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FINMAGLFINMA
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CH
Art. 48 Bundesgesetz vom 22. Juni 2007 über die Eidgenössische Finanzmarktaufsicht (FINMAG) - Missachten von Verfügungen
FINMAG; 4. Titel: Strafbestimmungen
Art. 48 FINMAG · Missachten von Verfügungen
Mit Busse bis zu 100 000 Franken wird bestraft, wer einer von der FINMA unter Hinweis auf die Strafdrohung dieses Artikels ergangenen rechtskräftigen Verfügung oder einem Entscheid der Rechtsmittelinstanzen vorsätzlich nicht Folge leistet.
Gerichtsentscheide zu dieser Bestimmung (19)
B-2343/2022 (Art. 48 FINMAG)
Market Manipulation and Disclosure Violations Upheld
This provision was cited in relation to the criminal enforcement of the injunction to cease certain activities.
B-361/2024 (Art. 48 FINMAG)
Unauthorized Securities Dealing and License Violation Ruling
This provision establishes the penalty for violations of financial market laws, which the court referenced when imposing a prohibition and penalty.
SB210463 · zh (Art. 48 FINMAG)
Embezzlement, Business Mismanagement, and Unfair Competition Conviction Upheld, Sentence Reduced
Basis for conviction for non-compliance with directives.
B-6229/2019 (Art. 48 LFINMA)
FINMA Executive Management Ban for Supervisory Law Breaches
This article is cited in point 2 of the dispositive as the legal provision for the penalty for non-compliance with the prohibition order.
B-4757/2017 (Art. 48 FINMAG)
FINMA Market Manipulation Sanctions Upheld
Penal provision warning against non-compliance with FINMA orders.
B-5527/2016 (art. 48 LFINMA)
FINMA CEO Ban Partially Overturned
Cited as the legal basis for the penalty applicable in case of violation of the FINMA's decision.
SK.2016.19 (Art. 48 FINMAG)
Unauthorized Securities Trading Conviction and Acquittal
This provision was invoked as the basis for the charge against A. for disregarding FINMA's orders. However, A. was acquitted of this charge due to an unavoidable error of law.
B-6371/2018 (Art. 48 LFINMA)
Swiss Financial Intermediary v. Italian Authority: Information Disclosure and Client Confidentiality
This provision concerns the penalty for non-compliance with FINMA's order to provide information.
SK.2018.42 (art. 48 LFINMA)
Public Deposits and FINMA Decision Violation Conviction
Recognized the defendant as guilty of non-compliance with FINMA decisions.
B-5688/2016 (Art. 48 FINMAG)
Regulator's Liquidation Order Upheld, Board Member's Liability Limited
Mentioned as a potential penalty for violations of financial market laws.
B-1561/2016 (Art. 48 FINMAG)
Securities Self-Issuance vs. Unauthorized Dealing
Cited as a basis for the fine threatened for non-compliance with FINMA orders.
B-3729/2015 (Art. 48 FINMAG)
Company's "Convertible Bonds" Deemed Public Deposits; Director Banned
Cited as the basis for the penalty threatened for non-compliance with the cease and desist order.
B-5041/2014 (Art. 48 FINMAG)
Former CEO Banned and Fined for Risk Management Failures
Cited as the basis for the penalty threatened in case of violation of the professional ban and the confidentiality order.
B-3201/2014 (Art. 48 FINMAG)
Financial Authority's Attempt to Compel Former Employee Testimony Deemed Disproportionate
Used to threaten the applicant with sanctions for non-appearance as a witness, which was deemed disproportionate by the court.
B-490/2013 (Art. 48 LFINMA)
Financial Authority's Investigator Appointment Upheld Against Unauthorized Intermediaries
Cited in relation to potential penalties for violations.