Supreme Court dismisses appeal regarding Minister's power to delegate deportation orders under Immigration Act 1999.
Legislator summary
AI generatedThe Supreme Court dismissed the appellants' judicial review challenging the Minister's authority to delegate deportation orders to officials. The court held that the Immigration Act 1999 does not restrict the Minister's common law power to devolve decision-making functions to departmental officials under the Carltona principle. Consequently, the appellants failed to demonstrate that the statutory framework negated the Minister's ability to authorize civil servants to make deportation orders.
Legislator headnote
AI generatedImmigration Act 1999; Carltona principle: The Minister retains the power to devolve decision-making functions to departmental officials without express statutory restriction, as such officials act as the Minister's alter-ego.
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THE SUPREME COURT
[Appeal No. 440/11]
Hardiman J.
MacMenamin J.
Laffoy J.
Dunne J.
Charleton J.
JUDICIAL REVIEW
BETWEEN:
W.T., A.T. (A MINOR SUING BY HER FATHER AND NEXT FRIEND W.T.), B.G. AND M.T. (A MINOR SUING BY HER MOTHER AND
NEXT FRIEND B.G.)
APPELLANTS
MINISTER FOR JUSTICE & EQUALITY, THE ATTORNEY GENERAL AND IRELAND
RESPONDENTS
Judgment of Mr. Justice John MacMenamin dated the 31st day of July, 2015
Introduction: The Carltona Principle
1. It is now well recognised in the law that each minister must both bear political responsibility to the Dáil, and legal responsibility in
the courts, for actions taken by their own departments. In law, ministers are regarded as being one and the same as the government
departments of which they are the political heads. Conversely, departmental officials act in the name of the minister. In making
administrative decisions, therefore, discretion is conferred on a minister, not simply as an individual, but rather as the person who
holds office as head of a government department, which collectively holds a high degree of collective corporate knowledge and
experience, all of which is imputed to the political head of the department. Frequently a minister’s officials will prepare documents for
consideration, consider objections, summarise memoranda, and outline a policy approach to be taken by the Minister as an integral
part of the decision-making process. Part of this arrangement, identified as the eponymous Carltona principle, is that the functions
entrusted to departmental officials are performed at an appropriate level of seniority, and within the scope of responsibility of their
government department. No express act of delegation is necessary. When the principle became a recognised part of Irish law, it was
characterised as being a “common law constitutional power” (see Carltona Ltd. v. Commissioners of Public Works [1943] 2 All E.R.
560; Bushell v. Secretary for State for the Environment [1981] AC 75 HE Lord Diplock; R. v. Home Secretary, ex p. Oladehinde
[1991] 1 A.C. 254, at 282, per Lord Donaldson M.R.; approved by Hamilton C.J. in Tang v. Minister for Justice [1996] 2 ILRM 46; and
in Devanney v. Minister for Justice [1998] 1 ILRM 81). The constitutional origins of the power derived from the executive power of the
State, identified, inter alia, in Article 28 of the Constitution.
2. The principle, clearly, involves a significant degree of reciprocal trust between ministers and officials. An actual decision-maker is
vested with the Minister’s devolved power. As a matter of prudence, if no more, a minister may often put in place sufficient
procedures to ensure that decisions taken, which are of high significance to individuals (such as deportation), are actually reflective
of government policy, and are, truly, exercised in a manner which is genuinely discretionary.
The Test for Excluding Carltona
3. In law, the principle, thus expressed, is capable of being negatived or confined by express statutory provision to the contrary, or
by necessary implication (see generally, Chapter 11 Administrative Law in Ireland 4th Edition, Hogan & Morgan, Roundhall Press). In
such cases, then, the test is whether it can be established that a statute clearly conveys that the Carltona principle is not to be
recognised, or clearly implies such a conclusion. Although the doctrine was devised under the exigencies of administration in the
United Kingdom in World War II, it is now seen as a judicial recognition of the complexity of the administration of modern states,
where it would be impractical, that a minister, as political head of a department, could personally take every decision.
4. In identifying the scope of this principle, a distinction is made when a decision maker is a statutory office holder; then different
considerations arise. For present purposes, I distinguish between devolved Carltona powers and what I characterise as delegated
statutory powers. The Carltona principle does not apply to statutory office holders exercising decision-making functions delegated by
Statute. If, on the other hand, the decision-maker is a civil servant assigned specific duties under Statute, but who operates a
devolved power vested in the Minister, then the Carltona principle will apply.
5. The Oireachtas can, by legislation, restrict or prohibit a Minister’s power to devolve a decision, and may require the Minister to
exercise such decision-making power in person. This will require very clear statutory terminology; for example, words to the effect
that a direction, or decision, should be made or performed by a Minister “and not by a person acting under his authority”. It follows
that a court will be very slow to read into a statute any such implicit limitation; providing that the devolved power does not conflict
with the duties of an official in the discharge of their specific functions, and that the decision in question is suitable to their grading
and experience.
The Circumstances of the Appeal
6. These general considerations form the background to this appeal brought by the appellants, who are Nigerian nationals who have
failed to obtain political asylum, and are now the subject of deportation orders. No material has been placed before the Court to show
that their cases are exceptional, in the sense that some particular features, as identified in s.3 of the Immigration Act, 1999,
concerning humanitarian considerations, the common good, national security, or public policy, arise. The deportation orders were
signed by Mr. Noel Waters, a senior official in respondent’s department on the 29th July, 2011. Mr. Waters was then the Director
General of the Irish Naturalisation and Immigration Service, which is part of the respondent’s department. In that year 1,334 such
decisions fell to be considered.
7. The appeal before this Court is against a succinct judgment and order of Hogan J., delivered in the High Court, dismissing the claim
for judicial review of the Minister’s decision to deport the appellants, which order was made in the name of the Minister. In so holding,
however, and pursuant to s.5 of the Illegal Immigrants (Trafficking) Act 2000, the judge certified the following point of law of
exceptional public importance, such that it was desirable in the public interest that an appeal should be taken to the Supreme Court
thereon:
“Whether the decision of the Minister for Justice & Equality to make a deportation order in respect of the appellants
pursuant to s.3(1) of the Immigration Act, 1999 must be taken personally by the Minister.”
8. The appellants submit the deportation order concerning them must, in law, be taken by the respondent Minister. To succeed, they
must show that the Carltona principle has been negatived or confined, either by express statutory provision, or by clear necessary
implication, such that it must be the Minister who alone makes the decision to deport.
9. The appellants face the difficulty that there is already clear authority on the principle, insofar as it applies to the area of
immigration. The Act now in question is the Immigration Act 1999. This is the successor to the Aliens Act 1935. But certain of the
devolved functions, (such as those in question here), are very similar in nature to the predecessor 1935 Act. In Tang v. Minister for
Justice (referred to earlier), a case brought under the Aliens Act 1935, a senior departmental official refused permission to Hong Kong
immigrants to reside in the State as they had breached the terms of their entry conditions. The official in question was in charge of
the Immigration and Citizenship Section in the Department of Justice, the position occupied by Mr. Waters, the decision-maker in this
appeal. The official acted in the name of the Minister when making the decision. The Minister was not consulted about the decision to
refuse residence. In Tang, this Court rejected the proposition that the refusal of permission to reside in Ireland should have been
made personally by the Minister. Having specifically approved the Carltona doctrine, as enunciated in the Carltona judgment itself and
Oladehinde (both cited above), Hamilton C.J. explained in Tang:
“Having regard to the extensive powers conferred on the minister by the Aliens Act, 1935 and the regulations made
thereunder, it cannot be supposed that it was the intention of the legislature that the minister personally should exercise
these powers.
The duties imposed upon the minister and the powers given to the minister can be and are normally exercised under the
authority of the minister by responsible officials of the minister's department.” ([1996] 2 ILRM 46 at 60 to 61).
10. This broad expression of principle is very much on point to this appeal. No convincing argument has been advanced that Tang was
distinguishable in any significant way, or that the judgments in Devanney were wrongly decided. It is true that the decision here is to
deport, rather than to revoke a residence permission. But I consider the principles expressed in Tang are binding on this Court, unless
we are persuaded the facts were distinct. I reiterate the frequently made observation that the doctrine and hierarchy of precedent is
as applicable to immigration law as to elsewhere in the law.
11, The Carltona principle was again considered in Devanney (cited earlier), where the issue was whether the Minister was obliged,
personally, to consider the appointment of each District Court clerk, having regard to the provisions of s.46(2) of the Court Officers
Act 1926. This provision provided that every District Court clerk “shall be appointed by the Minister and shall … hold office at the will
of and may be removed by the Minister.” Reversing the High Court judgment, which had been to the effect that it was “perfectly
practical” for the Minister personally to appoint such officials, Hamilton C.J., again speaking for this Court, acknowledged the
importance of the appointment in question, but nonetheless made clear:
“The appointment of a District Court clerk is, no doubt, an important matter. But it is not more important than many of
the decisions which fall to be made by civil servants, in the name of the Minister, under the Aliens Act1935. Yet the
practice under the Aliens Act 1935, was expressly approved by this Court in the Tang case, as being a correct
application of the Carltona principle. Logically, therefore, it appears to me that the Court must regard what happened in
this case as being also a correct application of the Carltona principle.” [1998] 1 ILRM 81 at 102 (emphasis added)
12. These statements of principle show that while it cannot be said the Carltona doctrine is of ‘general application’, it is nonetheless
one where a court must carefully analyse the scope of the administrative decision making power through the prism of the statute
involved. The intention of the Oireachtas is expressed in the legislation. Excluding the doctrine requires very clear words. The principle
can be dis-applied only where the Oireachtas clearly intended, or clearly implied, in the legislation, that the Minister, and the Minister
alone, should make the decision. Is there a real difference in nature between the decisions referred to in Tang and Devanney, quoted
above, and the decisions in question in this appeal? To revoke a permission to reside has an effect very similar to making a decision to
deport. Obviously, the criteria for making such decisions vary greatly, but to my mind, their nature and effect are too similar to ignore
in this context.
13. A Department of State makes many decisions each week. The Carltona doctrine, therefore, has a strongly practical dimension. Up
to the year 2011, the then Minister, in fact, signed each deportation order. Then the practice changed. This Court was made aware
at the appeal that, in the year 2010 (the year before the function was devolved) 1,034 deportation orders were made. In the years
following numbers are given and not disputed, in 2011 (the relevant year to these deportation orders), 1,334 decisions in 2012, 1,619;
in 2013, 1,726 orders; and finally in the year 2014, 739 decisions. It is clear that the idea of a minister signing (still less considering)
each order is impractical
14. As a consequence of Tang and Devanney, the two authorities cited earlier, Carltona is therefore an integral and settled part of
our law, now encompassing even administrative decisions which have significant consequences. The clear effect of both judgments is
that prior observations by this Court are no longer part of our law (see, previously, to apparently contrary effect, Geraghty v.
Minister for Local Government (No. 2) [1976] IR 153). On the basis of Tang, there can be no doubt that the decision in question here
is one within the scope of the relevant official’s scope of authority. The decision differs hardly at all from that taken in Tang. Both
concern authorisation to reside or continue to reside in the State. The official is carrying out duties, expressed to be vested in the
Minister, as defined in the Immigration Act 1999. The decisions undoubtedly hold significant consequences for the appellants. But if
there is no explicit legislative intention confining decision-making to the Minister, then Carltona will apply, and the principle, as
enunciated in Tang and Devanney, is applicable.
15. I turn next to the appellants’ case, bearing in mind that Tang and Devanney pre-date the Immigration Act, 1999. I first address
the question whether it can now be said that Tang and Devanney were wrongly decided.
Should Tang and Devanney be Overruled?
16. No convincing case has been advanced that the two authorities are incorrect. I mention here two judgments from other common
law jurisdictions sought to be relied on by the appellants in order to support their case that this Court should depart from established
precedent. But no argument was made, within the recognised framework of reference, that Tang and Devanney were in error. The
established criteria for such a determination are clear (see, most recently, the judgments of this Court in Jordan v. Minister for
Children & Youth Affairs [2015] IESC 33); and see, more generally, Mogul of Ireland v. Tipperary (NR) County Council [1976] I.R. 260.
I make this observation, even bearing in mind that the issues here have very significant implications for the appellants, and where,
having regard to their rights, the basis for departing from precedent may be more flexible.
Are the Facts Distinguishable from Tang and Devanney?
17. Can it then be said that there are persuasive authorities which indicate Tang and Devanney should be distinguished? Be it said
that to find such authorities would be a formidable task, bearing in mind how close are the facts in Tang, (and the passages in
Devanney), quoted above, to the point at issue.
Minister for Aboriginal Affairs v Peko-Wallsend
18. Two cases were referred to. The most recent in time was the Minister for Aboriginal Affairs v Peko-Wallsend Ltd [1986] HCA 40, a
judgment concerning s.76 of the Aboriginal Land Rights (Northern Territory) Act of 1976. But the facts in these authorities are entirely
distinct. In the Australian High Court, Mason J. did, in express terms, set out the steps to be taken by a minister when delegating a
function under the Australian legislation. There was no evidence the Minister had done so. There was a statutory procedure for what
is called “delegation” in the judgment. An issue also arose that the relevant minister had failed to take relevant submissions into
account, and that, consequently the decision was an improper exercise of the power conferred on him by the Act. But, as can be
seen immediately, the issue of delegation which Mason J. had to consider was within a quite different statutory framework.
Furthermore, the terms of the legislation were such, the Australian High Court held, that it could only lead to the conclusion that the
Minister’s role was a central function of the statutory scheme. The case is not relevant to the terms of the 1999 Act, where, as will
be explained, the Act does not lead to the conclusion that the Minister must decide personally. The judgment cannot be used as an
avenue for distinguishing the decision in suit from that in Tang and Devanney; nor does it provide any basis for holding that these
authorities were wrongly decided. Ultimately, the case was decided on the Minister’s failure to take into account relevant
considerations as provided for in the Scheme.
Bushell v. Secretary for State
19. I turn then to a second persuasive authority cited, that of Bushell v. Secretary for State for the Environment [1981] AC 75 HL. I
do not consider it helpful for much the same reason. It deals with a different legislative framework. There are undoubtedly useful
observations by Lord Diplock in his speech on the respective functions of ministers and government departments. They are touched
on in the introductory section of this judgment. But again, the facts of Bushell were far removed from those in this appeal. Bushell, as
Peko-Wallsend, also concerns fair procedures to be followed in enquiries carried out under the United Kingdom Highways Act 1959.
These concerned the construction of motorways and connecting roads. What was in question in that appeal was the procedure
followed by the relevant Secretary of State in carrying out the enquiry; specifically, whether the department was entitled to rely on
particular methods for determining road usage, and whether the Secretary of State had been bound to communicate departmental
advice, which he received after the enquiry, to objectors so as to give them an opportunity of commenting thereon. The various
speeches in Bushell do not directly concern the Carltona doctrine.
The Nature of the Decisions
20. As mentioned earlier, no material has been placed before the Court which indicates that the circumstances of the appellants are
in any way exceptional. The Court has not been referred to any specific humanitarian considerations arising in these cases (see
s.3(6)(h) of the Immigration Act 1999 cited below). The question of the common good has not been adverted to, in any significant
way (see s.3(6)(j) cited below). While questions of national security and public policy have been mentioned, no specific aspect of any
of these statutory criteria have been identified as being applicable to the applicants’ cases (see s.3(6)(k) cited below). The
appellants must be treated, therefore, as not belonging to a category of persons where any of those specific criteria arise for
assessment. The case advanced on behalf of the appellants, therefore, is quite narrow, hinging largely, if not entirely, on the
proposition that the Minister should personally sign the deportation orders, and that a restrictive or confining provision preventing the
devolution of decision-making to civil servants can be found either expressly or by implication in the statutes. The nature of the
decisions taken by the officials referred to in the passages cited from Tang and Devanney are such that, in my view, they preclude
any argument distinguishing the appeals based on the gravity of the decision itself.
The Immigration Act, 1999
21. A deportation order is now made under s.3(1) of the Act of 1999. This provides:
“3.-(1) Subject to the provisions of section 5 (prohibition of refoulement) of the Refugee Act, 1996, and the subsequent
provisions of this section, the Minister may by order (in this Act referred to as “a deportation order”) require any non-
national specified in the order to leave the State within such period as may be specified in the order and to remain
thereafter out of the State.” (emphasis added)
22. The “prohibition of refoulement”, referred to in s.3 (1) above, is contained in s.5 of the Refugee Act 1996 as follows:
“5.-(1) A person shall not be expelled from the State or returned in any manner whatsoever to the frontiers of
territories where, in the opinion of the Minister, the life or freedom of that person would be threatened on account of his
or her race, religion, nationality, membership of a particular social group or political opinion.”
Comparison of the Statutes
23. Although the statute under which Mr. Waters was operating post-dated Tang and Devanney, the nature of the power, on which
this decision based, was very similar. Subject to the ‘refoulement proviso’, therefore, the provisions are very close to each other.
That proviso does not arise in this case. By virtue of s.5(1) of the Aliens Act 1935 the Minister was empowered to make an ‘aliens
order’ providing for the exclusion of an individual or a class of persons from the State. By virtue of the Aliens Order 1946 (S.I. No
395/1946) the Minister might, upon such conditions as he may think fit, grant leave to remain in the State. By virtue of Article 13(1)
of the Order of 1946 the Minister, if he deemed it conducive to the public good, may make a deportation order requiring an alien to
leave and thereafter remain outside the State.
24. Counsel for the appellants places particular reliance on provisions of s.3(6) of the 1999 Act, and emphasises that, in making a
decision to deport, the Minister is to, inter alia, have regard to:
“…
(h) humanitarian considerations;
.........
(j) the common good; and
(k) considerations of national security and public policy, so far as they appear or are known to the Minister. …”
(Emphasis added)
25. It is said that these are questions which are more “personal” to the Minister. But can it be contended, either expressly, or by
clear implication, the statute requires that the decision to deport must be taken only by the Minister? Counsel for the appellants
contends that the decision is of such gravity that, by implication, if not expressly, this is so. But, in the light of Tang and Devanney, I
believe this argument is unsustainable.
26. On a broad consideration is the 1999 Act, one can say unequivocally that there are no specific words which prohibit a devolving
of a discretionary power to officials. It is true that there is a definition of the term “the Minister”, at s.1 of the Act of 1999, as
referring to the Minister for Justice, Equality & Law Reform, as then designated. Section 3(1) states that the Minister may, by order,
require a non-national to leave the State within a specified period. Section 3(2) identifies the categories of person concerning whom
a deportation order may be made. These include persons who have served, or are serving, a term of imprisonment; a person whose
deportation has been recommended by a court; persons who are required to leave the State pursuant to economic communities aliens
regulations and non-economically active persons; persons whose application for asylum has been transferred to a convention country
for examination under s.22 of the Refugee Act 1996, and specifically:
“(f) A person whose application for asylum has been refused by the minister”
and
“(g) A person to whom leave to land in the State has been refused.”
27. But nowhere are there words to the effect that the Minister, and no other person, must make the decision or sign the order.
28. Pursuant to s.3(3) of the Act of 1999, where the Minister proposes to make a deportation order, she is to notify the person
concerned of her proposal by virtue of what is termed a “three options” letter. The individual concerned may make representations in
writing, and the Minister shall, before deciding the matter, take into consideration such representations, and notify the person in
writing of her decision, and the reasons therefore. But, again, there is nothing there, or contained in s.3(4) of the Act (which
concerns the contents of a notification), which either expresses or implies that the duty is to be carried out by the Minister
personally.
29. Section 3(6), briefly referred to earlier, outlines a broad range of criteria, including the age of the person who is to be the subject
of the deportation order, their duration of residence, their family and domestic circumstances, the nature of their connection with the
State, their employment status and record, both within and outside the State, and representations duly made on their behalf. The
section then refers to the three factors identified earlier (emphasised in the quotation from s.3(6)), namely, “humanitarian
considerations”, “the common good”, and the “considerations of national security and public policy, so far as they are known to the
Minister”. But these words are clearly insufficient to restrict the duty to the Minister personally. The section would have to go much
further so as to indicate that it must be the Minister, and no other person, who must make the decision. The words “so far as they
are known to the Minister” are insufficient to dis-apply the Carltona principle. There is nothing there which imputes some unique or
specific role, or knowledge, to the Minister alone.
30. I observe here that the appellants have not identified any error or deficiency in the decision-making procedure itself. They do not
claim any specific prejudice or detriment as a result of the fact that it was Mr. Waters, the Director of the Service, rather than the
Minister, who signed the orders. It is not said that some other relevant procedural step was omitted or some point ignored.
Meadows
31. As a support for their argument for a restrictive interpretation of the term “Minister”, counsel for the appellants sought to rely on
a passage from Murray C.J., as he then was, in Meadows v. The Minister for Justice, Equality & Law Reform, Ireland and The
Attorney General [2010] 2 I.R. 701. It is true that Murray C.J. there discussed the ‘Minister’s’ role in making deportation orders in the
following terms at p. 733:
“He has to balance, on the one hand, the personal circumstances and other matters referred to in s.3(6) and the
common good, public policy including the integrity of the asylum system, on the other. In virtually every case there will
be some humanitarian consideration and, unlike s.5, even if he is of the opinion that there are humanitarian
considerations which tend to support a claim that a deportee be permitted to remain, even temporarily he is not bound
to accede to such a request since he has to balance those considerations with broader public policy considerations
which may not be personal to the person concerned.”
He went on to observe at p. 734:
“This is quintessentially a discretionary matter for the first respondent in which he has to weigh competing interests and
only the first respondent, who has responsibility for public policy in this area, is in principle in a position to decide where
that balance lies.”
32. But Meadows did not concern the Carltona principle at all. The reliance on these passages is misconceived. Meadows concerned,
inter alia, the nature of a decision to be made under s.3 of the Act of 1999, including the considerations necessary in deciding on
refoulement under s.5 of the Refugee Act 1996. The point in question was not the role of the Minister, but rather the standard and
scope of review to be applied to such decisions when subject to judicial review in the courts. It is true, that, at the time of Meadows,
the deportation order was then signed by the Minister personally. But the references in Murray C.J.’s judgment must be read in the
context of the issue then before this Court. What the court was addressing was the requirement, under s.3 of the Act of 1999, that
the question of non-refoulement be actually considered by the decision-maker, and that it was not permissible for the decision-maker
to rely on the fact that the grounds upon which a proposed deportee may assert a risk to his life or freedom had previously been
considered and rejected in the asylum process. The judgment concerned the decision, and the duties of the decision-maker, not the
identity of the official or person who, specifically, made the decision. The Court was emphasising that the factual material presented
in the context of a s.3 process, must be considered by the person making the deportation order. As a matter of fact, it was the then
Minister who personally made that decision. But the Carltona doctrine was not in issue in that case, and neither the principle itself,
nor any of the authorities applying that doctrine in Ireland were considered by any of the five judgments of this Court (see
observations to the same effect by Hogan J. in F.L. (Louinis) v. Minister for Justice [2012] IEHC 189). This authority does not assist
the appellants.
Are There Implied Words Disapplying Carltona?
33. As there are no express words restricting the decision to the Minister, are there then implied words or can it be said that the
nature and gravity of the decision are such that it requires the Minister personally to make the order? An implication negating the
Carltona principle in this case, again, must be found in the terms of the statute, rather than in the nature of the decision (see again
the judgment of Hamilton C.J. in Tang which is clearly to the effect that the nature of the decision itself, subject to the constraints
he identifies, does not present an obstacle to devolved decision-making). I am unable to find any words of implication in the Act of
1999. The words would have to go much further to imply the decision must be taken by the Minister.
34. The appellants argue that the nature of a deportation order of itself, qua order, is a matter of such gravity as to preclude the
Carltona principle. It is submitted that such orders, even by a senior civil servant authorised to make them, are null and void, because
by their very nature they should be made by the Minister. This can only be viewed as a submission that there is a statutory
implication that the Minister must make the decision because of the consequences.
35. In Tang, and still more in Devanney, Hamilton C.J. laid emphasis on the fact that such powers are normally exercised by
responsible and senior officials under the authority of the Minister. He pointed out that public business could not be carried on if this
were not the case. He did, of course, express the caveat that if, in an important matter, a Minister selected an official of such junior
standing that he could not be expected competently to perform the work, that Minister would have to answer for that, but in
Parliament. However, as the then Chief Justice pointed out, the whole system of departmental organisation and administration is
predicated on the view that ministers, being responsible to Parliament, will see that important duties are committed to experienced
officials.
The Refugee Act 1996 as an Aid to Interpretation
36. I turn next to submissions made, primarily in reliance on the provisions of the Refugee Act 1996. It is said these imply the
Minister’s functions under the Act of 1999 are to be made personally. The powers and duties of the first two stages of the refugee
asylum process were fully set out by Charleton J., speaking for this Court, in M.A.R.A. (Nigeria) (An Infant suing by her mother and
next friend OA), applicant/appellant v. The Minister for Justice & Equality, The Refugee Applications Commissioner, Ireland and The
Attorney General, respondent/respondent [2014] IESC 71 (see in particular paragraph 6 to 12). I do not consider it as necessary to
repeat those provisions in this judgment, save, insofar as to point out that, by statute, under the Act of 1996, the functions of
making primary and appeal determinations on asylum applications were, in terms, delegated to independent, designated, bodies and
office holders, and were, therefore, not to be exercised in the name of the Minister by officials in the Minister’s own department. This
is an entirely distinct situation from the Act of 1999. I do not consider the Act of 1996 can be an aid to interpretation of the 1999
Act in this context.
37. The Act of 1999 does not express delegating power or functions in this area. In making a decision under that Act, officials are not
exercising any power designated by statute, but rather functions in the name of the Minister, as her alter-ego. The Carltona doctrine
is not a principle of delegation, but rather a practice of devolution by the Minister to departmental officials. As Keane C.J. pointed out
in AO & DL v. Minister for Justice [2003] 1 I.R at p. 25, the Refugee Act 1996 sets out an “elaborate statutory framework under
which non-nationals, such as the applicants, are entitled to have their claims for asylum status given fair consideration, which
embodies an appeal procedure to an independent tribunal and which preserves the right of the applicants to have the relevant
decisions judicially reviewed in the High Court, albeit subject to particular provisions designed to ensure the more expeditious
processing of such applications.” But these powers were delegated by statute to be carried out by designated decision-makers. The
position under the Immigration Act 1999 is different.
38. There is no implicit limitation in the Act of 1999 on the Minister’s power to devolve a decision to authorise a civil servant to make
a deportation order. It has been suggested that the fact that a Minister might sign a deportation order would “give comfort” to those
the subject of such orders. I am afraid that this is not a persuasive submission, particularly having regard to the factual
circumstances of this case
Conclusion
39. I am not persuaded that the appellants have succeeded in demonstrating that the decision-making power in question has been
negatived, confined, or restricted by express statutory provision, or by clear necessary implication. The statute of 1999 simply does
not allow for such an interpretation. It is true that the Carltona doctrine can sometimes be criticised as imposing an exception of
uncertain scope to what is sometimes called the rule against “sub-delegation”. But what is in question in this appeal is clearly
devolved power to an official, rather than delegation per se. Effectively, the principle is that departmental officials are the alter-ego
of the Minister and their decisions are, legally and constitutionally, the Minister’s acts and decisions. The decisions here cannot be
impugned on the basis of the case made. But this is not to ignore the principle of vires. I would dismiss the appeal therefore.