Legislator Case Law & Legislation
IESC 5 ECLI:IE:SC:2011:5 AI generated

Irish Supreme Court holds an acquittal quashed by UK statute is not a final judgment under EAW Act 2003.

Case Number IESC 5
Court / Authority
Jurisdiction Ireland (IE)
Decision Date
Outcome Dismissed

Legislator summary

AI generated

The Supreme Court dismissed the appellant's appeal against a High Court order permitting his surrender under a European Arrest Warrant. The appellant had been acquitted in the UK in 1983, but the UK authorities later quashed that acquittal and sought a retrial under the Criminal Justice Act 2003. The court ruled that because the UK statute allowed for a retrial, the original acquittal did not definitively bar further proceedings and thus did not constitute a 'final judgment' under EU law. Consequently, the mandatory non-execution ground under the European Arrest Warrant Act 2003 was not triggered, and the surrender order was affirmed.

Legislator headnote

AI generated

Section 41(1) of the European Arrest Warrant Act 2003; Section 76(1) of the Criminal Justice Act 2003: An acquittal quashed by domestic legislation allowing for a retrial does not constitute a 'final judgment' within the meaning of the Act, as it fails to definitively bar further prosecution.

Keywords

AI generated
European Arrest Warrant final judgment acquittal quashed ne bis in idem Criminal Justice Act 2003 mandatory non-execution retrial proceedings

Cited Legislation

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Cited Case Law

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Mantello
This court has the benefit of the decision of the European Court of Justice in Mantello Case C.261/09 of 16th November 2010 on the
Pupino
framework decision under the principles of conforming interpretation stated by the European Court of Justice in the Pupino case C-
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Full text

THE SUPREME COURT

104/10

Murray C.J.

Denham J.

Finnegan J.

BETWEEN

THE MINISTER FOR JUSTICE EQUALITY AND LAW REFORM

APPLICANT/RESPONDENT

AND

JOHN RENNER-DILLON

RESPONDENT/APPELLANT

Judgment of Mr Justice Finnegan delivered on the 11th day of February 2011

By a European arrest warrant dated 20th November 2007 the United Kingdom sought the appellant’s surrender for the purposes of his

being charged with an offence of rape the allegation being that on the 13th October 2002 within the United Kingdom he raped one

Ashley Carr. By order of the High Court of the 16th January 2008 it was ordered that the appellant be surrendered. On the 3rd June

2008 the appellant pleaded guilty in the United Kingdom to that offence and was sentenced to a term of imprisonment of nine years.

On the 17th June 1983 the appellant was acquitted at Newcastle-Upon-Tyne Crown Court of an offence of rape. Particulars of the

alleged offence (hereinafter “the offence”) were that on the 17th December 1982 the respondent had raped his maternal grandmother

Jennifer Anderson. Forensic samples taken at that time were re-examined during 2005 and 2006 and in consequence the prosecuting

authorities decided to seek to avail of a statutory entitlement to have the appellant’s acquittal quashed and a re-trial ordered. For

that purpose the consent of the High Court pursuant to section 22 of the European Arrest Warrant Act 2003 as substituted by the

Criminal Justice (Terrorist Offences) Act 2005 section 80 was sought from the High Court. By order dated the 25th March 2010 the

High Court (Peart J.) gave consent pursuant to section 22(7) aforesaid to proceedings for the offence of rape alleged to have been

committed by the respondent on the 17th December 1982. From that order the appellant appeals to this court. The issue which arises

on the appeal is whether the order of acquittal of the 17th June 1983 is a final judgment within the meaning of section 41 of the

European Arrest Warrant Act 2003.

Proceedings in the United Kingdom

The United Kingdom Criminal Justice Act 2003 section 76(1) provides as follows:-

“A prosecutor may apply to the Court of Appeal for an order –

(a) quashing a person’s acquittal in proceedings within section 75(1), and

(b) ordering him to be re-tried for the qualifying offence.”

The Chief Crown Prosecutor for North Cumbria, United Kingdom, with the consent of the Director of Public Prosecutions applied to the

Court of Appeal of England and Wales (hereinafter “the Court of Appeal”) for an order pursuant to section 76(1) for the offence on

the basis that there is new and compelling evidence that the appellant is guilty of the offence and that it is in the public interest that

the application should proceed. The Court of Appeal delivered judgment on the application on the 25th June 2009. The court was

satisfied that in the light of evidence which was not available at the original trial there is now new and compelling evidence and that

the interests of justice require that the acquittal should be quashed and a new trial ordered. The court went on to consider the

implications of the rule of specialty in that the offence is a wholly different offence to that for which the appellant was surrendered to

the United Kingdom. The court was unwilling to make the order sought on the basis of an undertaking by the prosecution not to

proceed further with the prosecution of the appellant for the offence unless and until the High Court of Ireland consented to the

appellant’s prosecution. An alternative that an indictment might be preferred only after the consent of the High Court in Ireland was

given likewise did not find favour with the court. As section 76(5) prohibits a second application to quash an acquittal the Court of

Appeal adjourned the application to enable the prosecution, if it thought fit, to bring an application to the High Court for consent to

the respondent being proceeded against for the offence.

The appellant’s submissions rely upon a number of matters which appear from the judgment of the Court of Appeal.

1. Counsel for the prosecution submitted that no request for consent pursuant to section 22(7) of the European Arrest

Warrant Act 2003(as substituted) could be submitted until the order of acquittal is quashed as it is a final order for all

purposes.

2. The appellant was charged with the offence and the application was made for an order quashing the acquittal without

having first obtained the consent of the High Court of Ireland and in breach of the rule of specialty. In the course of its

judgment the Court of Appeal said:-

“…the statutory prohibition against dealing with a person extradited to the United Kingdom from the Republic of

Ireland (sic) for any relevant offence other than the one for which he was extradited is express and unequivocal.

The defendant was not extradited for the 1982 offence. The speciality rule has not been waived. He may only be

dealt with in this country if the High Court in Dublin consents. This is a decision for an independent court in a

sovereign country. It is already clear that in the Republic the principle against double jeopardy continues in its full

force and an appeal against an acquittal and consequential re-trial not permitted. For the purposes of the High

Court in Dublin the acquittal of the defendant in 1983 was indeed a final judgment. However that may be, and

however the argument in support of the application for the consent of the court in Dublin may be advanced, the

ultimate question is whether the process already undertaken within this jurisdiction in relation to the 1982 offence

has already contravened the express provision in section 146(2) of the Extradition Act.

The phrase “dealt with in the United Kingdom” might but would not necessarily involve prior administrative acts such

as, for example, the obtaining of the consent of the Director of Public Prosecutions under section 76(3) and (4)of

the Criminal Justice Act 2003. However, as it seems to us, to charge the defendant with the offence would probably

fall within its ambit. In our judgment, however, an application to this court for an order which involved a judicial act

of quashing the defendant’s acquittal and for an order for a new trial for an offence for which the defendant had

not been extradited would certainly do so. Such an order is a preliminary but absolutely essential step in the

process which is intended to and would culminate in the defendant’s trial on indictment for the 1982 offence. The

offence is therefore being dealt with in our judicial process. The reality is that we cannot press the restrictions

contained in the Extradition Act 2003 into conformity with the dilution of the principle against double jeopardy

enacted in the Criminal Justice Act 2003.”

The Legislative Framework

The Framework Decision of 13th June 2002 provides in Article 3 as follows:-

“Article 3

Grounds for Mandatory Non-Execution of the European arrest warrant.

The judicial authority of the Member State of execution (hereinafter “executing judicial authority”) shall refuse to execute

the European arrest warrant in the following cases:

1. if the offence on which the arrest warrant is based is covered by amnesty in the executing Member State, where

that State had jurisdiction to prosecute the offence under its own criminal law;

2. if the executing judicial authority is informed that the requested person has been finally judged by a Member

State in respect of the same Acts provided that, where there has been sentence, the sentence has been served or

is currently being served or may no longer be executed under the law of the sentencing Member State;

3. if the person who is the subject of the European arrest warrant may not, owing to his age, be held criminally

responsible for the Acts on which the arrest warrant is based under the law of the executing State.”

For the purposes of this appeal Article 3.2 is the relevant provision. Article 3.2 was transposed into Irish law by section 41 of the

European Arrest Warrant Act 2003 which provides as follows:-

“41(1) A person shall not be surrendered under this Act for the purpose of his or her being proceeded against in the

issuing state for an offence consisting of an act or omission that constitutes in whole or in part an offence in respect of

which final judgment has been given in the State or a Member State.”

The rule of specialty is dealt with in section 22 of the European Arrest Warrant Act 2003 as substituted by section 80 of the Criminal

Justice (Terrorist Offences) Act 2005. Section 22 as substituted provides as follows:-

“22(1) In this section, except where the context otherwise requires, ‘offence’ means, in relation to a person to whom a

European arrest warrant applies, an offence (other than offence specified in the European arrest warrant in respect of

which the person’s surrender is ordered under this Act) under the law of the issuing state committed before the person’s

surrender, but shall not include an offence consisting, in whole, of acts or omissions of which the offence specified in the

European arrest warrant consists in whole or in part.

(2) Subject to this section the High Court shall refuse to surrender a person under this Act if it is satisfied –

(a) the law of the issuing state does not provide that a person who is surrendered to it pursuant to a European

arrest warrant shall not be proceeded against, sentenced or detained for the purposes of executing a sentence or

detention order, or otherwise restricted in his or her personal liberty, in respect of an offence, and

(b) the person will be proceeded against, sentenced, or detained for the purposes of executing a sentence or

detention order, or otherwise restricted in his or her personal liberty, in respect of an offence.

(3) It shall be presumed that, in relation to a person to whom a European arrest warrant applies, the issuing state does

not intend to-

(a) proceed against him or her,

(b) sentence or detain him or her for a purpose referred to in subsection (2)(a), or

(c) otherwise restrict him or her in his or her personal liberty,

in respect of an offence, unless the contrary is proved.

(4) The surrender of a person under this Act shall not be refused under subsection (2) if-

(a) upon conviction in respect of the offence concerned he or she is not liable to a term of imprisonment or

detention, or

(b) the High Court is satisfied that, where upon such conviction he or she is liable to a term of imprisonment or

detention and such other penalty as does not involve a restriction of his or her personal liberty, the said other

penalty only will be imposed if he or she is convicted of the offence.

(5) The surrender of a person under this Act shall not be refused under subsection (2) if it is intended to impose in the

issuing state a penalty (other than a penalty consisting of a restriction of the person’s liberty) including a financial

penalty in respect of an offence of which the person claimed has been convicted, notwithstanding that where such

person fails or refuses to pay the penalty concerned (or, in the case of a penalty that is not a financial penalty, fails or

refuses to submit to any measure or comply with any requirements of which the penalty consists) he or she may under

the law of the issuing state be detained or otherwise deprived of his or her personal liberty.

(6) The surrender of a person under this Act shall not be refused under subsection (2) if the High Court –

(a) is satisfied that -

(i) proceedings will not be brought against the person in respect of an offence,

(ii) a penalty will not be imposed on the person in respect of an offence, and

(iii) the person will not be detained or otherwise restricted in his or her personal liberty for the purposes

of an offence,

without the issuing judicial authority first obtaining the consent thereto of the High Court,

(b) is satisfied that -

(i) the person consents to being surrendered under section 15,

(ii) at the time of so consenting he or she consented to being so proceeded against, to such a penalty

being imposed, or being so detained or restricted in his or her personal liberty, and was aware of the

consequences of his or her so consenting, and

(iii) the person obtained or was afforded the opportunity of obtaining, or being provided with,

professional legal advice in relation to the matters to which this section relates,

(c) is satisfied that-

(i) such proceedings will not be brought, such penalty will not be imposed and the person will not be so

detained or otherwise restricted in his or her personal liberty before the expiration of a period of 45 days

from the date of the person’s final discharge in respect of the offence for which he or she is

surrendered, and

(ii) during that period he or she will be free to leave the issuing state,

except where having been so discharged he or she leaves the issuing state and later returns thereto (whether

during that period or later), or

(d) is satisfied that such proceedings will not be brought, such penalty will not be imposed and the person will not

be so detained or restricted in his or her personal liberty unless -

(i) the person voluntarily gives his or her consent to being so proceeded against, such a penalty being

imposed, or being so detained or restricted in his or her personal liberty, and is fully aware of the

consequences of so doing,

(ii) that consent is given before the competent judicial authority in the issuing state, and

(iii) the person obtains or is afforded the opportunity of obtaining, or being provided with, professional

legal advice in the issuing state in relation to the matters to which this section relates before he or she

gives that consent.

(7) The High Court may, in relation to a person who has been surrendered to an issuing state under this Act, consent to -

(a) proceedings being brought against the person in the issuing state for an offence,

(b) the imposition in the issuing state of a penalty, including a penalty consisting of a restriction of the person’s

liberty, in respect of an offence, or

(c) proceedings being brought against, or the detention of, the person in the issuing state for the purpose of

executing a sentence or order of detention in respect of an offence, upon receiving a request in writing from the

issuing state in that behalf.

(8) The High Court shall not give its consent under subsection (7) if the offence concerned is an offence for which a

person could not by virtue of Part 3 or the Framework Decision (including the recitals thereto) be surrendered under this

Act.”

Proceedings in the High Court

For the appellant it was submitted that as long as the acquittal of the appellant subsists it must be seen as a final judgment and

accordingly there was no jurisdiction to consent to the prosecution of the appellant for the offence. On the application to the Court

of Appeal the prosecution had accepted that the acquittal is a final order for all purposes. It was submitted that the Court of Appeal

had accepted the acquittal as a final judgment for the purposes of the High Court of Ireland. Apart from Section 76(1) of the Criminal

Justice Act 2003 any acquittal in the courts of the United Kingdom would prevent a re-trial for the same offence and as no order

under section 76(1) has been made quashing the acquittal the acquittal remains a final judgment.

The respondent relied upon a number of decisions of the Court of Justice of the European Communities which concerned the

Schengen Agreement dealing with the provisions of Article 54 of the Convention implementing the Schengen Agreement between a

number of Member States and which provides as follows:-

“54. A person whose trial has been finally disposed of in one Contracting Party may not be prosecuted in another

Contracting Party for the same acts provided that, if a penalty has been imposed, it has been enforced, is actually in the

process of being enforced or can no longer be enforced under the laws of the sentencing Contracting Party.”

The cases were relied upon as disclosing differences between the common law concepts of double jeopardy and autrefois acquit on

the one hand and the civil law concept of ne bis in idem. Having regard to these cases it was submitted that Article 3.2 of the

Framework Decision and Article 41 of the European Arrest Warrant Act 2003 did not prevent a person from being prosecuted for a

second time in the same state but rather his being prosecuted for the same offence in another Member State. Accordingly, it was

submitted, that it was unnecessary for the court to decide whether the acquittal on the offence is a final judgment. As to whether

the order is a final judgment it was submitted that the principle of double jeopardy never prevented a person from being retried for an

offence following the quashing of a conviction and now, following an acquittal pursuant to Part 3 of the Criminal Procedure Act 2010,

a retrial is permitted in this jurisdiction; acquittal is no longer a final judgment.

The learned trial judge held that while the acquittal could be said to be within the phrases “finally judged” or “final judgment” that is

not the end of the matter. Section 41 of the Act required to be construed in conformity with the aims and objectives of the

framework decision under the principles of conforming interpretation stated by the European Court of Justice in the Pupino case C-

105/03. He held that, so construing section 41, where it was clear that a retrial would not take place until the earlier acquittal had

been quashed and a retrial ordered, and having regard to the principle of mutual recognition of judicial decisions and mutual trust of

the legal systems of other Member States, it is in accordance with the objectives of the Framework Decision that the appellant be

surrendered. Once a judgment, whether of conviction or acquittal, is quashed no question of double jeopardy arises. The judgment of

acquittal was never a final judgment in the sense that it could never be set aside. A judgment could be set aside on appeal in the

case of conviction or on an application pursuant to the United Kingdom Criminal Justice Act 2003 section 76(1) in the case of an

acquittal. It is appropriate to interpret “final judgement” in section 41 as not including a judgment of acquittal which can be quashed

by a prosecutor’s appeal particularly where the Court of Appeal has indicated that it will quash the acquittal and order a retrial if the

consent of the High Court is forthcoming.

Discussion

The appeal to this court concerns the meaning of “finally judged” in Article 3.2 of the Framework Decision and of “final judgment” in

section 41(2) of the European Arrest Warrant Act 2003. In our jurisprudence a judgment or order which determines the matter in issue

in proceedings is termed “final”. It is final in distinction to interlocutory: however some interlocutory orders may themselves be final

where they deal conclusively with the subordinate matter in issue. A judgment is nonetheless final notwithstanding that it is subject

to appeal: see Wylie, Judicature Acts at p.795, Pheysey v Pheysey 12 Ch. D.305, McKinney (Inspector of Taxes) v Hagan’s’ Caravans

(Manufacturing) Limited [1997] N.I. 111. In this sense the judgment of acquittal with which this court is concerned is a final

judgment.

The court in interpreting the provisions of the European Arrest Warrant Act 2003 as amended must do so, so far as possible in the

light of and so as not to be in conflict with the provisions of the Framework Decision: Criminal proceedings against Pupino [2005]

E.C.R. 1-5285. The starting point for any interpretation accordingly is the recitals in the Framework Decision. The following recitals

are relevant:-

“Recital (5)…traditional co-operation relations which have prevailed up till now between Member States should be replaced

by a system of free movement of judicial decisions in criminal matters, covering both pre-sentence and final decisions,

within an area of freedom, security and justice.

Recital (6) The European arrest warrant provided for in this Framework Decision is the first concrete measure in the field

of criminal law implementing the principle of mutual recognition which the European Council referred to as the

“cornerstone” of judicial co-operation.

Recital (10) The mechanism of the European arrest warrant is based on a high level of confidence between Member

States. Its implementation may be suspended only in the event of a serious and persistent breach by one of the Member

States of the principles set out in article 6(1) of the Treaty on European Union, determined by the Council pursuant to

Article 7(1) of the said Treaty with the consequences set out in Article 7(2) thereof. “

Underlying the Framework Decision is the objective of establishing a system of free movement of judicial decisions in criminal matters

within an area of freedom, security and justice, the mutual recognition of judicial decisions and a high level of confidence between

Member States. Altaravicius v Minister for Justice Equality and Law Reform [2006] 3 I.R. 148, Minister for Justice Equality and Law

Reform v Stapleton [2007] I.E.S.C.30.

In this regard decisions of the European Court of Justice in cases on Article 54 of the Schengen Agreement are relevant. Cases on

Article 54 consistently recognise that Contracting Parties should recognise the criminal laws in force in other Member States even

when the outcome would be different if its own national law had been applied: R. v Gozutok and Brugge [2003] C.M.L.R. 2, Van

Esbroeck [2006] 3 C.M.L.R. 6 at para 30.

This court has the benefit of the decision of the European Court of Justice in Mantello Case C.261/09 of 16th November 2010 on the

interpretation of Article 3.2 of the Framework Decision. An Italian court issued a European arrest warrant in respect of Mr Mantello in

relation to criminal proceedings instituted against him. The prosecution concerned two charges:-

1. Participation in the framework of a criminal organisation comprising at least ten other persons in cocaine trafficking.

2. At the same time and at the same places acting alone or in concert with others he had unlawfully taken possession of,

retained, transported, sold or disposed of cocaine to third parties.

T The facts alleged against Mr Mantello were the same as those alleged against him in earlier criminal proceedings which were

disposed of by a judgment of the Italian Court convicting him and sentencing him to three years six months and twenty days and to a

fine of €13,000 and which sentence had been served. On foot of the European arrest warrant Mr Mantello was arrested in Germany

and in opposing his surrender to Italy he relied upon his earlier conviction arising out of the identical circumstances as those relied

upon in the European arrest warrant. Under Italian law the earlier conviction did not preclude the criminal proceedings referred to in

the European arrest warrant. The German court made a reference to the European Court of Justice for a preliminary ruling. In the

course of its judgment the court dealt with the concept of “finally judged” as follows:-

“43. Thus, in fact, the referring court’s questions must be considered to relate more to the concept of ‘finally judged’ than

to that of ‘same acts’.

The referring court enquires whether given the fact that, when the judgment of 30th November 2005 was delivered, the

Italian investigating authorities were in possession of evidence pertaining to acts carried out in the period from January

2004 to November 2005 which could have proved that Mr Mantello had committed offences relating to participation in a

criminal organisation and had been in illegal possession of drugs, that judgment could be regarded as constituting not only

a final judgment convicting him in respect of the individual acts of 13th September 2005 in relation to which the offence

of illegal possession of drugs intended for re-sale was applied, but also a judgment precluding subsequent prosecution of

offences such as those referred to in the arrest warrant.

44. In other words, that court asks whether the fact that the investigating authorities held evidence concerning acts

which constituted the offences referred to in the arrest warrant, but did not submit that evidence for consideration by

the Tribunale Catania when that court ruled on the individual acts of 13th September 2005, makes it possible to treat the

judgment as if it were a final judgment in respect of the acts set out in that arrest warrant.

45. In that regard, the requested person is considered to have been finally judged in respect of the same acts within the

meaning of article 3.2 of the Framework Decision where, following criminal proceedings, further prosecution is definitively

barred (see, by analogy joint cases C187/01 and C-385/01 Gozutok and Brugge [2003] E.C.R. 1-1345, paragraph 30 and

case C-491/07 Turansky [2008] E.C.R. 1-11039, paragraph 32) or where the judicial authorities of a Member State have

adopted a decision by which the accused was finally acquitted in respect of the alleged acts (see by analogy, Van

Straaten paragraph 61, and Turansky, paragraph 33.)

46. Whether a person has been finally judged for the purposes of Article 3.2 of the Framework Decision is determined by

the law of the Member State in which judgment was delivered.

47. Thus a decision which, under the law of the Member State which instituted criminal proceedings against a person,

does not definitively bar further prosecution at national level in respect of certain acts cannot, in principle, constitute a

procedural obstacle to the possible opening or continuation of criminal proceedings in respect of the same acts against

that person in one of the Member States of the European Union (see, by analogy, Turansky, paragraph 36).”

The court (Grand Chamber) ruled as follows:-

“For the purposes of the issue and execution of a European arrest warrant, the concept of ‘same acts’ in Article 3(2) of

Council Framework Decision 2002/584/JHA of 13th June 2002 and the European arrest warrant and the surrender

procedures between Member States constitutes an autonomous concept of European Union law.

In circumstances such as those at issue in the main proceedings where, in response to a request for information within

the meaning of Article 15(2) of the Framework Decision made by the executing judicial authority, the issuing judicial

authority, applying its national law and in compliance with the requirements deriving from the concept of ‘same acts’ as

enshrined in Article 3(2) of the Framework Decision expressly stated that the earlier judgment delivered under its legal

system did not constitute a final judgment covering the acts referred to in the arrest warrant issued by it and therefore

did not preclude the criminal proceedings referred to in the arrest warrant, the executing judicial authority has no reason

to apply, in connection with such a judgment the ground for mandatory non-execution provided for in Article 3.2 of the

Framework Decision.”

In Criminal proceedings against Turansky the court was concerned with Article 54 of the Schengen Agreement and the concept of

“finally disposed of”. In the course of the preliminary ruling the court had this to say:-

“31. It is clear from the very wording of Article 54 of the CISA (Schengen Agreement) that no one may be prosecuted in a

contracting State for the same acts as those in respect of which his trial has been ‘finally disposed of’ in another

contracting State.

32. With regard to the concept of ‘finally disposed of’ the court has already declared, first in Gozutok [2003] C.M.L.R. 2

that when, following criminal proceedings, further prosecution is definitively barred, the person concerned must be

regarded as someone whose trial has been ‘finally disposed of’ for the purposes of Article 54 of the CISA in relation to the

acts which he is alleged to have committed.

33. Second, it has held in Van Stratten v Netherlands [2006] E.C.R. 1-9327 that article 54 of the CISA applies to a

decision of the judicial authorities of a contracting State by which the accused is finally acquitted for lack of evidence.

34. It follows that, in principle a decision must, in order to be considered as a final disposal for the purposes of Article 54

of the CISA, bring the criminal proceedings to an end and definitely bar further prosecution.

35. In order to assess whether a decision is ‘final’ for the purposes of Article 54 of the CISA, it is necessary first of all to

ascertain, as contended by the Austrian, Netherlands, Finish and U.K. Governments and by the Commission, that the

decision in question is considered under the law of the Contracting State which adopted it to be final and binding, and to

verify that it leads in that State, to the protection granted by the ne bis in idem principle.

36. A decision which does not, under the law of the first contracting state which has instituted criminal proceedings

against a person, definitely bar further prosecution at national level cannot, in principle, constitute a procedural obstacle

to the opening or continuation of criminal proceedings in respect of the same acts against that person in another

contracting state.”

In R v Gozutok and Brugge the court held that a case is “finally disposed of” when further prosecution is definitively barred.

In Van Straaten v Netherlands, which is referred to in the judgment in Mantello, a judgment of acquittal was appealed and upheld on

appeal: the acquittal on appeal was accordingly a final judgment. The European Court of Justice held at paragraph 61 as follows:-

“61. Consequently, the answer to the second question must be that the ne bis in idem principle enshrined in Article 54 of

the CISA falls to be applied in respect of a decision of the judicial authorities of a Contracting State by which the

accused is acquitted finally for lack of evidence.”

From the judgment in Mantello it is clear that “finally judged” in the Framework Decision has an autonomous meaning in the law of the

European Union. Where under the law of the issuing Member State a judgment, in this case a judgment of acquittal, does not

definitively bar further prosecution or as stated in Mantello “constitute a procedural obstacle to the possible opening or continuation

of criminal proceedings in respect of the same acts against that person”, then that person has not been finally judged. A judgment

which does not definitively bar further prosecution does not constitute a ground for mandatory non-execution of a European arrest

warrant.

It is clear that the acquittal of the appellant of the offence does not definitively bar the commencement of further criminal

proceedings in respect of the offence under the law of the United Kingdom by virtue of the Criminal Justice Act 2003 section 76(1).

Accordingly it cannot be said that the appellant has been finally judged in respect of the offence. Accordingly the grounds for

mandatory non-execution of the European arrest warrant in Article 3.2 of the Framework Decision do not apply. Section 41 of the

European Arrest Warrant Act 2003 transposes into Irish law Article 3.2 of the Framework Decision and must be given conforming

interpretation. Having regard to the decision in Pupino the phrase “final judgment” in section 41(1) must bear the autonomous meaning

ascribed by the European Court of Justice to “finally judged” in Article 3.2 of the Framework Decision. The judgment of acquittal in

respect of the offence accordingly is not “a final judgment” within the meaning of section 41 of the Act of 2003. The surrender of the

appellant is not prohibited by section 41(1) of the Act of 2003. While before the Court of Appeal in the United Kingdom counsel for the

prosecution considered the judgment of acquittal to be a final judgment until such time as it should be quashed this is not

determinative for the purposes of this application: it is clear on the jurisprudence of the European Court of Justice that for purposes

of the European arrest warrant the judgment of acquittal is not a final judgment, as in Mantello the acquittal does not constitute “a

procedural obstacle to the possible opening or continuation of the criminal proceedings.”

While the respondent in submissions raised an issue as to whether there are differences between the common law concept of double

jeopardy and the civil law concept of ne bis in idem, as I am satisfied that the judgment of acquittal in issue in these proceedings is

not a final judgment it is unnecessary to consider this issue.

I would dismiss the appeal an affirm the order of the High Court.

Min for Justice v John Renner-Dillon