Marine Equipment Regulations, 2005
Table of Provisions (16)
Statutory Text (16 Articles)
Suppliment tal-Gazzetta tal-Gvern ta’ Malta, Nru. 17,762, 29 ta’ April, 2005
L.N. 127 of 2005
PRODUCT SAFETY ACT
(ACT NO. V OF 2001)
The Conformity Assessment of
Marine Equipment Regulations, 2005
IN exercise of the powers conferred by articles 38 to 40 of the
Product Safety Act, 2001, the Minister for Competitiveness and
Communications, acting on the advice of the Malta Standards Authority,
has made the following regulations:-
(1) The title of these regulations is the Conformity Citation.
Assessment of Marine Equipment Regulations, 2005
These regulations transpose the Conformity Assessment General scope
Procedures of Council directive 96/98/EC on Marine Equipment as
amended by Commission Directives 98/85/EC 1 , 2001/53/EC 2 , 2002/
75/EC 3 and Directive 2002/84/EC of the European Parliament and of
the Council of 5 th November 2002 4
Provided that the Method for Designating Conformity L.N. 136 of 2003
Assessment Bodies Regulations, 2003, as applied to these regulations,
set out the conditions for the recognition of competence and the
subsequent approval of notified bodies
Provided also that the Directorate within the meaning of the
regulations mentioned in the paragraph above of this regulation is the
competent national administration referred to in the definition of Notified
Body in regulation 4 of these regulations.
(1) These regulations shall apply to equipment placed on Technical scope
the market with the intent of use on board a Community Ship.
(2) Notwithstanding the fact that the equipment referred to
in sub-regulation 3(1) of these regulations may fall within the scope of
regulations other than these regulations for the purpose of free
movement, and in particular Electromagnetic Compatibility Regulations,
O.J. L315, page 14, 25.11.1998
O.J. L 204, page 1, 28.7.2001
O.J. L 254, page 1, 23.9.2002
O.J.. L 324, page 53, 29.11.2002
2002, which transpose Council Directive 89/336/EEC of the 3rd May
1989 on the approximation of the laws of the Member States relating to
electromagnetic compatibility and Personal Protective Equipment
Regulations, 2002, which transpose Council Directive 89/686/EEC of
the 21st December 1989 on the approximation of the laws of the Member
States relating to personal protective equipment, that equipment shall
be subject only to the Conformity Assessment of Marine Equipment
Regulations, 2004, to the exclusion of all others for those purposes.
For the purposes of these regulations the following definitions
shall apply
“authorised representative” means any person (or
organisation) established in the community or Malta who has been
appointed by the manufacturer to act on his behalf in carrying out
certain tasks required by these regulations;
“the Community” means the European Community;
“Community Ship” has the same meaning as in the Merchant
Shipping (Marine Equipment) Regulations, 2004;
“Conformity Assessment Procedures” shall mean the
procedures set out in regulation 7 hereto,
“the Directive” shall mean Council Directive 96/98/EC on
Marine Equipment as amended by the directives mentioned in
regulation 2 of these regulations;
“Directorate” means the Consumer and Industrial Goods
Directorate of the Malta Standards Authority, as established by
virtue of L.N. 213 of 2000 – Malta Standards Authority
(Establishment of Directorates) Order, 2000 – published in the
Government Gazette No. 17,002 of 20 th October, 2000;
“equipment” shall mean items listed in Schedules Ia and Ib
hereto, which must be placed on board a ship for use in order to
comply with International Instruments or are voluntarily placed
on board for use, and for which the approval of the flag state
administration is required according to international instruments;
“International Instruments” shall have a meaning as
understood in the Merchant Shipping (Marine Equipment)
Regulations, 2004;
“Malta Maritime Authority” means the Authority established
by section 3 of the Malta Maritime Authority Act;
“Mark” shall mean the symbol referred to in regulation 8 of
these regulations and set out in Schedule IV, hereto;
“Manufacturer” means the person, who is primarily
responsible for designing and manufacturing the relevant
equipment so that it complies with the requirements of these
regulations;
“Member State” means a member state of the European
Union;
“Notified Body” shall mean a body designated by the
competent national administration of a Member state in accordance
with these regulations;
“Placing on board” shall have a meaning as understood in the
Merchant Shipping (Marine Equipment) regulations, 2004;
“placing on the market” means the initial action of making a
product available for the first time on the Community or Maltese
market, with a view to its distribution or placing on board;
“radiocommunications equipment” shall mean equipment
required by Chapter IV of the 1974 SOLAS Convention, in its up-
to-date version, and survival craft two-way VHF radiotelephone
apparatus required by regulation III/6.2.1 of the same convention;
“Registrar-General” shall have the same meaning as is Cap. 234
assigned to it by Article 2 of the Merchant Shipping Act;
“Responsible person” in relation to equipment means
(i)
the manufacturer thereof, or
(ii)
the manufacturer’s authorised representative or;
(iii)
where the manufacturer is not established in the
Community or Malta and he has not appointed an authorised
representative, the person who places the equipment on the
Community or Maltese market;
L.N. 155 of 2004
“Ship” has the same meaning as in the Merchant Shipping
(Marine Equipment) Regulations, 2004;
“testing standards” shall mean the standards set by
—the International Maritime Organization (IMO),
—the International Organization for Standardization
(ISO),
—the International Electrotechnical Commission (IEC),
—the European Committee for Standardization (CEN),
—the European Committee for Electrotechnical
Standardization (Cenelec) and
—the European Telecommunication Standards Institute
(ETSI) in their up to-date version, and established in
accordance with the relevant international conventions and
with the relevant IMO resolutions and circulars to define
testing methods and test results, but only in the form referred
to in Schedules Ia and Ib hereto;
“type-approval” shall mean the procedures for evaluating
equipment produced in accordance with the appropriate testing
standards and the issue of the appropriate certificate.
No equipment referred to in Schedules Ia hereto, which bears
the mark or for other reasons complies with these regulations, shall be
prohibited from being placed on the market.
(1) The Commission and the other Member States shall be
notified of the bodies that have been designated to carry out the
procedures in regulation 7 of these regulations together with the specific
tasks, which those notified bodies have been designated to carry out,
and the identification numbers assigned to them beforehand by the
Commission
Provided that these bodies shall be subject to the Method for
Designating Conformity Assessment Bodies Regulations, 2003 and they
shall also fulfil the criteria set out in Schedule III hereto.
(2) The period of validity of a decision of designating a
Conformity Assessment Body within the meaning of sub-regulation (1)
hereto shall not exceed two years.
(3) A body, which has been designated in accordance with
the requirements of these regulations, shall have its designation
withdrawn if it ceases to comply with the criteria set out in Schedule III
hereto.
(4) The Commission and the other Member States shall be
informed accordingly.
(1) The conformity assessment procedures, details of which
are listed in Schedule II hereto, shall be
(i) EC type-examination (module B) and, before equipment
is placed on the market and according to the choice made by the
manufacturer or his authorized representative established within
the Community from the possibilities indicated in schedule Ia
hereto, all equipment shall be subject to
(a)
the EC declaration of conformity to type (module
C);
(b) the EC declaration of conformity to type
(production-quality assurance)(module D);
(c) the EC declaration of conformity to type (product-
quality assurance)(module E);
(d) the EC declaration of conformity to type (product
verification) (module F);or
(ii) EC full-quality assurance (module H).
(2) The declaration of conformity to type shall be in written
form and shall give the information specified in Schedule II hereto.
(3) Where sets of equipment are produced individually or
in small quantities and not in series or in mass, the conformity assessment
procedure may be the EC unit verification (module G).
(1) Equipment referred to in Schedule Ia, hereto, which The Mark.
complies with the relevant international instruments and is manufactured
in accordance with the conformity-assessment procedures shall have
the mark affixed to it by the manufacturer or his authorized representative
established within the Community.
(2) The mark shall be followed by the identification number
of the notified body, which has performed the conformity-assessment
procedure, if that body is involved in the production-control phase, and
by the last two digits of the number of the year in which the mark is
affixed. The identification number of the notified body shall be affixed
under its responsibility either by the body itself or by the manufacturer
or his authorized representative established within the Community.
(3) The form of the mark to be used shall be as set out in
Schedule IV, hereto.
(4) The mark shall be affixed to the equipment or to its data
plate so as to be visible, legible and indelible throughout the anticipated
useful life of the equipment. However, where that is not possible or not
warranted on account of the nature of the piece of equipment, it shall be
affixed to the packaging of the product, to a label or to a leaflet.
(5) No marks or inscriptions, which are likely to mislead
third parties with regard to the meaning or the graphics of the mark
referred to in these regulations, shall be affixed.
(6) The mark shall be affixed at the end of the production
phase.
(7) Equipment shall be accompanied by literature required
for its correct and safe use. The languages shall include English.
Notwithstanding regulation 5 of these regulations, measures
may be taken as necessary to ensure that sample checks are carried out
on equipment bearing the mark which is on the market and which has
not yet been placed on board, in order to ensure that it complies with
these regulations. The expense for carrying out sample checks, which
are not provided for in the modules for conformity assessment in
Schedule II, shall be born as provided for in the Merchant Shipping
(Marine Equipment) Regulations, 2004.
(1) Where it is ascertained by inspection or communication
from the Registrar-General or otherwise that, notwithstanding the fact
that it bears the mark, a piece of equipment referred to in Schedule Ia
hereto, when correctly installed, maintained and used for its intended
purpose, may compromise the health and, or safety of the crew, the
passengers or, where applicable, other persons, or adversely affect the
marine environment, the Director of Consumer Affairs shall, following
consultation with the Registrar-General, take appropriate interim
measures to withdraw that piece of equipment from the market or
prohibit or restrict its being placed on the market.
(2) The Director of Consumer Affairs shall immediately
inform the Directorate of any such measure, indicating the reason for
its decision and, in particular, whether non-conformity is due to
(i) failure to comply with the Merchant Shipping (Marine
Equipment) Regulations , 2004;
(ii) incorrect application of the testing standards referred to
in the Merchant Shipping (Marine Equipment ) Regulations , 2004;
(iii) shortcomings in the testing standards themselves.
(3) Where a non-conformity product referred to in these
regulations bears the mark, the Director of Consumer Affairs shall take
the appropriate measures against whom so ever has affixed the marking
and shall so inform the Directorate thereof.
(4) Any decision taken pursuant to these regulations which
restricts the placing on the market and putting into service of products
shall state the exact grounds on which it is based. Such a decision shall
be notified as soon as possible to the party concerned, who shall at the
same time be informed of the legal remedies available to him under the
laws in force in Malta and of the time limits to which such remedies are
subject.
(5) The Directorate shall immediately inform the Registrar-
General, the other Member States and the Commission of any measures
taken in pursuance to sub-regulations (1), (2), (3) and (4) hereto.
the modules for conformity assessment in Schedule II, are to be found in the applicable requirements of the international conventions and the relevant resolutions and
For the purpose of identifying correctly the relevant standards, the test reports and the appropriate type-approval certificates shall specify the specific testing standard
in addition to the testing standards specifically mentioned, a number of provisions, which must be checked during type-examination (type approval) as referred to in
Where IMO Resolutions are cited, only the testing standards contained in relevant parts of the Annexes to the Resolutions are applicable and exclude the provisions
Columns 3 and 4: Where these columns are split into two levels for a particular item designator, the upper level refers where applicable to vessels constructed under the HSC Code
Where two sets of testing standards are indicated (separated by a ';' or separated by a 'or'), each set fulfils all the testing requirements to meet IMO Performance
H
Modules for conformity assessment
G
B + F
X
B + E
Standards. Thus testing to one set is sufficient to demonstrate compliance with the requirements of the relevant International Instruments.
Equipment for which detailed testing standards already exist in International Instruments
X
B + D
X
B + C
IMO Resolution MSC.81
prior to 1 July 2002, and the lower box refers to vessels where applicable operating under the HSC Code on or after 1 July 2002.
Testing standards
Where module H appears, module H plus design-examination certificate is to be understood.
(70)
Schedule Ia
amended, and the relevant resolutions and
Resolution MSC.97(73) 8.1, 8.3 (2000
Applicable regulations of SOLAS 74, as
Regulation III/7.1 and 111/34, IMO
Regulation III/7.1 and 111/34, IMO
Resolution MSC.36 (63) 8.1.3, 8.3
Resolution MSC.48 (66), IMO
Resolution MSC.48 (66), IMO
circulars of the IMO
(1994 HSC Code)
HSC Code)
applied and its version, as identified in column 5.
where 'type-approval'
Regulation SOLAS
Regulation III/4,
Regulation III/4,
74 as amended
Regulation X/3
Regulation X/3
is required
Notes applicable to section 1: Life saving appliances
of the Resolutions themselves.
Notes applicable to the whole of Schedule Ia
circulars of the IMO.
Item designation
Life-saving appliances
Lifebuoys
Column 5
Column 5
Column 5
Column 6
General
No
A.1/1.1
1. H
Modules for conformity assessment
G
B + F
X
X
X
B + E
X
X
X
B + D
X
X
X
B + C
requirements as specified in
requirements as specified in
EN 394 (1993) which only
EN 394 (1993) which only
IMO Resolution MSC.81
Regulation III/7.1.3 and 111/34, IMO IMO Resolution MSC.81
IMO Resolution MSC.81
apply to lifejacket lights
apply to lifejacket lights
(70), except for battery
(70), except for battery
Testing standards
(70)
Resolution MSC.36 (63) 8.1, 8.3 (1994
Resolution MSC.36 (63) 8.1, 8.3 (1994
Resolution MSC. 97(73) 8.1, 8.3 (2000
amended, and the relevant resolutions and
Resolution MSC.97(73) 8.1, 8.3 (2000
Resolution MSC.97(73), 8.1, 8.3, 8.10
Applicable regulations of SOLAS 74, as
Regulation III/7.1.3 and 111/34, IMO
Resolution MSC.36 (63) 8.1, 8.3 and
3.1, III/32.1, III/32.2 and 111/34,
22.3.1, III/32.1, III/32.2 and 111/34,
IMO Resolution MSC.48 (66), IMO
IMO Resolution MSC.48 (66), IMO
Regulation III/7.2 and 111/34, IMO
Regulation III/7.2 and 111/34, IMO
(2000 HSC Code), IMO MSC/Circ.
Regulation III/7.1.3, III/22.1.2, III/
Regulation III/7.1.3, III/22.1.2, III/
Resolution MSC.48 (66), IMO
Resolution MSC.48 (66), IMO
Resolution MSC.48 (66), IMO
Resolution MSC.48 (66), IMO
8.10 (1994 HSC Code), IMO
circulars of the IMO
MSC/Circ. 885
HSC Code)
HSC Code)
HSC Code)
HSC Code)
where 'type-approval'
Regulation SOLAS
Regulation III/4,
Regulation III/4,
Regulation III/4,
Regulation III/4,
Regulation III/4,
Regulation III/4,
74 as amended
Regulation X/3
Regulation X/3
Regulation X/3
Regulation X/3
Regulation X/3
Regulation X/3
is required
for life-saving appliances
Position-indicating lights
Lifebuoys self-activating
(a) For survival craft and
Item designation
(c) For lifejackets
(b) For lifebuoys
smoke signals
rescue boats
Lifejackets
No
A.1/1.2
A.1/1.3
A.1/1.4
H
Modules for conformity assessment
G
B + F
X
X
X
X
X
B + E
X
X
X
B + D
X
X
X
X
X
B + C
Testing standards
Regulation III/7.3, III/22.4, III/32.3 and IMO Resolution
Regulation III/7.3, III/22.4, III/32.3 and IMO Resolution
Regulation III/7.3, III/22.4, III/32.3 and IMO Resolution
IMO Resolution
IMO Resolution
111/34, IMO Resolution MSC.48 (66), MSC.81(70)
111/34, IMO Resolution MSC.48 (66), MSC.81(70)
111/34, IMO Resolution MSC.48 (66) MSC.81(70)
MSC.81(70)
MSC.81(70)
Regulation III/7.3, III/22.4, III/32.3 and
Regulation III/7.3, III/22.4, III/32.3 and
Resolution MSC.36 (63) 8.1, 8.2 (1994
111/34, IMO Resolution MSC.48 (66),
111/34, IMO Resolution MSC.48 (66),
amended, and the relevant resolutions and
Resolution MSC 97(73) 8.1, 8.2 (2000
IMO Resolution MSC.36 (63) 8.1, 8.3
IMO Resolution MSC.36 (63) 8.1, 8.3
Applicable regulations of SOLAS 74, as
IMO Resolution MSC 97(73) 8.1, 8.3
IMO Resolution MSC.97(73) 8.1, 8.3
Regulation 111/34, IMO Resolution
Regulation III/6.3 and 111/34, IMO
Regulation III/6.3 and 111/34, IMO
Resolution MSC.48 (66), IMO
Resolution MSC.48 (66), IMO
circulars of the IMO
(1994 HSC Code)
(2000 HSC Code)
(1994 HSC Code)
(2000 HSC Code)
MSC.48 (66)
HSC Code)
HSC Code)
where 'type-approval'
Regulation SOLAS
Regulation III/4,
Regulation III/4,
Regulation III/4,
Regulation III/4,
Regulation III/4,
Regulation III/4,
74 as amended
Regulation III/4
Hand flares (pyrotechnics) Regulation III/4
Regulation X/3
Regulation X/3
exposure suits classified as Regulation X/3
Regulation X/3
Regulation X/3
Regulation X/3
is required
Immersion suits and anti-
Immersion suits and anti
Thermal protective aids
Rocket parachute flares
Item designation
— insulated or not
(pyrotechnics)
exposure suits
lifejackets
insulated
No
A.1/1.5
A.1/1.6
A.1/1.8
A.1/1.9
A.l/1.7
H
Modules for conformity assessment
G
B + F
X
X
B + E
B + D
X
X
X
X
B + C
Testing standards
IMO Resolution
IMO Resolution
IMO Resolution
IMO Resolution
MSC.81(70)
MSC.81(70)
111/34, IMO Resolution MSC.48 (66), MSC.81(70)
111/34, IMO Resolution MSC.48 (66), MSC.81(70)
MSC.36 (63) 8.1, 8.5, 8.6, 8.7 and 8.10
MSC.97 (73) 8.1, 8.5, 8.6, 8.7 and 8.10
MSC.36 (63) 8.1, 8.5, 8.6, 8.7 and 8.10
Resolution MSC.36 (63) 8.1, 8.8 (1994
111/34, IMO Resolution MSC.48 (66),
amended, and the relevant resolutions and
Resolution MSC.97(73) 8.1, 8.8 (2000
IMO MSC/Circ. 811, IMO Resolution
Applicable regulations of SOLAS 74, as
and 111/34, IMO Resolution MSC.48
Resolution MSC.97 (73) 8.1, 8.5, 8.6,
IMO MSC/Circ.811, IMO Resolution
IMO MSC/Circ.811, IMO Resolution
Regulation 111/18 and 111/34, IMO
Regulation 111/18 and 111/34, IMO
Regulation 111/34, IMO Resolution
Regulation III/21.1, III/31.1.1.2 and
(66), IMO MSC/Circ. 811, IMO
Regulation III/21.1, III/31.1 and
Regulation III/21.1, III/31.1 and
Regulation III/21.1, III/31.1.1.2
8.7 and 8.10 (2000 HSC Code)
Resolution MSC.48 (66), IMO
Resolution MSC.48 (66), IMO
circulars of the IMO
(1994 HSC Code)
(2000 HSC Code)
(1994 HSC Code)
MSC.48 (66)
HSC Code)
HSC Code)
where 'type-approval'
Regulation SOLAS
Regulation III/4,
Regulation III/4,
Regulation III/4,
Regulation III/4,
Regulation III/4,
Regulation III/4,
74 as amended
Regulation III/4
Regulation X/3
Regulation X/3
Regulation X/3
Regulation X/3
Regulation X/3
Regulation X/3
is required
Line-throwing appliances
Buoyant smoke signals
Item designation
Inflatable liferafts
(pyrotechnics)
(pyrotechnics)
Rigid liferafts
A.1/1.10
A.1/1.11
A.1/1.12
A.1/1.13
No
H
Modules for conformity assessment
G
B + F
X
B + E
X
B + D
X
X
X
B + C
Testing standards
Regulation III/26.2.4 and 111/34, IMO IMO Resolution
Regulation III/26.2.4 and 111/34, IMO IMO Resolution
IMO Resolution
MSC.81(70)
MSC.81(70)
111/34, IMO Resolution MSC.48 (66), MSC.81(70)
8.5, 8.6, 8.7 and 8.10 (1994 HSC Code)
8.5, 8.6, 8.7 and 8.10 (2000 HSC Code)
811, IMO Resolution MSC.36 (63) 8.1,
811, IMO Resolution MSC.97 (73) 8.1,
MSC.97 (73) 8.1, 8.5, 8.6, 8.7 and 8.10
Regulation III/26.2.4 and 111/34, IMO
Regulation III/26.2.4 and 111/34, IMO
111/34, IMO Resolution MSC.48 (66),
MSC.36 (63) 8.1, 8.5, 8.6 8.7 and 8.10
amended, and the relevant resolutions and
IMO MSC/Circ. 811, IMO Resolution
IMO MSC/Circ. 811, IMO Resolution
Applicable regulations of SOLAS 74, as
MSC.36 (63) 8.1 and 8.6 (1994 HSC
MSC.97 (73) 8.1 and 8.6 (2000 HSC
Regulation III/13.4.2, III/26.2.2 and
Regulation III/13.4.2, III/26.2.2 and
MSC/Circ. 809 ('), IMO MSC/Circ.
MSC/Circ 809 ('), IMO MSC/Circ.
MSC/Circ.811, IMO Resolution
MSC/Circ.811, IMO Resolution
Resolution MSC.48 (66), IMO
Resolution MSC.48 (66), IMO
Resolution MSC.48 (66), IMO
Resolution MSC.48 (66), IMO
circulars of the IMO
MSC/Circ. 809 ('), IMO
MSC/Circ. 809 ('), IMO
(1994 HSC Code)
(2000 HSC Code)
Code)
Code)
where 'type-approval'
Regulation SOLAS
Automatically self-righting Regulation III/4,
Regulation III/4,
Regulation III/4,
Regulation III/4,
Float-free arrangements for Regulation III/4,
Regulation III/4,
74 as amended
Regulation X/3
Regulation X/3
Regulation X/3
Regulation X/3
Regulation X/3
Regulation X/3
is required
Canopied reversible life
Item designation
liferafts (hydrostatic
release units)
liferafts
rafts
A.1/1.14
A.1/1.15
A.1/1.16
No
H
Modules for conformity assessment
X
X
X
X
G
B + F
B + E
B + D
X
X
X
X
B + C
Testing standards
IMO Resolution
IMO Resolution
IMO Resolution
IMO Resolution
MSC.81(70)
111/34, IMO Resolution MSC.48(66), MSC.81(70)
111/34, IMO Resolution MSC.48(66), MSC.81(70)
MSC.81(70)
Resolution MSC.97 (73) 8.1 (2000HSC
IMO Resolution MSC.36(63) 8.1, 8.10
IMO Resolution MSC.97(73) 8.1, 8.10
IMO Resolution MSC.36 (63) 8.1, 8.5,
IMO Resolution MSC.97 (73) 8.1, 8.5,
amended, and the relevant resolutions and
111/34, IMO Resolution MSC.48(66),
111/34, IMO Resolution MSC.48(66),
111/34, IMO Resolution MSC.48 (66)
111/31.1.2.1, III/31.1.6, III/31.1.7 and
Applicable regulations of SOLAS 74, as
Regulation III/26.3 and 111/34, IMO
Regulation III/26.3 and 111/34, IMO
8.6, 8.7 and 8.10 (1994 HSC Code)
8.6, 8.7 and 8.10 (2000 HSC Code)
IMO Resolution MSC.36 (63) 8.1
Regulation III/21.1, III/31.1.1.1,
Regulation III/21.2, III/31.2 and
Regulation III/21.2, III/31.2 and
Regulation III/21.2, III/31.2 and
Regulation III/21.2, III/31.2 and
(1994 HSC Code), IMO MSC/
Resolution MSC.48 (66), IMO
circulars of the IMO
Resolution MSC.48 (66),
Code), IMO MSC/Circ.
1994 HSC Code)
2000 HSC Code)
Circ.809 ( 1 )
809 ( 1 )
where 'type-approval'
Regulation SOLAS
Regulation III/4,
Regulation III/4,
Regulation III/4,
Regulation III/4,
Regulation III/4,
Regulation III/4,
Regulation III/4,
74 as amended
Regulation X/3
Regulation X/3
Regulation X/3
Regulation X/3
Regulation X/3
Regulation X/3
Regulation X/3
is required
Item designation
Inflated rescue boats
Rigid rescue boats
Fast rescue boats
Lifeboats
A.1/1.17
A.1/1.18
A.1/1.19
A.1/1.20
No
H
Modules for conformity assessment
X
X
X
G
B + F
X
X
B + E
X
X
B + D
X
X
B + C
Testing standards
IMO Resolution
IMO Resolution
IMO Resolution
MSC.81(70)
MSC.81(70)
MSC.48 (66), IMO Resolution MSC.36 MSC.81(70)
MSC.48 (66), IMO Resolution MSC.97
amended, and the relevant resolutions and
Applicable regulations of SOLAS 74, as
Resolution MSC.36 (63) 8.1, 8.5, 8.6
Resolution MSC.97 (73) 8.1, 8.5, 8.6
Resolution MSC.97 (73) 8.1, 8.5 and
(63) 8.1, 8.5, 8.6 and 8.7 (1994 HSC
(73) 8.1, 8.5, 8.6 and 8.7 (2000 HSC
Resolution MSC.36(63) 8.1, 8.5 and
IMO Resolution MSC.48 (66), IMO
IMO Resolution MSC.48 (66), IMO
Regulation III/23, III/33 and III/34,
Regulation III/23, III/33 and III/34,
Regulation III/34, IMO Resolution
Regulation III/34, IMO Resolution
Regulation III/33 and III/34, IMO
Regulation III/33 and III/34, IMO
Resolution MSC.48 (66), IMO
Resolution MSC.48 (66), IMO
circulars of the IMO
and 8.7 (1994 HSC Code)
and 8.7 (2000 HSC Code)
8.7 (1994 HSC Code)
8.7 (2000 HSC Code)
Code)
Code)
Moved to Schedule 1b
where 'type-approval'
Regulation SOLAS
Regulation III/4,
Regulation III/4,
Regulation III/4,
Regulation III/4,
Regulation III/4,
Regulation III/4,
74 as amended
Regulation X/3
Regulation X/3
Regulation X/3
Regulation X/3
Regulation X/3
Regulation X/3
is required
Launching appliances for
Liferaft launching appli-
appliances for survival
Launching appliances
Item designation
using fall and winch
Float-free launching
free-fall lifeboats
(davits)
ances
craft
A.1/1.21
A.1/1.22
A.1/1.23
A.1/1.24
No
H
Modules for conformity assessment
X
G
B + F
X
X
B + E
X
X
B + D
X
X
X
X
B + C
Testing standards
IMO Resolution
IMO Resolution
IMO Resolution
IMO Resolution
MSC/Circ. 810
MSC.81(70)
MSC.48 (66), IMO Resolution MSC.36 MSC.81(70)
MSC.81(70)
MSC.81(70)
MSC.48 (66), IMO Resolution MSC.97
amended, and the relevant resolutions and
Applicable regulations of SOLAS 74, as
Regulation III/26.3.2 and III/34, IMO
Regulation III/26.3.2 and III/34, IMO
HSC Code), IMO MSC/ Circ. 809 ( 1 )
HSC Code), IMO MSC/ Circ. 809 ( 1 )
Resolution MSC.36 (63) 8.1, 8.7 and
Resolution MSC.97 (73) 8.1, 8.7 and
MSC.36 (63) 8.1, 8.5 and 8.10 (1994
MSC.97 (73) 8.1, 8.5 and 8.10 (2000
IMO Resolution MSC.48 (66), IMO
IMO Resolution MSC.48 (66), IMO
MSC/Circ. 810 ( 2 ), IMO Resolution
MSC/Circ. 810 ( 2 ), IMO Resolution
Regulation III/26.4 and III/34, IMO
Regulation III/26.4 and III/34, IMO
Regulation III/15, III/26.2.1, III/34,
Regulation III/15, III/26.2.1, III/34,
Resolution MSC.36 (63) 8.1 (1994
Resolution MSC.97 (73) 8.1 (2000
Regulation III/34, IMO Resolution
Regulation III/34, IMO Resolution
(63) 8.1 and 8.5 (1994 HSC Code)
(73) 8.1 and 8.5 (2000 HSC Code)
Resolution MSC.48 (66), IMO
Resolution MSC.48 (66), IMO
Resolution MSC.48 (66), IMO
Resolution MSC.48 (66), IMO
circulars of the IMO
8.10 (1994 HSC Code)
8.10 (2000 HSC Code)
HSC Code)
HSC Code)
where 'type-approval'
Regulation SOLAS
Fast rescue boat launching Regulation III/4,
Regulation III/4,
Regulation III/4,
Regulation III/4,
Marine evacuation systems Regulation III/4,
Regulation III/4,
Regulation III/4,
Regulation III/4,
74 as amended
Regulation X/3
Regulation X/3
(a) Lifeboats and rescue Regulation X/3
Regulation X/3
Regulation X/3
Regulation X/3
Regulation X/3
Regulation X/3
is required
(b) Liferafts Launched by a
Release mechanism for
Item designation
Means of rescue
fall or falls
appliances
boats and
A.1/1.25
A.1/1.26
A.1/1.27
A.1/1.28
No
H
Modules for conformity assessment
X
G
B + F
X
X
X
X
X
B + E
X
X
X
X
X
B + D
X
X
X
X
X
X
B + C
IMO Resolution A.658 (16)
IMO Resolution A.384 (X),
IMO Resolution A.384 (X),
(63) Annex 10 (1994 HSC
IMO Resolution MSC.36 (63) 8.1, 8.5, IMO Resolution MSC.36
MSC.97(73)Annex 11
Testing standards
EN/ ISO 8729 (1998)
(2000 HSC Code)
ISO 8729 (1997)
IMO Resolution
IMO Resolution
IMO Resolution
IMO Resolution MSC.97 (73) 8.1, 8.5, IMO Resolution
MSC.81(70)
MSC.81(70)
MSC.81(70)
Annex 2
Code)
amended, and the relevant resolutions and
Applicable regulations of SOLAS 74, as
Regulation 111/34, IMO Resolution
8.6, 8.7 and 8.10 (2000 HSC Code)
Regulation III/34, IMO Resolution
Regulation III/34, IMO Resolution
Regulation III/34, IMO Resolution
Regulation III/34, IMO Resolution
8.7 and 8.10 (1994 HSC Code)
circulars of the IMO
MSC.48 (66)
MSC.48 (66)
MSC.48 (66)
MSC.48 (66)
MSC.48 (66)
Moved to A.l/5.17 and A.l/5.18
Item moved to A.2/1.4
Moved to A. 1/4.18
Compass for lifeboats and Moved to A. 1/4.23
where 'type-approval'
Portable fire-extinguishing Moved to A.l/3.38
Regulation SOLAS
Regulation III/4,
Regulation III/4,
Regulation III/4,
Regulation III/4,
74 as amended
Regulation III/4
Regulation III/4
Regulation III/4
Regulation X/3
Regulation X/3
Regulation X/3
Regulation X/3
is required
equipment for lifeboats and
Retro-reflective materials
Open reversible liferafts
9GHz SAR transponder
Rescue boat propulsion
Radar reflector for life-
Survival craft two-way
engine-outboard motor
boats and rescue boats
Searchlights for use in
Lifeboats and Rescue
Item designation
VHF radio telephone
Embarkation ladders
Lifeboat/rescue boat
propulsion engine
rescue boats
rescue boats
apparatus
(SART)
Boats
A.1/1.29
A.1/1.30
A.1/1.31
A.1/1.32
A.1/1.33
A.1/1.34
A.1/1.35
A.1/1.36
A.1/1.37
A.1/1.38
A.1/1.39
No
H
H
Modules for conformity assessment
Modules for conformity assessment
G
G
B + F
B + F
X
X
X
X
X
B + E
B + E
X
X
X
X
X
X
B + D
B + D
X
X
X
X
B + C
B + C
IMO Resolution A.586 (14)
IMO Resolution MEPC.60
IMO Resolution MEPC.60
IMO Resolution MEPC.5
Testing standards
Testing standards
ISO 799 (1986)
(XIII)
(33)
(33)
Regulation Marpol Applicable Regulations of Marpol 73/78, as
amended, and the relevant resolutions and
amended, and the relevant resolutions and
Applicable regulations of SOLAS 74, as
Regulation V/17 (f), IMO Resolution
Regulation V/23.6, IMO Resolution
Annex I, Regulation 16(1) and (2)
Annex I, Regulation 16(1) and (2)
circulars of the IMO
Annex I, Regulation 15(3)(b)
circulars of the IMO
A.889 (21), IMO MSC/Circ.
A.889 (21), IMO MSC/Circ.
Annex I, Regulation 15(3)
( 1 ) MSC Circ. 809 is only applicable if the equipment is to be fitted on ro-ro passenger ships.
( 2 ) SC Circ. 810 is only applicable if the equipment is to be fitted on ro-ro passenger ships.
where 'type-approval'
where 'type-approval'
Regulation SOLAS
73/78 as amended
Regulation V/17
Regulation V/23
Regulation 16(4)
Regulation 16(4)
74 as amended
is required
is required
Process units intended for Item deleted
Regulation
and control system for an Regulation
Oil-filtering equipment (for Annex I,
Oil/water interface detec- Annex I,
Annex I,
Annex I,
15(3)(b)
15(3)(a)
effluent not exceeding 15 and (5)
and (5)
(b)
water separating equipment
attachment to existing oily
effluent not exceeding 15
Oil discharge monitoring
(for an oil content of the
Mechanical pilot hoist
Item designation
Item designation
an oil content of the
Oil-content meters
2. Marine-pollution prevention
oil tanker
p.p.m.)
p.p.m.)
tors
ex A.1/4.17
A.1/1.40
No
No
A.1/2.2
A.1/2.3
A.1/2.4
A.1/2.5
A.l/2.1
in column 5 many items have more than one testing standard listed. It is up to the testing authority to ensure that the applicable testing standard is
Where these columns are split into two levels for a particular item designator, the upper level refers to the Regulations applicable to ships built before 1
H
H
Modules for conformity assessment
Modules for conformity assessment
X
X
G
B + F
X
X
X
B + E
X
X
X
July 2002, the lower level refers to ships built on or after 1 July 2002 (but may also apply to ships built before 1 July 2002).
X
X
B + D
X
X
Annex 1, Parts 2 and 6, Annex 2,
B + C
(1994), 3-4 (1996), 3-5 (1996) +
EN 3-1 (1996), 3-2 (1996), 3-3
IMO Resolution MSC.61(67)
Resolution MSC.36(63) 7.7.7 and AC (1997), 3-6 (1995) +Al
IMO Resolution MEPC.76
IMO Resolution MEPC.2
IMO MSC/Circ. 1004
Testing standards
Applicable regulations of SOLAS 74, Testing standards
applied to the item so that it meets the international requirements of the convention.
(1999)
(VI)
(40)
MSC.98(73) Chapter 4.1.2,. 4.2.1
resolutions and circulars of the IMO
Regulation Marpol Applicable Regulations of Marpol 73/78, as
amended, and the relevant resolutions and
Regulation II-2/34.8, 11-2/ Regulation II-2/34.8, II-2/49.3
Resolution MSC.97(73) 7.7.4,
7.8.4.1.3. 7.17.3.7 (2000 HSC
Regulation II-2/4.4.4, II-2/6.3
Resolution A.602 (15), IMO
Resolution A.602(15), IMO
7.8.4.1.3 (1994 HSC Code)
Regulation II-2/10.3, IMO
as amended, and the relevant
Code), IMO Resolution
Portable fire extinguishers Regulation II-2/6.1, Regu- Regulation II-2/6, IMO
Annex VI, Regulation 16(2)(a)
Annex IV, Regulation 8(l)(b)
circulars of the IMO
(FSS Code)
Chapter 4.1.2 (FSS Code)
Regulation II-2/4.4.4, 11-
Resolution MSC.98(73)
Regulation II-2/10.3.1,
Regulation SOLAS 74 as
Regulation X/3, IMO
amended where 'type-
where 'type-approval'
approval' is required
73/78 as amended
is required
Regulation
Regulation
Annex IV,
Annex VI,
lation X/3
16(2)(a)
2/ 6.3
3
Notes applicable to section 3: Fire protection
Sewage treatment plants
Primary deck coverings
Shipboard incinerators
Item designation
Item designation
3. Fire protection
Columns 3 and 4
Column 5
A. 1/3.2
No
A.1/2.6
A.1/2.7
A.1/3.1
No
H
Modules for conformity assessment
X
X
X
X
(1996) Class 2, IEC 60903 (1993)
(1997), EN 344-2 (1996), EN 345
EN 344 (1992) + AC (1993) + Al
EN 469 (1995), EN 531 (1995) +
Al (1998), EN 1486 (1996), ISO
(1992) + Al (1997), EN 345-2
Applicable regulations of SOLAS 74, Testing standards
EN 659 (1996)
EN 443 (1997)
15538 (2001)
resolutions and circulars of the IMO
Regulation II-2/17.1.1.1, IMO
Regulation II-2/17.1.1.2, IMO
Regulation II-2/17.1.1.2, IMO
Regulation II-2/17.1.1.3, IMO
IMO Resolution MSC. 98(73)
Regulation II-2/10.10.1, IMO
Chapter 3.2.1.1.1 (FSS Code)
Regulation II-2/10.10.1, IMO
Chapter 3.2.1.1.2 (FSS Code)
Regulation II-2/10.10.1, IMO
Chapter 3.2.1.1.1 (FSS Code)
Regulation II-2/10.10.1, IMO
Chapter 3.2.1.1.3 (FSS Code)
IMO Resolution MSC.98(73)
IMO Resolution MSC.98(73)
IMO Resolution MSC.98(73)
7.10.3.1.1 (1994 HSC Code),
7.10.3.1.1 (2000 HSC Code),
7.10.3.1.2 (2000 HSC Code),
7.10.3.1.2 (1994 HSC Code),
7.10.3.1.2 (2000 HSC Code),
7.10.3.1.3 (2000 HSC Code),
7.10.3.1.2 (1994 HSC Code)
7.10.3.1.3 (1994 HSC Code)
as amended, and the relevant
Resolution MSC. 97(73)
Resolution MSC.36 (63)
Resolution MSC.36(63)
Resolution MSC.97(73)
Resolution MSC.36(63)
Resolution MSC.97(73)
Resolution MSC.36(63)
Resolution MSC.97(73)
IMO MSC/ Circ.847
IMO MSC/ Circ.847
Regulation II-2/17.1.1.1,
Regulation II-2/17.1.1.2,
Firefighter's outfit: gloves Regulation II-2/17.1.1.2,
Firefighter's outfit: helmet Regulation II-2/17.1.1.3,
Regulation II-2/10.10.1,
Regulation II-2/10.10.1,
Regulation II-2/10.10.1,
Regulation II-2/10.10.1,
Resolution MSC.98(73)
Resolution MSC.98(73)
Resolution MSC.98(73)
Resolution MSC.98(73)
Chapter 3.2.1.1.1 (FSS
Chapter 3.2.1.1.2 (FSS
Chapter 3.2.1.1.1 (FSS
Chapter 3.2.1.1.3 (FSS
Regulation SOLAS 74 as
Regulation X/3, IMO
Regulation X/3, IMO
Regulation X/3, IMO
Regulation X/3, IMO
amended where 'type-
approval' is required
Regulation X/3
Regulation X/3
Regulation X/3
Regulation X/3
Code)
Code)
Code)
Code)
protective clothing (close
Firefighter's outfit: boots
Fire-fighter's outfit
proximity clothing)
Item designation
A. 1/3.3
A. 1/3.4
A. 1/3.6
A.1/3.5
No
H
Modules for conformity assessment
X
X
X
X
X
X
X
IMO Resolution A.754 (18), IMO
Resolution MSC.61(67) Annex 1,
Part 3, and Annex 2 (FTP Code).
IMO MSC/Circ 916, IMO MSC/
Circ 1004, IMO MSC/Circ 1005
EN 137 (1993), EN 136 (1998)
Regulation II-2/36.1.2, II- Regulation II-2/12, II-2/36.1.2, II- IMO Resolution A.800(19)
Applicable regulations of SOLAS 74, Testing standards
EN 138 (1994)
2/36.2, II-2/41-2.5, 11-2/ 2/36.2, II-2/41-2.5, II-2/42.5.2, II-
7.10.3.2.2, 7.10.3.2.3 (1994 HSC
Resolution MSC.98(73) Chapter
Regulation II-2/3.3.5, II-2/3.4.4,
resolutions and circulars of the IMO
Regulation II-2/3.2.5, II-2.3.4.4
Regulation II-2/10.10.1, 11-2/
Regulation II-2/17.1.2.1 IMO
MSC.97(73) 7.10.3.2.2 (2000
Regulation II-2/7.5.3.2, II- Regulation II-2/7.5.3.2, 11-2/
MSC.98(73) Chapter 3.2.1.2,
HSC Code), IMO Resolution
7.10.3.2.1 (1994 HSC Code)
2/10.6.1.2, II-2/10.6.2, IMO
Regulation II-2/17.1.2.2, II-
2/17.2, II-2/54.2.6.2, IMO
as amended, and the relevant
19.3.6.2 IMO Resolution
Resolution MSC.36 (63)
2/7.5.5.2, II-2/10.6.1.1, II- 7.5.5.2, II-2/10.6.1.1, II-
Resolution MSC.36(63)
3.2.1.3 (FSS Code)
MSC.98(73) Chapter 8.1 8.1 (FSS Code)
II-2/16.11
2/52.2
Code)
'A' and 'B' Class divisions, Regulation II-2/3.3.5, 11-
Regulation II-2/3.2.5, 11-
Regulation II-2/10.10.1,
Resolution MSC.98(73)
2/ 10.6.1.2, II-2/10.6.2,
Regulation II-2/17.1.2,
Regulation II-2/17.1.2,
Regulation SOLAS 74 as
Chapter 3.2.1, 3.2.1.2
Regulation X/3, IMO
amended where 'type-
Nozzles for fixed pressure Moved to A2/3.11
approval' is required
IMO Resolution
Regulation X/3
Regulation X/3
(FSS Code)
(FSS Code)
Note ( 2 )
2/ 3.4.4
2/ 3.4.4
2
SOLAS 74 Regulation 11-
control stations equivalent
spaces, service spaces and
Sprinkler systems compo-
extinguishing systems for
nents for accommodation
compressed-air-operated
apparatus for use with a
smoke helmet or smoke
breathing apparatus ( 1 )
Air-supplied breathing
(a) 'A' class divisions
(b) 'B' class divisions
to that referred to in
water spraying fire
machinery spaces
Item designation
Self-contained
fire integrity
mask ( 1 )
2/ 12
A.1/3.10
A.1/3.11
A. 1/3.7
A. 1/3.9
A.l/3.8
No
H
Modules for conformity assessment
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Resolution A.754(18), IMO Reso-
Resolution MSC.61(67) Annex 1,
Resolution MSC.61(67) Annex 1,
lution MSC.61(67) Annex 1, Part
Regulation II-2/3.1, IMO Resolu- IMO Resolution A.799(19), IMO
IMO Resolution A.753(18), IMO
Part 3,.IMO MSC/Circ 916, IMO
IMO Resolution A.753(18)., ISO
15540 (1999), ISO 15541 (1999)
Regulation II-2/30.2, 11-2/ Regulation 11-2/30.2,11-2/31.1.1, IMO Resolution A.754(18) IMO
IMO MSC/Circ.677, MSC/Circ
Part 1, and Annex 2
MSC/Circ 1004
Applicable regulations of SOLAS 74, Testing standards
resolutions and circulars of the IMO
Regulation II-2/9.3.1, II-2/9.3.2
Regulation II-2/4.2.2.5.1, 11-2/
Regulation II-2/9.4.1.1.2, Regulation II-2/9.4.1.1.2, 11-2/
MSC.36(63) 7.5.4 (1994 HSC
MSC.97(73) 7.5.4 (2000 HSC
4.5.3.4.1.4, II-2/4.5.6.1, 11-2/
Resolution MSC.97(73) 7.2.3
Regulation II-2/4.5.3.3, 11-2/
tion MSC.36(63) 7.2.4 (1994
Regulation II-2/59.1.5, 11-2/
Regulation II-2/3.33, IMO
4.2.2.5.6. IMO Resolution
Regulation II-2/15.2.8, II- Regulation II-2/15.2.8, II-
2/18.2.2, Regulation X/3 2/18.2.2, IMO Resolution
as amended, and the relevant
Regulation II-2/18.2.1
9.4.1.2.1, II-2/9.4.2
1.9.4, II-2/59.2
(2000 HSC Code)
HSC Code)
16.3.2.2.3
II-2/47
Code)
Code)
Regulation II-2/59.1.5, II-
Regulation II-2/4.5.3.3, II
2/4.5.3.4.1.4, II-2/4.5.6.1,
Regulation II-2/9.3.1, 11-
II-2/4.2.2.5.6, Regulation
Regulation II-2/4.2.2.5.1,
II-2/9.4.1.2.1, II-2/9.4.2
Regulation SOLAS 74 as
Materials other than steel Regulation II-2/18.2.1
Regulation II-2/3.33,
passage of flame into the 2/59.1.9.4, II-2/59.2
Non-combustible materials Regulation II-2/3.1,
amended where 'type-
approval' is required
31.1.1 andII-2/47
Regulation X/3
Regulation X/3
II-2/16.3.2.2.3
2/ 9.3.2
X/3
(high velocity valves only)
for pipes penetrating 'A' or
(c) flexible pipe assem-
for pipes conveying oil or
Materials other than steel
cargo tanks in oil tankers
(a) pipes and fittings (b)
Devices to prevent the
'B' Class division
Item designation
Fire doors
fuel oil
valves
blies
A.1/3.13
A.1/3.14
A.1/3.15
A.1/3.16
A.l/3.12
No
H
Modules for conformity assessment
X
X
X
X
X
X
X
X
X
X
X
X
32.1.4.3.1, II 2/34.2, II 2/34.3, 11- 1, Parts 2 and 5, and Annex 2 ISO
Resolution MSC.61(67) Annex 1,
IMO Resolution A.653(16), IMO
IMO Resolution A.652(16), IMO
916 amended by IMO MSC/Circ
Resolution MSC.61(67), Annex
2/ 49.1, II-2/49.2, II-2/50.3.1, II 1716 (1973) ( 5 ) IMO MSC/Circ
IMO Resolution MSC.61(67)
IMO Resolution MSC.61(67)
MSC.36(63) 7.4.3.4, 7.4.3.5 and 1008, IMO MSC/Circ 1004
Annex 1, Part 4
Resolution MSC.36(63) 7.4.3.3.3 Annex 1, Part 7
Applicable regulations of SOLAS 74, Testing standards
Part 8
Regulation II-2/9.4.1.1.4.15, IMO
MSC.97(73) 7.4.3.3.3 (2000 HSC
9.2.2.3.2, II-2/5.3.3 IMO Resolu-
Regulation II-2/3.29, 11-2/ Regulation II-2/3.29, II-2/3.40.4,
Regulation II-2/3.23.6, II-2/34.6,
tion MSC.97(73) 7.4.3.3.4 (2000
5.3.2.4, II-2/6.2 IMO Resolution
11-2/3.40.5,11-2/9.7.1.1.1, II-2//
MSC.97(73) 7.4.3.4, 7.4.3.5 and
resolutions and circulars of the IMO
Regulation II-2/3.8, II-2/3.23.4,
Resolution MSC.36(63) 7.9.3.3
Resolution MSC.97(73) 7.9.3.3
9.7.4.4.3.1, II-2/5.3.1.1, 11-2/
Regulation II-2/30.4.15, IMO
IMO Resolution MSC.36(63)
II-2/3.23.5, II-2/16.1.1, 11-2/
Regulation 11-2/3.40.6,11-2/
Regulation II-2/3.40.3, II- Regulation II-2/3.40.3, 11-2/
Regulation II-2/3.23.3, IMO
7.4.3.3.4 (1994 HSC Code)
as amended, and the relevant
9.2.2.3.2 IMO Resolution
7.4.3.6 (1994 HSC Code)
7.4.3.6 (2000 HSC Code)
2/ 34.7, IMO Resolution
(1994 HSC Code)
(2000 HSC Code)
(1994 HSC Code)
HSC Code)
Code)
Surface materials and floor Regulation II-2/3.8, 11-2/
Regulation II-/3.40.6, 11-
spread characteristics ( 4 ): II-2/49.2, Regulation X/3
coverings with low flame- 34.3, II-2/34.7, II-2/49.1,
Regulation II-2/30.4.15,
9.4.1.1.4.15, Regulation
2/ 9.2.2.3.2, Regulation
2/9.2.2.3.2, Regulation
Regulation II-2/3.23.3,
Regulation II-2/3.23.6,
Regulation SOLAS 74 as
amended where 'type-
approval' is required
Regulation 11-2/
5.3.2.4, II-2/6.2,
Regulation X/3
Regulation X/3
Regulation X/3
Regulation X/3
X/3
X/3
X/
Fire door control systems
(d) pipe insulation covers
Draperies, curtains and
other suspended textile
(a) decorative veneers
Upholstered furniture
materials and films
(c) floor coverings
(b) paint systems
components ( 3 )
Item designation
A. 1/3.20
A.1/3.17
A.1/3.18
A.1/3.19
No
H
Modules for conformity assessment
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
ISO 3904 (1994), IMO MSC/Circ
Resolution MSC.61(67) Annex 1,
Resolution MSC.61(67) Annex 1,
Resolution MSC.61(67) Annex 1,
Resolution MSC.61(67) Annex 1,
Part 3, ISO 614 (1989), ISO 1095
IMO Resolution A.688(17), IMO
IMO Resolution A.754(18), IMO
IMO Resolution A.754(18), IMO
IMO Resolution A.754(18), IMO
IMO Resolution A.754(18), IMO
Resolution MSC.61(67) Annex 1
3254 (1989), ISO 3903 (1993),
(1989), ISO 1751 (1993), ISO
Applicable regulations of SOLAS 74, Testing standards
Part 9
Part 3
Part 3
Part 3
MSC.97(73) 7.4.3.3.5 (2000 HSC
Regulation II-2/3.23.7, II- Regulation II-2/3.23.7, II-2/26.2
resolutions and circulars of the IMO
Regulation II-2/16, II-2/32, II-
Regulation II-2/9.4.1.3, MSC/
IMO Resolution MSC.36(63)
Regulation II-2/3.40.7, II- Regulation II-2/3.40.7, 11-2/
7.4.3.3.5 (1994 HSC Code)
as amended, and the relevant
2/9.2.2.3.2, Regulation X3 9.2.2.3.2 IMO Resolution
Regulation II-2/9.7.1.1
Regulation II-12/9.3.1
Regulation II-2/18.1.1
Regulation II-2/18.1.2
Regulation II-2/9.3.2
Regulation II-2/33,
MSC/Circ.847
Circ.847
Code)
2/48
Regulation II-2/16.11.1
2/26.2, Regulation X/3
Regulation II-2/9.7.1.2
Regulation II-2/9.4.1.3
Regulation SOLAS 74 as
Regulation II-2/18.1.1
Regulation II-2/18.1.2
Regulation II-2/9.3.1
Regulation II-2/9.3.2
amended where 'type-
Windows and side scuttles Regulation II-2/33
Moved to A.l/3.26
Moved to A.l/3.26
approval' is required
through 'A' class divisions
(a) electric cable transits
(a) electric cable transits
Penetrations through 'A'
penetrations through 'A'
Penetrations through 'B'
Electric Cable Transits
(b) pipe, duct, trunk,
(b) pipe, duct, trunk,
Non-combustible duct
Bedding components
etc penetrations
etc penetrations
Item designation
class divisions
class divisions
Fire dampers
class
A. 1/3.22
A. 1/3.23
A. 1/3.24
A. 1/3.25
A. 1/3.26
A. 1/3.27
A.l/3.21
No
H
Modules for conformity assessment
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Regulation II-2/12.3, 11-2/ Regulation II-2/12, II-2/36.1.2, II EN 12259-1 (1999), EN 12259-2
Regulation II-2/4.7.1, IMO Reso- EN 671-2 (2001), EN ISO15540
2/59.4.4.1, II-2/62.17, II-2/59.5, 50054 (1991), EN 50057 (1999)
(1993), ISO 6182-3 (1993), ISO
36.1.2, II-2/36.2, II-2/41- 2/36.2, II 2/41-2.5 and II-2/52.2 (1999), EN 12259-3 (2000), EN
ISO 6182-1 (1993), ISO 6182-2
lution MSC.36 (63) 7.7.8.5 (1994 (2001), EN ISO 15541 (2001),
EN 50104 (1999) Oxygen, EN
ISO 15540 (1999), ISO 15541
IMO Resolution MSC.44(65),
IMO Resolution MSC.40(64),
IMO Resolution MSC.90(71)
12259-4 (2000) EN 12259-5,
6182-4 (1993), ISO 6182-5
IMO Resolution A.800(19)
Regulation VI/3.1, MSC/Circ.774 Combustible Gases
Applicable regulations of SOLAS 74, Testing standards
Resolution MSC.98 (73) Chapter (1995)
(1999)
MSC.98(73) Chapter 8.1, 8.1, Chapter 8.2.5.2.3 (FSS Code)
Resolution MSC.98 (73) Chapter
resolutions and circulars of the IMO
Regulation II-2/10.2.3.1.1, Regulation II-2/10.2.3.1.1, IMO
7.13.1 (1994 HSC Code), MSC/
Resolution MSC.97 (73) 7.7.5.5
7.13.1 (2000 HSC Code), IMO
IMO Resolution MSC.36 (63)
IMO Resolution MSC.97 (73)
IMO Resolution MSC.36 (63)
IMO Resolution MSC.97 (73)
Regulation II-2/10.6.1.2, Regulation II-2/10.6.1.2, II-2/
Regulation II-2/4.5.7.1, 11-2/
4.5.7.2.1, II-2/4.5.7.2.2, IMO
10.6.1.1, II-2/10.6.2, IMO
as amended, and the relevant
Regulation II-2/59.5, II-
7.2.2 (1994 HSC Code)
7.2.2 (2000 HSC Code)
15.2.4.2.4 (FSS Code)
(Fixed Installations)
(2000 HSC Code)
MSC/Circ 912
HSC Code)
Circ.912
II-2/10.6.1.1, II-2/10.6.2
Chapter 8.2.5.2.3 (FSS
Regulation SOLAS 74 as
Regulation II-2/4.7.1,
amended where 'type-
approval' is required
Regulation VI/3.1
2.5 and II-2/52.2
IMO Resolution
Regulation X/3
Regulation X/3
Regulation X/3
Regulation X/3
Code)
components for high-speed
(except furniture) for high-
Sprinkler systems (limited
e.g. flow switches, alarm
Oxygen analysis and gas
Fire restricting materials
to sprinkler heads and to
the method of automatic
sprinkling and signaling
Fixed sprinkler systems
detection equipment
Item designation
speed craft
Fire hoses
panels)
craft
A. 1/3.28
A. 1/3.29
A. 1/3.30
A. 1/3.32
A.l/3.31
No
H
Modules for conformity assessment
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
(1994), 3-4 (1996), 3-5 (1996) +
EN 3-1 (1996), 3-2 (1996), 3-3
IMO Resolution MSC.40(64),
IMO Resolution MSC.90(71)
IMO Resolution MSC.45(65)
IMO Resolution MSC.45(65)
IMO Resolution MSC.45(65)
IMO Resolution MSC.45(65)
AC (1997), 3-6 (1995) + Al
Applicable regulations of SOLAS 74, Testing standards
(1999)
resolutions and circulars of the IMO
7.2.1, 7.4.2.6 (1994 HSC Code)
7.2.1, 7.4.2.6 (2000 HSC Code)
Resolution MSC.48 (66), IMO
Resolution MSC.36 (63) 8.1.2
IMO Resolution MSC.36 (63)
IMO Resolution MSC.97 (73)
IMO Resolution MSC.36 (63)
IMO Resolution MSC.97 (73)
IMO Resolution MSC.36 (63)
IMO Resolution MSC.97 (73)
Resolution MSC.97(73) 8.1.2
IMO Resolution MSC.36(63)
IMO Resolution MSC.97(73)
IMO Resolution MSC.36(63)
IMO Resolution MSC.97(73)
Resolution A.602 (15) IMO
as amended, and the relevant
7.4.2.6 (1994 HSC Code)
7.4.2.6 (2000 HSC Code)
Regulation 111/34, IMO
Regulation 111/34, IMO
7.2.2 (1994 HSC Code)
7.2.2 (2000 HSC Code)
7.2.1 (1994 HSC Code)
7.2.1 (2000 HSC Code)
7.6.4 (1994 HSC Code)
7.6.4 (2000 HSC Code)
(1994 HSC Code)
(2000 HSC Code)
Regulation SOLAS 74 as
amended where 'type-
approval' is required
Portable fire-extinguishing Regulation III/4,
Regulation X/3
Fire resisting divisions for Regulation X/3
Regulation X/3
Fire dampers on highspeed Regulation X/3
Penetrations through fire Regulation X/3
Regulation X/3
(b) pipe, duct, trunk etc
resisting divisions on high-
Fire doors on high-speed
Fire restricting materials
(a) electric cable transits
equipment for lifeboats
for furniture for high-
and rescue boats
high-speed craft
Item designation
penetrations
speed craft
speed craft
craft
craft
A.l/3.38 Ex
A. 1/3.33
A. 1/3.34
A. 1/3.36
A. 1/3.37
A.l/3.35
A.l/1.35
No
H
Modules for conformity assessment
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
EN 402 (1993), EN 1146 (1997),
IMO MSC/Circs.1009, 677, 485,
IMO MSC/Circ 668, IMO MSC/
EN 400 (1993), EN 401 (1993),
IMO Resolution A.567(14) and
ISO 15371 (2000), ISO 6182-1
IMO Resolution A.752 (18) or
450/Rev.l, 387, 353 and 282,
ISO 15370 (2001)
EN 1061 (1996)
Applicable regulations of SOLAS 74, Testing standards
Circ.728
(1993)
Corr.l
3.2.2 (FSS Code), IMO MSC/Circ
Regulation II-2/4.5.5, IMO Reso-
(FSS Code), IMO MSC/Circ 847
10.9.1, II-2/10.9.3, IMO Resolu-
Regulation II-2/10.4.1.1.3, Regulation II-2/10.4.1.1.3, 11-2/
Regulation II-2/13.3.2.5.1, Regulation II-2/13.3.2.5.1, 11-2/
Resolution MSC.98(73) Chapter
Alternative arrangements Regulation II-2/10.1, 11-2/ Regulation II-2/10.1, II-2/63.1.3
resolutions and circulars of the IMO
tion MSC.98(73) Chapter 7.2.2
lution MSC.98(73) Chapter 15
MSC.98 (73) Chapter 11 (FSS
MSC.97(73) 7.7.6 (2000 HSC
Regulation II-2/28.1.10, 11-2/
Regulation II-2/1.2.2.3, II- Regulation II-2/1.2.2.3, II-2/
systems components (auto- 2/10.6.4, Regulation X/3 10.6.4.2-5, IMO Resolution
II-2/13.3.2.5.2, IMO Reso- 13.3.2.5.2 IMO Resolution
Regulation II-2/1.2.2.2, II- Regulation II-2/1.2.2.2, II-
2/13.3.4, II-2/13.4.3, IMO
as amended, and the relevant
Regulation II-2/62, IMO
II-2/28.1.11, II-2/41-2.4.7 28.1.11,11-2/41-2.4.7
MSC/Circ 847
(FSS Code)
Code)
Code)
Regulation II-2/28.1.10,
Chapter 11 (FSS Code)
Regulation SOLAS 74 as
Regulation II-2/4.5.5
Regulation II-2/62.1
2/13.3.4, II-2/13.4.3
amended where 'type-
lution MSC.98(73)
approval' is required
II-2/10.9.1
1.3
( 6 )
( 7 )
equivalent water-based fire
spaces and pump rooms —
breathing devices (EEBD)
components in machinery
Inert gas systems compo-
Deep fat cooking equip-
ment fire extinguishing
extinguishing systems
matic or manual type)
Low-location lighting
systems (components
extinguishing system
Emergency escape
Item designation
for halon fire
components
(New item)
(New item)
(New item)
(New item)
only)
nents
A. 1/3.39
A. 1/3.40
A. 1/3.42
A. 1/3.43
A.l/3.41
No
H
Modules for conformity assessment
X
X
X
X
X
X
X
X
X
X
X
X
X
IMO MSC.98(73) Chapter 3.2.1.3
Regulation II-2/7.1.1, IMO Reso- IMO MSC/Circ. 1007
IMO MSC/Circ. 848
IMO MSC/Circ. 670
Applicable regulations of SOLAS 74, Testing standards
(FSS Code) ( 8 )
Regulation II-2/10.4.1.1.1, Regulation II-2/10.4.1.1.1., 11-2/
Resolution MSC.36(63) 7.10.3.3
Resolution MSC.97(73) 7.10.3.3
Regulation II-2/10.4.1.1.1, Regulation II-2/10.4.1.1.1., IMO
Resolution MSC.98(73) Chapter
Chapter 5.2.5 (FSS Code) Resolution MSC.98(73) Chapter
Resolution MSC.98(73) Chapter
MSC.98(73) Chapter 5.2.5 (FSS
resolutions and circulars of the IMO
expansion foam fire extin- Regulation II-2/10.4.1.1.2 Regulation II-2/10.4.1.1.2, IMO
MSC.97(73) 7.7.3.1 (2000 HSC
Resolution MSC.97(73) 7.7.3.1
lution MSC.36(63) 7.7.4 (1994
Regulation II-2/7.1.1, 11- Regulation II-2/7.1.1, II-2/63,
IMO Resolution MSC.36(63)
Regulation II-2/17.2, IMO
Regulation II-2/10.1, IMO
as amended, and the relevant
(2000 HSC Code), IMO
(2000 HSC Code), IMO
7.7.4 (1994 HSC Code)
MSC.98(73) Chapter 5.2.5 Code), IMO Resolution
10.9.1 IMO Resolution
3.2.1.3 (FSS Code)
(1994 HSC Code)
5.2.5 (FSS Code)
6.2.2 (FSS Code)
Regulation II-2/9
HSC Code)
Code)
Resolution MSC.98(73)
Regulation SOLAS 74 as
II-2/10.9.1 Regulation
2/ 63, Regulation X/3
Regulation II-2/7.1.1,
Regulation X/3, IMO
X/3, IMO Resolution
Regulation II-2/17.2,
Regulation II-2/10.1,
amended where 'type-
approval' is required
Concentrate for fixed high Regulation II-2/9
Regulation X/3
Regulation X/3
Regulation X/3
(FSS Code)
components for machinery
components for machinery
Firefighters outfit — life-
Equivalent fixed gas fire
Equivalent fixed gas fire
spaces (aerosol systems)
spaces and cargo pump
extinguishing systems
extinguishing systems
machinery spaces and
cargo pump rooms ( 9 )
guishing systems for
Item designation
(New item)
(New item)
(New item)
(New item)
rooms
line
A. 1/3.44
A. 1/3.45
A. 1/3.46
A. 1/3.47
No
( 10 ) Passenger ships of 2000 gross tonnage and above, excluding high-speed craft passenger craft, constructed before the 1 July 2002 shall comply with Regulations II-2/1.2.2.4 and II-
( 6 ) Ships constructed before 1 July 2002 shall comply with Regulations II-2/1.2.2 and II-2/13.4.3 (IMO Resolution MSC.99(73)) not later than the date of the first survey after 1 July
( 9 ) The fixed high expansion foam fire extinguishing system for machinery spaces and cargo pump rooms must still be tested with the approved concentrate to the satisfaction of the
( 4 ) Surfaces referred to in Regulations II-2/34.3, 34.7, 49.1 and 49.2 in columns 3 and 4 are those of bulkheads, decks, floor coverings, wall linings and ceilings as appropriate. The
H
When the term 'system components' is used in column 2 it may be that a single component, a group of components or the whole system needs to be tested to ensure that the
Modules for conformity assessment
X
X
X
X
( 7 ) Ships constructed before 1 July 2002 shall comply with Regulations II-2/1.2.2.3 and II-2/10.6.4 (IMO Resolution MSC.99(73)) for new installations only.
X
X
X
X
X
X
Where the surface material is required to have a certain maximum calorific value, this shall be measured in accordance with ISO 1716.
EN 463 (1994), EN 943-2 (2001)
EN 368 (1992), EN 369 (1993),
2/38.2.2, II-2/38-1.2, II-2/38-1/3, (Performance), IMO MSC/Circ
requirements described within these regulations are not meant to apply to plastic pipes, electric cables and furniture (ref MSC/Circ.965).
IMO Resolution A. 123 (V)
( 2 ) Not included in new Chapter II-2 Regulations (IMO Resolution MSC.99(73)) or FSS Code (IMO Resolution MSC.98(73)).
IMO MSC/Circ. 913
Applicable regulations of SOLAS 74, Testing standards
MSC.97(73) 7.7.3.2.1 (2000 HSC
resolutions and circulars of the IMO
11-2/ 53.2.2.1.4, II-2/53.2.2, II-
Code), IMO Resolution 98 (73)
Regulation II-2/19.3.1.3, 11-2/
MSC.36(63) 7.8.2 (1994 HSC
MSC.97(73) 7.8.2 (2000 HSC
19.3.9, II-2/20.6.1.1.3, 11-2/
20.6.1.2, II-2/20.6.1.3, 11-2/
Regulation II-2/1.2.2.4, II- Regulation II-2/1.2.2.4, II-
Regulation II-2/37.1.3, II-
2/10.5.6, Regulation X/3 2/10.5.6, IMO Resolution
2/54.2.9, IMO Resolution
as amended, and the relevant
20.6.1.4, IMO Resolution
Regulation II-2/54.2.6.1
Regulation II-2/19.3.6.1
( 1 ) For use in accidents involving dangerous goods a positive pressure type mask is required.
Chapter 7 (FSS Code)
Code)
Code)
( 8 ) This standard only applies to ships constructed on or after 1 July 2002.
2/10.5.6 (IMO Resolution MSC.99(73)) not later than 1 October 2005.
Nozzles for fixed pressure Regulation II-2/37.1.3, II-
II-2/19.3.9, II-2/20.6.1.2,
Regulation II-2/19.3.1.3,
water-spraying fire-extin- 2/54.2.9 Regulation X/3
Regulation II-2/54.2.6.1
Regulation II-2/19.3.6.1
Resolution MSC.98(73)
Regulation SOLAS 74 as
Chapter 7 (FSS Code)
Regulation X/3, IMO
amended where 'type-
approval' is required
( 10 )
spaces and vehicle spaces
Protective clothing resis-
ro-ro cargo spaces, ro-ro
international requirements are fulfilled.
systems components for
special category spaces,
application fire fighting
Fixed water based local
tant to chemical attack
guishing systems for
use in category 'A'
machinery spaces.
Item designation
(New item)
(New item)
(New item)
Administration.
A.1/.3.48
A. 1/3.49
A.l/3.50
2002. No
( 3 )
( 5 )
Where these columns are split into two levels for a particular item designator, the upper level refers to the Regulations applicable to ships built before 1 July 2002,
H
Modules for conformity assessment
G
X
X
X
Wherever reference is made to EN/IEC 61 162, the relevant product testing standard shall be verified to define the applicable part of EN/IEC 61 162.
X
X
X
X
X
X
ITU recommendations cited are those referred to in the international conventions and the relevant resolutions and circulars of the IMO.
X
X
X
EN ISO 11606 (2001), EN 60945
EN ISO 449 (1999), EN ISO 694
ISO 449 (1997), ISO 694 (2000),
EN ISO 8728 (1998), EN 60945
2269 (1992), EN 60945 (1997)
(2001), ISO 1069 (1973), ISO
ISO 11606 (2000) IEC 60945
ISO 8728 (1997), IEC 60945
ISO 1069 (1973), ISO 2269
(1992), IEC 60945 (1996)
the lower level refers to ships built on or after 1 July 2002 (but may also apply to ships built before 1 July 2002).
Testing standards
(1997), EN 61162;
(1996), IEC 61162
(1996), IEC 61162
(1997), EN 61162
Applicable regulations of SOLAS 74,
Resolution MSC.86 (70) annex 2,
resolutions and circulars of the IMO
Resolution 97 (73) 13.2.5, (2000
Resolution MSC.36 (63) 13.2.5,
as amended, and the relevant
Resolution 97 (73) 13.17.1 HSC Code), IMO Resolution
Resolution A.424 (XI), IMO
Resolution A.424 (XI), IMO
Regulation V/19.2.1.1, IMO
Regulation V/19.2.3.5, IMO
Regulation V/19.2.5.1, IMO
IMO Resolution A.694 (17)
Resolution A.382 (X), IMO
Resolution A.382 (X), IMO
MSC.86 (70) annex 2, IMO
Regulation V/12 (b), IMO
Regulation V/12 (b), IMO
Regulation V/12 (d), IMO
(1994 HSC Code), IMO
Resolution A.694 (17)
Resolution A.694 (17)
Resolution A.694 (17)
Resolution A.694 (17)
Resolution A.694 (17)
Moved to A. 1/4.34, A. 1/4.3 5 and A. 1/4.36
13.13.1 (1994 HSC Code)
Regulation SOLAS 74 as
electro-magnetic compass) Resolution MSC.36 (63)
amended where 'type-
approval' is required
heading device (previously Regulation X/3, IMO
Regulation X/3, IMO
Regulation V/12.(r)
Regulation V/12(r),
Regulation V/12 (r)
Regulation V/18.1,
Regulation V/18.1
Regulation V/18.1
(2000 HSC Code)
Notes applicable to section 4: Navigation
Transmitting magnetic
Item designation
Magnetic compass
Radar equipment
Gyro compass
4. Navigation equipment
Columns 3 and 4
Column 4
Column 5
A. 1/4.1
A. 1/4.2
A. 1/4.3
A. 1/4.4
No
H
Modules for conformity assessment
G
X
X
X
X
X
X
X
X
EN ISO 9875 (1997), EN 60945
IEC 61023 (1999), IEC 60945
ISO 9875 (2000), IEC 60945
EN 61023 (1999),EN 60945
Testing standards
(1997), EN 61162;
(1996), IEC 61162
(1997), EN 61162;
(1996), IEC 61162
Applicable regulations of SOLAS 74,
(73) 13.3 (2000 HSC Code), IMO
Resolution MSC74 (69) Annex 4,
resolutions and circulars of the IMO
A.224 (VII) as amended by IMO
MSC.96(72) IMO Resolution 97
Resolution 97 (73) 13.4.1 (2000
Code), IMO Resolution A.694
MSC.36 (63) 13.3 (1994 HSC
as amended, and the relevant
Resolution MSC.36 (63) 13.4
13.13.1 (1994 HSC Code) MSC.96(72) IMO Resolution
Resolution 97 (73) 13.17.1 HSC Code), IMO Resolution
amended by IMO Resolution
Resolution MSC.36 (63) amended by IMO Resolution
Resolution 97 (73) 13.17.1 amended by IMO Resolution
Regulation V/19.2.3.1, IMO
Regulation V/19.2.3.4, IMO
IMO Resolution A.694 (17)
MSC74 (69) Annex 4, IMO
Regulation V/12 (k), IMO
Regulation V/12 (r), Regu- Regulation V/12 (1), IMO
Resolution A.224 (VII) as
Resolution A.824 (19), as
Resolution A.824 (19), as
(1994 HSC Code), IMO
Resolution A.694 (17)
Resolution A.694 (17)
Item split in three. Moved to A. 1/4.20-21-22
(17)
13.13.1 (1994 HSC Code)
Regulation SOLAS 74 as
Resolution MSC.36 (63)
amended where 'type-
approval' is required
Regulation X/3, IMO
Regulation X/3, IMO
Regulation X/3, IMO
Echo-sounding equipment Regulation V/12 (r),
Moved to A. 1/4.34
Regulation V/18.1,
Regulation V/18.1,
(2000 HSC Code)
(2000 HSC Code)
lation X/3, IMO
Rudder angle, rpm, pitch
Automatic radar plotting
measuring equipment
Item designation
Speed and distance
aid (ARPA)
indicator
(SDME)
A. 1/4.6
A. 1/4.7
No
A.l/4.5
A.l/4.8
H
Modules for conformity assessment
G
X
X
X
X
X
X
X
X
X
X
X
X
IMO Resolution A.526 (13), IEC
IMO Resolution A.526 (13), EN
IEC 61075 (1991), IEC 60945
IEC 61075 (1991), IEC 60945
EN 61075 (1993), EN 60945
EN 61075 (1993), EN 60945
60945 (1997), EN 61162;
60945 (1996), IEC 61162
Testing standards
(1996), IEC 61162
(1997), EN 61162;
(1996), IEC 61162
(1997) EN 61162;
Applicable regulations of SOLAS 74,
resolutions and circulars of the IMO
Resolution 97 (73) 13.7.1 (2000
A.526 (13), IMO Resolution A.
Resolution MSC.36 (63) 13.7.1
Resolution 97 (73) 13.6 (2000
Resolution 97 (73) 13.6 (2000
as amended, and the relevant
Resolution MSC.36 (63) 13.6
Resolution MSC.36 (63) 13.6
Resolution 97 (73) 13.17.1 HSC Code), IMO Resolution
Resolution 97 (73) 13.17.1 HSC Code), IMO Resolution
Resolution 97 (73) 13.17.1 HSC Code), IMO Resolution
13.13.1 (1994 HSC Code) Resolution A.526 (13), IMO
13.13.1 (1994 HSC Code) Resolution A.694 (17), IMO
A.818 (19). IMO Resolution
13.13.1 (1994 HSC Code) Resolution A.818 (19), IMO
A.818 (19), IMO Resolution
Regulation V/l 9.2.9.1, IMO
Regulation V/l 9.2.1.6, IMO
Regulation V/l 9.2.1.6, IMO
Regulation V/12 (r), Regu- Regulation V/12 (n), IMO
Regulation V/12 (r), Regu- Regulation V/12 (p), IMO
Regulation V/12 (r), Regu- Regulation V/12 (p), IMO
Resolution MSC.36 (63) (1994 HSC Code), IMO
Resolution MSC.36 (63) (1994 HSC Code), IMO
Resolution MSC.36 (63) (1994 HSC Code), IMO
Resolution A. 694 (17)
Resolution A.818 (19)
Resolution A.694 (17)
A.694 (17)
A.694 (17)
694 (17)
Regulation SOLAS 74 as
amended where 'type-
approval' is required
Regulation X/3, IMO
Regulation X/3, IMO
Regulation X/3, IMO
Regulation V/18.1,
Regulation V/18.1,
Regulation V/18.1,
(2000 HSC Code)
(2000 HSC Code)
(2000HSC Code)
lation X/3, IMO
lation X/3, IMO
lation X/3, IMO
Item deleted
Item deleted
Rate-of-turn indicator
Item designation
Loran-C equipment
Chayka equipment
Decca navigator
Direction finder
equipment
A.1/4.10
A.1/4.11
A.1/4.12
A.1/4.13
A. 1/4.9
No
H
Modules for conformity assessment
G
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
EN/ISO 11674 (2001), EN 60945
IEC 61108-1 (1994), IEC 60945
IEC 61108-2 (1998), IEC 60945
MSC.36 (63) 8.2.1.2 (1994 HSC IEC 61097-1 (1992), IEC 60945
EN 61108-1 (1996), EN 60945
EN 61108-2 (1998), EN 60945
Regulation III/6.2.2, Regulation EN 61097-1 (1993), EN 60945
ISO 11674 (2000), IEC 60945
Testing standards
(1997), EN 61162;
(1996), IEC 61162
(1997), EN 61162;
(1996), IEC 61162
(1997), EN 61162;
(1996), IEC 61162
(1997);
(1996)
IMO Resolution A.694 (17), ITU-
IMO Resolution A.694 (17), ITU-
Applicable regulations of SOLAS 74,
(13), IMO Resolution A.802 (19),
(13), IMO Resolution A.802 (19),
MSC.97 (73) 14.7.1.3 (2000 HSC
resolutions and circulars of the IMO
Regulation III/6.2.2, Regulation
13.13.1 (1994 HSC Code) Resolution MSC.53 (66), IMO
MSC.53 (66), IMO Resolution
Code), IMO Resolution A.530
Code), IMO Resolution A.530
Resolution 97 (73) 13.6 (2000
Resolution 97 (73) 13.6 (2000
as amended, and the relevant
Resolution MSC.36 (63) 13.6
Resolution MSC.36 (63) 13.6
Resolution 97 (73) 13.17.1 HSC Code), IMO Resolution
Resolution 97 (73) 13.17.1 HSC Code), IMO Resolution
amended by IMO Resolution
Resolution A.819 (19), IMO
A.819 (19), IMO Resolution
MSC.64 (67) Annex 3, IMO
Regulation V/l 9.2.8.2, IMO
Regulation V/19.2.1.6, IMO
Regulation V/19.2.1.6, IMO
Regulation V/12 (p), IMO
Regulation V/12 (r), Regu- Regulation V/12 (p), IMO
Resolution A.342 (IX), as
IV/7.1.3, IMO Resolution
IV/7.1.3, IMO Resolution
(1994 HSC Code), IMO
Resolution MSC.36 (63) (1994 HSC Code), IMO
Resolution A.694 (17)
Resolution A.694 (17)
Resolution A.694 (17)
R M.628-3 (11/93)
R M.628-3 (11/93)
A.694 (17)
A.694 (17)
13.13.1 (1994 HSC Code)
13.13.1 (1994 HSC Code)
Regulation III/4, Regula-
Regulation SOLAS 74 as
Resolution MSC.36 (63)
Resolution MSC.36 (63)
X/3, IMO Resolution 97
(73) 13.17.1 (2000 HSC
amended where 'type-
approval' is required
tion IV/14, Regulation
Regulation X/3, IMO
Regulation X/3, IMO
Regulation X/3, IMO
Regulation X/3, IMO
Regulation V/12 (r),
Regulation V/18.1,
Regulation V/18.1,
Regulation V/18.1
Moved to A.l/1.40
(2000 HSC Code)
(2000 HSC Code)
Regulation IV/14,
Regulation III/4,
lation X/3, IMO
Code)
(HCS) (formerly autopilot)
9 GHz SAR transponder
Heading control system
GLONASS equipment
Mechanical pilot hoist
Item designation
GPS equipment
(SART)
A.1/4.15
A.1/4.16
A.1/4.17
A.1/4.18
A.l/4.14
No
H
Modules for conformity assessment
G
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
EN ISO 613 (2001), ISO 10316
Regulation V/12 (m), IMO Reso- EN 60945 (1997); IEC 60945
EN 60945 (1997); IEC 60945
EN 60945 (1997); IEC 60945
ISO 613 (2000), ISO 10316
Testing standards
lution MSC.36 (63) 13.7.2 (1994 (1996)
(1996)
(1996)
(1990)
(1990)
Applicable regulations of SOLAS 74,
resolutions and circulars of the IMO
Resolution MSC.48 (66) 4.4.8.5,
Resolution 97 (73) 13.7.2 (2000
Resolution 97 (73) 8.1.2 (2000
MSC.48 (66) 4.4.8.5, 5.1.2.2.3
as amended, and the relevant
Resolution 97 (73) 13.17.1 HSC Code), IMO Resolution
HSC Code), IMO Resolution
HSC Code) IMO Resolution
Resolution MSC.36 (63) 8.1
Regulation V/19.2.5.4, IMO
Regulation V/19.2.5.4, IMO
Regulation V/19.2.5.4, IMO
Regulation V/12 (m), IMO
Regulation V/12 (m), IMO
Regulation 111/34, IMO
Regulation 111/34, IMO
(1994 HSC Code), IMO
Resolution A.694 (17)
Resolution A.694 (17)
Resolution A.694 (17)
Resolution A.694 (17)
A.694 (17)
A.694 (17)
5.1.2.2.3
13.13.1 (1994 HSC Code)
13.13.1 (1994 HSC Code)
Regulation SOLAS 74 as
Resolution MSC.36 (63)
Resolution MSC.36 (63)
Resolution 97 (73) 8.1.6
and 13.17.1 (2000 HSC
amended where 'type-
approval' is required
Regulation X/3, IMO
Regulation X/3, IMO
Regulation X/3, IMO
Regulation X/3, IMO
Regulation V/12 (r),
Moved to A. 1/4.3 5
Regulation V/12 (r)
Regulation V/12 (r)
Regulation V/18.1,
Radar equipment for high- Moved to A.l/4.37
Regulation V/18.1
Regulation V/18.1
Moved to A.l/4.37
(2000 HSC Code)
Compass for lifeboats and Regulation III/4,
Regulation III/4,
Code)
aid (ARPA) for high-speed
Propeller revolution indi-
Automatic radar plotting
Automatic tracking aid
Rudder angle indicator
Item designation
Pitch indicator
rescue boats
speed craft
(ATA)
cator
craft
A. 1/4.20
A. 1/4.21
A. 1/4.22
A. 1/4.23
A. 1/4.24
A. 1/4.25
A.l/4.19
No
H
Modules for conformity assessment
G
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
3, IMO Resolution MSC.97 (73) IEC 61993-2 (2002), IEC 60945
EN 61993-2 (2002), EN 60945
IEC 61209 (1999), IEC 60945
IEC 61174 (2002), IEC 60945
IEC 61996 (2000) IEC 60945
ISO 16328 (2001) IEC 60945
ISO 16328 (2001), EN 60945
EN 61209 (1999), EN 60945
EN 61174 (2002), EN 60945
Regulation V/18.1, V/20.2 Regulation V/20, IMO Resolution EN 61996 (2001),EN 60945
Testing standards
(1997), EN 61162;
(1996), IEC 61162
(1997), EN 61162;
(1996), IEC 61162
(1997), EN 61162;
(1996), IEC 61162
(1997), EN 61162;
(1996), IEC 61162
Resolution MSC.74 (69) Annex (1997), EN 61162;
(1996), IEC 61162
Resolution A.694 (17), ITU R. M.
Applicable regulations of SOLAS 74,
resolutions and circulars of the IMO
Annex 4, IMO Resolution A.694
Resolution MSC.64 (67) Annex
Resolution MSC.97 (73) 15.4.3
Resolution MSC.97 (73) MSC.97 (73) 13.16 (2000 HSC
Resolution MSC.36 (63) 13.2.6 (1994 HSC Code), IMO
Resolution MSC.97 (73) 13.2.6 (2000 HSC Code), IMO
13.17.1 (2000 HSC Code) Code), IMO Resolution A.694
1, IMO Resolution A.694 (17)
13.15 (2000 HSC Code), IMO
IMO Resolution MSC.86 (70)
IMO Resolution MSC.36 (63)
IMO Resolution MSC.97 (73)
as amended, and the relevant
MSC.64 (67) Annex 5 and by
Resolution MSC.97 (73) 13.8
amended by IMO Resolution
A.861 (20), IMO Resolution
13.13.1 (1994 HSC Code) Resolution A.821 (19), IMO
13.17.4 (2000 HSC Code) Resolution A.821 (19), IMO
Regulation V/19.2.1.5, IMO
Regulation V/l 9.2.4, IMO
Resolution A.817 (19) as
Regulation V/19.6, IMO
(2000 HSC Code), IMO
(2000 HSC Code) IMO
Regulation V/19.2.1.4,
Resolution A.694 (17)
Resolution A.694 (17)
1371-1 (10/ 00) ( 1 )
(17)
(17)
13.17.4 (2000 HSC Code)
13.17.1 (2000 HSC Code)
13.17.1 (2000 HSC Code)
Regulation SOLAS 74 as
Resolution MSC.97 (73)
Resolution MSC.97 (73)
Resolution MSC.97 (73)
amended where 'type-
approval' is required
Regulation X/3, IMO
Regulation X/3, IMO
Regulation X/3, IMO
Regulation X/3, IMO
Regulation X/3, IMO
Regulation X/3, IMO
Moved to A. 1/4.3 8
Integrated bridge system Regulation V/18.7,
Regulation V/18.1,
Regulation V/18.1,
Moved to A.l/4.36
(ATA) for high-speed craft
(ECDIS) with backup, and
raster chart display system
Gyro compass for high-
Electronic chart display
and information system
Automatic tracking aid
Electronic plotting aid
Voyage data recorder
Item designation
identification system
Universal automatic
equipment (AIS)
(New item)
(New item)
(New item)
(New item)
(New item)
speed craft
(RCDS)
(VDR)
(EPA)
A. 1/4.26
A. 1/4.27
A. 1/4.28
A. 1/4.29
A. 1/4.30
A. 1/4.31
A. 1/4.32
No
H
Modules for conformity assessment
G
X
X
X
X
X
X
X
X
X
X
X
X
IEC 60936-1 (1999), IEC 60872-
IMO Resolution A. 477 (XII) as IEC 60936-1 (1999), IEC 60872-
Annex 4, IMO Resolution A.823 (19). 1 (1998), IEC 60945 (1996), IEC
2 (1998), IEC 60945 (1996), IEC
Regulation V/12 (g), Regulation V/ 12 EN 60936-1 (2000), EN 60872-1
Regulation V/12 (g), Regulation EN 60936-1 (2000), EN 60872-2
IEC 62065 (2002), IEC 60945
(1998), EN 60945 (1997), EN
(1998), EN 60945 (1997), EN
IEC 62065 (2002), EN 60945
Testing standards
(1997), EN 61162;
(1996), IEC 61162
61162;
61162;
61162
61162
M.628-3 (11/93), ITU-R M.I 177-
M.628-3 (11/93), ITU-R M.I 177-
Annex 4, IMO Resolution A.823 (19).
Regulation V/19.2.3.2, Regulation V/l
Applicable regulations of SOLAS 74,
resolutions and circulars of the IMO
9.2.7.1, Regulation V/l 9.2.8.1, IMO
Resolution A. 477 (XII) as amended
Resolution A. 477 (XII) as amended
M.628-3 (11/ 93), ITU-R M.I 177-2
M.628-3 (11/ 93), ITU-R M.I 177-2
Resolution MSC.74 (69) Annex
IMO Resolution A.694 (17), ITU-R
IMO Resolution A.694 (17), ITU-R
Resolution MSC.97 (73) 13.12
V/ 12 (h), Regulation V/12 (i),
2, IMO Resolution A.694 (17)
as amended, and the relevant
IMO Resolution A.278 (VIII)
Resolution A.278 (VIII) IMO
Resolution A.694 (17) ITU-R
Resolution A.694 (17) ITU-R
by IMO Resolution MSC.64 (67)
by IMO Resolution MSC.64 (67)
amended by IMO Resolution
amended by IMO Resolution
MSC.64 (67) Annex 4, IMO
MSC.64 (67) Annex 4, IMO
Regulation V/l 9.2.8.2, IMO
Regulation V/19.2.5.5, IMO
Resolution A. 477 (XII) as
(h), Regulation V/12 (j), IMO
Resolution A.278 (VIII) IMO
Resolution A.278 (VIII) IMO
(2000 HSC Code) IMO
Regulation V/19.2.3.2,
Regulation V/19.2.7.1,
2 (05/00)
2 (05/00)
(05/00)
(05/00)
13.17.4 (2000 HSC Code)
Regulation SOLAS 74 as
Resolution MSC.97 (73)
amended where 'type-
approval' is required
Regulation X/3, IMO
Regulation V/12 (r)
Regulation V/12 (r)
Regulation V/18.7,
Regulation V/18.1
Regulation V/18.1
automatic radar plotting
automatic tracking aid
Radar equipment with
Radar equipment with
Item designation
Track control system
aid (ARPA)
(New item)
(ATA)
A. 1/4.33
A. 1/4.34
A.l/4.35
No
H
Modules for conformity assessment
G
X
X
X
X
X
X
X
X
IMO Resolution A. 477 (XII) as IEC 60936-1 (1999), IEC 60872-
IEC 60936-2 (1998), IEC 60872-
3 (1999), IEC 60945 (1996), IEC
Regulation V/12 (g), Regulation EN 60936-1 (2000), EN 60872-3
EN 60936-2 (1999), EN 60872-1
1 (1998), IEC 61162, EN 60945
(1999), EN 60945 (1997), EN
(1998), EN 61162, EN 60945
Testing standards
(1997);
61162;
M.628-3 (11/93), ITU-R M.I 177- (1997)
61162
M.628-3 (11/93), ITU-R M.I 177-
M.628-3 (11/93), ITU-R M.I 177-
M.628-3 (11/93), ITU-R M.I 177-
Applicable regulations of SOLAS 74,
resolutions and circulars of the IMO
V/ 12 (h), Regulation V/12 (i),
Resolution A.694 (17), ITU-R
Resolution A.694 (17), ITU-R
Resolution A.694 (17), ITU-R
IMO Resolution MSC.36 (63)
IMO Resolution MSC.97 (73)
as amended, and the relevant
IMO Resolution A.278 (VIII)
Resolution A.278 (VIII) IMO
Resolution A.694 (17) ITU-R
13.5 (1994 HSC Code), IMO
Resolution 97 (73) 13.17.1 13.5 (2000 HSC Code), IMO
amended by IMO Resolution
amended by IMO Resolution
Resolution A.820 (19), IMO
Resolution A.823 (19), IMO
Resolution A.823 (19), IMO
Resolution A.820 (19), IMO
MSC.64 (67) Annex 4, IMO
MSC.64 (67) Annex 4, IMO
Regulation V/19.2.7.1, IMO
Resolution A. 477 (XII) as
Regulation V/19.2.3.2,
Regulation V/19.2.3.3,
2 (05/00)
2 (05/00)
2 (05/00)
2 (05/00)
aid (ARPA) for high-speed 13.13.1 (1994 HSC Code)
Regulation SOLAS 74 as
Resolution MSC.36 (63)
amended where 'type-
approval' is required
Regulation X/3, IMO
Regulation X/3, IMO
Regulation V/12 (r)
Regulation V/18.1
(2000 HSC Code)
automatic radar plotting
Radar equipment with
Radar equipment with
electronic plotting aid
Item designation
(EPA)
craft
A. 1/4.36
A. 1/4.37
No
H
Modules for conformity assessment
G
X
X
X
X
X
X
X
X
IEC 60936-2 (1998), IEC 60872-
EN 60936-2 (1999), EN 60872-2
IMO Resolution A.384 (X), IEC
2 (1998), IEC 61162, EN 60945
IMO Resolution A.384 (X), EN
60945 (1996), ISO 8729 (1997)
(1998), EN 61162, EN 60945
60945 (1997), EN ISO 8729
Testing standards
(1997);
(1998);
(1997)
( 1 ) ITUR.M.1371-1 Annex 3 shall only be applicable in accordance with the requirements of IMO Resolution MSC.74 (69).
Applicable regulations of SOLAS 74,
resolutions and circulars of the IMO
Resolution MSC.64 (67) Annex
Resolution MSC.64 (67) Annex
ITU-R M.628-3 (11/93), ITU-R
ITU-R M.628-3 (11/93), ITU-R
4, IMO Resolution A.694 (17),
4, IMO Resolution A.694 (17),
Resolution MSC.97(73) 13.13
IMO Resolution MSC.36 (63)
IMO Resolution MSC.97 (73)
as amended, and the relevant
Resolution MSC.36 (63) 13.5 (1994 HSC Code), IMO
Resolution 97 (73) 13.17.1 13.5 (2000 HSC Code), IMO
(ATA) for high-speed craft 13.13.1 (1994 HSC Code) Resolution A.820 (19), IMO
Resolution A.820 (19), IMO
Regulation V/19.2.1.7, IMO
M.I 177-2 (05/00)
M.I 177-2 (05/00)
13.17.1 (2000 HSC Code)
Regulation SOLAS 74 as
Resolution MSC.97(73)
amended where 'type-
approval' is required
Regulation X/3, IMO
Regulation X/3, IMO
Regulation X/3, IMO
Radar reflector (New item) Regulation V/18.1,
(2000 HSC Code)
automatic tracking aid
Radar equipment with
Item designation
A. 1/4.39
A.l/4.38
No
In case of conflicting requirements between IMO MSC/Circ 862, cited for several items, and the product testing standards, the IMO MSC/Circ 862 requirements
H
Modules for conformity assessment
X
X
Wherever reference is made to EN/IEC 61 162, the relevant product testing standard shall be verified to define the applicable part of EN/IEC 61 162.
X
X
X
X
ITU recommendations cited are those referred to in the international conventions and the relevant resolutions and circulars of the IMO.
X
X
EN 300 338 (Vl.2.1 1999-04), EN
Resolution A.803 (19) as amended by 7 (1996), IEC 60945 (1996), IMO
(VI.1.1 1998-03), IMO MSC/Circ
IEC 61097-3 (1994), IEC 61097-
IEC 61097-3 (1994), IEC 61097-
ETS 300 162-1 (2000-12), EN
IMO Resolution MSC.36 (63) 14.6.1.2 301 033 (VI.1.1 1998-08), EN
300 828 (VI.1.1 1998-03), EN
IMO Resolution MSC.36 (63) 14.6.1.1 301 925 (VI.1.1), EN 300 338
(Vl.2.1 1999.04), EN 300 828
IMO Resolution MSC.68 (68) Annex 1, 8 (1998), IEC 60945 (1996).
IMO Resolution MSC.68 (68) annex 1, MSC/Circ 862, IEC 61162
862, EN 61162;
Testing standards
60945 (1997);
R M.689-2 (11/93), IMO MSC/Circ 862
(05/00), ITU-R. M.541-8 (10/97), ITU-
IMO Resolution A.694 (17), ITU R M
Regulation IV/7.1.1, Regulation XI 3,
Regulation IV/7.1.2, Regulation XI 3,
amended, and the relevant resolutions and
IMO Resolution A.694 (17), ITU R.
Applicable regulations of SOLAS 74, as
Code), IMO Resolution Code), IMO Resolution A.803 (19),
(1994 HSC Code), IMO Resolution
(1994 HSC Code), IMO Resolution
Code), IMO Resolution Code), IMO Resolution A.385 (X),
M.489-2 (10/95), ITU-R M.493-10
IMO Resolution A.524 (13), IMO
(63) 14.13.1 (1994 HSC MSC.97 (73) 14.7.1.1 (2000 HSC
(63) 14.13.1 (1994 HSC MSC.97 (73) 14.7.1.2 (2000 HSC
(05/00), ITU-R M 541-8 (10/97).
489-2 (10/95), ITU-R.M 493-10
circulars of the IMO
Notes applicable to section 5: Radiocommunication equipment
Regulation SOLAS 74 as
Regulation X/3, IMO
Regulation X/3, IMO
MSC.97 (73) 13.17.1
MSC.97 (73) 13.17.1
Resolution MSC.36
Resolution MSC.36
amended where 'type-
approval' is required
(2000 HSC Code)
(2000 HSC Code)
Regulation IV/14,
Regulation IV/14,
shall take precedence.
5. Radiocommunication equipment
VHF radio capable of
receiving DSC and
VHF DSC watch-
keeping receiver
transmitting and
radiotelephony
Item designation
Column 4
Column 5
Column 5
A. 1/5.2
A.1/5.1
No
H
Modules for conformity assessment
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
EN 300 065 V 1.1.3 (2001-5), EN
ETS 300 460 Ed.l (1997-11) +A1
Regulation IV/7.1.5, Regulation X/ 3, ETS 300 067 Ed.l (1992-09) +A1
ETS 300 067 Ed.l (1992-09) +A1
IMO Resolution MSC.36 (63) 14.6.1.6 EN 60945 (1997), MSC/Circ 862
IMO Resolution MSC.36 (63) 14.6.1.5 (1998-09), EN 60945 (1997), EN
Regulation IV/7.1.6, Regulation X/ 3, ETS 300 066 V 1.3.1 (2001-01),
IEC 61097-6 (1995), IEC 60945
IEC 61097-4 (1994), IEC 60945
IEC 61097-2 (1994), IEC 60945
(1997-11), EN 300 829 VI.1.1
(1998-09), IEC 60945 (1996),
301 011 VI.1.1 (1998-09);
(1996), MSC/Circ 862
Testing standards
IEC 61162
(1998-03);
61162;
(1996)
(1996)
(');
Resolution A.806 (19), IMO Resolution
ITU-R M.492-6 (10/95), ITU-R M.540-
IMO Resolution MSC.56 (66) and IMO
(05/ 00), ITU-R M.690-1 (10/95), IMO
Resolution A.694 (17), ITU-R M633-2
540-2 (06/90), ITU-R M 625-3 (10/95)
IMO Resolution MSC.36 (63) 14.6.1.4
IMO Resolution MSC.36 (63) 14.6.1.5
IMO Resolution A.694 (17), ITU-R M
Resolution A.810 (19) as amended by
Regulation IV/7.1.4, Regulation X/ 3,
Regulation IV/7.1.5, Regulation X/ 3,
amended, and the relevant resolutions and
A.694 (17), ITU-R M.491-1 (07/86),
Applicable regulations of SOLAS 74, as
Code), IMO Resolution Code), IMO Resolution A.525 (13),
Code), IMO Resolution Code), IMO Resolution A.570 (14),
Code), IMO Resolution Code), IMO Resolution A.662 (16),
(1994 HSC Code), IMO Resolution
(1994 HSC Code), IMO Resolution
(1994 HSC Code), IMO Resolution
(1994 HSC Code), IMO Resolution
Code), IMO Resolution Code), IMO Resolution A.699(17),
2 (06/90), ITU-R M.625-3 (10/95),
IMO Resolution A.664 (16), IMO
IMO Resolution A.700 (17), IMO
IMO Resolution A.696 (17), IMO
(63) 14.13.1 (1994 HSC MSC.97 (73) 14.7.1.4 (2000 HSC
(63) 14.13.1 (1994 HSC MSC.97 (73) 14.7.1.5 (2000 HSC
(63) 14.13.1 (1994 HSC MSC.97 (73) 14.7.1.5 (2000 HSC
(63) 14.13.1 (1994 HSC MSC.97 (73) 14.7.1.6 (2000 HSC
Resolution MSC.120 (74), IMO
Resolution A.694 (17)
ITU-R M.688 (06/90)
circulars of the IMO
MSC/Circ 862
Regulation SOLAS 74 as
Regulation X/3, IMO
Regulation X/3, IMO
Regulation X/3, IMO
Regulation X/3, IMO
MSC.97 (73) 13.17.1
MSC.97 (73) 13.17.1
MSC.97 (73) 13.17.1
MSC.97 (73) 3.17.1
Resolution MSC.36
Resolution MSC.36
Resolution MSC.36
Resolution MSC.36
amended where 'type-
approval' is required
(2000 HSC Code)
(2000 HSC Code)
(2000 HSC Code)
(2000 HSC Code)
Regulation IV/14,
Regulation IV/14,
Regulation IV/14,
Regulation IV/14,
equipment (HF NBDP
406 MHz (COSPAS-
NAVTEX receiver
information (MSI)
HF marine safety
Item designation
EGC receiver
SARSAT)
receiver)
A. 1/5.3
A. 1/5.4
A. 1/5.6
A.1/5.5
No
H
Modules for conformity assessment
X
X
X
X
X
X
X
X
X
X
X
X
EN 300 338 Vl.2.1 (1999-04), EN
60945 (1997), MSC/Circ 862 ( 1 );
ETS 300 373 ed.l (1995-08) + Al
IEC 61097-3 (1994), IEC 61097-
(63) 14.13.1 (1994 HSC HSC Code), IMO Resolution MSC.97 IEC 61097-3 (1994), IEC 61097-
ETS 300 372 Ed.l (1996-05), EN
IEC 61097-5 (1997), MSC/Circ
EN 301 033 VI.1.1 (1998-08),
EN 300 338 Vl.2.1 (1999-04),
(1997-08), EN 60945 (1997),
Resolution A.804 (19) as amended by 9 (1997), IEC 60945 (1996),
8 (1998), IEC 60945 (1996)
IMO Resolution MSC.68 (68) Annex 2, MSC/ Circ 862, IEC 61162
MSC/Circ 862, EN 61162;
Testing standards
Resolution MSC.36 (63) 14.8.1.2 (1994 60945 (1997)
IMO Resolution MSC.68 (68) Annex 2,
Resolution A.694 (17), ITU-R M.632-3
IMO Resolution MSC.36 (63) 14.6.1.6
(02/97), ITU-R M.690-1 (10/95), IMO
IMO Resolution A.694 (17), ITU-R M
IMO Resolution A.694 (17), ITU R M
Resolution A.804 (19) as amended by
Regulation IV/7.1.6, Regulation X/ 3,
Code), IMO Resolution (73) 14.9.1.2 (2000 HSC Code), IMO
(63) 14.13.1 (1994 HSC Code), IMO Resolution MSC.97 (73)
amended, and the relevant resolutions and
493-10 (05/00), ITU-R M 541-8 (10/
493-10 (05/00), ITU R M.541-8 (10/
Applicable regulations of SOLAS 74, as
Code), IMO Resolution Code), IMO Resolution A.662 (16),
(1994 HSC Code), IMO Resolution
IMO Resolution A.812 (19), IMO
(63) 14.13.1 (1994 HSC MSC.97 (73) 14.7.1.6 (2000 HSC
MSC.36 (63) 14.8.1.1 (1994 HSC
Code), IMO Resolution 14.9.1.1 (2000 HSC Code), IMO
Regulation X/3, IMO Resolution
IV/10.1.3, Regulation X/3, IMO
Regulation IV/9.1.2, Regulation
Regulation IV/9.1.1, IV/10.1.2,
97), ITUR.M.1173 (10/95)
circulars of the IMO
MSC/Circ 862
97)
Regulation SOLAS 74 as
Regulation X/3, IMO
Regulation X/3, IMO
Regulation X/3, IMO
MSC.97 (73) 13.17.1
MSC.97 (73) 13.17.1
MSC.97 (73) 13.17.1
Resolution MSC.36
Resolution MSC.36
Resolution MSC.36
amended where 'type-
approval' is required
(2000 HSC Code)
(2000 HSC Code)
(2000 HSC Code)
Regulation IV/14,
Regulation IV/14,
Regulation IV/14,
Item deleted
Item deleted
MF radio capable of
receiving DSC and
radiotelephony ( 2 )
keeping receiver
MF DSC watch-
2182 kHz watch
transmitting and
Two-tone alarm
L-band EPIRB
Item designation
(INMARSAT)
generator
receiver
A.1/5.10
A.l/5.11
A. 1/5.7
A. 1/5.9
A.1/5.8
No
H
Modules for conformity assessment
X
X
X
X
X
X
X
X
X
X
X
X
(1998-03), EN 61162, MSC/Circ.
Regulation IV/ 10.2.1, Regulation X/3, ETS 300 373 ed.l (1995-08) + Al
IEC 61097-3 (1994), IEC 61097-
Regulation IV/10.1.1, Regulation X/3, ETS 300 460 ed.l (1996-05) +A1
Regulation IV/10.1.1, Regulation X/3, IEC 61097-10 (1999), MSC/Circ
IEC 61097-4 (1994), IEC 60945
Code), IMO Resolution Code), IMO Resolution A.806 (19) as 60945 (1997), EN 61162, MSC/
9 (1997), IEC 61097-11 (2000),
(1996), IEC 61162, MSC/Circ.
IEC 60945 (1996), IEC 61162,
IMO Resolution MSC.36 (63) 14.9.1.1 (1997-11), EN 300 829 VI.1.1
(1990-11) +A1 (1993-10), EN
IMO Resolution MSC.36 (63) 14.9.2.1 1997-08), EN 300 338 Vl.2.1
(1999-04), ETS 300 067 Ed.l
IEC 60945 (1996)
(10/95), ITU-R M.493-10 (05/00), ITU- MSC/ Circ. 862
Testing standards
amended by IMO Resolution MSC.68 Circ 862;
862;
IMO Resolution MSC.36 (63) 14.9.1.1 862,
Resolution A.807 (19) as amended by 862
IMO Resolution MSC.68 (68) Annex 4,
Resolution A.694 (17), IMO MSC/Circ
(10/95), ITU-R.M.1173 (10/95), IMO
(68) Annex 3, IMO Resolution A.694
amended, and the relevant resolutions and
(17), ITU-R M.476-5 (10/95), ITU-R
R M.541-8 (10/97), ITU-R.M.625-3
Applicable regulations of SOLAS 74, as
Code), IMO Resolution Code), IMO Resolution A.570 (14),
Code), IMO Resolution Code), IMO Resolution A.570 (14),
(1994 HSC Code), IMO Resolution
(1994 HSC Code), IMO Resolution
(1994 HSC Code), IMO Resolution
(63) 14.13.1 (1994 HSC MSC.97 (73) 14.10.1.1 (2000 HSC
(63) 14.13.1 (1994 HSC MSC.97 (73) 14.10.1.1 (2000 HSC
(63) 14.13.1 (1994 HSC MSC.97 (73) 14.10.2.1 (2000 HSC
IMO Resolution A.808 (19), IMO
IMO Resolution A.694 (17), IMO
M.491-1 (07/86), ITU-R M.492-6
IMO Resolution A.664 ( 3 ), IMO
circulars of the IMO
MSC/ Circ 862
MSC/Circ. 862
Regulation SOLAS 74 as
Regulation X/3, IMO
Regulation X/3, IMO
Regulation X/3, IMO
MSC.97 (73) 13.17.1
MSC.97 (73) 13.17.1
MSC.97 (73) 13.17.1
Resolution MSC.36
Resolution MSC.36
Resolution MSC.36
amended where 'type-
approval' is required
(2000 HSC Code)
(2000 HSC Code)
(2000 HSC Code)
Regulation IV/14,
Regulation IV/14,
Regulation IV/14,
receiving DSC, NBDP
and radiotelephony ( 4 )
MF/HF radio capable
of transmitting and
Inmarsat-B SES
Inmarsat-C SES
Item designation
A.1/5.12
A.1/5.13
A.1/5.14
No
H
Modules for conformity assessment
X
X
X
X
X
X
X
X
( 2 ) In line with IMO and ITU decisions, the requirements for Two Tone Alarm generator and transmission on H3E are no longer applicable in the testing standards.
( 4 ) In line with IMO and ITU decisions, the requirements for Two Tone Alarm generator and transmission on A3H are no longer applicable in the testing standards.
X
X
X
X
X
X
X
X
EN 301 466 (2000-11), EN 60945
ETS 300 225 Ed 3 (1998-01), EN
(63) 14.13.1 (1994 HSC HSC Code) IMO Resolution A.809 (19) IEC 61097-12 (1996), IEC 60945
IEC 61097-3 (1994), IEC 61097-
ETS 300 338 Vl.2.1 (1999-04),
EN 301 033 VI.1.1 (1998-08),
Regulation IV/7.5, IMO Resolution 97 EN 301 688 VI.1.1 (2000-07),
Resolution MSC.80 (70) Annex 1 and EN 301 688 VI.1.1 (2000-07),
MSC.36 (63) 8.2.1.1 (1994 HSC Code), 300 828 VI.1.1 (1998-03), EN
8 (1998), IEC 60945 (1996)
IMO Resolution 97 (73) 8.2.1.1 (2000 EN 301 466 (2000-11), IEC
EN 60945 (1997);
EN 60945 (1997);
(63) 14.13.1 (1994 HSC 2; IMO Resolution A.694 (17), ICAO IEC 60945 (1996)
Testing standards
IMO Resolution 97 (73) 8.2.1.1 (2000 60945 (1997);
60945 (1997)
MSC.36 (63) 8.2.1.1 (1994 HSC Code), (1997);
Code), IMO Resolution Annex 1, IMO Resolution A.694 (17), (1996)
( 1 ) IMO MSC/Circ 862 is applicable only to the optional remote activation device, not to the EPIRB itself.
IMO Resolution MSC.36 (63) 14.9.2.2
Regulation IV/10.2.2, Regulation X/3,
amended by IMO Resolution MSC.68
Code), IMO Resolution Code), IMO Resolution A.806 (19) as
(68) Annex 3, IMO Resolution A.694
Code), IMO Resolution (19) Annex 2, IMO Resolution A.694
amended, and the relevant resolutions and
Regulation III/6.2.1, IMO Resolution
Regulation III/6.2.1, IMO Resolution
(17), ITU-R M.493-10 (05/00), ITU-
(63) 14.13.1 (1994 HSC HSC Code), IMO Resolution A.809
Applicable regulations of SOLAS 74, as
(1994 HSC Code), IMO Resolution
(73) 14.7.2 (2000 HSC Code) IMO
(63) 14.13.1 (1994 HSC MSC.97 (73) 14.10.2.2 (2000 HSC
MSC.97 (73) 8.1.6 and ITU R M.489-2 (10/95), ITU-R
Code), IMO Resolution Convention, Annex 10, Radio
MSC. 97 (73) 8.1.6 and (17), ITU R M.489-2 (10/95)
R.M 541-8 (10/97)
circulars of the IMO
M.542.1 (07/82)
Regulations
( 3 ) Applicable only if the Inmarsat CSES comprises the EGC functions.
Regulation SOLAS 74 as
Regulation X/3, IMO
Regulation X/3, IMO
Regulation X/3, IMO
Regulation X/3, IMO
MSC.97 (73) 13.17.1
MSC.97 (73) 13.17.1
Resolution MSC.36
Resolution MSC.36
Resolution MSC.36
Resolution MSC.36
amended where 'type-
13.17.1 (2000 HSC
13.17.1 (2000 HSC
approval' is required
(2000 HSC Code)
(2000 HSC Code)
Regulation IV/14,
Regulation IV/14,
Portable Survival craft Regulation III/4,
Regulation III/4,
Code)
Code)
Aeronautical two way
VHF radio telephone
Fixed Survival craft
MF/HF DSC watch
keeping receiver
Item designation
radiotelephone
radiotelephone
two-way VHF
two-way VHF
apparatus
apparatus
apparatus
A.1/5.15
A.1/5.16
A.1/5.17
A.1/5.18
No
H
Modules for conformity assessment
Equipment for which no detailed testing standards exist in International Instruments
Column 5: Where a package of testing standards is indicated for an item, it is either incomplete or contains standards that have not yet been adopted.
Applicable regulations of SOLAS 74, Testing standards
ISO 799-1980
Schedule Ib
A.830 (18), MSC/Circ.808, IMO
resolutions and circulars of the IMO
LSA Code 7.2, IMO Resolution
Resolution MSC.48 (66), IMO
Resolution MSC.48 (66), IMO
IMO Resolution MSC 48 (66)
IMO Resolution MSC 48 (66)
IMO Resolution MSC 48 (66)
Resolution MSC.97(73) 4.2.2
Resolution MSC.36 (63) 8.1
Resolution MSC.97 (73) 8.1
as amended, and the relevant
Regulation 111/34, IMO
Regulation 111/34, IMO
(2000 HSC Code)
(1994 HSC Code)
(2000 HSC Code)
Regulation III/4, Regula-
Regulation III/4, Regula-
Radar reflector for liferafts Regulation III/4, 111/34,
Regulation III/4, 111/34
Regulation SOLAS 74 as
Public address and general Regulation 111/6(5)
amended where 'type-
Float-free launching appli- Regulation 111/34
approval' is required
Regulation X/3
tion X/3
tion X/3
Notes applicable to the whole of Schedule Ib
Immersion suit materials
emergency alarm system
ances for survival craft
Embarkation ladders
Life-saving appliances
Item designation
ex A.1/1.22
ex A.1/1.29
(New item)
A.2/1.1
A.2/1.2
A.2/1.3
A.2/1.3
A.2/1.4
1. No
H
H
Modules for conformity assessment
Modules for conformity assessment
G
EN 1866 (1998) ISO 11601
Annex VI Resolution 2 Chapter 1 To be developed by IMO
To be developed by IMO
To be developed by IMO
To be developed by IMO
Testing standards
Testing standards
(1999)
Applicable regulations of SOLAS 74,
resolutions and circulars of the IMO
resolutions and circulars of the IMO
7.5.6.11.2, 7.5.6.11.3 (1994 HSC
7.5.6.11.2, 7.5.6.11.3 (2000 HSC
73/78, as amended, and the relevant
Chapter 2 Regulation 2.1.2.5 and
Regulation II-2/10.5.1.2.2, Regulation II-2/10.5.1.2.2, 11-2/
Annex VI Regulation 13.3(b)(ii)
MSC.98(73) Chapter 4.1.2 (FSS
Applicable regulations of Marpol
Annex VI Regulation 13.3(b)(i)
10.5.2.2.2, II-2/10.5.3.2.1, IMO
Regulation 1.3.9, Resolution 2
Regulation II-2/6.1, II-2/7.1.3,
as amended, and the relevant
Annex VI Regulation 14.4(c)
11-2/ 7.2.3, 11-2/ 7.3.1, IMO
Resolution 2 Chapter 6.1
Resolution MSC.36(63)
Resolution MSC.97(73)
Code), IMO Resolution
and Regulation 14.4(b)
Code)
Code)
Regulation Marpol 73/78 as
Non-portable and transpor- Regulation II-2/6.1, 11-2/
13.3(b)(i) and Regulation
Regulation SOLAS 74 as
2.1.2.5 and Resolution 2
2/7.3.1, Regulation X/3
amended where 'type-
amended where 'type-
On board NO x monitoring Annex VI Resolution 2
approval' is required
approval' is required
MSC. 98 (73) Chapter
10.5.3.2.1, Regulation
Annex VI Regulation
Annex VI Regulation
Annex VI Regulation
Chapter 1 Regulation
Chapter 2 Regulation
X/3, IMO Resolution
II-2/10.5.2.2.2, 11-2/
7.1.3,11-2/7.2.3,11-
1.3.9, Resolution 2
4.1.2 (FSS Code)
Chapter 6.1
13.3(b)(ii)
14.4(b)
methods to limit SO x emis- 14.4(c)
Equivalent methods to
and recording devices
On board exhaust gas
reduce on board NO x
Item designation
Item designation
Other technological
table extinguishers
2. Marine pollution prevention
cleaning systems
emissions
sions
3. Fire protection
(New item)
(New item)
(New item)
(New item)
No
No
A.2/2.1
A.2/2.2
A.2/2.3
A.2/2.4
A.2/3.1
H
Modules for conformity assessment
Regulation II-2/13, II-2/14.1 IMO EN 54-2 (1997) + AC (1999) EN
EN 54-7 (2000), pr EN 54-12, pr
54-4 (1997) + AC (1999)
Testing standards
EN 54-15
Applicable regulations of SOLAS 74,
resolutions and circulars of the IMO
Resolution MSC.98(73) Chapter
Regulation II-2/10.2.3.3.4, Regulation II-2/10.2.3.3.4, IMO
MSC.36(63) 7.7.8.6 (1994 HSC
Resolution MSC.97(73) 7.7.5.6
Regulation II-2/7.2.2, II-2/7.4,
Regulation II-2/7.2.2, II-2/7.4,
Resolution MSC.36 (63) 7.7.1
MSC.97(73) 7.7.1 (2000 HSC
as amended, and the relevant
Regulation II-2/4.8.4, II-2/41-
7.7.1 (2000 HSC Code), IMO
Resolution MSC.36(63) 7.7.1
IMO Resolution MSC.97(73)
Resolution MSC.36(63) 12.4
Resolution MSC.97(73) 12.4
MSC.98(73) Chapter 9 (FSS
Regulation II-2/13.3.2, IMO
11-2/ 7.4.1 IMO Resolution
Regulation II-1/44.2, IMO
Regulation II-1/44.2, IMO
Code) IMO Resolution
2.1.5 IMO Resolution
9.2.3.1.2 (FSS Code)
(1994 HSC Code)
(2000 HSC Code)
(2000 HSC Code)
(1994 HSC Code)
(1994 HSC Code)
Code)
Code)
Dual purpose type nozzles Regulation II-2/4.8.4, 11-
Regulation II-2/7.2.2, 11-
Regulation II-2/7.2.2, 11-
Regulation II-2/13, 11-2/
Regulation SOLAS 74 as
Resolution MSC.98(73)
amended where 'type-
2/ 41-2.1.5, Regulation
Regulation II-2/13.3.2,
approval' is required
2/ 7.4 Regulation X/3,
Chapter 9 (FSS Code)
MSC.98(73) Chapter
9.2.3.1.2 (FSS Code)
Regulation II-1/44.2,
14.1, Regulation X/3
Regulation X/3 IMO
Nozzles for fixed pressure Moved to A.l/3.49
2/ 7.4, II-2/7.4.1
IMO Resolution
Regulation X/3
Regulation X/3
Regulation X/3
X/3
fire alarm systems compo-
service spaces, accommo-
water-spraying fire-extin-
nents for control stations,
dation spaces, machinery
Cold-weather starting of
Fixed fire detection and
special category spaces
generator sets (starting
spaces and unattended
Item designation
guishing systems for
machinery spaces
Smoke detectors
(spray/jet type)
devices)
No
A.2/3.2
A.2/3.3
A.2/3.4
A.2/3.5
A.2/3.6
H
Modules for conformity assessment
EN 54-5 (2000), EN 54-6 (1982)
+ Al (1998), pr EN 54-15
Testing standards
IEC Publication 79
tion MSC.97(73) 7.10.3.1.4 (2000
Applicable regulations of SOLAS 74,
resolutions and circulars of the IMO
Regulation II-2/10, IMO Resolu-
Resolution MSC.98(73) Chapter
Resolution MSC.98(73) Chapter
Regulation II-2/7.2.2, II-2/7.4,
MSC.98(73) Chapter 3.2.1.1.4
Regulation II-2/17.1.1.4, IMO
as amended, and the relevant
7.7.1 (2000 HSC Code), IMO
Resolution MSC.36(63) 7.7.1
Resolution MSC.36(63) 7.7.4
IMO Resolution MSC.97(73)
HSC Code), IMO Resolution
7.10.3.1.4 (1994 HSC Code)
Regulation II-2/13.3.3, IMO
Regulation II-2/10.1, IMO
Regulation II-2/10.4, IMO Regulation II-2/10.4, IMO
Resolution MSC.36(63)
9.2.3.1.3 (FSS Code)
(1994 HSC Code)
(1994 HSC Code)
Chapter 7 (FSS Code). NB 7 (FSS Code)
(FSS Code)
Regulation II-2/7.2.2, 11-
Regulation SOLAS 74 as
Not included in the 2000
Regulation II-2/17.1.1.4,
Resolution MSC.98(73)
Resolution MSC.98(73)
amended where 'type-
Chapter 3.2.1.1.4 (FSS
approval' is required
2/ 7.4 Regulation X/3,
Regulation II-2/10.10,
Regulation X.3, IMO
MSC.98(73) Chapter
9.2.3.1.3 (FSS Code)
Regulation II-2/13.3,
Nozzles for fixed pressure Regulation II-2/10.1,
Moved to A.l/3.50
Moved to A.l/3.40
Moved to A.l/3.45
IMO Resolution
Regulation X/3
Regulation X/3
water spraying fire extin- Regulation X/3
HSC Code
Code)
extinguishing systems for
Protective clothing resis-
Equivalent fixed gas fire
tant to chemical attack
machinery spaces and
Low-location lighting
Item designation
guishing systems for
Electric safety lamp
cargo pump rooms
machinery spaces
Heat detectors
systems
ex A.1/3.10
A.2/3.10
A.2/3.11
A.2/3.12
No
A.2/3.7
A.2/3.8
A.2/3.9
H
Modules for conformity assessment
EN 139 (1994) + AC (1995) + Al
Regulation II-2/4.7.1, IMO Reso- EN 671-1 (1994) + AC (1995)
Testing standards
Regulation II-2/132, Regu- Regulation II-2/13, IMO Resolu- Pr EN 54-10
(1999)
Applicable regulations of SOLAS 74,
lution MSC.36 (63) 7.7.8.5 (1994
resolutions and circulars of the IMO
7.7.1, 7.7.1..5 (2000 HSC Code),
Regulation II-2/10.2.3.1.1, Regulation II-2/10.2.3.1.1, 11-2/
MSC.97(73) 7.7.5.5 (2000 HSC
Regulation II-2/7.6, II-2/19.3.3,
Regulation II-2/7.1, II-2/7.2.2,
as amended, and the relevant
MSC.98(73) Chapter 10 (FSS
tion MSC.36 (63) 7.7.1 (1994
Regulation II-2/10.10.1, IMO
Chapter 9.2.3.1.1 (FSS Code)
IMO Resolution MSC.98(73)
IMO Resolution MSC.97(73)
IMO Resolution MSC.98(73)
7.10.3.2.1 (2000 HSC Code),
7.10.3.2.1 (1994 HSC Code)
Regulation II-2/17.1.2, IMO
II-2/20.4.2, IMO Resolution
II-2/10.2.3.3.2, Regulation 10.2.3.3.2, IMO Resolution
Resolution MSC.36 (63)
Resolution MSC.97(73)
Chapter 3 (FSS Code)
Regulation II-2/13-1
HSC Code)
HSC Code)
Code)
Code)
Regulation II-2/7.6, 11-2/
Regulation II-2/7.1, 11-2/
Regulation SOLAS 74 as
19.3.3, II-2/20.4.2, IMO
Regulation II-2/10.10.1,
Resolution MSC.98(73)
Resolution MSC.98(73)
Chapter 10 (FSS Code)
amended where 'type-
Regulation II-2/17.1.2,
approval' is required
7.2.2, Regulation X/3,
Chapter 3 (FSS Code)
Regulation II-2/4.7.1,
Regulation X/3, IMO
MSC.98(73) Chapter
9.2.3.1.1 (FSS Code)
Sample extraction smoke Regulation II-2/13-1
IMO Resolution
Regulation X/3
Regulation X/3
lation X/3
X/3
detection systems compo-
Fire hoses (reel type)
Item designation
breathing apparatus
Compressed airline
Flame detectors
nents
A.2/3.13
A.2/3.14
A.2/3.15
A.2/3.16
No
H
Modules for conformity assessment
IMO Resolution A.855(20)
Testing standards
IMO MSC/Circ 847
Regulation II-2/13, Regu- Regulation II-2/13, IMO Resolu- Pr EN 54-3 (2001)
Regulation II-2/13, Regu- Regulation II-2/13, IMO Resolu- Pr EN 54-11
Applicable regulations of SOLAS 74,
resolutions and circulars of the IMO
Resolution MSC.98(73) Chapter
MSC.98(73) Chapter 9.2.5 Resolution MSC.98(73) Chapter
Regulation II-2/7.1, II-2/7.2.2,
Regulation II-2/7.1, 11-2/ Regulation II-2/7.1, II-2/7.2.2,
as amended, and the relevant
7.7.1 (2000 HSC Code), IMO
7.7.1 (2000 HSC Code), IMO
tion MSC.36 (63) 7.7.1 (1994
tion MSC.36 (63) 7.7.1 (1994
IMO Resolution MSC.97(73)
IMO Resolution MSC.97(73)
Galley exhaust duct fixed Regulation II-2/16.7.4, II- Regulation II-2/16.7.4, 11-2/
Regulation II-2/18.8.2.3
Regulation II-2/10.6.3
Regulation II-2/18.1.2
Regulation II-2/9.7.5
Regulation II-2/18.7
9.2.1.1 (FSS Code)
9.2.5 (FSS Code)
HSC Code)
HSC Code)
32.1.9.3
Regulation II-2/7.1, 11-2/
Regulation SOLAS 74 as
Helicopter deck fire extin- Regulation II-2/18.8.2.3
amended where 'type-
approval' is required
Regulation II-2/10.6.3
Regulation II-2/18.1.2
7.2.2, Regulation X/3,
7.2.2, Regulation X/3,
MSC.98(73) Chapter
Regulation II-2/9.7.5
Regulation II-2/18.7
9.2.1.1 (FSS Code)
Moved to A.l/3.48
Moved to A.l/3.20
IMO Resolution
IMO Resolution
(FSS Code)
lation X/3
lation X/3
fire extinguishing systems 2/32.1.9.3
guishing systems compo-
mable liquid lockers fire
systems components for
application fire fighting
Fixed water based local
Paint lockers and flam-
extinguishing systems
Upholstered furniture
Item designation
Manual call points
use in category 'A'
machinery spaces
Alarm devices
components
components
nents
(New item)
(New item)
(New item)
A.2/3.17
A.2/3.18
A.2/3.19
A.2/3.20
A.2/3.21
A.2/3.22
A.2/3.23
No
H
Modules for conformity assessment
Resolution A.653(16), IMO Reso-
1, 2 and 5 and Annex 2, ISO 1716
lution MSC.61(67) Annex 1 Parts
IMO Resolution A.799(19), IMO
Pr EN.12094, Parts 1—20
Testing standards
IMO MSC/Circ 798
(1973)
Applicable regulations of SOLAS 74,
Regulation II-2/6.4, Regu- Regulation II-2/6.4, IMO Resolu-
tion MSC. 36(63) 7.8.4.1.2 (1994
7.8.4.1.2 (2000 HSC Code), IMO
resolutions and circulars of the IMO
Resolution MSC.98(73) Chapter
Resolution MSC.98(73) Chapter
Resolution MSC.98(73) Chapter
Regulation II-2/5.2, Regu- Regulation II-2/5.2, II-2/7.1.1.1,
Resolution MSC.36(63) 7.7.6.2,
II-2/38.2.1, II-2/39.1, II-2/53.1,
11-2/ 53.2.2.1, II-2/63.1.1 IMO
Regulation II-2/10.4.1.1.1, Regulation II-2/10.4.1.1.1, 1-2/
97(73) 7.7.3.3, 7.15,7.17.3.8.1
10.5.1.1, II-2/10.6.3.1.1, 11-2/
IMO Resolution MSC. 97(73)
as amended, and the relevant
Regulation II-2/10.8.1, IMO
2/10.9.1.1 IMO Resolution
10.7.1.1.11-2/10.7.1.3, II-
(2000 HSC Code) IMO
7.15 (1994 HSC Code)
Regulation II-2/61.4
Regulation II-2/3.5
Regulation II-2/3.5
Regulation II-2/4.3
Regulation II-2/51
4.1.2 (FSS Code)
5.2.2 (FSS Code)
14 (FSS Code)
HSC Code)
Regulation SOLAS 74 as
amended where 'type-
approval' is required
Regulation II-2/10.8.1
Regulation II-2/3.10
Regulation II-2/61.4
Regulation II-2/3.5
Regulation II-2/4.3
Gaseous fuel systems used Regulation II-2/51
Regulation X/3
Regulation X/3
lation X/3
lation X/3
components — fixed deck
fire extinguishing systems
Medium expansion foam
Portable foam applicator
extinguishing systems
for domestic purposes
Item designation
(CO 2 ) components
C class divisions
foam for tankers
(components)
Fixed gas fire
units
(New item)
(New item)
(New item)
(New item)
(New item)
A.2/3.24
A.2/3.25
A.2/3.26
A.2/3.27
A.2/3.28
No
H
H
Modules for conformity assessment
Modules for conformity assessment
G
ITU Recommendations cited are those referred to in the international conventions and the relevant resolutions and circulars of the IMO.
Future ISO 22090-X, IEC 60945
Future ISO 22090-X, EN 60945
IMO MSC/Circ 582 and Corr. 1
IMO MSC/Circs 799, 582, 553
References to SOLAS Chapter V are to SOLAS 1974 as amended by MSC 73 and entering into force on 1 July 2002.
Future ISO 16329, IEC 60945
Future ISO 16329, EN 60945
Testing standards
Testing standards
(1997), EN 61162;
(1996), IEC 61162
(1997), EN 61162;
(1996), IEC 61162
Applicable regulations of SOLAS 74,
Applicable regulations of SOLAS 74,
resolutions and circulars of the IMO
resolutions and circulars of the IMO
Resolution MSC.98(73) Chapter
Chapter 11 paragraph 11.3 (IBC
Resolution MSC.116 (73), IMO
Resolution MSC.97 (73) 13.2.5
high-speed craft (formerly Resolution MSC.97 (73) 13.12 (2000 HSC Code), IMO
IMO Resolution MSC.97 (73)
as amended, and the relevant
as amended, and the relevant
6.2.3. Chapter 14 (FSS Code)
13.17.1 (2000 HSC Code) Resolution A.822 (19), IMO
Regulation II-2/10.8.1, IMO
Regulation V/19.2.5.1, IMO
IMO Resolution MSC.4(48)
Resolution A.382 (X), IMO
Regulation II-2/8, II-2/61.4
(2000 HSC Code), IMO
Resolution A.694 (17)
Resolution A.694(17)
Code)
13.17.1 (2000 HSC Code)
Regulation SOLAS 74 as
Regulation SOLAS 74 as
method) (formerly electro- Resolution MSC.97 (73)
Item moved to A. 1/4.31
amended where 'type-
amended where 'type-
fire extinguishing systems MSC.4(48) Chapter 11
approval' is required
approval' is required
components for machinery Regulation II-2/10.8.1
Heading control system for Regulation X/3, IMO
Regulation X/3, IMO
Fixed low expansion foam Regulation II-2/8, II-
paragraph 11.3 (IBC
Regulation V/18.1,
Expansion foam for fixed IMO Resolution
Notes for Schedule Ib section 4 Navigation equipment.
fire extinguishing systems 2/61.4
Code)
Gyro compass for high-
spaces and tanker deck
Transmitting heading
Item designation
Item designation
for chemical tankers
device THD (GNSS
magnetic compass)
4. Navigation equipment
speed craft
auto-pilot)
protection
Columns 3 and 4
(New item)
(New item)
Column 4
A.2/3.29
A.2/3.30
No
No
A.2/4.1
A.2/4.2
A.2/4.3
H
Modules for conformity assessment
G
Future EN ISO 16273, EN 60945
Future IEC 61108-3, IEC 60945
Future IEC 61108-4, IEC 60945
Future EN 61108-3, EN 60945
Future EN 61108-4, EN 60945
IEC 60945 (1996), IEC 61162
Future ISO 16273, IEC 60945
EN 60945 (1997); IEC 60945
EN 60945 (1997), EN 61162;
Testing standards
(1997), EN 61162;
(1996), IEC 61162
(1997), EN 61162;
(1996), IEC 61162
(1997), EN 61162;
(1996), IEC 61162
(1996)
Applicable regulations of SOLAS 74,
Regulation V/l 9.2.1.6, IMO Res-
resolutions and circulars of the IMO
Resolution MSC.74 (69) Annex
lution MSC.97 (73) 13.6 (2000
Resolution MSC.95 (72), IMO
13.17.1 (2000 HSC Code) Resolution MSC.94 (72), IMO
Resolution MSC.97 (73) 13.10 (2000 HSC Code), IMO
1, IMO Resolution A.694 (17)
Resolution MSC.36 (63) 7.7.1
IMO Resolution MSC.97 (73)
IMO Resolution MSC.97 (73)
as amended, and the relevant
Resolution MSC.97 (73) 13.9
Resolution MSC.97 (73) 13.6
Resolution MSC.97 (73) 13.9 (2000 HSC Code), IMO
HSC Code), IMO Resolution
MSC.64 (67) Annex 2, IMO
Regulation V/l 9.2.2.2, IMO
Regulation V/l 9.2.1.6, IMO
(2000 HSC Code), IMO
(2000 HSC Code), IMO
(1994 HSC Code), IMO
Resolution A.694 (17)
13.17.1 (2000 HSC Code) Resolution A.694 (17)
Resolution A.694 (17)
Resolution A.694 (17)
13.17.1 (2000 HSC Code)
13.17.1 (2000 HSC Code)
13.17.1 (2000 HSC Code)
Regulation SOLAS 74 as
Resolution MSC.97 (73)
Resolution MSC.97 (73)
Resolution MSC.97 (73)
amended where 'type-
approval' is required
Regulation X/3, IMO
Searchlight for high-speed Regulation X/3, IMO
Night vision equipment for Regulation X/3, IMO
Regulation X/3, IMO
Regulation X/3, IMO
Regulation V/18.1,
Regulation V/18.1,
Regulation V/18.1,
Moved to A.l/4.33
Moved to A.l/4.30
Moved to A.l/4.30
Moved to A.l/4.30
Daylight signalling lamp
Electronic chart display
Electronic chart display
and information system
and information system
Item designation
Track control system
DGPS, DGLONASS
Raster chart display
GPS/GLONASS
(ECDIS) backup
high-speed craft
system (RCDS)
equipment
equipment
Combined
(ECDIS)
craft
A.2/4.10
A.2/4.11
A.2/4.12
No
A.2/4.4
A.2/4.5
A.2/4.6
A.2/4.7
A.2/4.8
A.2/4.9
H
Modules for conformity assessment
G
ISO 449 (1997), ISO 694 (2000),
ISO 449 (1997), ISO 694 (2000),
IEC 60945 (1996), IEC 61162
IEC 60945 (1996), IEC 61162
Future IEC 61924, IEC 60945
EN 60945 (1997); IEC 60945
EN 60945 (1997), EN 61162;
EN 60945 (1997), EN 61162;
Future EN 61924, EN 60945
ISO 1069 (1973), ISO 2269
ISO 1069 (1973), ISO 2269
(1992), IEC 60945 (1996)
(1992), EN 60945 (1997)
Testing standards
(1997), EN 61162;
(1996), IEC 61162
(1996)
Applicable regulations of SOLAS 74,
Resolution MSC.86(70) Annex 1,
resolutions and circulars of the IMO
Regulation V/19.6, IMO Resolu-
tion MSC.86 (70) Annex 3, IMO
Resolution MSC.97 (73) 13.14
Resolution MSC.97 (73) 13.12 (2000 HSC Code), IMO
IMO Resolution MSC.97 (73)
IMO Resolution MSC.97 (73)
as amended, and the relevant
ITU-R M 1176-(10/95), IMO
13.2 (2000 HSC Code), IMO
Regulation V/19.2.1.8, IMO
IMO Resolution A.694 (17)
Resolution A.382 (X), IMO
(2000 HSC Code), IMO
Resolution MSC.97 (73) Resolution A.694 (17)
Resolution A.694 (17)
Resolution A.694 (17)
13.17.4 (2000 HSC Code) Resolution A.694 (17)
13.17.4 (2000 HSC Code)
13.17.4 (2000 HSC Code)
13.17.1 (2000 HSC Code)
13.1.2 (2000 HSC Code)
Regulation SOLAS 74 as
Resolution MSC.97 (73)
Resolution MSC.97 (73)
Resolution MSC.97 (73)
amended where 'type-
approval' is required
Regulation X/3, IMO
Regulation X/3, IMO
Regulation X/3, IMO
Regulation X/3, IMO
Regulation X/3, IMO
Moved to A. 1/4.31
Moved to A. 1/4.29
Regulation V/18.7,
Regulation V/18.7,
Regulation V/18.1,
Moved to A.l/4.28
Integrated bridge system
Track control system for
Sound reception system
Gyro compass for high-
Magnetic compass for
Radar target enhancer
Voyage data recorder
Integrated navigation
Item designation
high-speed craft
high-speed craft
speed craft
system
(VDR)
A.2/4.13
A.2/4.14
A.2/4.15
A.2/4.16
A.2/4.17
A.2/4.18
A.2/4.19
A.2/4.20
No
H
Modules for conformity assessment
G
Future IEC 60936-3 (2001), IEC
Future ISO 22090-1, IEC 60945
Future ISO 22090-2, IEC 60945
Future ISO 22090-1, EN 60945
Future ISO 22090-2, EN 60945
Future EN 60936-3 (2001), EN
60945 (1997), EN 61162;
60945 (1996), IEC 61162
Testing standards
(1997), EN 61162;
(1996), IEC 61162
(1997), EN 61162;
(1996), IEC 61162
Applicable regulations of SOLAS 74,
resolutions and circulars of the IMO
(73), IMO Resolution A.694 (17)
Resolution MSC.36 (63) 13.11.2
Resolution MSC.97 (73) 13.11.2
Resolution MSC.116 (73), IMO
Resolution MSC.86 (70) Annex
Resolution MSC.97 (73) 13.7.2
as amended, and the relevant
Resolution MSC.97 (73) 13.2
Resolution MSC.97 (73) 13.2
Resolution MSC.97 (73) 13.2
2, IMO Resolution MSC.116
amended by IMO Resolution
amended by IMO Resolution
MSC.64 (67) Annex 5, IMO
MSC.64 (67) Annex 4, IMO
Regulation V/19.2.3.2, IMO
Regulation V/19.2.3.5, IMO
Regulation V/19.2.3.5, IMO
Regulation V/19.2.5.4, IMO
Regulation V/19.2.5.4, IMO
Resolution A.477 (XII) as
Resolution A.817 (19) as
(2000 HSC Code), IMO
(2000 HSC Code), IMO
(2000 HSC Code), IMO
(2000 HSC Code), IMO
(1994 HSC Code), IMO
(2000 HSC Code), IMO
Resolution A.694 (17)
Resolution A.694 (17)
Resolution A.694 (17)
Resolution A.694 (17)
13.17.1 (2000 HSC Code)
13.1.2 (2000 HSC Code)
13.1.2 (2000 HSC Code)
13.1.2 (2000 HSC Code)
13.1.2 (2000 HSC Code)
Regulation SOLAS 74 as
Resolution MSC.97 (73)
Resolution MSC.97 (73)
Resolution MSC.97 (73)
Resolution MSC.97 (73)
Resolution MSC.97 (73)
amended where 'type-
approval' is required
Regulation X/3, IMO
Regulation X/3, IMO
Regulation X/3, IMO
Regulation X/3, IMO
Regulation X/3, IMO
Regulation V/18.1,
Regulation V/18.1,
Regulation V/18.1,
Regulation V/18.1,
Regulation V/18.1,
device THD (Gyroscopic
Chart facilities for ship-
Lateral thrust, pitch and
device THD (Magnetic
Transmitting heading
Transmitting heading
Item designation
Thrust indicator
mode indicators
borne radar
method)
method)
A.2/4.21
A.2/4.22
A.2/4.23
A.2/4.24
A.2/4.25
No
H
Modules for conformity assessment
G
ITU Recommendations cited are those referred to in the international conventions and the relevant resolutions and circulars of the IMO.
Future IEC 61097-13, IEC 60945
Future IEC 61097-14 IEC 60945
Future EN 61097-14, EN 60945
EN 60945 (1997); IEC 60945
EN 60945 (1997); IEC 60945
EN 60945 (1997); IEC 60945
(1996), IMO MSC/Circ 862
Testing standards
(1997);
(1996)
(1996)
(1996)
(1996)
Applicable regulations of SOLAS 74,
resolutions and circulars of the IMO
Resolution MSC.97 (73) 14.10.1
Circ. 16, IMO Resolution A.694
M.489-2 (10/95), ITU-R M 693
Resolution MSC.97 (73) 14.8.3
Resolution MSC.97 (73) 14.6.4
Resolution MSC.97 (73) 14.6.6
Resolution MSC.97 (73) 14.13
Resolution A.694 (17), ITU R
as amended, and the relevant
(2000 HSC Code), COMSAR
Resolution A.662 (16), IMO
Resolution A.805 (19), IMO
Resolution A.570 (14), IMO
Resolution A.808 (19), IMO
Resolution A.694 (17), IMO
Resolution A.694 (17), IMO
Resolution A.694 (17), IMO
Regulation IV/10.1.1, IMO
Regulation IV/13.2, IMO
(2000 HSC Code), IMO
(2000 HSC Code), IMO
Regulation IV/6.4, IMO
(2000 HSC Code), IMO
Regulation IV/6.6, IMO
(2000 HSC Code), IMO
Regulation IV/8.3 IMO
MSC/Circ 862
MSC/Circ 862
MSC/Circ 862
(06/90)
(17)
13.1.2 (2000 HSC Code)
13.1.2 (2000 HSC Code)
13.1.2 (2000 HSC Code)
13.1.2 (2000 HSC Code)
13.1.2 (2000 HSC Code)
Regulation SOLAS 74 as
Resolution MSC.97 (73)
Resolution MSC.97 (73)
Resolution MSC.97 (73)
Resolution MSC.97 (73)
Resolution MSC.97 (73)
amended where 'type-
approval' is required
Regulation X/3, IMO
Regulation X/3, IMO
Regulation X/3, IMO
Regulation X/3, IMO
Regulation X/3, IMO
Regulation IV/14,
Regulation IV/14,
Regulation IV/14,
Regulation IV/14,
Regulation IV/14,
Notes for Schedule 1b section 5 Radiocommunication.
Radio reserve source of
5. Radiocommunication equipment
Distress alarm or alert
Item designation
Inmarsat-F SES
Distress panel
VHF EPIRB
energy
panel
Column 4
No
A.2/5.1
A.2/5.2
A.2/5.3
A.2/5.4
A.2/5.5
for conformity assessment
H
H
G
Modules for conformity assessment
Modules
mance), Bells or Gongs — Colreg
mance), Bells or Gongs — Colreg
Regulation XII/11, 1997 SOLAS IACS Recommendation No 48 on
IEC 60945 (1996), Whistles —
EN 60945 (1997), Whistles —
Colreg 72 Annex III/l (Perfor-
Colreg 72 Annex III/l (Perfor-
72 Annex III/2 (Performance)
72 Annex III/2 (Performance)
loading instruments (SOLAS/
IEC 60945 (1996), Colreg 72
EN 60945 (1997), Colreg 72
Testing standards
Annex I (Performance);
Annex I (Performance)
Testing standards
CONF.4/7)
Applicable regulations of SOLAS 74,
resolutions and circulars of the IMO
Applicable regulations of Colreg 72,
resolutions and circulars of the IMO
as amended, and the relevant
Annex 1/14, IMO Resolution
Annex III/3 IMO Resolution
as amended, and the relevant
Conference Resolution 5
A.694(17)
A.694(17)
Regulation SOLAS 74 as
Regulation XIVU, 1997
amended where 'type-
approval' is required
Regulation Colreg 72 as
SOLAS Conference
amended where 'type-
approval' is required
Resolution 5
Annex 1/14
Annex III/3
6. Equipment required under Colreg 72
Sound signal appliances
Item designation
7. Bulk carrier safety equipment
Loading instrument
Navigation lights
Item designation
Item No
A.2/6.1
A.2/6.2
A.2/7.1
No
Schedule II
Modules for Conformity Assessment
EC TYPE-EXAMINATION (MODULE B)
1. A notified body must ascertain and attest that a specimen, representative of the
production envisaged, complies with the provisions of the international instruments
that apply to it.
2. The application for the EC type-examination must be lodged by the manufacturer
or his authorized representative established within the Community with a notified
body of his choice.
The application must include
— the name and address of the manufacturer and, if the application is lodged by the
authorized representative, his name and address as well,
— a written declaration that the same application has not been lodged simultaneously
with any other notified body,
— the technical documentation as described in point 3.
The applicant must place at the disposal of the notified body a specimen,
representative of the production envisaged and hereinafter called 'type' ( 1 ). The
notified body may request further specimens if needed for the test programme.
3. The technical documentation must make it possible to assess the product's
compliance with the requirements of the relevant international instruments. It must, as
far as is relevant for such assessment, cover the design, the building standard,
manufacture, installation and functioning of the product in accordance with the
description of technical documentation set down in the Appendix to this Schedule.
4. The notified body must
4.1. examine the technical documentation and verify that the type has been
manufactured in accordance with the technical documentation;
4.2. perform the appropriate examinations and necessary tests or have them
performed to check whether the requirements of the relevant international instruments
have actually been met;
4.3. agree with the applicant the location where the examinations and necessary tests
will be carried out.
5. Where the type meets the provisions of the relevant international instruments, the
notified body must issue an EC type-examination certificate to the applicant. The
( 1 ) A type may cover several versions of the product provided that the differences
between the versions do not affect the level of safety or the other requirements
concerning the performance of the product.
certificate must give the name and address of the manufacturer, details of the
equipment, the conclusions of the examination, the conditions of its validity and the
necessary data for identification of the approved type.
A list of the relevant parts of the technical documentation must be annexed to the
certificate and a copy kept by the notified body.
If a manufacturer is refused a type-certification, the notified body must give detailed
reasons for that refusal.
Where a manufacturer reapplies for type-approval for equipment for which a type-
certificate has been refused, his submission to the notified body must include all
relevant documentation, including the original test reports, the detailed reasons for the
previous refusal and details of all modifications made to the equipment.
6. The applicant must inform the notified body that holds the technical docu-
mentation concerning the EC type-examination certificate of all
modifications to the approved product, which must receive additional approval
where such changes may affect compliance with the requirements or the prescribed
conditions for use of the product. Such additional approval must be given in the
form of an addition to the original EC type-examination certificate.
7. Each notified body must, on request, provide flag Member State administrations
and the other notified bodies with the relevant information concerning the EC
type-examination certificates and additions issued and withdrawn.
8. The other notified bodies may receive copies of the EC type-examination
certificates and/or their additions. The Annexes to the certificates must be kept at the
disposal of the other notified bodies.
9. The manufacturer or his authorized representative established within the
Community must keep with the technical documentation copies of EC type-
examination certificates and their additions for at least 10 years after the last product
has been manufactured.
_____
CONFORMITY TO TYPE (MODULE C)
1. A manufacturer or his authorized representative established within the
Community must ensure and declare that the products concerned conform to type as
described in the EC type-examination certificate and satisfy the requirements of the
international instruments that apply to them. The manufacturer or his authorized
representative established within the Community must affix the mark to each product
and draw up a written declaration of conformity.
2. The manufacturer must take all measures necessary to ensure that the
manufacturing process ensures that the manufactured products conform to type as
described in the EC type-examination certificate and comply with the requirements of
the international instruments that apply to them.
3. The manufacturer or his authorized representative established within the
Community must keep a copy of the declaration of conformity for at least 10 years
after the last product has been manufactured.
_____
PRODUCTION-QUALITY ASSURANCE (MODULE D)
1. A manufacturer who satisfies the obligations of point 2 must ensure and declare
that the products concerned conform to type as described in the EC type-examination
certificate. The manufacturer or his authorized representative established within the
Community must affix the mark to each product and draw up a written declaration of
conformity. The mark must be accompanied by the identification symbol of the
notified body responsible for surveillance as specified in point 4.
2. The manufacturer must operate an approved quality system for production, final-
product inspection and testing as specified in point 3 and must be subject to
surveillance as specified in point 4.
3. Quality system
3.1. The manufacturer must lodge an application for assessment of his quality system
with a notified body of his choice for the products concerned.
The application must include
— all relevant information for the product category envisaged,
— the documentation concerning the quality system,
— the technical documentation of the approved type and a copy of the EC type-
examination certificate.
3.2. The quality system must ensure that the products conform to type as described in
the EC type-examination certificate.
All the elements, requirements and provisions adopted by the manufacturer must be
documented in a systematic and orderly manner in the form of written policies,
procedures and instructions. The quality-system documentation must permit a
consistent interpretation of the quality programmes, plan, manuals and records.
It must, in particular, include an adequate description of
— the quality objectives and the organizational structure, responsibilities and powers
of the management with regard to product quality,
— the manufacturing, quality-control and quality-assurance techniques, processes
and systematic actions that will be used,
— the examinations and tests that will be carried out before, during and after
manufacture, and the frequency with which they will be carried out,
— the quality records, such as inspection reports and test data, calibration data,
qualification reports of the personnel concerned, etc.,
— the means of monitoring the achievement of the required product quality and the
effective operation of the quality system.
3.3. The notified body must assess the quality system to determine whether it satisfies
the requirements laid down in point 3.2. It must presume compliance with those
requirements in respect of quality systems that implement the relevant harmonized
standard.
The auditing team must have at least one member with experience of assessment in
the product technology concerned. The assessment procedure must include a visit to
the manufacturer's premises.
The manufacturer must be notified of the decision. The notification must include the
conclusions of the examination and the reasoned assessment decision.
3.4. The manufacturer must undertake to fulfil the obligations arising out of the
quality system as approved and to uphold it so that it remains adequate and efficient.
The manufacturer or his authorized representative established within the Community
must keep the notified body that has approved the quality system informed of any
intended updating of that quality system.
The notified body must assess the modifications proposed and decide whether the
modified quality system will still satisfy the requirements laid down in point 3.2 or
whether a reassessment is required.
The manufacturer must be notified of its decision. The notification must include the
conclusions of the examination and the reasoned assessment decision.
4. Surveillance under the responsibility of the notified body
4.1. The purpose of surveillance is to make sure that the manufacturer duly fulfils the
obligations arising out of the approved quality system.
4.2. The manufacturer must allow the notified body access for inspection purposes to
the locations of manufacture, inspection and testing and storage and must provide it
with all necessary information, in particular
— the quality-system documentation,
— the quality records, such as inspection reports and test data, calibration data,
qualification reports of the personnel concerned, etc.
4.3. The notified body must periodically carry out audits to make sure that the
manufacturer maintains and applies the quality system and must provide the
manufacturer with audit reports.
4.4. In addition, the notified body may pay unannounced visits to the manufacturer.
During such visits the notified body may carry out tests or cause tests to be carried out
to check that the quality system is functioning correctly, if necessary. The notified
body must provide the manufacturer with a visit report and, if a test has taken place,
with a test report.
5. The manufacturer must, for at least 10 years after the last product has been
manufactured, keep at the disposal of the national authorities
— the documentation referred to in the second indent of the second paragraph of
point 3.1,
— the updating referred to in the second paragraph of point 3.4,
— the decision and reports from the notified body referred to in the final paragraph
of point 3.4, point 4.3 and point 4.4.
6. Each notified body must, on request, provide flag Member State administrations
and the other notified bodies with the relevant information concerning the
quality-system approvals issued and withdrawn.
_____
PRODUCT-QUALITY ASSURANCE (MODULE E)
1. A manufacturer who satisfies the obligations of point 2 ensures and declares
that the products concerned conform to type as described in the EC type-examination
certificate. The manufacturer or his authorized representative established within the
Community must affix the mark to each product and draw up a written declaration of
conformity. The mark must be accompanied by the identification symbol of the
notified body responsible for surveillance as specified in point 4.
2. The manufacturer must operate an approved quality system for final inspection
and testing as specified in point 3 and must be subject to surveillance as specified in
point 4.
3. Quality system
3.1. The manufacturer must lodge an application for assessment of his quality system
for the products concerned with a notified body of his choice.
The application must include
— all relevant information for the product category envisaged,
— documentation concerning the quality system,
— the technical documentation of the approved type and a copy of the EC type-
examination certificate.
3.2. Under the quality system, each product must be examined and appropriate tests
must be carried out in order to ensure its compliance with the relevant requirements of
the international instruments. All the elements, requirements and provisions adopted
by the manufacturer must be documented in a systematic and orderly manner in the
form of written policies, procedures and instructions. That quality-system
documentation must ensure common understanding of the quality programmes, plans,
manuals and records.
It must, in particular, include an adequate description of
— the quality objectives and the organizational structure, responsibilities and powers
of the management with regard to product quality,
— the examinations and tests that will be carried out after manufacture,
— the means of monitoring the effective operation of the quality system,
— the quality records, such as inspection reports and test data, calibration data,
qualification reports of the personnel concerned, etc.
3.3 The notified body must assess the quality system to determine whether it satisfies
the requirements laid down in point 3.2. It must presume compliance with the
requirements in respect of quality systems that implement the relevant harmonized
standard.
The auditing team must have at least one member with experience as an assessor in
the product technology concerned. The assessment procedure must include an
assessment visit to the manufacturer's premises.
The manufacturer must be notified of the decision. The notification must include the
conclusions of the examination and the reasoned assessment decision.
3.4. The manufacturer must undertake to fulfill the obligations arising out of the
quality system as approved and to maintain it in an appropriate and efficient manner.
The manufacturer or his authorized representative established within the Community
must keep the notified body that has approved the quality system informed of any
intended updating of that quality system.
The notified body must evaluate the modifications proposed and decide whether the
modified quality system will still satisfy the requirements laid down in point 3.2 or
whether a reassessment is required.
The manufacturer must be notified of its decisions. The notification must include the
conclusions of the examination and the reasoned assessment decision.
4. Surveillance under the responsibility of the notified body
4.1. The purpose of surveillance is to make sure that the manufacturer duly fulfils the
obligations arising out of the approved quality system.
4.2. The manufacturer must allow the notified body access for inspection purposes to
the locations of inspection, testing and storage and must provide it with all necessary
information, in particular
— the quality-system documentation,
— the technical documentation,
— the quality records, such as inspection reports and test data, calibration data,
qualification reports of the personnel concerned, etc.
4.3. The notified body must periodically carry out audits to make sure that the
manufacturer maintains and applies the quality system and must provide the
manufacturer with audit reports.
4.4. In addition, the notified body may pay unannounced visits to the manufacturer.
During such visits the notified body may carry out tests or cause tests to be carried out
to check that the quality system is functioning correctly, if necessary. The notified
body must provide the manufacturer with a visit report and, if a test has been carried
out, with a test report.
5. The manufacturer must, for at least 10 years after the last product has been
manufactured, keep at the disposal of the national authorities
— the documentation referred to in the third indent of the second paragraph of point
3.1,
— the updating referred to in the second paragraph of point 3.4,
— the decision and reports from the notified body referred to in the final paragraph
of point 3.4, point 4.3 and point 4.4.
6. Each notified body must on request provide flag Member State administrations
and the other notified bodies with the relevant information concerning the quality-
system approvals issued and withdrawn.
_____
PRODUCT VERIFICATION (MODULE F)
1. A manufacturer or his authorized representative established within the
Community must check and attest that the products subject to point 3 conform to the
type as described in the EC type-examination certificate.
2. The manufacturer must take all measures necessary to ensure that the
manufacturing process ensures that the products conform to type as described in
the EC type-examination certificate. He must affix the mark to each product and must
draw up a declaration of conformity.
3. The notified body must carry out the appropriate examinations and tests in order
to check that the product complies with the requirements of the international
instruments either by examination and testing of every product as specified in point 4
or by examination and testing of products on a statistical basis, as specified in point 5,
at the choice of the manufacturer.
3a. The manufacturer or his authorized representative established within the
Community must keep a copy of the declaration of conformity for at least 10 years
after the last product has been manufactured.
4. Verification by examination and testing of every product
4.1. All products must be individually examined and appropriate tests must be carried
out in order to verify their conformity to type as described in the EC type-examination
certificate.
4.2. The notified body must affix its identification symbol or cause it to be affixed to
each approved product and draw up a written certificate of conformity relating to the
tests carried out.
4.3. The manufacturer or his authorized representative established within the
Community must ensure that he is able to supply the notified body's certificate of
conformity on request to the flag Member State administration.
5. Statistical verification
5.1. The manufacturer must present his products in the form of homogeneous lots and
must take all measures necessary to ensure that the manufacturing process ensures the
homogeneity of each lot produced.
5.2. All products must be available for verification in the form of homogeneous lots.
A random sample must be drawn from each lot. Products in a sample must be
individually examined and appropriate tests must be carried out to ensure that they
comply with the requirements of the international instruments which apply to them
and to determine whether the lot is to be accepted or rejected.
5.3. In the case of accepted lots, the notified body must affix its identification symbol
or cause it to be affixed to each product and must draw up a written certificate of
conformity relating to the tests carried out. All products in the lot may be put on the
market except those products from the sample which are found not to comply.
If a lot is rejected, the notified body or the competent authority must take appropriate
measures to prevent that lot's being put on the market. In the event of frequent
rejection of lots the notified body may suspend statistical verification.
The manufacturer may, under the responsibility of the notified body, affix the latter's
identification symbol during the manufacturing process.
5.4. The manufacturer or his authorized representative established within the
Community must ensure that he is able to supply the notified body's certificates of
conformity on request to the flag Member State administration.
_____
UNIT VERIFICATION (MODULE G)
1. The manufacturer must ensure and declare that the product concerned, which has
been issued with the certificate referred to in point 2, complies with the requirements
of the international instruments that apply to it. The manufacturer or his
authorized representative established within the Community must affix the mark
to the product and draw up a declaration of conformity.
2. The notified body must examine the individual product and carry out appropriate
tests to ensure that it complies with the relevant requirements of the international
instruments.
The notified body must affix its identification number or cause it to be affixed to the
approved product and must draw up a certificate of conformity concerning the tests
carried out.
3. The aim of the technical documentation is to enable compliance with the
requirements of the international instruments to be assessed and the design,
manufacture and operation of the product to be understood.
_____
FULL-QUALITY ASSURANCE (MODULE H)
1. A manufacturer who satisfies the obligations of paragraph 2 must ensure and
declare that the products concerned comply with the requirements of the international
instruments that apply to them. The manufacturer or his authorized representative
established within the Community must affix the mark to each product and draw up a
written declaration of conformity. The mark must be accompanied by the
identification symbol of the notified body responsible for surveillance as specified in
point 4.
2. The manufacturer must operate an approved quality system for design,
manufacture, final-product inspection and testing as specified in point 3 and must be
subject to surveillance as specified in point 4.
3. Quality system
3.1. The manufacturer must lodge an application for assessment of his quality system
with a notified body.
The application must include
— all relevant information for the product category envisaged and
— documentation concerning the quality system.
3.2. The quality system must ensure that the products comply with the requirements
of the international instruments that apply to them.
All the elements, requirements and provisions adopted by the manufacturer must be
documented in a systematic and orderly manner in the form of written policies,
procedures and instructions. The quality-system documentation must ensure common
understanding of the quality policies and procedures such as quality programmes,
plans, manuals and records.
It must, in particular, include an adequate description of
— the quality objectives and the organizational structure, responsibilities and powers
of the management with regard to product quality,
— the technical design specifications, including standards, that will be applied and
the assurance that the essential requirements of the international instruments that
apply to the products will be met,
— the design-control and design-verification techniques, processes and systematic
actions that will be used in the design of the products pertaining to the product
category covered,
— the corresponding manufacturing, quality-control and quality-assurance
techniques, processes and systematic actions that will be used,
— the examinations and tests that will be carried out before, during and after
manufacture, and the frequency with which they will be carried out,
— the quality records, such as inspection reports and test data, calibration data,
qualification reports of the personnel concerned, etc.,
— the means of monitoring the achievement of the required design and product
quality and the effective operation of the quality system.
3.3. The notified body must assess the quality system to determine whether it satisfies
the requirements laid down in point 3.2. It must presume compliance with the
requirements in respect of quality systems that implement the relevant harmonized
standard.
The auditing team must have at least one member with experience as an assessor in
the product technology concerned. The assessment procedure must include an
assessment visit to the manufacturer's premises.
The manufacturer must be notified of the decision. The notification must include the
conclusions of the examination and the reasoned assessment decision.
3.4. The manufacturer must undertake to fulfil the obligations arising from the quality
system as approved and to uphold it so that it remains adequate and efficient.
The manufacturer or his authorized representative established within the Community
must keep the notified body that has approved the quality system informed of any
intended updating of that quality system.
The notified body must evaluate the modifications proposed and decide whether the
modified quality system will still satisfy the requirements laid down in point 3.2 or
whether a reassessment is required.
The manufacturer must be notified of its decisions. The notification must include the
conclusions of the examination and the reasoned assessment decision.
4. EC surveillance under the responsibility of the notified body
4.1. The purpose of surveillance is to make sure that the manufacturer duly fulfils the
obligations arising out of the approved quality system.
4.2. The manufacturer must allow the notified body access for inspection purposes to
the locations of design, manufacture, inspection and testing and storage and must
provide it with all necessary information, in particular
— the quality-system documentation,
— the quality records as provided for in the design part of the quality system, such as
the results of analyses, calculations, tests, etc.,
— the quality records as provided for in the manufacturing part of the quality system,
such as inspection reports and test data, calibration data, qualification reports of the
personnel concerned, etc.
4.3. The notified body must periodically carry out audits to make sure that the
manufacturer maintains and applies the quality system and must provide the
manufacturer with audit reports.
4.4. In addition the notified body may pay unannounced visits to the manufacturer.
During such visits, the notified body may carry out tests or cause tests to be carried
out to check that the quality system is functioning correctly, if necessary. The notified
body must provide the manufacturer with a visit report and, if a test has been carried
out, with a test report.
5. The manufacturer must, for at least 10 years after the last product has been
manufactured, keep at the disposal of the national authorities
— the documentation referred to in the second indent of the second paragraph of
point 3.1,
— the updating referred to in the second paragraph of point 3.4,
— the decision and reports from the notified body referred to in the final paragraph
of point 3.4, point 4.3 and point 4.4.
6. Each notified body must, on request, provide flag Member State administrations
and the other notified bodies with the relevant information concerning the
quality-system approvals issued and withdrawn.
7. Design examination
7.1. The manufacturer must lodge an application for examination of the design with a
single notified body.
7.2 The application must make it possible to understand the design, manufacture and
operation of the product and to assess compliance with the requirements of
international instruments.
It must include
— the technical design specifications, including standards, that have been applied
and
— the necessary supporting evidence for their adequacy, in particular where the
standards specified in Article 5 have not been applied in full. Such supporting
evidence must include the results of tests carried out by an appropriate laboratory of
the manufacturer's or on his behalf.
7.3. The notified body must examine the application and where the design complies
with those provisions of the international instruments that apply it must issue an EC
design-examination certificate to the applicant. The certificate must include the
conclusions of the examination, the conditions of its validity, the data necessary for
identification of the approved design and, if relevant, a description of the product's
functioning.
7.4. The applicant must keep the notified body that has issued the EC design-
examination certificate informed of any modification to the approved design.
Modifications to the approved design must receive additional approval from the
notified body that issued the EC design-examination certificate where such changes
may affect compliance with the relevant requirements of the international instruments
or the prescribed conditions for use of the product. Such additional approval must be
given in the form of an addition to the original EC design-examination certificate.
7.5. The notified bodies must, on request, provide flag Member State administrations
and the other notified bodies with the relevant information concerning
— the EC design-examination certificates and additions issued and
— the EC design-approvals and additional approvals withdrawn.
Appendix to Schedule II
Technical documentation to be supplied by the manufacturer to the notified
Body
The provisions set down in this Appendix apply to all modules of Schedule II.
The technical documentation referred to in Schedule II must comprise all relevant
data and means used by the manufacturer to ensure that equipment complies with the
essential requirements relating to it.
The technical documentation must make it possible to understand the design,
manufacture and operation of the product, and must make it possible to assess
compliance with the requirements of the relevant international instruments.
The documentation must, so far as they are relevant to assessment, include
— a general description of the type,
— conceptual-design, build standard and manufacturing drawings and schemes of
components, sub-assemblies, circuits, etc.,
— descriptions and explanations necessary for the understanding of those drawings
and schemes, including the operation of the product,
— the results of design calculations made, impartial examinations carried out, etc.,
— impartial test reports,
— manuals for installation, use and maintenance.
Where appropriate, the design documentation must contain the following
— attestations relating to the equipment incorporated in the appliance,
— attestations and certificates relating to the methods of manufacture and/or
inspection and/or monitoring of the appliance,
— any other document that makes it possible for the notified body to improve its
assessment.
Schedule III
Minimum criteria to be taken into account by Member Sates for the designation
of bodies
Notified bodies must fulfill the requirements of the relevant EN 45000 series.
A notified body must be independent and must not be controlled by manufacturers or
by suppliers.
A notified body must be established within the territory of the Community.
Where type-approvals are issued by a notified body on behalf of a Member State, the
Member State must ensure that the qualifications, technical experience and staffing of
the notified body are such as will enable it to issue type-approvals which comply with
the requirements of this Directive and to guarantee a high level of safety.
A notified body must be in a position to provide maritime expertise.
A notified body is entitled to perform conformity-assessment procedures for any
economic operator established within or outwith the Community.
A notified body may perform conformity-assessment procedures in any Member State
or State outwith the Community using either its home-based means or the personnel
of its branch office abroad.
If a subsidiary of a notified body performs conformity-assessment procedures, all
documents relating to the conformity-assessment procedures must be issued by and in
the name of the notified body and not in the name of the subsidiary.
A subsidiary of a notified body which is established in another Member State may,
however, issue documents relating to conformity-assessment procedures if it is
notified by that Member State.
Schedule IV
Mark of Conformity
The mark of conformity must take the following form
If the mark is reduced or enlarged the proportions given in the above graduated
drawing must be respected.
The various components of the mark must have substantially the same vertical
dimension, which may not be less than 5 mm.
That minimum dimension may be waived for small devices.
Mitbug[ fl-Istamperija tal-Gvern — Printed at the Government Printing Press