§ 33 Gesetz über die Gebäudeversicherung (Gebäudeversicherungsgesetz, GebG) - Verzinsung

B-4750/2019 (Art. 33 FINMAG)

Former Bank Executive Banned for 1MDB-Related AML and Risk Management Failures

This provision served as the legal basis for imposing a professional ban on individuals who caused severe violations of supervisory law through their individual misconduct.

B-664/2020 (Art. 33 FINMAG)

Federal Administrative Court Partially Overturns FINMA Sanctions in Insider Trading Case

Basis for imposing a ban on professional activity for individuals who have committed serious violations of supervisory law.

B-4750/2019 (Art. 33 FINMAG)

Anti-Money Laundering Breach: CEO Banned from Financial Sector

This article is cited as the legal basis for imposing a ban on professional activities for individuals who have caused serious breaches of supervisory law through their individual misconduct.

B-1576/2019 (Art. 33 FINMAG)

Former Bank CEO's Ban Upheld, Forfeiture Overturned

Used as the legal basis for imposing a five-year professional ban on the appellant.

B-7186/2018 (Art. 33 FINMAG)

Financial Regulator Bans Former Head of Legal & Compliance for Anti-Money Laundering Failures

It is the legal basis for prohibiting the appellant from holding a senior position in a FINMA-supervised entity.

B-6229/2019 (Art. 33 LFINMA)

FINMA Executive Management Ban for Supervisory Law Breaches

This article is cited in point 1 of the dispositive as the legal basis for the prohibition of professional activity imposed on the appellant, and it is discussed extensively in the reasoning as the main ground for the decision.

B-6370/2018 (Art. 33 LFINMA)

Executive Banned for Facilitating Excessive Fee Scheme

This provision is cited in the dispositive as the legal basis for the prohibition of exercising a leading function, which was imposed on the appellant.

B-4672/2017 (Art. 33 FINMAG)

Securities Trader Banned for Six Years for Market Manipulation

Used to impose a ban from holding senior positions in supervised entities.

B-4757/2017 (Art. 33 FINMAG)

FINMA Market Manipulation Sanctions Upheld

Basis for imposing a professional ban for a period of five years.

B-4827/2017 (Art. 33 FINMAG)

Financial Professional Banned for Anti-Money Laundering Failures

The provision under which the ban on professional activity was imposed on the appellant.

B-3626/2017 (Art. 33 FINMAG)

Former Bank CEO Banned for Anti-Money Laundering Failures

Basis for imposing a professional ban on individuals who have caused a serious violation of supervisory law through their individual misconduct.

B-5518/2016 (Art. 33 LFINMA)

FINMA ban upheld against former bank chairman for disclosure failures

This provision allows FINMA to prohibit an individual from holding a management position in a supervised institution if they have seriously violated supervisory law.

B-5527/2016 (art. 33 LFINMA)

FINMA CEO Ban Partially Overturned

Cited as the legal basis for the prohibition of exercising a function within a FINMA-supervised institution.

B-5553/2016 (Art. 33 LFINMA)

Financial Executive Banned for Disclosure Failures

Used to impose an injunction against the appellant, prohibiting them from holding a management position.

B-5566/2016 (Art. 33 LFINMA)

Board Member Banned for Withholding Financial Distress Information

This provision allows FINMA to prohibit an individual from holding a management position in a supervised entity if FINMA finds a serious violation of supervisory law.