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Art. 23 Bundesgesetz vom 8. November 1934 über die Banken und Sparkassen (BankG)

BankG; Zehnter Abschnitt: Aufsicht
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Art. 23 BankG

Die FINMA kann selbst direkte Prüfungen bei Banken, Bankgruppen und Finanzkonglomeraten durchführen, wenn dies angesichts von deren wirtschaftlichen Bedeutung, der Komplexität des abzuklärenden Sachverhalts oder zur Abnahme interner Modelle notwendig ist.

← Art. 19–22 BankG Bundesgesetz vom 8. November 1934 über die Banken und Sparkassen (BankG) Art. 23bis BankG →

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Gerichtsentscheide zu dieser Bestimmung (9)

VPB 98-033 (Art. 23 P'' KS (nouveau) al. 1 LB)
Swiss Banking Act Revision: Cantonal Banks and Cross-Border Supervision
Empowers the Banking Commission to conduct direct controls abroad of foreign establishments of Swiss banks under its consolidated supervision.
VPB 98-033 (Art. 23 P'' KS (nouveau) al. 2 LB)
Swiss Banking Act Revision: Cantonal Banks and Cross-Border Supervision
Sets the conditions under which foreign banking or financial market supervisory authorities can conduct direct controls in Switzerland.
VPB 98-033 (Art. 23 P'' KS (nouveau) al. 3 LB)
Swiss Banking Act Revision: Cantonal Banks and Cross-Border Supervision
Specifies the type of information that can be obtained through cross-border direct controls, limited to what is necessary for consolidated supervision.
VPB 98-033 (Art. 23 P'' KS (nouveau) al. 4 LB)
Swiss Banking Act Revision: Cantonal Banks and Cross-Border Supervision
Regulates access to client data related to wealth management or investment operations during foreign inspections in Switzerland, requiring formal administrative procedures.
VPB 98-033 (Art. 23 P'' KS (nouveau) al. 5 LB)
Swiss Banking Act Revision: Cantonal Banks and Cross-Border Supervision
Allows the Banking Commission to accompany foreign supervisory authorities during direct controls in Switzerland or to have them accompanied by a recognized auditor.
VPB 98-033 (Art. 23 P'' KS (nouveau) al. 6 LB)
Swiss Banking Act Revision: Cantonal Banks and Cross-Border Supervision
Defines what constitutes 'establishments of banks' for the purpose of direct controls.
VPB 98-033 (Art. 23 P'' KS (nouveau) al. 7 LB)
Swiss Banking Act Revision: Cantonal Banks and Cross-Border Supervision
Obliges Swiss-organized establishments to provide necessary information and access to books for direct controls and administrative assistance.
B-277/2010 (Art. 23 quinquies BankG)
Swiss Federal Administrative Court Upholds Liquidation of Company for Unlawful Deposit-Taking as Part of a Group
Provides the legal basis for the supervisory liquidation of a company engaging in banking activities without a license.
B-6715/2007 (Art. 36a BEHG i.V.m. Art. 23 quater Abs. 3 BankG)
Securities Trading Ban Upheld for Individual Involved in Unlicensed Underwriting Scheme
These provisions concern the potential for criminal prosecution for non-compliance with disclosure obligations, referenced in the context of the appellant's lack of cooperation.