoli dwar pieni applikabbli
għall-ksur tad-dispożizzjonijiet ta’ dan ir-Regolament u għandhom jieħdu l-miżuri
kollha meħtieġa biex jiżguraw li dawn jiġu implimentati. Il-pieni pprovduti jridu
jkunu effettivi, proporzjonati u dissważivi.
2. L-Istati Membri għandhom jinnotifikaw lill-Kummissjoni dwar dawk ir-
regoli mingħajr dewmien wara 19 ta' Jannar 2012 u għandhom jinnotifikawha
dwar kwalunkwe emenda sussegwenti.
Artikolu 34
F’dan ir-Regolament, fejn ikun hemm rekwiżit li l-Kummissjoni tiġi
nnotifikata, infurmata jew li jsir xi tip ieħor ta' komunikazzjoni magħha, l-indirizz
u d-dettalji l-oħra ta' kuntatt li għandhom jintużaw għal tali komunikazzjoni
għandhom ikunu dawk indikati fl-Anness III.
Artikolu 35
Dan ir-Regolament għandu japplika
(a)
fit-territorju tal-Unjoni, inkluż l-ispazju tal-ajru tagħha;
(b)
abbord kwalunkwe inġenju tal-ajru jew kwalunkwe bastiment
skont il-ġuriżdizzjoni ta' Stat Membru;
(ċ)
għal kwalunkwe persuna fit-territorju tal-Unjoni jew lil hinn
minnu li tkun ċittadina ta’ Stat Membru;
(d)
għal kwalunkwe persuna ġuridika, entità jew korp li jkunu
inkorporati jew kostitwiti skont il-liġi ta’ Stat Membru;
(e)
għal kwalunkwe persuna ġuridika, entità jew korp fir-rigward
ta’ kwalunkwe negozju mwettaq, b’mod sħiħ jew parzjali, fi ħdan l-Unjoni.
Artikolu 36
Ir-Regolament (UE) Nru 442/2011 huwa mħassar.
Artikolu 37
Dan ir-Regolament għandu jidħol fis-seħħ fil-jum tal-pubblikazzjoni tiegħu
f'Il-Ġurnal Uffiċjali tal-Unjoni Ewropea.
Dan ir-Regolament għandu jorbot fl-intier tiegħu u japplika b'mod dirett fl-
Istati Membri kollha.
ANNESS I
LISTA TA’ TAGĦMIR LI JISTA’ JINTUŻA GĦAL REPRESSJONI INTERNA
KIF IMSEMMI FL-ARTIKOLI 2 U 3
1. Armi tan-nar, munizzjon u aċċessorji relatati magħhom, kif ġej
Armi tan-nar mhux ikkontrollati mill-LM 1 u l-LM 2 tal-Lista
Militari Komuni;
Munizzjon iddisinjat speċifikament għall-armi tan-nar elenkati
fil-punt 1.1 u komponenti ddisinjati apposta għalihom;
Miri tal-armi mhux ikkontrollati mil-Lista Militari Komuni.
2. Bombi u granati mhux ikkontrollati mil-Lista Militari Komuni.
3. Vetturi kif ġej
Vejikoli mgħammra b’kanun tal-ilma, speċifikament iddisinjati
jew immodifikati għall-fini tal-kontroll tal-irvellijiet;
Vejikoli ddisinjati jew immodifikati speċifikament biex ikunu
elettrifikati biex jimbuttaw lill-attakkanti;
Vejikoli ddisinjati jew immodifikati speċifikament biex ineħħu
barrikati, inkluż tagħmir ta' kostruzzjoni bi protezzjoni ballistika;
Vejikoli ddisinjati speċifikament
għat-trasport
jew
it-
trasferiment ta’ priġunieri u/jew detenuti;
Vetturi mfassla speċifikament għall-iskjerament tal-barrikati
Komponenti għall-vetturi speċifikati fil-punti 3.1 sa 3.5 mfassla
speċifikament għall-finijiet ta' kontroll tal-irvellijiet.
Nota 1 Dan l-oġġett ma jikkontrollax il-vetturi speċifikament
imfassla għall-finijiet ta’ tifi tan-nar.
Nota 2 Għall-finijiet tal-oġġett 3.5 t-terminu “vetturi” jinkludi
l-karrijiet.
4. Sustanzi splussivi u tagħmir relatat kif ġej
Tagħmir u apparat imfassla speċifikament biex iqabbad
splużjonijiet b'mezzi elettriċi jew mhux elettriċi, inklużi settijiet tat-tqabbid,
detonaturi, apparati li jqabbdu, busters u fil detonatur, u komponenti mfassla
speċifikament għalihom; minbarra dawk imfassla speċifikament għal użu
kummerċjali speċifiku li jikkonsistu fl-attwazzjoni jew l-operat b'mezzi
splussivi ta' tagħmir jew apparat ieħor li l-funzjoni tagħhom mhijiex il-
ħolqien ta' splużjonijiet (pereżempju, neffieħa tal-airbags tal-karozzi, apparat
li jipprevjeni ż-żieda f'daqqa tal-elettriku ta' attwaturi ta' bexxiexa għat-tifi
tan-nar);
4.2
Kargi splussivi ta' qtugħ lineari mhux ikkontrollati mil-Lista
Militari Komuni;
4.3
Splussivi oħra mhux ikkontrollati mil-Lista Militari Komuni u
sustanzi relatati kif ġej
(a)
amatol;
(b)
nitroċelluloża (li fiha aktar minn 12,5% nitroġenu);
(ċ)
nitroglikol;
(d)
tetranitrat tal-pentaeritritol (PETN);
(e)
klorur tal-pikril;
(f)
2,4,6-trinitrutoluwen (TNT).
5. Tagħmir protettiv mhux ikkontrollat mill-LM 13 tal-Lista Militari
Komuni kif ġej
5.1
Korazza kontra l-balal li tipprovdi protezzjoni ballistika u/jew
kontra ferimenti b'arma bil-ponta jew sikkina;
5.2
Elmi li jipprovdu protezzjoni ballistika u/jew mill-frammenti,
elmi għal kontra l-irvellijiet, tarki għal kontra l-irvellijiet u tarki ballistiċi.
Nota: Dan il-punt ma jikkontrollax
-
tagħmir imfassal speċifikament għal attivitajiet sportivi;
-
tagħmir imfassal speċifikament sabiex jissodisfa rekwiżiti
ta' sikurezza okkupazzjonali.
6. Simulaturi, minbarra dawk ikkontrollati mill-ML 14 tal-Lista Militari
Komuni, għal taħriġ fl-użu ta' armi tan-nar, u software imfassal speċifikament
għalihom.
7. Tagħmir ta' viżjoni fid-dlam, termografiku u tubi tal-intensifikazzjoni
tal-immaġni, minbarra dawk ikkontrollati mil-Lista Militari Komuni.
8. Fildiferru mxewwek (barbed wire) li jaqta’.
9. Skieken militari, skieken tal-ġlied u bajunetti b'xafra itwal minn 10 cm.
10. Tagħmir ta' produzzjoni ddisinjat speċifikament għall-oġġetti speċifikati
f'din il-lista.
11. Teknoloġija speċifika għall-iżvilupp, il-produzzjoni jew l-użu tal-
oġġetti speċifikati f'din il-lista.
ANNESS II
LISTA TA' PERSUNI FIŻIĊI U ĠURIDIĊI, ENTITAJIET JEW KORPI LI
HEMM REFERENZA GĦALIHOM FL-ARTIKOLI 14 U 15(1)(A)
A.
Persuni
Isem
Informazzjoni ta’
Raġunijiet
Data ta’
identifikazzjoni
elenkar
Bashar Al-Assad
Twieled
fil-11
ta' President tar-Repubblika; ordna 23.05.2011
Settembru
1965 u mexxa r-repressjoni vjolenti
f'Damasku; Nru tal- kontra d-dimostranti
passaport diplomatiku
Maher
(a.k.a. Twieled
fit-8
ta' Kmandant
tar-raba’
(4) 09.05.2011
Mahir) Al-Assad
Diċembru 1967; Nru Diviżjoni Armata tal-Armata,
tal- passaport diplo- membru tal-Ba’ath Party Central
matiku 4138
Command,
tal-
strongman
Gwardja Repubblikana; ħu l-
President Bashar Al-Assad;
responsabbiltà prinċipali tal-
vjolenza kontra d-dimostranti.
Ali Mamluk (a.k.a. Twieled fid-19 ta' Frar Kap tad-Direttorat Ġenerali tal- 09.05.2011
Mamlouk)
1946 f'Damasku; Nru Intelligence Sirjana (GID);
tal-passaport
involut fil-vjolenza kontra d-
diplomatiku 983
dimostranti.
Muhammad
Ministru tal-Intern; involut fil- 09.05.2011
Ibrahim Al-Sha'ar
vjolenza kontra d-dimostranti.
(a.k.a. Mohammad
Ibrahim Al-Chaar)
Atej (a.k.a. Atef,
Qabel kien il-Kap tad-Direttorat 09.05.2011
Atif) Najib
tas-Sigurtà Politika f'Dara’a;
kuġin tal-President Bashar Al-
Assad; involut fil-vjolenza
kontra d-dimostranti.
Hafiz
Makhluf Twieled fit-2 ta' April Kurunell u Kap ta' Unità fid- 09.05.2011
(a.k.a.
Hafez 1971 f'Damasku; Nru Direttorat
Ġenerali
tal-
Makhlouf)
tal-passaport
Intelligence,
il-Fergħa
ta'
diplomatiku 2246
Damasku; kuġin tal-President
Bashar Al-Assad; qrib ta' Mahir
Al-Assad; involut fil-vjolenza
kontra d-dimostranti.
Muhammad
Dib Twieled fl-20 ta' Mejju Kap tad-Direttorat tas-Sigurtà 09.05.2011
Zaytun
(a.k.a. 1951 f'Damas; Nru tal- Politika; involut fil-vjolenza
Mohammed
Dib passaport diplomatiku kontra d-dimostranti.
Zeitoun)
D000001300
Amjad Al-Abbas
Kap
tas-Sigurtà
Politika 09.05.2011
f'Banyas, involut fil-vjolenza
kontra d-dimostranti f'Baida.
Informazzjoni ta’
Raġunijiet
Data ta’
identifikazzjoni
elenkar
Twieled fl-10 ta' Lulju Negozjant Sirjan; assoċjat ta' 09.05.2011
1969 f'Damasku, Nru Mahir Al-Assad; kuġin tal-
tal-passaport 454224
President Bashar Al-Assad;
jiffinanzja r-reġim li jippermetti
l-vjolenza kontra d-dimostranti.
Al-Fatah Twieled fl-1953 f'Hama Kap tal-Intelligence Militari 09.05.2011
Nru
tal-passaport Sirjana (SMI); involut fil-
diplomatiku D0005788 vjolenza kontra l-popolazzjoni
ċivili.
Kap tal-Intelligence tal-Forza 09.05.2011
tal-Ajru Sirjana; involut fil-
vjolenza kontra l-popolazzjoni
ċivili.
Twieled fit-3 ta' Mejju Kap tal-Intelligence Militari 09.05.2011
1953 f'Dara’a; Nru tal- Sirjana tal-Fergħa tal-Kampanja
passaport diplomatiku ta' Damasku; involut fil-
D000000887
vjolenza kontra l-popolazzjoni
ċivili.
Fawwaz Al-Assad Twieled fit-18 ta' Ġunju Involut fil-vjolenza kontra l- 09.05.2011
1962 f'Kerdala; Nru tal- popolazzjoni ċivili bħala parti
passaport 88238
mill-milizzja ta' Shabiha
Twieled fl-1 ta' Marzu Involut fil-vjolenza kontra l- 09.05.2011
1961 f'Lattakia; Nri tal- popolazzjoni ċivili bħala parti
passaport
86449
u mill-milizzja ta' Shabiha
842781
Twieled fil-15 ta' Jannar Deputat Kap tal-Persunal għas- 23.05.2011
f'Al-Madehleh, Sigurtà u r-Reconnaissance;
Tartus
involut fil-vjolenza kontra l-
popolazzjoni ċivili.
Twieled fl-1941
Kap
tas-Syrian
National 23.05.2011
Security Bureau; involut fil-
vjolenza kontra l-popolazzjoni
ċivili.
Twieled
fl-10
ta' Viċi President tas-Sirja; involut 23.05.2011
Diċembru 1938
fil-vjolenza
kontra
l-
popolazzjoni ċivili.
Muhammad Nasif Twieled 10 fl-10 ta' Deputat Viċi President tas-Sirja 23.05.2011
April 1937 (jew fl-20 ta' għall- Affarijiet tas-Sigurtà
Mejju 1937) f'Hama, Nazzjonali, involut fil-vjolenza
Nru
tal-passaport kontra l-popolazzjoni ċivili.
diplomatiku 0002250
Mohamed Hamcho Twieled fl-20 ta' Mejju Ħaten
Maher
Al-Assad; 23.05.2011
1966; Nru tal-passaport negozjant u aġent lokali ta'
002954347
diversi kumpanniji barranin;
jiffinanzja r-reġim li jippermetti
l-vjolenza kontra d-dimostranti.
Iyad (a.k.a. Eyad) Twieled fil-21 ta' Jannar Ħu Rami Makhlouf u Uffiċjal 23.05.2011
1973 f'Damasku; Nru tal-GID involut fil-vjolenza
tal-passaport
kontra l-popolazzjoni ċivili.
N001820740
Isem
Informazzjoni ta’
Raġunijiet
Data ta’
identifikazzjoni
elenkar
Bassam Al Hassan
Konsulent Presidenzjali għall- 23.05.2011
Affarijiet Strateġiċi involut fil-
vjolenza kontra l-popolazzjoni
ċivili.
Dawud Rajiha
Kap
tal-Persunal
tal-Forzi 23.05.2011
Armati responsabbli għall-
involviment militari fil-vjolenza
tad-dimostranti paċifiċi.
Ihab (a.k.a. Ehab, Twieled fil-21 ta' Jannar Viċi President ta' SyriaTel u 23.05.2011
Iehab) Makhlouf
1973 f'Damasku; Nru jieħu
ħsieb
il-Kumpannija
tal-passaport
Amerikana ta' Rami Makhlouf;
N002848852
jiffinanzja r-reġim li jippermetti
l-vjolenza kontra d-dimostranti.
Zoulhima Chaliche Twieled fl-1951 jew fl- Kap
tal-protezzjoni 23.6.2011
(Dhu
al-Himma 1946 f'Kerdaha
presidenzjali;
involut
fil-
Shalish)
vjolenza kontra d-dimostranti;
prim kuġin tal-President Bashar
Al-Assad.
Riyad
Chaliche
Direttur tal-Military Housing 23.6.2011
(Riyad Shalish)
Establishment; jiffinanzja r-
reġim; prim kuġin tal-President
Bashar Al-Assad.
Kmandant
Twieled
fl-1
ta' Kmandant
Ġenerali
tar- 23.6.2011
Brigadier
Settembru 1957 f'Yazd, Revolutionary Guard Corps
Mohammad
Ali l-Iran
Iranjan involut fil-forniment tat-
Jafari (a.k.a. Ja'fari,
tagħmir u l-appoġġ biex jgħin
Aziz; a.k.a. Jafari,
lir-reġim tas-Sirja jrażżan il-
Ali; a.k.a. Jafari,
protesti fis-Sirja.
Mohammad
Ali;
a.k.a.
Ja'fari,
Mohammad
Ali;
a.k.a.
Jafari-
Najafabadi,
Mohammad Ali)
Maġġur
Ġenerali
Kmandant
tar-Revolutionary 23.6.2011
Qasem Soleimani
Guard Corps Iranjan, IRGC -
(a.k.a.
Qasim
Qods, involut fil-forniment tat-
Soleimany)
tagħmir u l-appoġġ biex jgħin
lir-reġim tas-Sirja jrażżan il-
protesti fis-Sirja.
Hossein
Taeb Twieled
fl-1963 Deputat
Kmandant
għall- 23.6.2011
(a.k.a.
Taeb, f'Tehran, l-Iran
Intelligence tar-Revolutionary
Hassan; a.k.a. Taeb,
Guard Corps Iranjan involut fil-
Hosein; a.k.a. Taeb,
forniment tat-tagħmir u l-
Hossein;
a.k.a.
appoġġ biex jgħin lir-reġim tas-
Taeb,
Hussayn;
Sirja jrażżan il-protesti fis-Sirja.
a.k.a. Hojjatoleslam
Hossein Ta'eb)
Khalid Qaddur
Assoċjat fin-negozju ta' Maher 23.6.2011
Al-Assad; jiffinanzja r-reġim.
Isem
Informazzjoni ta’
Raġunijiet
Data ta’
identifikazzjoni
elenkar
Al-Quwatli
Assoċjat fin-negozju ta' Maher 23.6.2011
(a.k.a. Ri'af Al-
Al-Assad; tiffinanzja r-reġim.
31 Mohammad Mufleh
Kap tal-Intelligence Militari 1.8.2011
Sirjana tal-belt ta' Hama,
implikat fir-ripressjoni vjolenti
kontra d-dimostranti.
Ġenerali
Kap tad-Dipartiment għas- 1.8.2011
Tawfiq Younes
Sigurtà Interna tad-Direttorat
tal-Intelligence
Ġenerali;
involut fil-vjolenza kontra l-
popolazzjoni ċivili.
Twieled
fid-19
ta' Assoċjat mill-qrib u z-ziju 1.8.2011
(a.k.a. Ottubru 1932 f'Latakia, matern ta' Bashar u Mahir al-
is-Sirja
Assad. Assoċjat fin-negozju u
missier Rami, Ihab u Iyad
Makhlouf.
Ayman Jabir
Twieled f'Latakia
Assoċjat ta' Mahir al-Assad 1.8.2011
għall-milizzja
ta'
Shabiha.
Involut b'mod dirett fir-
ripressjoni u l-vjolenza kontra l-
popolazzjoni
ċivili
u
l-
koordinazzjoni tal-grupp tal-
milizzja ta' Shabiha.
Ġeneral Ali Habib Twieled
fl-1939, Ministru
tad-Difiża. 1.8.2011
f'Tartous.
Maħtur Responsabbli għat- tmexxija u l-
Ministru tad-Difiża fit-3 operazzjonijiet tal-Forzi Armati
ta' Ġunju 2009
Sirjani involuti fir-ripressjoni u
l-vjolenza kontra l-popolazzjoni
ċivili.
Hayel Al-Assad
Assistent ta’ Maher Al-Assad, 23.8.2011
Kap tal-unità tal-pulizija militari
tar-raba’(4) diviżjoni tal-armata,
involuta fir-ripressjoni.
Ali Al-Salim
Direttur tal-uffiċċju tal-provvisti 23.8.2011
tal-Ministeru Sirjan tad-Difiża,
punt ta' dħul għall-armi kollha li
jaslu għall- armata Sirjana.
Nizar Al-Assad
Kuġin ta' Bashar Al- Qrib ħafna ta' uffiċjali ewlenin 23.8.2011
Assad; qabel kien il-kap tal-Gvern. Jiffinanzja lil Shabiha
tal-kumpanija
“Nizar fir-reġjun ta' Latakia.
Oilfield Supplies”
Brigadier-Ġenerali
Kap tal-Intelligence Militari 23.8.2011
Rafiq Shahadah
Sirjana (SMI) Fergħa 293
(Affarijiet Interni) f'Damasku.
Involut b'mod dirett fir-
ripressjoni u l-vjolenza kontra l-
popolazzjoni ċivili f'Damasku.
Konsulent
għall-President
Bashar
Al-Assad
għal
kwistjonijiet strateġiċi u ta'
intelligence militari.
Isem
Informazzjoni ta’
Raġunijiet
Data ta’
identifikazzjoni
elenkar
40 Brigadier-Ġenerali
Kap
ta’
Fergħa
għall- 23.8.2011
Jamea Jamea (Jami
Intelligence Militari Sirjana
Jami)
(SMI) f’Dayr az-Zor. Involut
b’mod dirett fir-ripressjoni u l-
vjolenza kontra l-popolazzjoni
ċivili
f’Dayr
az-Zor
u
Alboukamal.
41 Hassan Bin-Ali Al- Twieled
fl-1935
fl- Deputat Viċi Ministru, qabel 23.8.2011
Turkmani
Aleppo
kien
Ministru
tad-Difiża,
Mibgħut Speċjali tal-President
Bashar Al-Assad.
42 Muhammad
Said
Assistent Segretarju Reġjonali 23.8.2011
Bukhaytan
tal-Partit Soċjalista Għarbi ta'
Ba’ath sa mill-2005, bejn l-
2000-2005 Direttur għas-sigurtà
nazzjonali tal-partit reġjonali ta'
Ba’ath. Qabel kien Gvernatur ta'
Hama (1998- 2000). Assoċjat
mill-qrib tal-President Bashar
Al-Assad u Maher Al-Assad.
Kien jieħu deċiżjonijiet fir-
reġim dwar ir-ripressjoni tal-
popolazzjoni ċivili.
43 Ali Douba
Responsabbli għall-qtil f'Hama 23.8.2011
fl-1980, ġie msejjaħ lura
f'Damasku bħala konsulent
speċjali għall-President Bashar
Al-Assad.
44 Brigadier-Ġenerali
Kap tal-Fergħa tal-Intelligence 23.8.2011
Nawful Al-Husayn
Militari Sirjana (SMI) ta' Idlib.
Involut b'mod dirett fir-
ripressjoni u l-vjolenza kontra l-
popolazzjoni ċivili fil-provinċja
ta' Idlib.
45 Brigadier
Husam
Konsulent Presidenzjali dwar 23.8.2011
Sukkar
Affarijiet ta' Sigurtà. Konsulent
Presidenzjali għar- ripressjoni u
l-vjolenza tal-aġenziji ta' sigurtà
kontra l-popolazzjoni ċivili.
46 Brigadier-Ġenerali
Kap ta' Fergħa għall-Intelligence 23.8.2011
Muhammed
Militari Sirjana (SMI) f'Homs.
Zamrini
Involut b'mod dirett fir-
ripressjoni u l-vjolenza kontra l-
popolazzjoni ċivili f'Homs.
47 Logutenent
Deputat
Kap
tal-Persunal 23.8.2011
Ġenerali
Munir
Ġenerali, Operazzjonijiet u
Adanov (Adnuf)
Taħriġ għall-Armata Sirjana.
Involut b'mod dirett fir-
ripressjoni u l-vjolenza kontra l-
popolazzjoni ċivili fis-Sirja.
Isem
Informazzjoni ta’
Raġunijiet
Data ta’
identifikazzjoni
elenkar
Brigadier-Ġenerali
Kap
tal-Fergħa
tal- 23.8.2011
Ghassan Khalil
Informazzjoni tad-Direttorat tal-
Intelligence Ġenerali (GID).
Involut b'mod dirett fir-
ripressjoni u l-vjolenza kontra l-
popolazzjoni ċivili fis-Sirja.
Mohammed Jabir
Twieled f'Latakia
Il-milizzja ta' Shabiha. Assoċjat 23.8.2011
ta' Maher Al-Assad għall-
milizzja ta' Shabiha. Involut
b'mod dirett fir-ripressjoni u l-
vjolenza kontra l-popolazzjoni
ċivili u l-koordinazzjoni tal-
grupp tal-milizzja ta' Shabiha.
Samir Hassan
Assoċjat qrib fin-negonzju ta' 23.8.2011
Maher Al-Assad; Magħruf li
jgħin finanzjarjament ir-Reġim
Sirjan.
Fares
Chehabi
President
tal-Kamra
tal- 2.09.2011
(Fares Shihabi)
Industrija ta' Aleppo. Jiffinanzja
r-reġim Sirjan.
Emad Ghraiwati
Twieled f'Marzu 1959 President
tal-Kamra
tal- 2.9.2011
f'Damasku, is-Sirja
Industrija ta' Damasku (Zuhair
Ghraiwati Sons). Jiffinanzja r-
reġim Sirjan.
Tarif Akhras
Twieled fl-1949 f'Homs, Fundatur tal-Akhras Group 2.9.2011
is-Sirja
(prodotti bażiċi, kummerċ,
ipproċessar u loġistika), Homs.
Jiffinanzja r-reġim Sirjan.
Issam Anbouba
Twieled
fl-1949 President ta' Issam Anbouba Est. 2.9.2011
f'Latakia, is-Sirja
għall-agro-industrija. Jiffinanzja
r-reġim Sirjan.
Tayseer
Qala Twieled
fl-1943 Ministru tal-Ġustizzja. Assoċjat 23.09.2011
Awwad
f'Damasku
mar-reġim Sirjan, inkluż billi
appoġġja l-politika u l-prattika
ta' arrest u detenzjoni arbitrarji
tiegħu.
Dr Adnan Hassan Twieled
fl-1966 Ministru
tal-Informazzjoni. 23.09.2011
Mahmoud
f'Tartous
Assoċjat mar-reġim Sirjan,
inkluż
bl-appoġġ
u
l-
promozzjoni tal-politika ta'
informazzjoni tiegħu.
Maġġur
Ġenerali
Kmandant tal-Forzi Speċjali. 14.11.2011
Jumah Al-Ahmad
Responsabbli
għall-użu
ta'
vjolenza kontra d-dimostranti
fis-Sirja.
Kulunell Lu'ai al-
Kap tal-Intelligence Militari 14.11.2011
Ali
Sirjana
tal-Fergħa,
Dara’a.
Responsabbli
għall-użu
ta'
vjolenza kontra d-dimostranti
f'Dara’a.
Isem
Informazzjoni ta’
Raġunijiet
Data ta’
identifikazzjoni
elenkar
59 Logutenent
Deputat
Kap
tal-Persunal 14.11.2011
Ġenerali
Ali
Ġenerali (Persunal u Forza tax-
Abdullah Ayyub
Xogħol). Responsabbli għall-
użu ta' vjolenza kontra d-
dimostranti fis-Sirja.
60 Logutenent
Kap
tal-Persunal
Ġenerali. 14.11.2011
Ġenerali Jasim al-
Responsabbli
għall-użu
ta'
Furayj
vjolenza kontra d-dimostranti
fis-Sirja.
61 Ġeneral
Aous Twieled fl-1958
Kap ta' Battaljun fil-Gwardja 14.11.2011
(Aws) Aslan
Repubblikana. Qarib ta' Maher
Al-Assad u tal-President Al-
Assad. Involut fir-ripressjoni
vjolenti kontra l-popolazzjoni
ċivili fis-Sirja.
62 Ġeneral
Ghassan
Ġeneral Kmandant tal-uffiċċju 14.11.2011
Belal
riżervat tar-raba’ (4) Diviżjoni.
Konsulent ta’ Maher Al-Assad u
koordinatur tal-operazzjonijiet
ta’ sigurtà. Responsabbli għar-
ripressjoni vjolenti kontra l-
popolazzjoni ċivili fis-Sirja.
63 Abdullah Berri
Kap tal-milizzji tal-familja 14.11.2011
Berri.
Responsabbli
għall-
milizzji
progovernattivi
implikati fir-ripressjoni vjolenti
kontra l-popolazzjoni ċivili
f'Aleppo.
64 George Chaoui
Membru tal-Armata elettronika 14.11.2011
Sirjana. Involut fir-ripressjoni
vjolenti u inkoraġġixxa l-
vjolenza kontra l-popolazzjoni
ċivili fis-Sirja.
65 Maġġur
Ġenerali
Deputat Kap tad-Direttorat 14.11.2011
Zuhair Hamad
Ġenerali
tal-Intelligence.
Responsabbli
għall-użu
ta'
vjolenza fis-Sirja u għall-
intimidazzjoni u għat-tortura ta'
dimostranti.
66 Amar Ismael
Ċivil
-
Kap
tal-Armata 14.11.2011
elettronika Sirjana (servizz ta'
informazzjoni tal-forza tal-art).
Involut fir-ripressjoni vjolenti u
inkoraġġixxa l-vjolenza kontra
l-popolazzjoni ċivili fis-Sirja.
67 Mujahed Ismail
Membru tal-Armata elettronika 14.11.2011
Sirjana. Involut fir-ripressjoni
vjolenti u inkoraġġixxa l-
vjolenza kontra l-popolazzjoni
ċivili fis-Sirja.
Isem
Informazzjoni ta’
Raġunijiet
Data ta’
identifikazzjoni
elenkar
Saqr Khayr Bek
Deputat Ministru tal-Intern. 14.11.2011
Responsabbli
għall-użu
ta'
vjolenza kontra l-popolazzjoni
ċivili fis-Sirja.
Maġġur
Ġenerali
Deputat Direttur tad-Direttorat 14.11.2011
Nazih
Ġenerali
tal-Intelligence.
Responsabbli
għall-użu
ta'
vjolenza fis-Sirja u għall-
intimidazzjoni u għat-tortura ta'
dimostranti.
Kifah Moulhem
Kmandant ta’ battaljun fir- 14.11.2011
raba’(4)
Diviżjoni.
Responsabbli għar-ripressjoni
vjolenti kontra l-popolazzjoni
ċivili f’Deïr el-Zor.
Maġġur
Ġenerali
Kmandant tat-18-il Diviżjoni 14.11.2011
Wajih Mahmud
Armata. Responsabbli għall-
vjolenza kontra d-dimostranti
f'Homs.
Bassam Sabbagh
Twieled
fl-24
ta' Kap tal-uffiċju legali Sabbagh & 14.11.2011
Awwissu
1959 Associates
(Damasku).
f'Damasku.
Indirizz: Konsulent legali, finanzjarju u
Kasaa, Anwar al Attar amministratur tal-affarijiet ta'
Street, Midani Building, Rami Makhlouf u Khaldoun
Damasku.
Passaport Makhlouf. Involut ma' Bachar
Sirjan Nru 004326765 al-Assad fil-finanzjament ta'
maħruġ
fit-2
ta' proġett ta' bini reali f'Latakia.
Novembru 2008, validu Jiffinanżja ir-reġim.
sa Novembru 2014
Membru tal-Paris Bar.
Logutenent
Deputat
Kap
tal-Persunal 14.11.2011
Ġenerali Mustafa
Ġenerali (Loġistika u provvisti).
Tlass
Responsabbli
għall-użu
ta'
vjolenza kontra d-dimostranti
fis-Sirja.
Maġġur
Ġenerali
Deputat Kap tal-Intelligence tal- 14.11.2011
Fu'ad Tawil
Forza
tal-Ajru
Sirjana.
Responsabbli
għall-użu
ta'
vjolenza fis-Sirja u għall-
intimidazzjoni u għat-tortura ta'
dimostranti.
Mohammad
Al- Twieled
fl-1945 Ministru
tal-Finanzi; 1.12.2011
Jleilati
f'Damasku
Responsabbli għall-ekonomija
Sirjana.
Dr.
Mohammad Twieled
fl-1956 Ministru tal-Ekonomija u tal- 1.12.2011
Nidal Al-Shaar
f'Aleppo
Kummerċ. Responsabbli għall-
ekonomija Sirjana.
Logutenent
Kap
tal-Persunal.
Uffiċjal 1.12.2011
Ġenerali Fahid Al-
militari involut fil-vjolenza
Jassim
f'Homs.
Isem
Informazzjoni ta’
Raġunijiet
Data ta’
identifikazzjoni
elenkar
78 Maġġur
Ġenerali
Deputat
Kap
tal-Persunal. 1.12.2011
Ibrahim Al-Hassan
Uffiċjal militari
involut fil-
vjolenza f'Homs.
79 Brigadier
Khalil
L-14-il
Diviżjoni.
Uffiċjal 1.12.2011
Zghraybih
militari involut fil-vjolenza
f'Homs.
80 Brigadier
Ali
Il-103 Brigada tad-Diviżjoni tal- 1.12.2011
Barakat
Gwardja Repubblikana. Uffiċjal
militari involut fil-vjolenza
f'Homs.
81 Brigadier
Talal
Il-103 Brigada tad-Diviżjoni tal- 1.12.2011
Makhluf
Gwardja Repubblikana. Uffiċjal
militari involut fil-vjolenza
f'Homs.
82 Brigadier
Nazih
Intelligence tal-Forza tal-Arju 1.12.2011
Hassun
Sirjana. Uffiċjal militari involut
fil-vjolenza f'Homs.
83 Captain Maan Jdiid
Gwardja Presidenzjali. Uffiċjal 1.12.2011
militari involut fil-vjolenza
f'Homs.
84 Muahmamd
Al-
Diviżjoni tas-Sigurtà Politika. 1.12.2011
Shaar
Uffiċjal militari involut fil-
vjolenza f'Homs.
85 Khald Al-Taweel
Diviżjoni tas-Sigurtà Politika. 1.12.2011
Uffiċjal militari involut fil-
vjolenza f'Homs.
86 Ghiath Fayad
Diviżjoni tas-Sigurtà Politika. 1.12.2011
Uffiċjal militari involut fil-
vjolenza f'Homs.
87 Il-Brigadier
Kmandant
tal-154 Ordna lit-truppi biex jisparaw 23.1.2012
Ġeneral
Jawdat Riġment
fuq dimostranti f'Damasku u l-
Ibrahim Safi
inħawi ta' madwaru, inkluż
f'Mo'adamiyeh,
Douma,
Abasiyeh u Duma.
88 Il-Ġeneral Maġġur Kmandant
fir-4 Ordna lit-truppi biex jisparaw 23.1.2012
Muhammad
Ali Diviżjoni
fuq dimostranti f'Damasku u l-
Durgham
inħawi ta' madwaru, inkluż
f'Mo'adamiyeh,
Douma,
Abasiyeh u Duma.
89 Il-Maġġur Ġeneral Kmandant
tal-35 Ordna lit-truppi biex jisparaw 23.1.2012
Ramadan
Riġment
ta'
Forzi fuq dimostranti f'Baniyas u
Mahmoud
Speċjali
Deraa
Ramadan
90 Il-Brigadier
Kmandant
tal-132 Ordna lit-truppi biex jisparaw 23.1.2012
Ġeneral
Ahmed Brigata
fuq dimostranti f'Deraa, inkluż
Yousef Jarad
bl-użu ta' mitraljatriċi u kanuni
ta' kontra l-ajruplani
91 Il-Maġġur Ġeneral Kmandant
tat-3 Ta ordnijiet lit-truppi biex 23.1.2012
Naim
Jasem Diviżjoni
jisparaw
fuq
dimostranti
Suleiman
f'Douma.
Isem
Informazzjoni ta’
Raġunijiet
Data ta’
identifikazzjoni
elenkar
Il-Brigadier
Kmandant
tal-65 Ta ordnijiet lit-truppi biex 23.1.2012
Ġeneral
Jihad Brigata
jisparaw
fuq
dimostranti
Mohamed Sultan
f'Douma
Il-Maġġur Ġeneral Kmandant
tal- Ta ordnijiet lit-truppi biex 23.1.2012
Fo'ad Hamoudeh
operazzjonijiet militari jisparaw fuq dimostranti f'Idlib
f'Idlib
fil-bidu ta' Settembru 2011
Il-Maġġur Ġeneral Kmandant
tal-Forzi Ta ordnijiet lis-suldati biex 23.1.2012
Bader Aqel
Speċjali
jiġbru l-katavri u jagħtuhom lill-
mukhabarat u responsabbli
għall-vjolenza f'Bukamal.
Il-Brigadier
Kmandant
mill-45 Kmandant
tal-operazzjonijiet 23.1.2012
Ġeneral
Ghassan Riġment
militari f'Homs, Baniyas u Idlib.
Afif
Il-Brigadier
Kmandant
mill-45 Kmandant
tal-operazzjonijiet 23.1.2012
Ġeneral Mohamed Riġment
militari f'Homs. Ta ordnijiet
Maaruf
għal sparar fuq dimostranti
f'Homs.
Il-Brigadier
Kmandant
tal-134 Ta ordnijiet lit-truppi biex 23.1.2012
Ġeneral
Yousef Brigata
jisparaw lejn djar u nies fuq il-
Ismail
bjut waqt funeral f'Talbiseh għal
dimostranti maqtula l-jum ta'
qabel.
Il-Brigadier
Kmandant
tal-555 Ta ordnijiet lit-truppi biex 23.1.2012
Ġeneral
Jamal Riġment
jisparaw
fuq
dimostranti
Yunes
f'Mo'adamiyeh.
Il-Brigadier
Ta ordnijiet lit-truppi biex 23.1.2012
Ġeneral
Mohsin
jisparaw fuq dimostranti f'Al-
Makhlouf
Herak.
Il-Brigadier
Ta ordnijiet lit-truppi biex 23.1.2012
Ġeneral Ali Dawwa
jisparaw fuq dimostranti f'Al-
Herak.
Il-Brigadier
Kmandant
tal-106 Ta ordnijiet lit-truppi biex 23.1.2012
Ġeneral Mohamed Brigata,
Gwardja isawtu d-dimostranti bil-bsaten
Khaddor
Presidenzjali
u
mbagħad
jarrestawhom.
Responsabbli għar-repressjoni
ta' dimostranti paċifiċi f'Douma.
Il-Maġġur Ġeneral Kmandant
tal-5 Ta ordnijiet lit-truppi biex 23.1.2012
Suheil
Salman Diviżjoni
jisparaw fuq dimostranti fil-
Hassan
Governorat ta' Deraa.
Wafiq Nasser
Kap
tal-Fergħa Bħala Kap tal-fergħa ta' 23.1.2012
Reġjonali ta' Suwayda Suwayda tad-Dipartiment għall-
(Dipartiment
tal- Intelligence
Militari,
Intelligence Militari)
responsabbli għal detenzjonijiet
arbitrarji u tortura ta' detenuti
f'Suwayda.
Ahmed Dibe
Kap
tal-Fergħa Bħala Kap tal-Fergħa Reġjonali 23.1.2012
Reġjonali ta' Deraa ta' Deraa tad-Direttorat għas-
(Direttorat għas-Sigurtà Sigurtà Ġenerali, responsabbli
Ġenerali)
għal detenzjonijiet arbitrarji u
tortura ta' detenuti f'Deraa.
Isem
Informazzjoni ta’
Raġunijiet
identifikazzjoni
Makhmoud
al- Kap
tal-Fergħa Bħala
l-Kap
tal-Fergħa 23.1.2012
Khattib
Investigattiva
Investigattiva
tad-Direttorat
(Direttorat għas- Sigurtà għas-Sigurtà
Politika,
Politika)
responsabbli għad-detenzjoni u
t-tortura tad-detenuti.
Mohamed Heikmat Kap
tal-Fergħa Bħala
l-Kap
tal-Fergħa 23.1.2012
Ibrahim
Operattiva (Direttorat Operattiva tad-Direttorat għas-
għas- Sigurtà Politika) Sigurtà Politika, responsabbli
għad-detenzjoni u t-tortura tad-
detenuti.
Nasser Al-Ali
Kap
tal-Fergħa Bħala
l-Kap
tal-Fergħa 23.1.2012
Reġjonali ta' Deraa Reġjonali ta' Deraa tad-
(Direttorat għas-Sigurtà Direttorat għas-Sigurtà Politika,
Politika)
responsabbli għad-detenzjoni u
t-tortura tad-detenuti.
Mehran
(jew Proprjetaru
tal- Jagħti appoġġ loġistiku għar- 23.1.2012
Mahran) Khwanda kumpannija tat-trasport repressjoni vjolenti eżerċitata
Qadmous Transport Co. kontra l-popolazzjoni ċivili fiż-
imwieled fil-11/05/1938 żoni ta' azzjoni tal-milizzja
Passaporti: nru 3298 favur il-gvern involuti fil-
858, li skada fid-09/05/ vjolenza (“chabbihas”).
2004,
nru 001452904, li skada
fid-29/11/2011,
nru 006283523, li ser
jiskadi fit-28/06/2017
B.
Entitajiet
Isem
Informazzjoni ta’
Raġunijiet
identifikazzjoni
Bena Properties
Controlled by Rami Makhlouf; 23.6.2011
provides funding to the regime.
Al
Mashreq P.O.
Box
108, Controlled by Rami Makhlouf; 23.6.2011
Investment
Fund Damascus Tel.: 963 provides funding to the regime.
(AMIF)
(alias 112110059
/
Sunduq Al Mashrek 112110043 Faks: 963
Al Istithmari)
933333149
Hamcho
Baghdad Street, P.O. Controlled
by
Mohammad 23.6.2011
International
Box 8254, Damascus Hamcho or Hamsho; provides
(Hamsho
Tel.: 963 112316675 funding to the regime.
International Group Faks: 963 112318875
Website
www.hamshointl.com
info@hamshointl.com
and
hamshogroup@yahoo.c
om
Informazzjoni ta’
Raġunijiet
Data ta’
identifikazzjoni
elenkar
4 Military Housing
Kumpannija
ta'
xogħlijiet 23.6.2011
pubbliċi kkontrollata minn
Riyad Shalish u l-Ministeru tad-
Difiża; tiffinanzja r-reġim.
Aġenzija
tal-Gvern
Sirjan 23.8.2011
tas-
involuta b'mod dirett fir-
ripressjoni.
tal-
Aġenzija
tal-Gvern
Sirjan 23.8.2011
involuta b'mod dirett fir-
ripressjoni.
tal-
Aġenzija
tal-Gvern
Sirjan 23.8.2011
Intelligence Militari
involuta b'mod dirett fir-
ripressjoni.
tal-
Aġenzija
tal-Gvern
Sirjan 23.8.2011
tal-
involuta b'mod dirett fir-
ripressjoni.
9 IRGC Qods Force Teheran, l-Iran
Il-Forza Qods (jew Quds) hija 23.8.2011
taqsima esperta tal-Korp tal-
Gwardja
tar-Rivoluzzjoni
Iżlamika (IRGC). Il-Forza Qods
hija involuta fil-forniment ta'
tagħmir u appoġġ biex tgħin lir-
reġim tas-Sirja jrażżan protesti
fis-Sirja. Il-Forza Qods tal-
IRGC
ipprovdiet
għajnuna
teknika, tagħmir u appoġġ lis-
servizzi tas-sigurtà Sirjani biex
irażżnu movimenti ta' protesti
ċivili.
Sussidjarja ta' Cham Entità ekonomika li tiffinanzja r- 2.09.2011
Holding
(Sehanya reġim.
Dara’a Highway, P.O.
Box 9525 Tel: 00 963
11 99 62)
11 Cham Investment Holding
(Sehanya Entità ekonomika li tiffinanzja r- 2.09.2011
Dara’a Highway, P.O. reġim.
Box 9525 Tel: 00 963
11 99 62)
Insurance Bldg- Yousef Bank proprjetà tal-gvern li 2.09.2011
Al-Azmeh
Square, jipprovdi appoġġ finanzjarju lir-
Damasku P.O. Box: reġim.
2337 Damasku, ir-
Repubblika
Għarbija
Sirjana Tel: (+963) 11
2456777 u 2218602
Faks
(+963)
2237938 u 2211186
tal-Bank
Publicrelations@reb.sy,
Websajt: www.reb.sy
Isem
Informazzjoni ta’
Raġunijiet
Data ta’
identifikazzjoni
elenkar
Addounia
TV Tel.: +963-11-5667274, Addounia TV inċitat il-vjolenza 23.09.2011
(a.k.a. Dounia TV) +963-11-5667271,
kontra l-popolazzjoni ċivili fis-
Faks: +963-11-5667272 Sirja.
Website
http://
www.addounia.tv
Cham Holding
Cham Holding Building Ikkontrollata
minn
Rami 23.09.2011
Daraa
Highway
- Makhlouf; l-akbar kumpannija
Ashrafiyat Sahnaya Rif holding fis-Sirja, li tibbenefika
Dimashq – Syria P.O. minn u tappoġġa lir-reġim.
Box 9525 Tel.: +963
(11) 9962, +963 (11)
668 14000, +963 (11)
673 1044 Faks: +963
(11) 673 1274 E-mail
info@chamholding.sy
Website:www.chamhold
ing.sy
El-Tel Co. (El-Tel Indirizz
Dair
Ali Timmanifattura u tipprovdi 23.09.2011
Middle
East Jordan Highway, P.O. tagħmir
għat-
Company)
Box 13052, Damasku – telekomunikazzjoni
għall-
is-Sirja Tel: +963-11- Armata.
2212345 Faks: +963-
11-44694450
sales@eltelme.
com
Websajt: www.eltelme.
com
Ramak
Indirizz
Dara’a Kostruzzjoni
ta'
kwartieri 23.09.2011
Constructions Co.
Highway, Damasku, is- militari tas-suldati, kwartieri
Sirja Tel: +963-11- tas-suldati fil-fruntieri u bini
6858111 Mobile: +963- ieħor
meħtieġ
għall-Forzi
933- 240231
Armati.
Souruh Company Indirizz: Adra Free Investiment
fi
proġetti 23.09.2011
(a.k.a. SOROH Al Zone Area Damascus, industrijali
militari
lokali,
Cham Company)
Syria Tel.: +963-11- timmanifattura partijiet ta' armi
5327266 Mobile: +963- u oġġetti relatati. 100% tal-
933-526812, +963-932- kumpannija hija proprjetà ta'
878282 Faks: +963-11- Rami Makhlouf.
5316396
sorohco@gmail.com
Websajt
http://
sites.google.com/ site/
sorohco
Syriatel
Thawra
Street,
Ste Ikkontrollata
minn
Rami 23.09.2011
Building 6th Floor, BP Makhlouf; tipprovdi appoġġ
2900 Tel.: +963 11 61 finanzjarju lir-reġim. permezz
26 270 Faks: +963 11 tal-kuntratt ta' liċenzjar tagħha
23 73 97 19 E-mail: hija tħallas 50 % tal-profitti
info@syriatel.com.sy;
tagħha lill-Gvern.
Website
http://
syriatel.sy/
Isem
Informazzjoni ta’
Raġunijiet
Data ta’
identifikazzjoni
elenkar
Cham Press TV
Al Qudsi building, 2nd Stazzjonijiet tat-televiżjoni li 1.12.2011
Floor - Baramkeh - jipparteċipaw fil-kampanji biex
Damasku Tel: +963 - ixandru informazzjoni ħażinau
11- 2260805 Faks: +963 jinċitaw il-vjolenza kontra d-
- 11 - 2260806 Email: dimostranti.
mail@champress. com
Websajt
www.champress.net
Al Watan
Al Watan Newspaper - Stazzjonijiet tat-televiżjoni li 1.12.2011
Damasku – Iż-Żona jipparteċipaw fil-kampanji biex
Mingħajr Dazju Tel: ixandru informazzjoni ħażina u
00963 11 2137400 jinċitaw il-vjolenza kontra d-
Faks
00963
11 dimostranti.
2139928
Centre d’études et Barzeh Street, P.O. Box Tipprovdi appoġġ lill-armata 1.12.2011
de
recherches 4470, Damasku
Sirjana għall- akkwist tat-
syrien
(CERS)
tagħmir użat b'mod dirett għas-
(CERS,
Centre
sorveljanza u għar-ripressjoni
d’Etude
et
de
tad-dimostranti.
Recherche
Scientifique; SSRC,
Ċentru tal-Istudji u
r-Riċerka
Xjentifiċi; Centre
de Recherche de
Kaboun
Business Lab
Maysat Square, Al Kumpanija fittizja għall-akkwist 1.12.2011
Rasafi Street Bldg. 9, P. ta' tagħmir sensittiv mis-CERS.
O. Box 7155, Damasku
Tel
963112725499
Faks: 963112725399
Industrial Solutions Baghdad Street 5, P.O. Kumpanija fittizja għall-akkwist 1.12.2011
Box 6394, Damascus ta' tagħmir sensittiv mis-CERS.
Tel./Faks
963114471080
Mechanical
P.O.
Box
35202, Kumpanija fittizja għall-akkwist 1.12.2011
Construction
Industrial Zone, Al- ta' tagħmir sensittiv mis-CERS.
Factory (MCF)
Qadam
Road,
Damascus
Syronics - Syrian Kaboon Street, P.O. Box Kumpanija fittizja għall-akkwist 1.12.2011
Arab Co. għall- 5966, Damascus Tel.- ta' tagħmir sensittiv mis-CERS.
Industrji
tal- No.: +963-11-5111352
Elettriku
Faks: +963-11-5110117
Isem
Informazzjoni ta’
Raġunijiet
Data ta’
identifikazzjoni
elenkar
Handasieh
- P.O. Box 5966, Abou Kumpanija fittizja għall-akkwist 1.12.2011
Organizzazzjoni
Bakr Al-Seddeq St., ta' tagħmir sensittiv mis-CERS.
għall- Industrji tal- Damasku u P.O. Box
Inġenerija
Al-Moutanabi
Street, Damasku u P.O.
Box 21120 Baramkeh,
Damasku
Tel
963112121816
–
963112121834
–
963112214650
–
963112212743
-
963115110117
Syria Trading Oil Il-Bini
tal-Prim Kumpanija kkontrollata lill-Istat 1.12.2011
Company (Sytrol)
Ministru, 17 Street responsabbli għall-esportazzjoni
Nissan, Damasku, is- taż-żejt mis-Sirja. Tipprovdi
Sirja
appoġġ finanzjarju lir-reġim.
Ġenerali Petroleum New Sham - Building of Kumpanija kkontrollata mill- 1.12.2011
Corporation (GPC) Syrian Oil Company, P. Istat.
Tipprovdi
appoġġ
O.
Box
60694, finanzjarju lir-reġim.
Damasku, is-Sirja Tel
963113141635
Faks
963113141634 Email
info@gpc-sy.com
Al Furat Petroleum Dummar - New Sham - Impriża
konġunta
b'50% 1.12.2011
Company
Western Dummer 1st. proprjetà ta' GPC. Tipprovdi
Island -Property 2299- appoġġ finanzjarju lir-reġim.
AFPC Building P.O.
Box 7660, Damasku –
is-Sirja. Tel: 00963-11-
(6183333), 00963-11-
(31913333)
Faks
00963-11- (6184444),
00963-11- (31914444)
afpc@afpc.net.sy
Industrial Bank
Dar Al Muhanisen Bank
proprjetà
tal-Istat. 23.1.2012
Building, 7th Floor, Ipparteċipa fil-finanzjament tar-
Maysaloun Street, P.O. regim.
Box 7572 Damascus,
Syria. Tel: +963 11-
222-8200. +963 11-222-
7910 Fax: +963 11-222-
Popular
Credit Dar Al Muhanisen Bank
proprjetà
tal-Istat. 23.1.2012
Bank
Building, 6th Floor, Ipparteċipa fil-finanzjament tar-
Maysaloun
Street, regim.
Damascus, Syria. Tel
+963
11-222-7604.
+963 11-221-8376 Fax
+963 11-221-0124
Isem
Informazzjoni ta’
Raġunijiet
Data ta’
identifikazzjoni
elenkar
Saving Bank
Syria-Damascus
- Bank
proprjetà
tal-Istat. 23.1.2012
Merjah - Al-Furat St. Ipparteċipa fil-finanzjament tar-
P.O. Box: 5467 Fax: regim.
224 4909 – 245 3471
Tel: 222 8403 posta
elettronika
s.bank@scs-net.org
post-gm@net.sy
Agricultural
Agricultural
Bank
proprjetà
tal-Istat. 23.1.2012
Cooperative Bank
Cooperative
Bank Ipparteċipa fil-finanzjament tar-
Building,
Damascus regim.
Tajhez, P.O. Box 4325,
Damascus, Syria. Tel
+963
11-221-3462;
+963 11-222-1393 Fax
+963 11-224-1261 Sit
elettroniku
www.
agrobank.org
Lebanese Syrian
Lebanese Sussidjarju
tal-Commercial 23.1.2012
Commercial Bank Commercial
Bank Bank of Syria, diġà elenkat.
Building, 6th Floor, Ipparteċipa fil-finanzjament tar-
Makdessi
Street, regim.
Hamra, P.O. Box 11-
8701, Beirut, Lebanaon.
Tel: +961 1-741666
Fax: +961 1-738228;
+961 1-753215; +961 1-
736629 Sit elettroniku
www. slcb.com.lb
ez-Zur Dar Al Saadi Building Impriża konġunta tal-GPC. 23.1.2012
Petroleum
1st, 5th, and 6th Floor Tipprovdi appoġġ finanzjarju
Company
Zillat Street Mazza lir-reġim.
Area P.O. Box 9120
Damascus Syria Tel
+963
11-662-1175;
+963 11-662-1400 Fax
+963 11-662-1848
Petroleum Head Office Mazzeh Impriża konġunta tal-GPC. 23.1.2012
Company
Villat Ghabia Dar Es Tipprovdi appoġġ finanzjarju
Saada 16 Damascus, lir-reġim.
Syria
Tel
+963
116691100 P.O. Box
Petroleum Building No. 653 - 1st Impriża konġunta tal-GPC. 23.1.2012
Company
Floor, Daraa Highway, Tipprovdi appoġġ finanzjarju
P.O. Box 81, Damascus, lir-reġim.
Syria
ANNEX IIa
LIST OF ENTITIES OR BODIES REFERRED TO
IN ARTICLES 14 AND 15(1)(b)
Entitajiet
Isem
Informazzjoni ta’
Raġunijiet
Data ta’
identifikazzjoni
elenkar
Bank Kummerċjali - Fergħa ta' Damasku, Bank proprjetà tal-Istat li 13.10.2011
tas-Sirja
P.O.
Box
2231, jipprovdi appoġġ finanzjarju lir-
Moawiya St., Damasku, reġim.
is-Sirja;- P. O. Box 933,
Yousef Azmeh Square,
Damasku, is-Sirja; —
Fergħa ta' Aleppo, P.O.
Box 2, Kastel Hajjarin
St., Aleppo, is-Sirja;
SWIFT/ BIC CMSY SY
DAl-uffiċji
globali
kollha
[NPWMD]
Websajt
http://cbs-
bank.sy/En-index.php
Tel: +963 11 2218890
Faks: +963 11 2216975
amministrazzjoni
ġenerali
dir.cbs@mail.sy
ANNESS III
LISTA TAL-AWTORITAJIET KOMPETENTI FL-ISTATI MEMBRI U
INDIRIZZ GĦAN-NOTIFIKI LILL-KUMMISSJONI EWROPEA
A.
Awtoritajiet kompetenti f’kull Stat Membru
IL-BELĠJU
http://www.diplomatie.be/eusanctions
IL-BULGARIJA
http://www.mfa.bg/en/pages/view/5519
IR-REPUBBLIKA ĊEKA
http://www.mfcr.cz/mezinarodnisankce
ID-DANIMARKA
http://www.um.dk/da/menu/Udenrigspolitik/
FredSikkerhedOgInternationalRetsorden/Sanktioner/
IL-ĠERMANJA
http://www.bmwi.de/BMWi/Navigation/Aussenwirtschaft/
Aussenwirtschaftsrecht/ embargos.html
L-ESTONJA
http://www.vm.ee/est/kat_622/
L-IRLANDA
http://www.dfa.ie/home/index.aspx?id=28519
IL-GREĊJA
http://www.mfa.gr/www.mfa.gr/en-US/Policy/Multilateral+Diplomacy/
Global +Issues/International +
Sanctions/
SPANJA
http://www.maec.es/es/MenuPpal/Asuntos/Sanciones%20Internacionales/
Paginas/ Sanciones_%20Internacionales.aspx
FRANZA
http://www.diplomatie.gouv.fr/autorites-sanctions/
L-ITALJA
http://www.esteri.it/MAE/IT/Politica_Europea/Deroghe.htm
ĊIPRU
http://www.mfa.gov.cy/sanctions
IL-LATVJA
http://www.mfa.gov.lv/en/security/4539
IL-LITWANJA
http://www.urm.lt/sanctions
IL-LUSSEMBURGU
http://www.mae.lu/sanctions
L-UNGERIJA
http://www.kulugyminiszterium.hu/kum/hu/bal/Kulpolitikank/
nemzetkozi_szankciok/
MALTA
http://www.doi.gov.mt/EN/bodies/boards/sanctions_monitoring.asp
IL-PAJJIŻI L-BAXXI
http://www.minbuza.nl/sancties
L-AWSTRIJA
http://www.bmeia.gv.at/view.php3?f_id=12750&LNG=en&version=
IL-POLONJA
http://www.msz.gov.pl
IL-PORTUGALL
http://www.min-nestrangeiros.pt
IR-RUMANIJA
http://www.mae.ro/node/1548
IS-SLOVENJA
http://www.mzz.gov.si/si/zunanja_politika/mednarodna_varnost/
omejevalni_ukrepi/
IS-SLOVAKKJA
http://www.foreign.gov.sk
IL-FINLANDJA
http://formin.finland.fi/kvyhteistyo/pakotteet
L-ISVEZJA
http://www.ud.se/sanktioner
IR-RENJU UNIT
www.fco.gov.uk/competentauthorities
B. Indirizz għall-komunikazzjoni mal-Kummissjoni Ewropea
Il-Kummissjoni Ewropea
Is-Servizz tal-Istrumenti tal-Politika Barranija
CHAR 12/106
B-1049 Bruxelles / Brussel
Il-Belġju
Email: relex-sanctions@ec.europa.eu
Tel: +(32 2) 295 55 85
ANNESS IV
LISTA TA' “ŻEJT MHUX MAĦDUM U PRODOTTI PETROLIFIĊI”
MSEMMIJA FL-ARTIKOLU 6
Kodiċi tas-SA Deskrizzjoni
Żjut tal-petroleum u żjut miksuba minn minerali bituminużi,
mhux maħduma
Żjut tal-petroleum u żjut miksuba minn minerali bituminużi,
għajr dawk mhux maħduma; preparazzjonijiet mhux
speċifikati jew inklużi xi mkien ieħor, li skont il-piż ikunu
70% jew aktar żjut tal-petroleum u żjut miksuba minn
minerali bituminużi, fejn dawn iż-żjut ikunu l-kostitwenti
bażiċi tal-preparazzjonijiet; skart taż-żjut (ħlief għax-xiri,
fis-Sirja, ta' pitrolju, karburant tal-avjazzjoni kodiċi NM
2710 19 21 li mhuwiex projbit, sakemm ikun hemm l-
intenzjoni, u jkun se jiġi użat biss, għall- finijiet li l-ajruplan
mgħobbi biha jkompli f'titjirtu).
Vażelina; xema' tal-paraffina, xema' mikrokristallina taż-
żejt, xema' nofsha raffinata b'kontenut għoli ta' żejt (slack
wax), ożokerit, ix-xema’ tal-linjite, ix-xema’ tal-pit,
xemgħat oħra minerali u prodotti simili miksuba permezz ta'
sinteżi jew permezz ta' proċessi oħrajn kemm jekk ikkuluriti
kif ukoll jekk mhumiex.
Kokk taż-żejt minerali (petroleum), qatran taż-żejt minerali
(petroleum) u fdalijiet oħrajn ta’ żjut minerali (petroleum)
jew ta’ żjut miksuba minn minerali bituminużi.
Bitum u asfalt, naturali; shale tal-bitum jew taż-żejt u ramel
taż-żift; asphaltites u blat asfalitiku.
Taħlitiet bituminużi bbażati fuq asfalt naturali, fuq qatran
naturali, fuq qatran ta’ żejt minerali (petroleum), fuq żift
minerali jew fuq qatran (tar pitch) minerali (pereżempju,
gomom/siment bituminużi, “cut-backs”).
ANNESS V
TAGĦMIR, TEKNOLOĠIJA U SOFTWARE IMSEMMIJA FL-ARTIKOLU 4
Nota Ġenerali
Minkejja l-kontenut ta' dan l-Anness, huwa mhux ser japplika għal
(a)
tagħmir, teknoloġija jew software li huma speċifikati fl-Anness
1 għar-Regolament tal-Kunsill (KE) 428/2009 * jew il-Lista Militari Komuni;
jew
(b)
software li huwa mfassal għall-installazzjoni mill-utent
mingħajr aktar appoġġ sostanzjali mill-fornitur u li huwa ġeneralment
disponibbli għall- pubblika billi jinbiegħu mill-ħażniet f'postijiet ta' bejgħ bl-
imnut, mingħajr restrizzjoni, permezz ta'
(i)
transazzjonijiet mhux regolati (over the counter);
(ii) transazzjonijiet permezz ta' ordnijiet bil-posta;
(iii) transazzjonijiet elettroniċi; jew
(iv) transazzjonijiet permezz ta' ordnijiet bit-telefon; jew
(ċ)
software li huwa fid-dominju pubbliku.
Il-kategoriji A, B, C, D u E jirreferu għall-kategoriji li jirriferi għalihom ir-
Regolament (KE) Nru 428/2009.
It-tagħmir, teknoloġija u software imsemmija fl-Artikolu 4 huwa
A.
Lista ta' tagħmir
-
Tagħmir ta' Spezzjoni Deep Packet
-
Tagħmir ta' Interċettar ta' Netwerk li jinkludu Tagħmir ta'
Ġestjoni tal-Interċettar (IMS) u tagħmir ta' Data Retention Link Intelligence
-
Tagħmir ta' monitoraġġ tal-Frekwenzi tar-Radju
-
Tagħmir ta' ġġammjar ta' Netwerks u Satelliti
-
Tagħmir ta' Infettar Telekomandat
* Regolament tal-Kunsill (KE) Nru 428/2009 tal- 5 ta’ Mejju 2009 li jistabbilixxi reġim
Komunitarju għall-kontroll tal-esportazzjonijiet, it-trasferiment, is-senserija u t-transitu
ta’ oġġetti b’użu doppju (ĠU L 134, 29.5.2009, p. 1).
Tagħmir ta' għarfien/ipproċessar tal-kelliem
Tagħmir ta' interċettar u monitoraġġ IMSI * / MSISDN ** /
IMEI / TMSI ****
Tagħmir tattiċi ta' interċettar u monitoraġġ SMS ***** /
/GPS ******* / GPRS ******** /UMTS ********* /CDMA ********** /
PSTN ***********
Tagħmir ta' interċettar u monitoraġġ tal-informazzjoni DHCP
************ / SMTP ************* /GTP **************
Tagħmir ta' għarfien ta' xejriet u klassifikazzjoni ta' xejriet
Tagħmir forensiku minn distanza
Tagħmir ta' inġenji għall-ipproċessar semantiku
Tagħmir ta' tiftix u ta' dekodifikazzjoni WEP u WPA
Tagħmir ta' interċettar għall-protokolli proprjetarji u standard
Mhux użat
Mhux użat
“Software” għall-“iżvilupp”, il-“produzzjoni” jew l-“użu” tat-tagħmir
IMSI tirreferi għal International Mobile Subscriber Identity (identità
internazzjonali tal-abbonat mobbli). Hija kodiċi unika ta' identifikazzjoni
għal kull tagħmir ta' telefonija mobbli, integrata fis-SIM card u li
tippermetti l-identifikar ta' tali SIM permezz ta' netwerks ta' GSM u
UMTS.
MSISDN tirreferi għal Mobile Subscriber Integrated Services Digital
Network Number (numru tas-servizzi integrati tan-netwerk diġitali għall-
abbonat ta' telefonija mobbli). Huwa numru li jidentifika b'mod uniku
abbonament f'netwerk ta' telefonija mobbli GSM jew UMTS. Fi kliem
sempliċi, huwa n-numru tat-telefon għas-SIM card fit-telefon mobbli u
għalhekk jidentifika lill-abbonat tat-telefon mobbli kif ukoll l-IMSI, iżda
sabiex is-sejħiet jiġu trasmessi minn għandu.
IMEI tirreferi għal International Mobile Equipment Identity (identità
internazzjonali tat-tagħmir mobbli. Huwa numru, ġeneralment uniku, biex
jidentifika telefoni mobbli GSM, WCDMA u IDEN kif ukoll xi telefoni
satellitari. Normalment jinsab stampat fil-kompartiment tal-batterija tat-
telefon. L-interċettar (interċettar tal-linji telefoniċi) jista' jiġi speċifikat
min-numru IMEI tiegħu kif ukoll l-IMSI u l-MSISDN.
TMSI tirreferi għal Temporary Mobile Subscriber Identity (identità
temporanja tal-abbonat mobbli Hija l-identità li tintbagħat l-aktar
komunement bejn l-apparat mobbli u n-netwerk.
SMS tirreferi għal Short Message System (sistema ta' messaġġi qosra).
speċifikat f'A hawn fuq.
E. “Teknoloġija” għall-“iżvilupp”, il-“produzzjoni” jew l-“użu” tat-
tagħmir speċifikat f'A hawn fuq.
Tagħmir, teknoloġija u software li jaqgħu f'dawn il-kategoriji huma fl-ambitu
ta' dan l-Anness biss sal-punt li jaqgħu taħt id-deskrizzjoni ġenerali “sistemi ta'
interċettar u monitoraġġ tal-komunikazzjonijiet bl-internet, bit-telefon u bis-
satellita”.
Għall-fini ta' dan l-Anness, il-“monitoraġġ” ifisser l-akkwist, l-estrazzjoni,
id-dekodifikar, l-irrekordjar, l-ipproċessar, l-analiżi u l-arkivjar tal-kontenut tas-
sejħa jew id-data tan-netwerk.
5. Drilling wellheads (l-istruttura fil-wiċċ tal-bir), “blowout preventers”
(tagħmir li jipprevjeni l-iżbroffi), u l-hekk imsejħa “Christmas jew production
trees” (muntaġġ ta' tagħmir għall-kontroll tal-fluss tal-fluwidi) u l-komponenti
tagħhom imfassla b'mod speċjali, li jissodisfaw l-ispeċifikazzjonijiet tal-API u tal-
ISO għall-użu mal-bjar taż-żejt u tal-gass.
Noti tekniċi
a.
“Blowout preventer” huwa apparat li normalment jintuża mal-
livell tal-art (jew jekk isir tħaffir taħt l-ilma, mal-livell ta' qiegħ il-baħar)
matul it-tħaffir sabiex jiġi pprevenut il-ħruġ mhux ikkontrollat taż-żejt u/jew
tal-gass mill-bir.
b.
“Christmas tree jew production tree” huwa apparat li
normalment jintuża sabiex jikkontrolla l-fluss ta' fluwidi mill-bir meta dan
jitlesta u tkun bdiet il-produzzjoni taż-żejt u/jew tal-gass.
ċ.
Għall-finijiet ta' dan l-oġġett l-“ispeċifikazzjoni tal-API u tal-
GSM tirreferi għal Global System for Mobile Communications (sistema
globali għall- komunikazzjoni mobbli).
GPS tirreferi għal Global Positioning System (sistema ta' pożizzjonament
globali).
GPRS tirreferi għal General Package Radio Service (servizz ġenerali tar-
radju f'pakketti).
UMTS tirreferi għal Universal Mobile Telecommunication System (sistema
universali ta' komunikazzjoni mobbli).
CDMA tirreferi għal Code Division Multiple Access (aċċess multiplu
b'diviżjoni tal-kodiċi).
PSTN tirreferi għal Public Switch Telephone Network (netwerk telefoniku
pubbliku bl-iswiċċ).
DHCP tirreferi għal Dynamic Host Configuration Protocol (protokoll ta'
konfigurazzjoni dinamika tal-host).
************* SMTP tirreferi għal Simple Mail Transfer Protocol (protokoll ta'
trasferiment sempliċi tal-posta).
************** GTP tirreferi għal GPRS Tunneling Protocol.
ISO” tirreferi għall-ispeċifikazzjoni 6A, 16A, 17D u 11IW tal-American
Petroleum Institute u/jew l-ispeċifikazzjoni 10423 u 13533 tal-International
Standards Organisation blowout preventers, wellhead u Christmas trees
għall-użu fuq il-bjar taż-żejt u/jew tal-gass.
6. Pjattaformi għat-tħaffir u għall-produzzjoni taż-żejt mhux maħdum u
tal-gass naturali.
7. Bastimenti u braken li jinkorporaw tagħmir għat-tħaffir u/jew għall-
ipproċessar taż-żejt, tali tagħmir jintuża għall-produzzjoni taż-żejt, gass u materjal
ieħor li jieħu n-nar b'mod naturali.
8. Separaturi ta' likwidu/gass li jissodisfaw l-ispeċifikazzjoni 12J tal-API,
imfassla b'mod speċjali sabiex jipproċessaw il-produzzjoni minn bir taż- żejt jew
tal-gass, sabiex jisseparaw il-likwidi taż-żejt minn kwalunkwe ilma jew
kwalunkwe gass mil-likwidi.
9. Kumpressuri tal-gass bi pressjoni mfassla ta' 40 bar (PN 40 u/jew ANSI
300) jew aktar u b'kapaċità ta' volum ta' ġbid ta' 300,000 Nm3/siegħa jew aktar,
għall-ipproċessar inizjali u għat-trasmissjoni ta' gass naturali, esklużi kumpressuri
tal-gass għall-pompi tal-mili ta' CNG (Gass Naturali Kkompressat), u l-
komponenti mfassla b'mod speċjali għalihom.
10. Tagħmir għall-kontroll tal-produzzjoni ta' taħt il-baħar u l-komponenti
għalih li jissodisfaw l-ispeċifikazzjonijiet tal-API u tal-ISO għall-użu fi bjar taż-
żejt u tal-gass.
Nota Teknika
Għall-finijiet ta' din l-iskrizzjoni, “l-ispeċifikazzjonijiet tal-API u tal-ISO”
tirreferi għall-ispeċifikazzjon 17F tal-American Petroleum Institute u/jew għall-
ispeċifikazzjoni 13268 tal-Korp Internazzjonali ta' Standardizzazzjoni għas-
sistemi ta' kontroll tal-produzzjoni ta' taħt il-baħar.
11. Pompi, kapaċità tipikament għolja u/jew pressjoni għolja (iżjed minn
0,3 m 3 kull minuta u/jew 40bar), imfassla b'mod speċjali għall-ippumpjar ta' tajn
u/ jew siment fi bjar taż-żejt jew tal-gass.
1.B Tagħmir għall-ittestjar u l-i spezzjoni tat-tagħmir
1. Tagħmir imfassal b'mod speċjali sabiex jittieħdu kampjuni u jsiru
testijiet u analiżi tal-proprjetajiet tal-tajn tat-tħaffir, tas-siment għall-bir taż-żejt u
materjali oħrajn imfassla b'mod speċjali u/jew ifformulati għall-użu fil-bjar taż-
żejt u tal-gass.
2. Tagħmir imfassal b'mod speċjali sabiex jittieħdu kampjuni u jsiru
testijiet u analiżi tal-proprjetajiet tal-kampjuni tal-blat, kampjuni f'forma likwida u
f'forma ta' gass u materjali oħrajn meħuda minn bir taż-żejt u/jew tal-gass jew
matul u wara t-tħaffir, jew mill-faċilitajiet għall-ipproċessar inizjali marbuta
magħhom.
3. Tagħmir imfassal b'mod speċjali għall-ġbir u l-interpretazzjoni ta'
informazzjoni dwar il-kondizzjoni fiżika u mekkanika ta' bir taż-żejt u/jew tal-
gass, u sabiex jiġu ddeterminati l-proprjetajiet in situ tal-formazzjoni tal-blat u tal-
ġibjun.
1.Ċ Materjali
1. Tajn għat-tħaffir, addittivi tat-tajn tat-tħaffir u l-komponenti tagħhom li
ġew ifformulati sabiex jiġu stabbilizzati l-bjar taż-żejt u tal-gass matul it-tħaffir,
sabiex jittella' t-terrapien imħaffer (drill cuttings) għal fuq l-art u sabiex jiġi
llubrifikat u jitkessaħ it-tagħmir ta' tħaffir fil-bir.
2. Simenti u materjali oħrajn li jissodisfaw l-“ispeċifikazzjonijiet tal-API u
tal-ISO” għall-użu fil-bjar taż-żejt u tal-gass.
Nota Teknika
“L-ispeċifikazzjoni tal-API u tal-ISO” tirreferi għall-ispeċifikazzjoni 10A
tal-American Petroleum Institute jew għall-ispeċifikazzjoni 10426 tal-
International Standards Organisation għas-siment għall-bir taż-żejt u materjali
oħrajn li huma fformulati b'mod speċjali għall-użu fl-issimentar tal-bjar taż-żejt u
tal-gass.
3. Aġenti għat-twaqqif tal-korrużjoni, għat-trattament ta' emulsjoni, għat-
twaqqif tar-ragħwa, u kimiki oħrajn li huma fformulati b'mod speċjali għall-użu
fit-tħaffir għal u l-ipproċessar inizjali taż-żejt prodott minn bir taż-żejt u/jew tal-
gass.
1.D. Software
1. “Software” imfassal b'mod speċjali għall-ġbir u l-interpretazzjoni tad-
dejta miksuba minn analiżi sismika, elettromanjetika, manjetika jew tal-gravità
għall-fini li tiġi stabbilita l-prospettività taż-żejt jew tal-gass.
2. “Software” imfassal b'mod speċjali għaż-żamma, l-analiżi u l-
interpretazzjoni tal-informazzjoni miksuba matul it-tħaffir u l-produzzjoni sabiex
jiġu vvalutati l-karattarestiċi fiżiċi u l-imġiba tal-ġibjuni taż-żejt jew tal-gass.
3. “Software” imfassal b'mod speċjali għall-“użu” tal-faċilitajiet għall-
produzzjoni u l-ipproċessar taż-żejt jew subunitajiet speċifiċi ta' tali faċilitajiet.
1.E. Teknoloġija
1. “Teknoloġija”“meħtieġa” għall-“iżvilupp”, il-“produzzjoni” u l-“użu”
tat-tagħmir speċifikat f'1.A.01 - 1.A.11.
Ir-raffinar taż-żejt mhux maħdum u l-likwefazzjoni tal-gass naturali;
2.A Tagħmir
1. Tagħmir għat-trasferiment tas-sħana kif ġej u l-komponenti mfassla
b'mod speċjali għalih
a.
Tagħmir b'aletti għat-trasferiment tas-sħana b'superfiċe/
proporzjon tal-volum akbar minn 500 m 2 /m 3 , imfassal b'mod speċjali
sabiex il-gass naturali jitkessaħ minn qabel;
b.
Tagħmir b'koljaturi għat-trasferiment tas-sħana mfassal b'mod
speċjali għal-likwefazzjoni jew sabiex il-gass naturali jitkessaħ minn qabel;
2. Krijopompi għat-trasport tal-materja f'temperatura ta' inqas minn
-120°C li jkollhom kapaċità ta' trasport għal aktar minn 500 m 3 /h u komponenti
mfassla b'mod speċjali għalihom
3. “Coldbox” u tagħmir għall-“coldbox” mhux speċifikat mit-2.A.1.
Nota Teknika
It-tagħmir għall-“coldbox” jirreferi għal kostruzzjoni mfassla b'mod speċjali,
li hija speċifika għall-impjanti tal-LNG u li tinkorpora l-istadju tal-proċess tal-
likwefazzjoni. Il-“coldbox” jinkorpora tagħmir għat-trasferiment tas-sħana, sistemi
ta' pajpijiet, strumentazzjoni oħra u iżolaturi termiċi. It-temperatura ġewwa l-
“coldbox” hija ta' madwar -120°C (kondizzjonijiet għall-kondensazzjoni tal-gass
naturali). Il-funzjoni tal-“coldbox” hija l-iżolazzjoni termika tat-tagħmir imsemmi
hawn fuq.
4. Tagħmir għat-terminals tat-trasport bil-baħar ta' gassijiet likwefatti li
jkollhom. temperatura inqas minn -120°C u komponenti mfassla b'mod speċjali
għalihom.
5. Linja flessibbli u mhux flessibbli ta' trasferiment li għandha dijametru
akbar minn 50 mm għat-trasport tal-materja li jkollha temperatura inqas minn
-120°C
6. Bastimenti marittimi mfassla b'mod speċjali għat-trasport tal-LNG.
7. Tagħmir li jneħħi l-melħ bi proċess elettrostatiku mfassal b'mod speċjali
sabiex ineħħi kontaminanti bħal imluħ, solidi u ilma miż-żejt mhux maħdum u
komponenti mfassla b'mod speċjali għalihom.
8. Il-crackers kollha, (tagħmir għall-qsim tal-molekoli) inklużi l-
hydrocrackers (tagħmir għall-qsim tal-molekoli tal-idrokarburi), u l-cokers,
imfassla b'mod speċjali għall-bidla ta' żjut tal-gass ta' vakum jew ta' residwu ta'
vakum, u komponenti mfassla b'mod speċjali għalihom
9. Hydrotreaters mfassla b'mod speċjali għat-tneħħija tal-kubrit mill-
gażolina, minn terrapien imħaffer ta' diżil u mill-pitrolju u komponenti mfassla
b'mod speċjali għalihom.
10. Riformaturi katalitiċi mfassla b'mod speċjali sabiex il-gażolina li jkun
tneħħielha l-kubrit tinbidel f'gażolina b'livell għoli ta' ottanu, u komponenti
mfassla b'mod speċjali għalihom
11. Unitajiet ta' raffinerija għall-iżomerizzazzjoni ta' terrapien imħaffer ta'
tip C5-C6, u unitajiet ta' raffinerija għall-alkilazzjoni ta' olefini ħfief, biex jittejjeb
l-indiċi tal-ottan tat-terrapien imħaffer tal-idrokarburi
12. Pompi mfassla b'mod speċjali għat-trasport ta' żejt mhux maħdum u
karburanti, li għandhom kapaċità ta' 50 m 3 /h jew aktar u komponenti mfassla
b'mod speċjali għalihom.
13. Tubi b'dijametru ta' barra ta' 0,2 m jew aktar u magħmula minn
kwalunkwe wieħed mill-materjali li ġejjin
a.
Azzar li ma jissaddadx (stainless steels) bi 23 % ta' kromju jew
aktar f'piż;
b.
Azzar li ma jissaddadx u ligi fuq bażi ta' nikil b'numru ta' “fattur
ekwivalenti tar-reżistenza għat-tħaffir (Pitting resistance equivalent)” ogħla
minn 33.
Nota Teknika
In-numru tal-“fattur ekwivalenti tar-reżistenza għat-tħaffir” (Pitting
resistance equivalent-PRE) jikkaratterizza r-reżistenza tal-korrużjoni tal-azzar li
ma jissaddadx u tal-ligi tan-nikil meta mqabbla mal-korrużjoni li tħaffer jew dik
interstizzjali. Ir-reżistenza għat-tħaffir tal-azzar li ma jissaddadx u tal-ligi tan-nikil
hija ddeterminata primarjament bil-kompożizzjonijiet tagħhom, primarjament
kromju, molibdenum, u nitroġenu. Il- formula sabiex jiġi kkalkulat in-numru tal-
PRE hija
PRE = Cr + 3,3% Mo + 30% N
14. “Pigs” (Pipeline inspection gauge(s)) u komponenti mfassla b'mod
speċjali għalihom.
Nota Teknika
Il-“Pig” huwa apparat li normalment jintuża fuq in-naħa ta' ġewwa tal-
pipeline għat-tindif jew l-ispezzjoni (l-istat tal-korrużjoni jew il-formazzjoni ta' xi
qasma) u jiġi mbuttat bil-pressa tal-prodott ta' ġol-pipeline.
15. Pig launchers sabiex il-pig jiddaħħal ġol-pipeline u pig catchers sabiex
jitneħħa mill-pipeline.
16. Tankijiet għall-ħażna ta' żejt mhux maħdum u karburanti b'volum akbar
minn 1 000 m 3 (1 000 000 litru) kif ġejjin, u komponenti mfassla b'mod speċjali
għalihom
a.
tankijiet b'saqaf fiss;
b.
tankijiet b'saqaf li jżomm fil-wiċċ
17. Pajpijiet flessibbli għal taħt il-baħar imfassla b'mod speċjali għat-
trasport ta' idrokarburi u fluwidi ta' injezzjoni, ilma jew gass, b'dijametru ta' aktar
minn 50 mm.
18. Pajpijiet flessibbli sabiex jintużaw għal pressjoni għolja għal
applikazzjoni ta' fuq u taħt il-baħar.
19. Tagħmir ta' iżomerizzazzjoni mfassal b'mod speċjali għall-prodizzjoni
ta' gażolina b'livell għoli ta' ottan abbażi ta' idrokarburi ħfief u l-komponenti
mfassla b'mod speċjali għalihom.
2.B Tagħmir għall-ittestjar u l-ispezzjoni tat-tagħmir
1. Tagħmir imfassal b'mod speċjali għall-ittestjar u l-analiżi tal-kwalità
(proprjetajiet) taż-żejt mhux maħdum u karburanti.
2. Sistemi ta' kontroll interfaċċja mfassla b'mod speċjali sabiex jiġi
kkontrollat u sabiex isir l-aħjar użu mill-proċess għat-tneħħija tal-melħ.
2.Ċ Materjali
1. Dietileneglikol (CAS 111-46-6), Trietilene glikol (CAS 112-27-6)
2. N-Metilpirrolidon (CAS 872-50-4), Sulfolan (CAS 126-33-0)
3. Żeoliti, ta' oriġini naturali jew sintetiku, mfassla b'mod speċjali għall-
cracking (qsim ta' molekoli) katalitiku fluwidu jew għall-purifikazzjoni u/ jew id-
deidratazzjoni ta' gassijiet, inklużi gassijiet naturali.
4. Katalisti għall-cracking u għall-bidla ta' idrokarburi kif ġejjin
a.
Metall singolu (grupp tal-platinu) fuq tip ta' allumina jew fuq
żeoliti, mfassal b'mod speċjali għall-proċess ta' riforma katalitika;
b.
Speċijiet ta' metall imħallat (platinu flimkien a metalli nobbli)
fuq tip ta' allumina jew fuq żeoliti mfassal b'mod speċjali għall-proċess ta'
riforma katalitika;
ċ.
Katalisti tal-kobalt u tan-nikil trattati bil-molibdenum fuq tip ta'
allumina jew fuq żeoliti mfassla b'mod speċjali għall-proċess tat-tneħħija tal-
kubrit;
d.
Katalisti tal-palladju, nikil, kromju u tangstin fuq tip ta' allumina
jew fuq żeoliti mfassla b'mod speċjali għall-proċess ta' hydrocracking
katalitiku;
5. Addittivi tal-gażolina formulati b'mod speċjali sabiex iżidu n-numru ta'
ottanu tal-gażolina.
Nota
Din l-annotazzjoni tinkludi Etil terzjarju butil eteru (ETBE) (CAS 637-92-3)
u Metil butil terzjarju eteru (MTBE) CAS 1634-04-4).
2.D. Software
1. “Software” imfassal b'mod speċjali għall-“użu” mill-impjanti tal-LNG
jew subunitajiet speċifiċi ta' tali impjanti.
2. “Software” imfassal b'mod speċjali għall-“iżvilupp”, il-“produzzjoni”
jew l-“użu” mill-impjanti (inklużi is-subunitajiet tagħhom) għar-raffinar taż-żejt.
2.E. Teknoloġija
1. “Teknoloġija” għall-kondizzjonament u l-purifikazzjoni
tal-gass
naturali mhux raffinat (deidratazzjoni, taħlil, tneħħija ta' impuritajiet).
2. “Teknoloġija”
għal-likwefazzjoni
tal-gass
naturali,
inkluża
“teknoloġija” meħtieġa għall-“iżvilupp”, għall-“produzzjoni” jew għall-“użu”
f'impjanti tal-LNG.
3. “Teknoloġija” għat-trasport bil-baħar tal-gass naturali likwefatt.
4. “Teknoloġija”“meħtieġa” għall-“iżvilupp”, il-“produzzjoni” jew għall-
“użu” minn bastimenti tal-baħar imfassla b'mod speċjali għat-trasport ta' gass
naturali likwefatt
5. “Teknoloġija” għall-ħażna ta' żejt mhux maħdum u karburanti.
6. “Teknoloġija”“meħtieġa” għall-“iżvilupp”, il-“produzzjoni” jew l-
“użu” ta' impjant ta' raffinerija bħal
6.1.
“Teknoloġija” sabiex l-olefin ħafif jinbidel f'gażolina;
6.2.
Teknoloġija ta' riformar katalittiku u ta' isomerizzazzjoni;
6.3.
Teknoloġija ta' cracking termali u katalittiku.
ANNESS VII
Tagħmir u teknoloġija msemmija fl-Artikolu 12
Turbini tal-fwar bi produzzjoni ta' enerġija ta' aktar minn 40
MW
Turbini tal-gass bi produzzjoni ta' enerġija ta' aktar minn 5 000
kW
Il-muturi u magni li jiġġeneraw l-elettriku bi produzzjoni ta'
enerġija kollha ta' aktar minn 3 MW jew 5 000 kVA.
11.2011,
No 006283523, expires
28.06.2017
B.
Entities
Name
Identifying
Reasons
Date of
information
listing
Bena Properties
Controlled by Rami Makhlouf; 23.6.2011
provides funding to the regime.
Al
Mashreq P.O.
Box
108, Controlled by Rami Makhlouf; 23.6.2011
Investment
Fund Damascus Tel.: 963 provides funding to the regime.
(AMIF)
(alias 112110059
/
Sunduq Al Mashrek 112110043 Faks: 963
Al Istithmari)
933333149
Hamcho
Baghdad Street, P.O. Controlled
by
Mohammad 23.6.2011
International
Box 8254, Damascus Hamcho or Hamsho; provides
(Hamsho
Tel.: 963 112316675 funding to the regime.
International Group Faks: 963 112318875
Website
www.hamshointl.com
info@hamshointl.com
and
hamshogroup@yahoo.c
om
Military Housing
Public
works
company 23.6.2011
Establishment
controlled by Riyad Shalish and
(alias
Ministry of Defence; provides
MILIHOUSE)
funding to the regime.
Name
Identifying
Reasons
Date of
information
listing
Political Security
Syrian government
agency 23.8.2011
Directorate
directly involved in repression.
General
Syrian government
agency 23.8.2011
Intelligence
directly involved in repression.
Directorate
Military
Syrian government
agency 23.8.2011
Intelligence
directly involved in repression.
Directorate
Air
Force
Syrian government
agency 23.8.2011
Intelligence
directly involved in repression.
Agency
IRGC Qods Force Teheran, Iran
The Qods (or Quds) Force is a 23.8.2011
(Quds Force)
specialist arm of the Iranian
Islamic Revolutionary Guard
Corps (IRGC). The Qods Force
is involved in providing
equipment and support to help
the Syria regime suppress
protests in Syria. IRGC Qods
Force has provided technical
assistance,
equipment
and
support to the Syrian security
services to repress civilian
protest movements.
Mada Transport
Subsidiary of Cham Economic entity financing the 2.09.2011
Holding
(Sehanya regime.
Dara'a Highway, P.O.
Box 9525 Tel.: 00 963
11 99 62)
Cham Investment Subsidiary of Cham Economic entity financing the 2.09.2011
Group
Holding
(Sehanya regime.
Dara'a Highway, P.O.
Box 9525 Tel.: 00 963
1199 62)
Real Estate Bank
Insurance Bldg- Yousef State-owned bank providing 2.09.2011
Al-Azmeh
Square, financial support for the regime.
Damascus P.O. Box
2337 Damascus Syrian
Arab Republic Tel.
(+963) 11 2456777 and
2218602 Fax: (+963) 11
2237938 and 2211186
Bank's
Publicrelations@reb.sy,
Website: www.reb.sy
Addounia
TV Tel.: +963-11-5667274, Addounia TV has incited 23.09.2011
(a.k.a. Dounia TV) +963-11-5667271, Fax: violence against the civilian
+963-11-5667272
population in Syria.
Website
http://
www.addounia.tv
Name
Identifying
Reasons
Date of
information
listing
14 Cham Holding
Cham Holding Building Controlled by Rami Makhlouf; 23.09.2011
Daraa
Highway
- largest holding company in
Ashrafiyat Sahnaya Rif Syria, benefiting from and
Dimashq – Syria P.O. supporting the regime.
Box 9525 Tel.: +963
(11) 9962, +963 (11)
668 14000, +963 (11)
673 1044 Fax: +963
(11) 673 1274 E-mail
info@chamholding.sy
Website:www.chamhold
ing.sy
15 El-Tel Co. (El-Tel Address
Dair
Ali Manufacturing and supplying 23.09.2011
Middle
East Jordan Highway, P.O. telecommunication equipment
Company)
Box 13052, Damascus – for the Army.
Syria Tel.: +963-11-
2212345 Fax: +963-11-
44694450
sales@eltelme.com
Website
www.eltelme.com
16 Ramak
Address
Dara'a Construction
of
military 23.09.2011
Constructions Co.
Highway,
Damascus, barracks, border post barracks
Syria Tel.: +963-11- and other buildings for Army
6858111 Mobile: +963- needs.
933-240231
17 Souruh Company Address: Adra Free Investment in local military 23.09.2011
(a.k.a. SOROH Al Zone Area Damascus, industrial
projects,
Cham Company)
Syria Tel.: +963-11- manufacturing weapons parts
5327266 Mobile: +963- and related items. 100 % of the
933-526812, +963-932- company is owned by Rami
878282 Fax: +963-11- Makhlouf.
5316396
sorohco@gmail.com
Website
http://
sites.google.com/ site/
sorohco
18 Syriatel
Thawra
Street,
Ste Controlled by Rami Makhlouf; 23.09.2011
Building 6th Floor, BP provides financial support to the
2900 Tel.: +963 11 61 regime: through its licensing
26 270 Fax: +963 11 23 contract it pays 50% of its
73 97 19 E-mail: profits to the Government.
info@syriatel.com.sy;
Website
http://
syriatel.sy/
Name
Identifying
Reasons
Date of
information
listing
19 Cham Press TV
Al Qudsi building, 2nd Television
channel
which 1.12.2011
Floor - Baramkeh - participates in campaigns to
Damascus Tel.: +963 - spread disinformation and incite
11- 2260805 Fax: +963 violence against demonstrators.
- 11 - 2260806 E-mail
mail@champress.com
Website
www.champress.net
20 Al Watan
Al Watan Newspaper - Daily
newspaper
which 1.12.2011
Damascus – Duty Free participates in campaigns to
Zone Tel.: 00963 11 spread disinformation and incite
2137400 Fax: 00963 11 violence against demonstrators.
2139928
21 Centre d'études et Barzeh Street, P.O. Box Provides support to the Syrian 1.12.2011
de
recherches 4470, Damascus
army for the acquisition of
syrien
(CERS)
equipment used directly for the
(CERS,
Centre
surveillance and repression of
d'Etude
et
de
demonstrators.
Recherche
Scientifique; SSRC,
Scientific Studies
and
Research
Center; Centre de
Recherche
de
Kaboun
22 Business Lab
Maysat Square, Al Front
company
for
the 1.12.2011
Rasafi Street Bldg. 9, acquisition
of
sensitive
P.O.
Box
7155, equipment by the CERS.
Damascus
Tel.
963112725499
Fax
963112725399
23 Industrial Solutions Baghdad Street 5, P.O. Front
company
for
the 1.12.2011
Box 6394, Damascus acquisition
of
sensitive
Tel./fax: 963114471080 equipment by the CERS.
24 Mechanical
P.O.
Box
35202, Front
company
for
the 1.12.2011
Construction
Industrial Zone, Al- acquisition
of
sensitive
Factory (MCF)
Qadam
Road, equipment by the CERS.
Damascus
25 Syronics - Syrian Kaboon Street, P.O. Box Front
company
for
the 1.12.2011
Arab
Co.
for 5966, Damascus Tel.- acquisition
of
sensitive
Electronic
No.: +963-11-5111352 equipment by the CERS.
Industries
Fax: +963-11-5110117
Name
Identifying
Reasons
Date of
information
listing
Handasieh
- P.O. Box 5966, Abou Front
company
for
the 1.12.2011
Organization
for Bakr Al-Seddeq St., acquisition
of
sensitive
Engineering
Damascus and P.O. Box equipment by the CERS.
Industries
Al-Moutanabi
Street, Damascus and
P.O.
Box
21120
Baramkeh, Damascus
Tel.: 963112121816 -
963112121834
-
963112214650
-
963112212743
-
963115110117
Syria Trading Oil Prime
Minister State-owned
company 1.12.2011
Company (Sytrol)
Building, 17 Street responsible for all oil exports
Nissan,
Damascus, from Syria. Provides financial
Syria
support to the regime.
General Petroleum New Sham - Building of State-owned
oil
company. 1.12.2011
Corporation (GPC) Syrian Oil Company, Provides financial support to the
P.O.
Box
60694, regime.
Damascus, Syria Tel.
963113141635
Fax
963113141634 E-mail
info@gpc-sy.com
Al Furat Petroleum Dummar - New Sham - Joint venture 50 owned by GPC. 1.12.2011
Company
Western Dummer 1st. Provides financial support to the
Island -Property 2299- regime.
AFPC Building P.O.
Box 7660 Damascus –
Syria. Tel.: 00963-11-
(6183333), 00963-11-
(31913333) Fax: 00963-
11- (6184444), 00963-
11-
(31914444)
afpc@afpc.net.sy
Industrial Bank
Dar Al Muhanisen State-owned bank. Provides 23.1.2012
Building, 7th Floor, financial support to the regime.
Maysaloun Street, P.O.
Box 7572 Damascus,
Syria. Tel: +963 11-
222-8200. +963 11-222-
7910 Fax: +963 11-222-
Popular
Credit Dar Al Muhanisen State-owned bank. Provides 23.1.2012
Bank
Building, 6th Floor, financial support to the regime.
Maysaloun
Street,
Damascus, Syria. Tel
+963
11-222-7604.
+963 11-221-8376 Fax
+963 11-221-0124
Name
Identifying
Reasons
Date of
information
listing
Saving Bank
Syria-Damascus
- State-owned bank. Provides 23.1.2012
Merjah - Al-Furat St. P. financial support to the regime.
O. Box: 5467 Fax: 224
4909 - 245 3471 Tel
s.bank@scs-net.
org
post-gm@net.sy
Agricultural
Agricultural
State-owned bank. Provides 23.1.2012
Cooperative Bank
Cooperative
Bank financial support to the regime.
Building,
Damascus
Tajhez, P.O. Box 4325,
Damascus, Syria. Tel
+963
11-221-3462;
+963 11-222-1393 Fax
+963
11-224-1261
Website
www.agrobank. org
Lebanese Syrian
Lebanese Subsidiary of the Commercial 23.1.2012
Commercial Bank Commercial
Bank Bank of Syria already listed.
Building, 6th Floor, Provides financial support to the
Makdessi
Street, regime.
Hamra, P.O. Box 11-
8701, Beirut, Lebanaon.
Tel: +961 1-741666
Fax: +961 1-738228;
+961 1-753215; +961 1-
736629
Website
www.slcb.com. lb
ez-Zur Dar Al Saadi Building Joint venture of GPC. Provides 23.1.2012
Petroleum
1st, 5th, and 6th Floor financial support to the regime.
Company
Zillat Street Mazza
Area P.O. Box 9120
Damascus Syria Tel
+963
11-662-1175;
+963 11-662-1400 Fax
+963 11-662-1848
Petroleum Head Office Mazzeh Joint venture of GPC. Provides 23.1.2012
Company
Villat Ghabia Dar Es financial support to the regime.
Saada 16 Damascus,
Syria
Tel
+963
116691100 P.O. Box
Petroleum Building No. 653 - 1st Joint venture of GPC. Provides 23.1.2012
Company
Floor, Daraa Highway, financial support to the regime.
P.O. Box 81, Damascus,
Syria
ANNEX IIa
LIST OF ENTITIES OR BODIES REFERRED TO
IN ARTICLES 14 AND 15(1)(b)
Entities
Name
Identifying information
Reasons
Date of
listing
Commercial
Bank -- Damascus Branch, State-owned bank providing 13.10.2011
of Syria
P.O.
Box
2231, financial support to the regime.
Moawiya
St.,
Damascus, Syria;- P.O.
Box 933, Yousef Azmeh
Square,
Damascus,
Syria; Aleppo Branch,
P.O. Box 2, Kastel
Hajjarin St., Aleppo,
Syria;
SWIFT/BIC
CMSY SY DA; all
offices
worldwide
[NPWMD]
Website
http://cbs-bank.sy/En-
index.php Tel.: +963 11
2218890 Fax: +963 11
2216975
general
managment
dir.cbs@mail.sy
ANNEX III
LIST OF COMPETENT AUTHORITIES IN THE MEMBER STATES AND
ADDRESS FOR NOTIFICATIONS TO THE EUROPEAN COMMISSION
A.
Competent authorities in each Member State
BELGIUM
http://www.diplomatie.be/eusanctions
BULGARIA
http://www.mfa.bg/en/pages/view/5519
CZECH REPUBLIC
http://www.mfcr.cz/mezinarodnisankce
DENMARK
http://www.um.dk/da/menu/Udenrigspolitik/
FredSikkerhedOgInternationalRetsorden/Sanktioner/
GERMANY
http://www.bmwi.de/BMWi/Navigation/Aussenwirtschaft/
Aussenwirtschaftsrecht/ embargos.html
ESTONIA
http://www.vm.ee/est/kat_622/
IRELAND
http://www.dfa.ie/home/index.aspx?id=28519
GREECE
http://www.mfa.gr/www.mfa.gr/en-US/Policy/Multilateral+Diplomacy/
Global +Issues/International+
Sanctions/
SPAIN
http://www.maec.es/es/MenuPpal/Asuntos/Sanciones%20Internacionales/
Paginas/ Sanciones_%20Internacionales.aspx
FRANCE
http://www.diplomatie.gouv.fr/autorites-sanctions/
ITALY
http://www.esteri.it/MAE/IT/Politica_Europea/Deroghe.htm
CYPRUS
http://www.mfa.gov.cy/sanctions
LATVIA
http://www.mfa.gov.lv/en/security/4539
LITHUANIA
http://www.urm.lt/sanctions
LUXEMBOURG
http://www.mae.lu/sanctions
HUNGARY
http://www.kulugyminiszterium.hu/kum/hu/bal/Kulpolitikank/
nemzetkozi_szankciok/
MALTA
http://www.doi.gov.mt/EN/bodies/boards/sanctions_monitoring.asp
NETHERLANDS
http://www.minbuza.nl/sancties
AUSTRIA
http://www.bmeia.gv.at/view.php3?f_id=12750&LNG=en&version=
POLAND
http://www.msz.gov.pl
PORTUGAL
http://www.min-nestrangeiros.pt
ROMANIA
http://www.mae.ro/node/1548
SLOVENIA
http://www.mzz.gov.si/si/zunanja_politika/mednarodna_varnost/
omejevalni_ukrepi/
SLOVAKIA
http://www.foreign.gov.sk
FINLAND
http://formin.finland.fi/kvyhteistyo/pakotteet
SWEDEN
http://www.ud.se/sanktioner
UNITED KINGDOM
www.fco.gov.uk/competentauthorities
B.
Address for communication with the European Commission
European Commission
Service for Foreign Policy Instruments
CHAR 12/106
B-1049 Bruxelles/Brussel
Belgium
E-mail: relex-sanctions@ec.europa.eu
ANNEX IV
LIST OF ‘CRUDE OIL AND PETROLEUM PRODUCTS’
REFERRED TO IN ARTICLE 6
Description
Petroleum oils and oils obtained from bituminous minerals,
crude.
Petroleum oils and oils obtained from bituminous minerals,
other than crude; preparations not elsewhere specified or
included, containing by weight 70 % or more of petroleum oils
or of oils obtained from bituminous minerals, these oils being
the basic constituents of the preparations; waste oils (save that
the purchase, in Syria, of kerosene jet fuel of CN code 2710 19
21 is not prohibited provided that it is intended and used solely
for the purpose of the continuation of the flight operation of the
aircraft into which it is loaded).
Petroleum jelly; paraffin wax, microcrystalline petroleum wax,
slack wax, ozokerite, lignite wax, peat wax, other mineral
waxes, and similar products obtained by synthesis or by other
processes, whether or not coloured.
Petroleum coke, petroleum bitumen and other residues of
petroleum oils or of oils obtained from bituminous minerals.
Bitumen and asphalt, natural; bituminous or oil-shale and tar
sands; asphaltites and asphaltic rocks.
2715 00 00 Bituminous mixtures based on natural asphalt, on natural
bitumen, on petroleum bitumen, on mineral tar or on mineral tar
pitch (for example, bituminous mastics, cut-backs).
ANNEX V
EQUIPMENT, TECHNOLOGY AND SOFTWARE
REFERRED TO IN ARTICLE 4
General Note
Notwithstanding the contents of this Annex, it shall not apply to
(a)
equipment, technology or software which are specified in Annex
I to Council Regulation (EC) 428/2009 * or the Common Military List; or
(b)
software which is designed for installation by the user without
further substantial support by the supplier and which is generally available to
the public by being sold from stock at retail selling points, without
restriction, by means of
(i)
over the counter transactions;
(ii)
mail order transactions;
(iii) electronic transactions; or
(iv) telephone order transactions; or
(c)
software which is in the public domain.
The categories A, B, C, D and E refer to the categories referred to in
Regulation (EC) No 428/2009.
The ‘equipment, technology and software’ referred to in Article 4 is
A.
List of equipment
-
Deep Packet Inspection equipment
-
Network Interception equipment including Interception
Management Equipment (IMS) and Data Retention Link Intelligence
equipment
-
Radio Frequency monitoring equipment
-
Network and Satellite jamming equipment
-
Remote Infection equipment
Council Regulation (EC) No 428/2009 of 5 May 2009 setting up a Community regime
for the control of exports, transfer, brokering and transit of dual-use items (OJ L 134,
29.5.2009, p. 1).
Speaker recognition/processing equipment
IMSI * , MSISDN ** , IMEI *** , TMSI **** interception and
monitoring equipment
SMS ***** /GSM ****** /GPS ******* /GPRS ******** /
Tactical
/ PSTN *********** interception and
UMTS
/CDMA
monitoring equipment
DHCP ************ /SMTP ************* ,GTP **************
information interception and monitoring equipment
Pattern Recognition and Pattern Profiling equipment
Remote Forensics equipment
Semantic Processing Engine equipment
WEP and WPA code breaking equipment
Interception equipment for VoIP proprietary and standard
protocol
Not used
Not used
‘Software’ for the ‘development’, ‘production’ or ‘use’ of the
IMSI stands for International Mobile Subscriber Identity. It is a unique
identification code for each mobile telephony device, integrated in the SIM
card and which allows identification of such SIM via GSM and UMTS
networks.
MSISDN stands for Mobile Subscriber Integrated Services Digital Network
Number. It is a number uniquely identifying a subscription in a GSM or a
UMTS mobile network. Simply put, it is the telephone number to the SIM card
in a mobile phone and therefore it identifies a mobile subscriber as well as
IMSI, but to route calls through him.
IMEI stands for International Mobile Equipment Identity. It is a number,
usually unique to identify GSM, WCDMA and IDEN mobile phones as well as
some satellite phones. It is usually found printed inside the battery
compartment of the phone. interception (wiretapping) can be specified by its
IMEI number as well as IMSI and MSISDN.
TMSI stands for Temporary Mobile Subscriber Identity. It is the identity that is
most commonly sent between the mobile and the network.
SMS stands for Short Message System.
GSM stands for Global System for Mobile Communications.
GPS stands for Global Positioning System.
GPRS stands for General Package Radio Service.
********* UMTS stands for Universal Mobile Telecommunication System.
********** CDMA stands for Code Division Multiple Access.
equipment specified in A above.
E. ‘Technology’ for the ‘development’, ‘production’ or ‘use’ of the
equipment specified in A above.
Equipment, technology and software falling within these categories is
within the scope of this Annex only to the extent that it falls within the general
description ‘internet, telephone and satellite communications interception and
monitoring systems’.
For the purpose of this Annex ‘monitoring’ means acquisition,
extraction, decoding, recording, processing, analysis and archiving call content or
network data.
ANNEX VI
LIST OF KEY EQUIPMENT AND TECHNOLOGY
REFERRED TO IN ARTICLE 8
General notes
1. The object of the prohibitions contained in this Annex should not be
defeated by the export of any non-prohibited goods (including plant) containing
one or more prohibited components when the prohibited component or
components are the principal element of the goods and can feasibly be removed or
used for other purposes.
N.B.: In judging whether the prohibited component or components are to be
considered the principal element, it is necessary to weigh the factors of quantity,
value and technological know-how involved and other special circumstances
which might establish the prohibited component or components as the principal
element of the goods being procured.
2. The goods specified in this Annex include both new and used goods.
3. Definitions of terms between ‘single quotation marks’ are given in a
technical note to the relevant item.
4. Definitions of terms between ‘double quotation marks’ can be found in
Annex I to Regulation (EC) No 428/2009.
*********** PSTN stands for Public Switch Telephone Networks.
************DHCP stands for Dynamic Host Configuration Protocol.
*************SMTP stands for Simple Mail Transfer Protocol.
**************GTP stands for GPRS Tunnelling Protocol.
General Technology Note (GTN)
1. The ‘technology’‘required’ for the ‘development’, ‘production’ or ‘use’
of prohibited goods remains under prohibition even when applicable to non-
prohibited goods.
2. Prohibitions do not apply to that ‘technology’ which is the minimum
necessary for the installation, operation, maintenance (checking) and repair of
those goods which are not prohibited or the export of which has been authorised in
accordance with this Regulation.
3. Prohibitions on ‘technology’ transfer do not apply to information ‘in the
public domain’, to ‘basic scientific research’ or to the minimum necessary
information for patent applications.
Exploration and production of crude oil and natural gas
1.A Equipment
1. Geophysical survey equipment, vehicles, vessels and aircraft specially
designed or adapted to acquire data for oil and gas exploration and specially
designed components therefor.
2. Sensors specially designed for downhole well operations in oil and gas
wells, including sensors used for measurement whilst drilling and the associated
equipment specially designed to acquire and store data from such sensors.
3. Drilling equipment designed to drill rock formations, specifically for
the purpose of exploring for, or producing oil, gas and other naturally occurring,
hydrocarbon materials.
4. Drill bits, drill pipes, drill collars, centralisers and other equipment,
specially designed for use in and with oil and gas well drilling equipment.
5. Drilling wellheads, ‘blowout preventers’ and ‘Christmas or production
trees’ and the specially designed components thereof, meeting the ‘API and ISO
specifications’ for use with oil and gas wells.
Technical Notes
a.
A ‘blowout preventer’ is a device typically used at ground level
(or if drilling underwater, at the seabed) during drilling to prevent the
uncontrolled escape of oil and/or gas from the well.
b.
A ‘Christmas tree or production tree’ is a device typically used
to control flow of fluids from the well when it is complete and oil and/or gas
production has started.
c.
For the purpose of this item, ‘API and ISO specifications’ refers
to the American Petroleum Institute specifications 6A, 16A, 17D and 11IW
and/ or the International Standards Organisation specifications 10423 and
13533 for blowout preventers, wellhead and Christmas trees for use on oil
and/or gas wells.
6. Drilling and production platforms for crude oil and natural gas.
7. Vessels and barges incorporating drilling and/or petroleum processing
equipment used for producing oil, gas and other naturally occurring flammable
materials.
8. Liquid/gas separators meeting API specification 12J, specially designed
to process the production from an oil or gas well, to separate the petroleum liquids
from any water and any gas from the liquids.
9. Gas compressor with a design pressure of 40 bar (PN 40 and/or ANSI
300) or more and having a suction volume capacity of 300 000 Nm 3 /h or more,
for the initial processing and transmission of natural gas, excluded gas
compressors for CNG (Compressed Natural Gas) filling stations, and specially
designed components therefor.
10. Subsea production control equipment and the components thereof
meeting ‘API and ISO specifications’ for use with oil and gas wells.
Technical Note
For the purposes of this entry, ‘API and ISO specifications’ refers to the
American Petroleum Institute specification 17 F and/or the International Standards
Organisation specification 13268 for subsea production control systems.
11. Pumps, typically high capacity and/or high pressure (in excess of 0,3 m
3 per minute and/or 40 bar), specially designed to pump drilling muds and/or
cement into oil and gas wells.
1.B Test and inspection equipment
1. Equipment specially designed for sampling, testing and analysing the
properties of drilling mud, oil well cements and other materials specially designed
and/or formulated for use in oil and gas wells.
2. Equipment specially designed for sampling, testing and analysing the
properties of rock samples, liquid and gaseous samples and other materials taken
from an oil and/or gas well either during or after drilling, or from the initial
processing facilities attached thereto.
3. Equipment specially designed for collecting and interpreting
information about the physical and mechanical condition of an oil and/or gas well,
and for determining the in situ properties of the rock and reservoir formation.
1.C Materials
1. Drilling mud, drilling mud additives and the components thereof,
specially formulated to stabilise oil and gas wells during drilling, to recover drill
cuttings to the surface and to lubricate and cool the drilling equipment in the well.
2. Cements and other materials meeting the ‘API and ISO specifications’
for use in oil and gas wells.
Technical Note
‘API and ISO specification’ refers to the American Petroleum Institute
specification 10A or the International Standards Organisation specification 10426
for oil well cements and other materials specially formulated for use in the
cementing of oil and gas wells.
3. Corrosion inhibiting, emulsion treatment, defoaming agents and other
chemicals specially formulated to be used in the drilling for, and the initial
processing of, petroleum produced from an oil and/or gas well.
1.D Software
1. ‘Software’ specially designed to collect and interpret data acquired from
seismic, electromagnetic, magnetic or gravity surveys for the purpose of
establishing oil or gas prospectivity.
2. ‘Software’ specially designed for storing, analysing and interpreting
information acquired during drilling and production to assess the physical
characteristics and behaviour of oil or gas reservoirs.
3. ‘Software’ specially designed for the ‘use’ of petroleum production and
processing facilities or specific sub-units of such facilities.
1.E Technology
1. ‘Technology’‘required’ for the ‘development’, ‘production’ and ‘use’ of
equipment specified in 1.A.01 – 1.A.11.
Refining of crude oil and liquefaction of natural gas
2.A Equipment
1. Heat exchangers as follows and specially designed components
therefor
a.
Plate-fin heat exchangers with a surface/volume ratio greater
than 500 m 2 /m 3 , specially designed for pre-cooling of natural gas;
b.
Coil-wound heat exchangers specially designed for liquefaction
or sub-cooling of natural gas.
2. Cryogenic pumps for the transport of media at a temperature below –
120 ° C having a transport capacity of more than 500 m 3 /h and specially designed
components therefor.
3. ‘Coldbox’ and ‘coldbox’ equipment not specified by 2.A.1.
Technical Note
‘Coldbox’ equipment’ refers to a specially designed construction, which is
specific for LNG plants and incorporates the process stage of liquefaction. The
‘coldbox’ comprises heat exchangers, piping, other instrumentation and thermal
insulators. The temperature inside the ‘coldbox’ is below -120°C (conditions for
condensation of natural gas). The function of the ‘coldbox’ is the thermal
insulation of the above described equipment.
4. Equipment for shipping terminals of liquefied gases having a
temperature below -120°C and specially designed components therefor.
5. Flexible and non-flexible transfer line having a diameter greater than 50
mm for the transport of media below -12 °C.
6. Maritime vessels specially designed for the transport of LNG.
7. Electrostatic desalters specially designed to remove contaminants such
as salts, solids and water from crude oil and specially designed components
therefor.
8. All crackers, including hydrocrackers, and cokers, specially designed
for conversion of vacuum gas oils or vacuum residuum, and specially designed
components therefor.
9. Hydrotreaters specially designed for desulphurisation of gasoline, diesel
cuts and kerosene and specially designed components therefor.
10. Catalytic reformers specially designed for conversion of desulphurised
gasoline into high-octane gasoline, and specially designed components therefor.
11. Refinery units for C5-C6 cuts isomerisation, and refinery units for
alkylation of light olefins, to improve the octane index of the hydrocarbon cuts.
12. Pumps specially designed for the transport of crude oil and fuels, having
a capacity of 50 m 3 /h or more and specially designed components therefor.
13. Tubes with an outer diameter of 0,2 m or more and made from any of
the following materials
a.
Stainless steels with 23% chromium or more by weight;
b.
Stainless steels and nickel bases alloys with a ‘Pitting resistance
equivalent’ number higher than 33.
Technical Note
‘Pitting resistance equivalent’ (PRE) number characterises the corrosion
resistance of stainless steels and nickel alloys to pitting or crevice corrosion. The
pitting resistance of stainless steels and nickel alloys is primarily determined by
their compositions, primarily: chromium, molybdenum, and nitrogen. The formula
to calculate the PRE number is
PRE = Cr + 3,3 Mo + 30% N
14. ‘Pigs’ (Pipeline
Inspection
Gauge(s))
and
specially
designed
components therefor.
Technical Note
‘Pig’ is a device typically used for cleaning or inspection of a pipeline from
inside (corrosion state or crack formation) and is propelled by the pressure of the
product in the pipeline.
15. Pig launchers and pig catchers for the integration or removing of pigs.
16. Tanks for the storage of crude oil and fuels with a volume greater than
1000 m 3 (1 000 000 litres) as follows, and specially designed components therefor
a.
fixed roof tanks;
b.
floating roof tanks.
17. Subsea flexible pipes specially designed for the transportation of
hydrocarbons and injection fluids, water or gas, having a diameter greater than 50
mm.
18. Flexible pipes used for high pressure for topside and subsea application.
19. Isomeration equipment specially designed for production of high-octane
gasoline based on light hydrocarbons as feed, and specially designed components
therefor.
2.B Test and inspection equipment
1. Equipment specially designed for testing and analysing of quality
(properties) of crude oil and fuels.
2. Interface control systems specially designed for controlling and
optimising of the desalting process.
2.C Materials
1. Diethyleneglycol (CAS 111-46-6), Triethylene glycol (CAS 112-27-6).
2. N-Methylpyrrolidon (CAS 872-50-4), Sulfolane (CAS 126-33-0).
3. Zeolites, of natural or synthetic origin, specially designed for fluid
catalytic cracking or for the purification and/or dehydration of gases, including
natural gases.
4. Catalysts for the cracking and conversion of hydrocarbons as follows
a.
Single metal (platinum group) on alumina type or on zeolite,
specially designed for catalytic reforming process;
b.
Mixed metal species (platinum in combination with other noble
metals) on alumina type or on zeolite, specially designed for catalytic
reforming process;
c.
Cobalt and nickel catalysts doped with molybdenum on alumina
type or on zeolite, specially designed for catalytic desulphurisation process;
d.
Palladium, nickel, chromium and tungsten catalysts on alumina
type or on zeolite, specially designed for catalytic hydrocracking process.
5. Gasoline additives specially formulated for increasing the octane
number of gasoline.
Note
This entry includes Ethyl tertiary butyl ether(ETBE) (CAS 637-92-3) and
Methyl tertiary butyl ether (MTBE) CAS 1634-04-4).
2.D Software
1. ‘Software’ specially designed for the ‘use’ of LNG plants or specific
sub-units of such plants.
2. ‘Software’ specially designed for the ‘development’, ‘production’ or
‘use’ of plants (including their sub-units) for oil refining.
2.E Technology
1. ‘Technology’ for the conditioning and purification of raw natural gas
(dehydration, sweetening, removal of impurities).
2. ‘Technology’ for the liquefaction of natural gas, including ‘technology’
required for the ‘development’, ‘production’ or ‘use’ of LNG plants.
3. ‘Technology’ for the shipment of liquefied natural gas.
4. ‘Technology’‘required’ for the ‘development’, ‘production’ or ‘use’ of
maritime vessels specially designed for the transport of liquefied natural gas.
5. ‘Technology’ for storage of crude oil and fuels.
6. ‘Technology’‘required’ for the ‘development’, ‘production’ or ‘use’ of a
refinery plant, such as
6.1.
‘Technology’ for conversion of light olefin to gasoline;
6.2.
Catalytic reforming and isomerisation technology;
6.3.
Catalytic and thermal cracking technology.
ANNEX VII
Equipment and technology referred to in Article 12
8406 81
Steam turbines of an output exceeding 40 MW.
8411 82
Gas turbines of an output exceeding 5 000 kW.
ex 8501
All electric motors and generators of an output exceeding 3 MW
or 5 000 kVA.
B
€5.13