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CH
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Art. 20 Bundesgesetz vom 10. Oktober 1997 über die Bekämpfung der Geldwäscherei und der Terrorismusfinanzierung (GwG) - Tätigkeit ohne Anschluss an eine Selbstregulierungsorganisation
GwG; 3. Kapitel: Aufsicht
Art. 20 GwG · Tätigkeit ohne Anschluss an eine Selbstregulierungsorganisation
Die FINMA kann gegen Finanzintermediäre, welche die Pflicht zum Anschluss an eine anerkannte Selbstregulierungsorganisation nach Artikel 14 Absatz 1 verletzen, die Aufsichtsinstrumente nach den Artikeln 29–37 FINMAG ergreifen.
Sie kann für juristische Personen sowie Kollektiv- und Kommanditgesellschaften deren Auflösung und für Einzelfirmen deren Löschung im Handelsregister anordnen.
Gerichtsentscheide zu dieser Bestimmung (8)
B-6737/2014 (Art. 20 GwG)
FINMA Liquidation and Director Bans Upheld for Unlicensed Financial Intermediation
Consequence of withdrawal of authorization for legal entities, leading to dissolution and liquidation.
B-7096/2013 (Art. 20 GwG)
Financial Intermediary License Revoked for AML Violations
Mandatory dissolution and liquidation of the company as a legal consequence of license withdrawal.
B.2012.226 · sg (Art. 20 Abs. 3 GWG)
License Revocation Upheld for Repeated Noise Violations and Management Failures
Cited in the reasoning to support the patent holder's responsibility for the conduct of persons in the establishment, which is relevant to the ground for withdrawal.
B.2012.226 · sg (Art. 20 Abs. 3 GWG)
License Revocation Upheld Due to Repeated Noise Violations and Contempt of Orders
Cited in the reasoning to establish the patent holder's responsibility for the conduct of persons working in the establishment.
B-2330/2013 (Art. 20 GwG)
Financial Intermediary License Withdrawal and Liquidation Upheld for Regulatory Breaches
Consequence of license withdrawal for legal entities: dissolution.
B-2318/2006 (Art. 20 al. 1 let. b LBA)
Financial Intermediary License Withdrawal Overturned Due to Disproportionate Regulatory Action and Subsequent Improvements
This provision served as the legal basis for the withdrawal of the financial intermediary's authorization to practice and the mandatory liquidation of the company.
B-2318/2006 (Art. 20 al. 2 LBA)
Financial Intermediary License Withdrawal Overturned Due to Disproportionate Regulatory Action and Subsequent Improvements
This provision was applied to order the mandatory liquidation of the company because it was primarily active as a financial intermediary.
B-1074/2007 (Art. 20 GwG)
Audit Firm Independence Challenge Due to Parent Company Stake
This provision was cited to clarify the Control Authority's power to order financial intermediaries to rectify irregularities or restore proper conduct.