EE
Reporting requirements concerning holdings of securities of banking groups
Table of Provisions (6)
Statutory Text (6 Articles)
This Decree shall establish
1) requirements for the content and structure of the reports referred to in subsection 3(1) of this Decree (hereinafter ‘reports’), to be observed in reporting data on holdings of securities as defined in Article 3a of Regulation (EU) No 1011/2012 of the European Central Bank concerning statistics on holdings of securities (as amended by Regulation (EU) 2015/730 and Regulation (EU) 2016/1384) in compliance with the aforesaid Regulation;
2) due dates and procedures for the submission of the reports mentioned in subsection 3 (1) of this Decree to Eesti Pank.
The reports provided for by this Decree shall be compiled and submitted by banking groups operating in Estonia, as defined in Article 2(1)b) of Regulation (EU) No 1011/2012 of the European Central Bank (hereinafter ‘banking groups’).
(1) A banking group shall compile the following reports and submit them to Eesti Pank
1) ‘Report on holdings of non-ISIN securities’ with code 2230 (Annex 1);
2) ‘Group-level report on holdings of securities’ with code 2231 (Annex 2);
3) ‘Entity-level report on holdings of securities’ with code 2232 (Annex 3);
(2) The data shall be compiled in conformity with the requirements set out in Article 3a of Regulation (EU) No 1011/2012 of the European Central Bank (as amended).
(3) In Annexes 1–3 of this Decree the terms shall be used as defined in Annex II of Regulation (EU) No 1011/2012 of the European Central Bank (as amended).
(4) For the purposes of the report described in Annex 1 of the Decree, the issuer shall be assigned to an institutional sector based on the definitions in Eesti Pank Governor’s Decree No 7 of 29 May 2014 ‘Establishment of supplementary reports on credit institution’s balance sheet’.
(1) The reference period shall be a quarter.
(2) The reports are submitted by the twentieth banking day after the end of the reference period.
(1) The reports shall be submitted to Eesti Pank electronically in the XML (eXtensible Markup Language) format in accordance with Eesti Pank Governor's Decree No 9 of 9 December 2011 'Requirements for submission of reports formatted as XML documents'.
(2) In case errors are detected or the accounting principles are changed, new reports shall be submitted electronically with the required amendments.
(3) The text and data attributes of the reports may not contain the following symbols: >, <, &, ', ".
Reporting on data pursuant to this Decree shall start from reference periods ending on 30 September 2018.