High Court quashes Council's invalidation of partial building completion certificate due to opaque, out-of-time rejection.
Legislator summary
AI generatedThe High Court granted judicial review to quash Leitrim County Council's decision to invalidate a building completion certificate. The applicant had obtained partial certification for above-ground floors while basements remained uncertified, but the Council later rejected the certificate outside the statutory 21-day window on vague grounds of 'lack of collaborative compliance.' The court held that such a sweeping, generalized rejection was irrational and inconsistent with the express statutory permission for area-by-area partial certification. Consequently, the order of certiorari was issued to remove the invalid decision, upholding the principle that regulatory objections must be specific and timely.
Legislator headnote
AI generatedArticle 20F(6) of the Building Control Regulations 1997; Article 20F(7) of the Building Control Regulations 1997: A council's rejection of a partial building completion certificate must be made within the statutory period and based on specific defects; a sweeping, out-of-time objection grounded in general concepts of compliance undermines the express statutory scheme for area-by-area certification and is unlawful.
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[2024] IEHC 234
THE HIGH COURT
PLANNING & ENVIRONMENT
[H.JR.2024.0000047]
BETWEEN
DROMAPROP LIMITED
APPLICANT
AND
LEITRIM COUNTY COUNCIL
RESPONDENT
JUDGMENT of Humphreys J. delivered on Monday the 29th day of April 2024
1. The applicant carried out works on the Abbey Manor Hotel, Dromahair, Co. Leitrim for the
purpose of converting it to use as accommodation for international protection applicants and
displaced persons. Building regulations permit completion to be certified on a partial, area-by-area
basis. The applicant submitted a completion certificate in that regard covering the above-ground
floors. The two basement floors were to be closed off and not used pending development.
Regulations provide that a council has 21 days to invalidate the certificate, request further
information, or register it. The council engaged in unremarkable co-operative correspondence with
Dromaprop and made a limited request for technical information. Following receipt of that, the
council abruptly turned around, outside the statutory period for a rejection, and purportedly
invalidated the certificate on a sweeping, objection-in-principle basis grounded on a new concept of
lack of “collaborative compliance” arising from the uncertified parts of the development in an
unspecified way, identified only by reference to 16 chapter headings of regulations running to
hundreds of pages. The basic issue in the present case is whether such an opaque, out-of-time,
generalised rejection, inconsistent with the failure to object in principle when the certificate was
submitted, irreconcilable with the limited nature of the further information sought, and hostile to the
concept of partial certification that is expressly recognised as legitimate in regulations, is lawful.
Facts
2. Catherine Dunne B.L. sets out the background to statutory control of building standards in
her article “Building Regulations, Control Compliance and Judicial Review” in the current Bar Review,
April 2024, vol. 29 no. 2 p. 68 (notes omitted):
“Historically, building control and fire safety legislation has tended to follow as a response
to building disasters and failures. The Great Fire of London, which occurred in 1666, began
in a bakery on Pudding Lane and raged for four days, ultimately leading to the introduction
of building regulation in the UK with the Rebuilding Acts in 1667. Before the Great Fire,
London was comprised of a mass of timber-framed buildings and thereafter, the city’s
buildings were rebuilt on their original plots using brick and stone. In 1981, the tragic fire in
the Stardust nightclub in Artane, Co. Dublin, led to the introduction of the Fire Services Act,
which was followed by the Building Control Act 1990. The design and construction of
buildings is now regulated under the Building Control Acts 1990 to 2014, which provide for
the making of Building Regulations and Building Control Regulations. BC(A)R was introduced
in 2014 to amend the pre-existing legislation in response to mistakes made in developments
constructed during the Celtic Tiger period, including … Priory Hall and Longboat Quay. Set
out in 12 parts (classified as Parts A to M), BC(A)R represented one of the most significant
changes to the Building Control Code since the 1990 Act, by strengthening the existing
provisions in relation to notifications, compliance and registration of buildings.”
3. The Abbey Manor hotel in Dromahair dates from 1860. The National Inventory of
Architectural Heritage affords it a regional rating and records the following:
“Detached seven-bay two-storey double-pile hotel, built c.1860, with projecting entrance
bay with pyramidal roof and gabled dormer lights. Pitched slate roof, currently being rebuilt.
Rendered chimneystacks. Ransom coursed limestone with red brick dressings and rendered
walls to side and rear and with cut stone relieving arches to ground floor windows. Timber
casement windows with stone sills and brick surrounds. Upper windows have gables with
carved bargeboards. Replacement glazed timber door with brick surround and fanlight.
Carved stone head over doorway at south end of façade.
Appraisal
This hotel is a prominent structure in the town of Dromahair. Its ornate design incorporates
details such as the [pyramidal] roof to the entrance bay, gables and the use of contrasting
limestone and brick dressings. It is an architecturally pleasing structure, which makes a
positive contribution to the built heritage of the area.”
4. Dromaprop is the owner of the Abbey Manor Hotel. Part of the premises is included on the
Record of Protected Structures in the Leitrim County Development Plan 2023-2029.
5. The council is the building control authority for the County of Leitrim.
6. Planning permission was granted to Dromaprop on 12th January 2023 under planning
register ref. No. P22/138 to retain and complete renovations and alterations to the property including
the original Protected Structure. The grant of permission was subject to 14 conditions.
7. No commencement notice was served, contrary to the building regulations.
8. On 9th August 2023, Dromaprop served a 7 day notice under art. 20A of the Building Control
Regulations. This is not limited to any particular phase of development – that part is left blank. The
7 day notice was issued after works commenced, contrary to the regulations.
9. At some point during the course of 2023, Dromaprop made the decision to convert the
premises to use as temporary accommodation for persons seeking international protection.
10. Dromaprop liaised with the council throughout these works in respect of its statutory and
regulatory obligations in respect of the property. On 11th October, 2023, Mr Nathan Gregg, building
control officer with the council, attended at the property and discussed the phased completion and
certification with Dromaprop’s architects.
11. Dromaprop applied for a fire safety certificate and submitted a Fire Safety Report dated
October 2023. Section 1.1 of that document says that “The works relevant to this application include
all areas of the building”.
12. On 16th October 2023, the council through the medium of Mr Gregg himself issued a fire
safety certificate for “renovations works to existing hotel at Abbey Manor Hotel, Main street,
Dromahair, Co Leitrim.” This document, of note in the light of the volte face adopted by the council
later, reads as follows (note omitted):
“Leitrim County Council hereby certify that the works or building to which the application
relates, will, if constructed in accordance with the plans, calculations, specifications and
particulars submitted, comply with the requirements of Part B of the Second Schedule to the
Building Regulations, 1997 to 2022. In considering the application, no assessment has been
made as to whether the works or building will comply with other requirements of the Second
Schedule to the Building Regulations, 1997 to 20022. This fire safety certificate is granted
with no conditions.”
13. On 25th October 2023, Dromaprop pre-applied for the certification of the phased completion
of the development. The description of the works included in this notification expressly noted the
partial certification as follows: “Phased Completion of renovation works to the Ground Floor, First
Floor and Second Floor of the Abbey Manor Hotel, Dromahair Co. Leitrim.”
14. On 7th November 2023, the Department of Children, Equality, Disability, Integration and
Youth wrote to the council outlining the intended use of the property for people displaced persons
and persons seeking international protection.
15. Dromaprop issued the Certificate of Compliance upon completion at issue in these
proceedings on 13th November 2023.
16. This is a detailed document, and makes clear that it does not cover the entire property. It
includes a plan DRG No. C101 R1.0-CCC GF FF SF, which is headed “Hatched Area Not covered under
this Completion Certificate” that covers the Lower Basement Plan and Upper Basement Plan.
17. Mr Nigel Coleman, one of Dromaprop’s architects, sent an email to Mr Gregg on the same
date:
“Hi Nathan,
I have submitted the pre-notification CCC for the Abbey Manor Hotel in Dromahair.
Submission No. 8499865. The commencement date was set as 16th November.
The [Disability Access Certificate] Decision (Sub no. 4009571) was due on the 9th but has
been extended to the 23rd of November.
Can we extend the CCC date for 2 weeks or will we submit a new CCC?”
18. Mr Gregg replied 20 minutes later. His reply, set out below:
“Thanks Nigel, noted. Perhaps the easiest way is for me to request Further Information. That
will keep the CCC ‘live’ without the need to submit a new one along with the associated
documents.
I would have looked for the FDAS, EL, Mech and Elec installation and commissioning certs
anyway and this will also facilitate sufficient time for the DAC to be granted.”
19. Mr Gregg duly forwarded a request for revised information regarding the CCC to Dromaprop’s
architect on 13th November 2023. This reads as follows:
“BCMS <[address]@nbco.gov.ie> Leitrim County Council Áras an Chontae Carrick on
Shannon Leitrim
Mr Declan Hallinan, Director Mr Declan Hallinan Mr Michael Conmy
Date
Re: Abbey Manor Hotel Submission No: 2053000
13 November 2023 at 14:59
Commenced Works: Renovation Works to the Abbey Manor Hotel, Dromahair, Co. Leitrim
Completed Works: Phased Completion of renovation works to the ground floor, first floor
and second floor of the Abbey Manor Hotel, Dromahair, Co. Leitrim.
(This certificate does NOT include the upper and lower basement levels).
Address: Main Street Dromahair Leitrim F91 AT22
Dear Sir/Madam,
Leitrim County Council, as the Building Control Authority, hereby notifies you, in accordance
with Article 20F(5), that the Certificate of Compliance on Completion submission, as
referenced above, requires Revised Information or additional documentation, as listed. The
Revised Information must be returned to the Building Control Authority on or before the
27/11/2023 12:00am. Please upload installation and commissioning certification for the fire
detection and alarm system, emergency lighting system, mechanical and electrical
installations as appropriate.
Yours Sincerely,
Building Control Section Leitrim County Council
BREXIT NOTE : The departure of the United Kingdom from the European Union presents
major challenges for the Construction Industry in Ireland. From the end of the transition
period, end users such as builders, certifiers, designers and specifiers will expect to be
assured by economic operators, that the construction products they source and use are
compliant with EU marketing rules. Please see the DPLGH produced Construction Industry
Preparing for the end of the Brexit Transition Period Frequently Asked Questions which
contains a series of frequently asked questions aimed at explaining the impacts of the end
of the transition period on the supply and use of construction products in the Irish
construction sector.”
20. On or about 14th of November, the council received a detailed enquiry from a local resident,
Ms Fiona McPadden, including a query of whether the layout of the rooms in the property was
compliant with the planning permission which was sought and granted.
21. The council granted Dromaprop a Disability Access Certificate for the property on 23rd
November 2023.
22. Mr Gregg emailed Bury Architects on the 23rd November 2023, and indicated that prior to
considering the CCC it was necessary to compile “robust” documentation.
23. Dromaprop’s architect continued to liaise with Mr Gregg. On 1st December 2023, Mr Gregg
wrote to Mr Coleman in the following terms:
“Hi Nigel,
The CCC is at the Revised Information status which means that no clock is ticking effectively
from my perspective. Please ensure that all documents are uploaded prior to submitting
again.
Also, as I am sure you are aware, there has been a great deal of political interest in this
submission, it is imperative that the documentation is as thorough as possible. Thank you
for the link to the OneDrive files, I will review as soon as possible.”
24. Mr Gregg sent a further email on 19th December 2023 to Dromaprop’s architect and
engineer. He noted that the revised information sought on 13th November was outstanding and
reminded Dromaprop that the CCC was not yet valid.
25. On the same date, Dromaprop’s architect uploaded all of the outstanding requested revised
information. This information included the Fire Detection and Alarm Systems Final Certificate and
Emergency Lighting Fighting Certificate. These certificates applied to the entire property, including
the two basement floors then under construction. This represented the totality of the required CCC
documentation in respect of the first phase of the construction works at the property.
26. Dromaprop also uploaded revised CCC drawings on the same date which included not only
the entirety of the Ground, First and Second Floors, but also the completed Basement Kitchen and
Laundry. This revised CCC still did not include certain elements of the works to the remaining areas
of the lower basement floor still under construction.
27. On 20th December 2023, Dromaprop’s architect wrote referring to the fact that “there is a
lot of political interest at this property and also pressure to house refugees at this time.” He sought
a decision before Christmas in order to “move the refugees into the hotel and not have them waiting
in temporary accommodation until the new year”.
28. The next communication received by Dromaprop was the decision from the council’s Building
Control Section on 9th January 2024 to mark the CCC, submitted on 13th November 2023, and
revised on 19th December, 2023, as invalid, in the following terms:
“Leitrim County Council, as the Building Control Authority hereby notify you in accordance
with Article 20F(6) of the Building Control Regulations 1997 to 2015 that the Certificate of
Compliance on Completion in relation to the above, submitted on 2023-12-19, does not
conform to the provisions of Article 20F (3) and (4), and has been marked as Invalid, for
the following reasons:
The Phased Completion of the Building cannot be considered acceptable where upper levels
or floors depend upon the collaborative compliance of floors below them that are not included
in the Certificate of Compliance on Completion. The requirements of the Second Schedule to
the Building Regulations in respect of: A1 Loading A3 Disproportionate Collapse B1 Means
of Escape B2 Internal Fire Spread (Linings) B3 Internal Fire Spread (Structure) B4 External
Fire Spread B5 Access and Facilities for the Fire Service D1 Materials and Workmanship F1
Means of Ventilation Part H Drainage and Waste Disposal Part J Heat Producing Appliances
L1 - L4 Conservation of Fuel and Energy Part M Access and Use refer in terms of elements
or systems dependent or partly dependent on a whole building completion.”
29. This communication was followed by an email from Mr Gregg to Mr Conmy reiterating that
the phased nature of the CCC which caused it to be marked invalid. Mr Gregg then went on to warn
Dromaprop not to seek to occupy the property on pain of enforcement action and prosecution.
30. Mr Conmy responded by way of letter dated 10th January 2024 outlining the illogicality of
the council’s decision, and pointing out that it was contrary to ordinary practice to reject a CCC
simply on the basis that it related only to a completed phase of a project and not the property as a
whole.
31. That letter in effect satisfies the need for a demand as a usual prerequisite to an order of
mandamus, but in any event the submission of the certificate itself inherently constitute a request
for registration.
32. Dromaprop informed the court on 16th April 2024 that the basement works were in any
event completed recently and would be certified in the coming days. To an extent this raises a fairly
significant spectre of mootness over the proceedings if the property can now be certified as a whole,
in which context “collaborative compliance” does not arise, but I don’t need to deal with that because
it hasn’t arisen as of just yet.
Procedural history
33. Dromaprop issued the proceedings on 12th January 2024 grounded on its Statement of
Grounds and two affidavits sworn by Mr Declan Hallinan, Director of Dromaprop, and Mr Michael
Conmy, architect, respectively.
34. Dromaprop was granted leave to apply for judicial review by Hyland J. in the Judicial Review
List on 12th February 2024, on which date, with the consent of both parties, the matter was
transferred into the Planning & Environment List to travel with the related proceedings H.JR.2024.66.
35. The council filed a Statement of Opposition and Replying Affidavit of Mr Gregg on 25th March
2024.
36. Dromaprop filed a further affidavit from Mr Conmy on 26th March 2024 in response to the
council’s affidavit.
37. The council filed a further replying affidavit from Mr Gregg on the 11th April 2024 (having
provided Dromaprop with an unsworn version previously).
38. Dromaprop delivered its legal submissions on 8th April 2024. The council delivered its
replying submissions on 14th April 2024.
39. The matter was listed for hearing on Tuesday 16th April 2024, and was heard on that date
and on 17th April 2024, when judgment was reserved.
Relief sought
40. The reliefs sought in the statement of grounds are as follows:
“1. An Order of certiorari, by way of judicial review, to remove for the purpose of its
being quashed the decision of Leitrim County Council dated 9th January 2024 to declare the
Applicant’s Certificate of Compliance on Completion bearing Submission Number 2053000
invalid for the purposes of Article 20F(6) of the Building Control Regulations 1997 to 2023;
2. Such declaration(s) of the legal rights and/or legal position of the Applicant and
persons similarly situated and/or of the legal duties and/or legal position of the Respondent
as this Honourable Court considers appropriate;
3. An Order directing the Respondent to enter the Certificate of Compliance on
Completion on the Register under Part IV of the Building Control Regulations 1997, as
amended;
4. If necessary, an order for the discovery of documentation which is or has been in
the power, possession or procurement of other parties hereto and which is relevant to any
issue in these proceedings;
5. Further and/or other Orders or relief;
6. Liberty to apply;
7. Liberty to file further affidavits; and
8. The costs of these proceedings.”
41. As regards the free-floating wording of relief 3, Dromaprop indicated an intention to apply
to amend that to add the words “of mandamus” after the word “Order”. Liberty to file an amended
statement of grounds was granted, and the council did not particularly object to that on the basis
that, as directed, the existing statement of opposition would be taken as including any defences that
could be made to the claim for mandamus including the alleged lack of a letter of demand (although
as noted above, I do not regard that defence as well founded given that it is inherent in the
submission of the certificate that there is a request that it be validated and registered, which was
reinforced by the subsequent letter of 10th January 2024).
Grounds of challenge
42. The core grounds of challenge are as follows:
“1. The decision of Leitrim County Council dated 9th January 2024 to declare the
Applicant’s Certificate of Compliance on Completion bearing Submission Number 2053000
invalid (‘the decision’) for the purposes of Article 20F(6) of the Building Control Regulations
1997 to 2023 (‘the Regulations’), in respect of the Abbey Manor Hotel, Dromahair, Co.
Leitrim (‘the property’) is invalid such that it is unlawful, ultra vires, void and of no legal
effect, where it was made otherwise than in accordance with Article 20F(3) and (4) of the
Regulations, and/or is contrary to Article 20F(9) of the Regulations.
2. The decision is invalid in circumstances where it is vitiated by error of law, and/or
made upon error of fact, such that the decision is unlawful, void and of no legal effect.
3. The decision is invalid due to its unreasonableness and/or irrationality.
4. The decision is invalid such that it is unlawful, ultra vires, void and of no legal effect,
where it was made outside of the time limit of 7 days as prescribed by Article 20(6)(ii) of
the Regulations.”
Submissions of the parties
43. The statement of case helpfully summarises some of the parties’ submissions as follows:
“Applicant’s position
35. The Applicant seeks an order of certiorari quashing the decision to invalidate the
CCC on the basis that was made contrary to the provisions of the Building Regulations which
specifically allow for the phased certification of development, was based upon a fundamental
error of law, was based upon a fundamental error of fact, and was irrational.
36. Article 20F of the Regulations provides as follows:
‘20F.(1) Subject to paragraph(2), a Certificate of Compliance on Completion shall be
submitted to a building control authority and relevant particulars thereof shall be included
on the register maintained under Part IV before works or a building to which Part II or Part
IIIA applies may be opened, occupied or used. ..
(9) A Certificate of Compliance on Completion may refer to works, buildings, including areas
within a building, or developments, including phases thereof, and relevant details shall be
clearly identified on the Certificate of Compliance on Completion itself and, subject to
validation in line with the requirements at paragraphs (3) and (4), on the register.’
(Emphasis added)
37. The rejection by the Respondent of the Applicant’s CCC as invalid on the sole basis
that it relates only to the first phase of construction works, and does not include the whole
building completion, is contrary to the provisions of Article 20F(9) set out above, which
expressly provides that a CCC ‘may refer to works, buildings, including areas within a
building, or developments, including phases thereof,’.
38. The Decision was framed, and Mr Gregg’s affidavits have confirmed, on the basis
that it was impossible to assess the completed phase of the development because of the
supposed need to assess the ‘collaborative compliance’ of the then ongoing changes to the
layout of the Lower Basement Floor. This constitutes a fundamental error of fact where the
subject matter of the CCC was capable of being qualitatively assessed on foot of each of the
Building Control compliance headings identified by Mr Gregg in the Decision without any
need to assess the ‘collaborative compliance’ of the changes to the basement layout. The
factual basis of the Applicant’s submission in this regard is set out in the Second Affidavit of
Michael Conmy.
39. The phased completion and certification of works in large construction projects such
as hotels and multi-unit developments is the usual and prudent way in which such projects
are completed and certified.
40. The rejection by the Respondent of the Applicant’s CCC, which relates to the vast
majority of the property, excluding only portions of the two basement floors that are not
proposed to be used or occupied until completed and separately certified, is not only contrary
to law, but also is also contrary to industry best practice and further contrary even to basic
logic. The Applicant submits that it is therefore void by reason of irrationality.
41. The Applicant also contends that the invalidation of the compliance certification was
contemporaneous with the escalation of concerns on planning matters, and
contemporaneous with correspondence with the International Protection Accommodation
Service, a unit of the Department of Children, Equality, Disability, Integration and Youth,
and all of that points to a concerted attempt on the part of the authority to use whatever
procedural means were available, including the unexpected invalidation of the compliance
certification, to prevent the Applicant from putting the hotel premises into use.
Respondent’s Position
42. The proceedings concern judicial review of the Building Control Authority’s decision
(which function is performed in the public interest) whether to validate a certificate relating
to compliance with Building Regulations - which is highly technical and fact specific
determination and so appropriately subject to a highly deferential standard of review. The
context also includes the failure of the Applicant to comply with the Building Control in
commencing development.
43. The Applicant’s contention, at §39 above, in totally inappropriate and without
substance – the claim that the Council was seeking ‘to use whatever procedural means were
available, including the unexpected invalidation of the compliance certification, to prevent
the Applicant from putting the hotel premises into use’, in entirely rejected and same does
not correspond with any ground of challenge in the within judicial review proceedings. To
include such contentions and incorrect allegations in the Statement of Case is totally
inappropriate.
44. The Applicant’s case is advanced on a misunderstanding of the Council’s Decision
and the reason provided – based on this misunderstanding the Applicant alleges that the
Council invalidated the CCC ‘because it related to a phase of the development, rather than
the entirety of the development’ (Submissions at §27) – on this flawed basis it is asserted
that the Council acted contrary to Art.20F(9) of the Building Control Regulations. The
foregoing demonstrates the incorrect interpretation adopted by the Applicant upon which it
has advanced its narrow pleaded case.
45. The Council, upon receipt of the CCC and the further information sought, assessed
same in terms of compliance with the Second Schedule of the Building Regulations, in the
exercise of evaluative judgment, pursuant to Art.20F of the Building Control Regulations.
Contrary to the Applicant’s interpretation of the Council’s Decision, on any objective reading
of same, it is clear that the Council invalidated the CCC in light of the dependency / partial
dependency between the levels of the building as a whole, including the parts in the CCC
and those not, and by express reference to various aspects of the Second Schedule of the
Building Regulations – in accordance with Art.20F(3) and Art.20F(4) of the Building Control
Regulations. The Applicant’s misunderstanding of the Council’s reasoning is evident from the
fact that neither it, in the Statement of Grounds, nor Mr Conmy (the Applicant’s Architect),
in his first Affidavit, allege any error or flaw against the Council’s Decision by reference to
any aspect(s) of the Second Schedule of the Building Regulations referred to in the Council’s
reason for refusal and the works carried out/the subject matter of the CCC. There is no
pleaded case advanced in this regard – and insofar as the Applicant attempt to do so in the
Second Affidavit of Mr Conmy, this is not permissible.
46. The Applicant, in an attempt to advance arguments of irrationality: (i) adopts and
relies on the incorrect standard of review; and (ii) fails to understand that the Council’s
assessment and evaluation of the materials does not equate to a ‘material error of fact’. In
substance, the Applicant’s grounds comprise submissions as to the merits and, in the within
proceedings, the Applicant, in essence seeks to impermissibly substitute its evaluation of
the works for that of the Council – which it is not open to it to do.
47. The Council’s decision was lawful, rational and in accordance with the statutory
scheme provided for by Art.20F of the Building Control Regulations.”
The law
44. A feature of the current building control regime is an element of self-certification by
professions on behalf of those responsible for the development, subject to regulatory oversight.
45. The building control code of practice provides:
“1.5 Regulatory Oversight
Oversight is central to the revised arrangements for the control of building activity that will
operate from 1 March 2014. Building Control Regulations require the private sector to play
an active part in achieving compliance and providing better buildings. A key aim of the Code
is for regulatory oversight to ensure a culture of compliance with Building Regulations using
a risk based approach to target those who are non- compliant.
Building Owners, Designers and Builders are responsible for the notices, certificates, plans
and documentation that are to be lodged with building control authorities. Regulatory
oversight is necessary in order to ensure that any failure of regulation among the agencies
involved – be they Building Owners, Designers, Builders and/or Building Control Authorities
is detected and remedied in an effective and timely manner.
A key element in detection is the system of risk analysis, whereby the online Building Control
Management System, having regard to the notices and documents lodged at
commencement, will inform the Building Control Authority’s decisions to deploy available
resources towards the inspection and investigation of those construction projects where the
risk of failure is highest. This will help Building Control Authorities to escalate findings of
non-compliance and, where necessary, effectively use their powers of inspection,
enforcement and prosecution in the event of serious breaches of Building Regulations. The
aim is that the powers of enforcement and prosecution will become a more credible threat
to those who are non-compliant.
2. Definitions
The definitions set out below are for the purpose of explaining terms used in this Code of
Practice. They are not, and should not be construed as being, legal definitions or
interpretations of similar terms which may be used in the Act of 1990 or any regulations
made thereunder.”
46. In the already-mentioned article, Catherine Dunne BL helpfully sets out the background:
“The primary legal responsibility for compliance with the requirements of the Building
Regulations rests at all times with the owner of the building or works, and with any Builder
or designer engaged by the owner. It must be noted that contractual obligations are separate
and distinct from the statutory obligations under BC(A)R. All new buildings, and existing
buildings that undergo an extension, a material alteration or a material change of use must
be designed and constructed in accordance with BC(A)R. BC(A)R requires the submission to
the BCA, via the online Building Control Management System (BCMS), of statutory notices
of commencement and completion, accompanied by certification of design and construction,
lodgement of compliance documentation, proposed inspection regimes and evidence of
inspections during the construction phase, and validation and registration of certificates.
Roles are assigned to various parties by BC(A)R, including Owners, Designers, Builders,
Assigned Certifiers and Ancillary Certifiers.”
47. Ms Dunne goes on:
“It is important to note that where a Certificate of Compliance on Completion or a
Commencement Notice is submitted to a BCA, s.6(4) of the 1990 Act clearly asserts that the
BCA is not under any duty to ensure that the relevant works or building complies with the
Building Regulations, is free from defect or that the Certificate of Compliance is true and
accurate. BCAs have the power under s.11(3) of the Building Control Acts 1990-2014 to
request information, examine and scrutinise proposals, carry out inspections, issue
enforcement notices and, where necessary, prosecute owners and/or Builders who fail to
comply with statutory requirements. Currently, it appears that Building Control has a ‘hands-
off’ role in the application of BC(A)R; it simply considers the documentation submitted to
the BCMS for the purposes of certification, which is largely similar to the previous ‘tick the
box’ exercise engaged in during the pre-BC(A)R era. Designers and Builders can sign off on
their own buildings, a practice that would not be deemed permissible in many other
jurisdictions.”
48. A consolidated version of the Building Control Regulations 1997 is set out at
https://revisedacts.lawreform.ie/eli/1997/act/496/front/revised/en/html. (Maybe this is as good a
time as any to mention that the Law Reform Commission has significantly improved its presentation
of revised legislation since I drew attention to some issues in that regard in Stapleton v. An Bord
Pleanála & Ors (No. 4) [2023] IEHC 344, [2023] 6 JIC 2306.)
49. The commencement of works is meant to be preceded by a commencement notice under
art. 8:
“8. A person who intends to carry out any works, or to make a material change of use as
regards a building to which this Part applies, shall give, to the building control authority in
whose functional area the works or building are, is or will be situated, notice in writing of
such intention (in these Regulations referred to as a ‘commencement notice’) not less than
fourteen days and not more than twenty-eight days before the commencement of the works
or the making of the material change of use.”
50. Article 11 provides for the application of Part III (fire safety certificates) to certain types of
works including hotels:
“Application of Part III.
11. (1) Subject to sub-article (2) and articles 3 and 6, this Part applies to—
(a) works in connection with the design and construction of a new building,
(b) works in connection with the material alteration of—
(i) a day centre,
(ii) a building containing a flat,
(iii) a hotel, hostel or guest building, or
(iv) an institutional building, or
(v) a place of assembly, or
(vi) a shopping centre,
but excluding works to such buildings, consisting solely of minor works,
(c) works in connection with the material alteration of a shop, office or industrial
building where—
(i) additional floor area is being provided within the existing building, or
(ii) the building is being subdivided into a number of units for separate occupancy,
(d) works in connection with the extension of a building by more than 25 square
metres,
(e) a building as regards which a material change of use takes place,
to which the requirements of Part B of the Second Schedule to the Building
Regulations apply.
(2) For the purposes of this Part, the following buildings are exempted—
(a) a single storey building which—
(i) is used exclusively for the storage of materials or products, for the
accommodation of plant or machinery or in connection with the housing,
care or management of livestock,
(ii) is used solely for the purpose of agriculture, and
(iii) is a building in which the only persons habitually employed are engaged
solely in the care, supervision, regulation, maintenance, storage or removal
of the materials, products, plant, machinery or livestock in the building,
and which is either attached to another such building or detached from any
other building,
(b) a building used as a dwelling other then [sic] a flat,
(c) a single storey building used as a domestic garage,
(d) a single storey building (other than one described in (c)) ancillary to a dwelling
(such as a summer house, poultry-house, aviary, conservatory, coal shed, garden
tool shed or bicycle shed) which is used exclusively for recreational or storage
purposes or the keeping of plants, birds or animal for domestic purpose's and is not
used for the purposes of any trade or business or for human habitation,
or to works in connection with such a building provided that, after the works are
carried out, the building is or continues to be a building referred to in paragraphs
(a) to (d).
(3) This Part shall not apply in relation to works carried out in compliance with a notice
served under Section 20 of the Fire Services Act 1981 (No. 30 of 1981).”
51. I should note that the typographical error in sub-para. (2)(b) (“then” instead of “than”) is
not just a feature of the consolidated version - it also appears in the original:
https://www.irishstatutebook.ie/eli/1997/si/496/made/en/print#article11.
52. Article 20A provides for a 7-day notice:
“20A (1) (a) A 7 day notice shall be submitted to a building control authority in respect of:
(i) all works or buildings to which Part III applies, pursuant to Article 11(1) of these
Regulations, and
(ii) where it is proposed to commence work before grant of the relevant fire safety
certificate.”
53. Article 20F of the 1997 regulations provides:
“20F (1) Subject to paragraph (2) , a Certificate of Compliance on Completion shall be
submitted to a building control authority and relevant particulars thereof shall be included
on the register maintained under Part IV before works or a building to which Part II or Part
IIIA applies may be opened, occupied or used.
(2) Subject to paragraph (10) , the requirement for a Certificate of Compliance on
Completion shall apply to the following works and buildings —
(a) the design and construction of a new dwelling,
(b) an extension to a dwelling involving a total floor area greater than 40 square
metres,
(c) works to which Part III applies.
(3) A Certificate of Compliance on Completion shall be —
(a) in the form specified for that purpose in the Sixth Schedule , and
(b) accompanied by such plans, calculations, specifications and particulars as are
necessary to outline how the works or building as completed —
(i) differs from the plans, calculations, specifications and particulars
submitted for the purposes of Article 9(1)(b)(i) or Article 20A(2)(a)(ii) as
appropriate (to be listed and included at the Annex to the Certificate of
Compliance on Completion), and
(ii) complies with the requirements of the Second Schedule to the Building
Regulations, and
(c) accompanied by the Inspection Plan as implemented by the Assigned Certifier in
accordance with the Code of Practice referred to under Article 20G(1) or a suitable
equivalent.
(4) On receipt of a Certificate of Compliance on Completion, a building control authority shall
—
(a) record the date of receipt of the Certificate, and
(b) consider within 21 days of the date of its receipt whether the Certificate of
Compliance on Completion is valid having regard to —
(i) the requirements of paragraph (3) above, and
(ii) the building control authority’ s own satisfaction that all enforcement
notices, information requests and statutory processes, including any
applications for certificates under Part III, Part IIIA or Part IIIB , relevant to
the building concerned have been satisfactorily concluded.
(5) Where the building control authority considers that a Certificate of Compliance on
Completion may not be valid having regard to paragraphs (3) and (4) , the building control
authority may within 21 days of receipt of the certificate, write to the person who submitted
the certificate and
(i) inform them, giving reasons, that the certificate does not comply with paragraphs
(3) and (4) and cannot be accepted by the authority, or
(ii) require the person submitting the certificate to submit such revised certificate or
such additional documentation as may be deemed necessary by the building control
authority to accompany the certificate for the purposes of paragraphs (3) and (4).
(6)(i) Where the building control authority considers the Certificate of Compliance on
Completion to be valid having regard to paragraphs (3) and (4), the building control
authority shall, no later than 21 days of receipt of said certificate, enter particulars relating
to the relevant certificate on the register maintained under Part IV and shall notify the person
who submitted the certificate that particulars have been included on the register.
(ii) Notwithstanding paragraph (6)(i), where a revised certificate or additional
documentation has been required in accordance with paragraph (5)(ii) , the building control
authority, on full receipt of such revised certificate or additional documentation as
appropriate, may avail of a further period of 7 days within which to consider the validity of
the certificate. On or before the expiry of said 7 day period the building control authority, if
it considers that no further action is warranted pursuant to paragraph (5), shall enter the
relevant particulars on the register and notify the person who submitted the certificate as
appropriate.
(7) A building control authority serving a notice in accordance with paragraph (5)(i) shall
return to the person giving the certificate, the certificate and any documentation that
accompanied the certificate.
(8) Where the plans, calculations, specifications and particulars comprehended under
paragraph (3)(b) and the Inspection Plan comprehended under paragraph (3)(c) have been
submitted to a building control authority on a date falling not more than 5 weeks and not
less than 3 weeks prior to a nominated date on which a valid Certificate of Compliance on
Completion is intended to be entered on the register, the building control authority shall at
that point begin to consider the validity of a prospective Certificate of Compliance on
Completion in accordance with paragraphs (3) and (4) so that the authority is in a position
to include the details of the relevant Certificate of Compliance on Completion on the register
on the nominated date provided that a valid Certificate of Compliance on Completion is
received by the building control authority on a date not later than the date preceding the
nominated date.
(9) A Certificate of Compliance on Completion may refer to works, buildings, including areas
within a building, or developments, including phases thereof, and relevant details shall be
clearly identified on the Certificate of Compliance on Completion itself and, subject to
validation in line with the requirements at paragraphs (3) and (4) , on the register.
(10) Notwithstanding the provisions of subparagraphs (2)(a) and (2)(b) , where a valid
Declaration of Intention to Opt Out of Statutory Certification has been included on the public
register in respect of a new single dwelling, on a single unit development, or an extension
to a dwelling, then the provisions of Article 20F shall not apply.”
54. The council argued that the statutory provision for partial certification could apply to phases
but could not apply to areas of the hotel in the manner adopted. That argument is incorrect because
it can’t be reconciled with the legislative provision - “A Certificate of Compliance on Completion may
refer to works, buildings, including areas within a building, or developments, including phases
thereof ...”. A given floor or floors constitute “areas within a building”. The council’s submission is
perhaps best viewed as just a reformulation of their more basic defence which is that the particular
partial certification wasn’t permissible due to “collaborative compliance”. Disposing of that argument
doesn’t require any elaborate or creative re-writing of the term “areas” in the regulations, nor does
such re-writing make the argument less infirm than it otherwise would be. But we will come to all
that in due course.
55. Regulation 20G provides for the issue of a statutory code of practice:
“Code of Practice for Inspecting and Certifying Buildings and Works
20G (1) The Minister may from time to time publish a document with the title of the Code
of Practice for Inspecting and Certifying Buildings and Works for the purposes of providing
guidance with respect to inspecting and certifying a building or works for compliance with
the requirements of the Second Schedule to the Building Regulations.
(2) Where a building or works to which these Regulations apply is inspected and certified in
accordance with the guidance contained in the Code of Practice for Inspecting and Certifying
Buildings and Works this shall, prima facie, indicate compliance with the relevant
requirements of these Regulations.
(3) The provisions of any guidance contained in the Code of Practice for Inspecting and
Certifying Buildings and Works concerning the use of a particular inspection framework or
approach shall not be construed as prohibiting the use of other suitable frameworks or
approaches.”
56. The relevant code of practice was issued by the Minster in September 2016. The code
provides as follows:
“3.6.4 Completion stage
The role of the Building Control Authority at completion stage is to validate the submission
of the Certificate of Compliance on Completion and, where appropriate to include details of
same in the statutory Register. The validation process will include checking that the
certificate was properly completed and signed by the appropriate persons. The authority will
check that there are no unresolved matters in relation to requests under Section 11 of the
Act or Enforcement Notices or conditions attached to Fire Safety Certificates, Disability
Access Certificates, etc. It is not appropriate for the Building Control Authority to commence
a technical assessment at this stage. Documents accompanying the certificate of compliance
on completion should be retained on the Building Control Management System by the
Building Control Authority.
4. Certification
4.1 Certificates Required
As set out in the Building Control Regulations, certificates are required for certain buildings
and works. The following four certificates are required to be submitted:
(a) the Design Certificate signed by the Design Certifier at the commencement stage;
(b) the form of Undertaking signed by the Assigned Certifier at the commencement stage;
(c) the form of Undertaking signed by the Builder at the commencement stage; and
(d) the Certificate of Compliance on Completion signed by the Builder and by the
Assigned Certifier at completion stage.
4.2 Who can sign as the Design Certifier and/or as the Assigned Certifier
4.2.1 Assigned Certifier and Design Certifier
The following may be appointed and sign as the Assigned Certifier, provided they are
competent in relation to the particular works involved:
(a) Architects that are on the register maintained by the RIAI under Part 3 of the Building
Control Act 2007; or
(b) Building Surveyors that are on the register maintained by the SCSI under Part 5 of the
Building Control Act 2007; or
(c) Chartered Engineers on the register maintained by Engineers Ireland under section 7 of
the Institution of Civil Engineers of Ireland (Charter Amendment) Act 1969. Similarly, the
Design Certifier must be one of the above registered professionals and must be competent
to carry out their design and to co-ordinate the design activities of others for the works
concerned.
4.2.2 Ancillary Certifiers
Apart from the Assigned Certifier and Design Certifier there is likely to be a range of certifiers
on most projects, including certifiers appointed by the Building Owner, by his design team
and/or by the Builder. Ancillary certifiers may include:”
57. The type of certificate in question here, the certificate of compliance on completion, is
addressed in para. 4.6 of the guidelines:
“4.6 Certificate of Compliance on Completion
The Assigned Certifier and the Builder sign the Certificate of Compliance on Completion,
supported by Ancillary Certificates from other members of the design team and by
certificates from specialist sub-contractors. The Assigned Certifier lodges the following on
the Building Control Management System with the Building Control Authority:
(a) the Certificate of Compliance on Completion, supported by a schedule of Ancillary
Certificates from other members of the design and construction team; and
(b) such plans, calculation, specifications and particulars as are deemed necessary by the
Assigned Certifier to show how the building as completed achieves compliance with the
Building Regulations and, indicating clearly, wherever applicable, how these documents
differ from any documents submitted to accompany the Commencement Notice or submitted
at a later date.”
58. Of particular relevance to the present situation is the following:
“8. Completion Stage
8.1 Submission at completion
At completion stage, the Assigned Certifier is required to submit the following to the Building
Control Authority:
(a) a Certificate of Compliance on Completion signed by the Builder (at Part A) and
by the Assigned Certifier (at Part B);
(b) plans, calculations, specifications and particulars, showing how the completed
building has achieved compliance with the Building Regulations must be lodged on
the Building Control Management System when the Certificate of Compliance on
Completion is submitted or at an earlier date. Where design documents have
changed or supersede design documents previously lodged with the Building Control
Authority with the Commencement Notice or at a later date, any such difference
should be clearly identified;
(c) the Inspection Plan as implemented by the Assigned Certifier in accordance with
this Code of Practice.
NB: The Certificate of Compliance on Completion must be validated and registered
by the Building Control Authority before the building it relates to may be opened,
used or occupied. If rejected by Building Control Authority within 21 days, the
certificate is not valid.
8.2 Validation and Registration of Certificate
Where a Certificate of Compliance on Completion is received by a Building Control Authority,
the Authority should validate the certificate and place it on the register where it is in order
to do so within 21 days. The validation process will include checking that the certificate was
properly completed and signed by the appropriate persons i.e. the Assigned Certifier and
the Builder. The authority will check that there are no unresolved matters in relation to
requests for information, enforcement notices or conditions attaching to Fire Safety
Certificates, Disability Access Certificates, etc. It is not appropriate for the Building Control
Authority to commence a technical assessment at this stage.
On receiving the certificate and accompanying documents, the Building Control Authority
will:
(a) record the date of receipt of the certificate (this should be done online);
(b) within the next 21 days consider whether the certificate is valid and:
1) if valid, include details of the certificate on the statutory register,
2) if the certificate is regarded as not being valid, the Building Control
Authority will reject the certificate and notify, giving reasons, the Assigned
Certifier that the certificate cannot be accepted or require the Assigned
Certifier to submit such revised certificate or additional documentation as
may be deemed necessary by the authority for the purposes of validation.
(c) where the Building Control Authority does not validate or reject a certificate or
seek a revised certificate or additional documentation within the 21 day period, the
certificate will be placed on the Register automatically. A development, where the
Certificate of Compliance on Completion has been registered will be deemed to
comply with the certification procedures of the Building Control Regulations 1997 to
2015 if it has not been rejected by the Building Control Authority within the statutory
21 day period;
(d) if the Building Control Authority requires a revised Certificate or further
documentation to be lodged, and such revised certificate or documentation is
submitted, the Building Control Authority may, within 7 days of the date of the
submission, seek additional clarification in relation to the revised certificate. Where
additional clarification is not sought by the Building Control Authority within this
seven day period, the Building Control Authority will include details of the Certificate
of Compliance on Completion on the statutory Register.
8.3 Nominated Date for Registration of Certificate
(a) Between 3 and 5 weeks prior to a nominated completion date for the building,
the Assigned Certifier may submit the required documentation demonstrating
compliance and the Inspection Plan to the Building Control Authority and ask the
Authority to proceed to consider the validity of the prospective Certificate of
Compliance on Completion with a view to facilitating the inclusion of the details of
the Certificate of Compliance on Completion on the statutory register on the
nominated date.
(b) The Building Control Authority at that point arranges to undertake its validation
checks and satisfy itself that there are no unresolved matters in relation to requests
under Section 11 of the Act or enforcement notices or conditions attached to Fire
Safety Certificates, Disability Access Certificates, etc.
(c) The Building Control Authority will also check the names of the Assigned Certifier
and Builder as provided. Where the authority is not satisfied that matters are in
order it will notify the Assigned Certifier that a Certificate of Compliance on
Completion cannot be accepted and give reasons why.
(d) Where the Building Control Authority is satisfied that all requirements in relation
to the submission of documentation have been met and where a valid Certificate of
Compliance on Completion (that is consistent with the project described in the
relevant Commencement Notice and the documentation submitted 3 to 5 weeks
earlier and signed by appropriate persons notified as having been assigned to act as
Builder and Assigned Certifier) is presented no later than one working day prior to
the nominated date, the Certificate of Compliance on Completion will be included on
the statutory register on the nominated date.
8.4 Phased Completion
For buildings that are completed for occupation on a phased basis for example houses or
apartment blocks, it is appropriate that Certificates of Compliance on Completion for each
phase may be submitted separately. In this regard, it should be noted that a Certificate of
Compliance on Completion may refer to works, buildings, including areas within a building,
or developments, including phases thereof. In such circumstances, one or more certificate
of compliance on completion may be referenced to a single Commencement Notice. All
Builders and Assigned Certifiers signing Certificates of Compliance on Completion should
clearly identify the precise building units or works to which it relates. Where it is in order to
do so, the Building Control Authority should accept the certificate for the particular phase
and place it on the register.”
The issues
59. The essential issues arising are as follows (subject to pleading objections that, as will be
seen, I don’t need to resolve):
(i) once the 7 day period from the furnishing of the revised certificate expired without
action from the council, was the council obliged (and does it therefore remain
obliged) to register the certificate forthwith?
(ii) assuming for the sake of argument that the council was entitled to reject the validity
of the certificate on the basis of a lack of collaborative compliance, was the rejection
unlawful when the council had previously requested only limited further information
at a point in time when the alleged lack of collaborative compliance was equally
present?
(iii) assuming for the sake of argument that the council was entitled to take into account
collaborative compliance by reference to uncompleted parts of the development, did
it fail to do so lawfully here on the facts by reference to the terms of the decision
actually made?
(iv) is a council lawfully entitled to reject a certificate on the basis of a lack of merits as
to the asserted compliance with the building code, as opposed to merely on the basis
that necessary self-certification documents and similar documents have not been
provided? and
(v) is a council lawfully entitled to reject the certificate on the basis of the council’s
detailed opinion of a lack of compliance that is due to dependency on other parts or
phases of the development that are not the subject of the certificate or a previous
certificate?
Issue 1 - The obligation to validate the certificate within 7 days
60. The council’s main defence to the argument that they failed to act within the statutory 7 day
period is that if they request further information during the initial 21 day period, they can just pocket
the balance of the 21 day period and add it to the (indeterminate) time during which an applicant
will be considering the request for further information, which may be over 21 days, but also add that
period to the 7 day period following receipt of the further information. Thus the council’s position is
not just that it can “transfer” the period until after the additional information but can also “suspend”
that period such that it does not run during any period when an applicant is considering the request
for further information.
61. None of this has any basis whatsoever in the legislation. No other comparable statutory
time limits work on the basis that such an unwritten procedure can be implied. Indeed allowing such
a massive unwritten extension inherently undermines the time limits that are written in the
legislation. The regulations clearly specify the 21 and 7 day periods running from dates of
submission of identified documents.
62. Firstly we have sub-para. (6)(i). If the papers are in order, the council “shall, no later than
21 days of receipt of said certificate, enter particulars relating to the relevant certificate on the
register maintained under Part IV and shall notify the person who submitted the certificate that
particulars have been included on the register”. Under sub-para. (6)(ii), if further information is
requested the council “may avail of a further period of 7 days within which to consider the validity
of the certificate”, again dating from the receipt of the revised information. The word “may” means
that the council doesn’t need to avail of the period and may simply register the certificate on receipt.
However if it wishes to avail of the period, what applies is the requirement that “On or before the
expiry of said 7 day period the building control authority, if it considers that no further action is
warranted pursuant to paragraph (5) , shall enter the relevant particulars on the register and notify
the person who submitted the certificate as appropriate”. The words “on or before the expiry of said
7 day period” would be redundant unless they imported an obligation to decide whether any further
action was warranted within that period. Sure, if the council decided on further action, they could
proceed on foot of sub-para. (5) and need not register. But the clear and necessary implication is
that if the council does not so decide within the specified time limit then the requirement to register
the certificate has effect on the expiry of the 7 day period from receipt of the revised information.
So if the period passes without any action by the council then any discretionary consideration
becomes a mandatory obligation. A council’s refusal to register is thus not only amenable to an
order of certiorari but also to an order of mandamus to validate and register.
63. The council argued that the time limit was directory rather than mandatory having regard
to the need for protection of health and safety. While superficially plausible, like so much of the
council’s submission (characteristic of the excellent legal efforts made on the council’s behalf), that
is unfounded for several reasons. Firstly the overall scheme of the regulations is dependent on there
being action within specific time lines that are dependent on other time lines. Creatively interpreting
that as merely directory would undermine the extent to which the interlocking parts hang together,
and would be a failure to carry out the judicial mission statement to uphold the Constitution and the
laws. Secondly, there are no massively adverse health and safety implications caused by the council
registering the certificate. The council can still proceed by way of an enforcement notice or court
application if it subsequently forms the view that there is a breach of building regulations. Thirdly,
the policy background for the time limits is as set out in the code of practice: “It is not appropriate
for the Building Control Authority to commence a technical assessment at this stage”. Such an
approach reinforces the concept that the council is required to act within the statutory time limits.
It wouldn’t make sense for the process to be intended to be normally one of formal checking of the
documentation, but also give the council endless time by holding the limits to be merely directory.
The council here disregarded the guidance by engaging in technical assessment. Assuming for the
sake of argument that that was lawful at the level of principle, such an exercise should have been
carried out within the statutory timelines.
64. On that basis I would uphold core ground 4 and sub-ground 14:
“4. The decision is invalid such that it is unlawful, ultra vires, void and of no legal effect,
where it was made outside of the time limit of 7 days as prescribed by Article 20(6)(ii) of
the Regulations.
…
14. In circumstances where Article 20F(6)(ii) appears to be basis on which the impugned
decision was made (although this is not specified), the decision is unlawful and ultra vires in
circumstances where it was made outside of the time limit prescribed. Accordingly, where
the CCC was not deemed invalid, for lawful reasons, within the relevant time period, the self
certified compliance has not been invalidated and accordingly the Applicant is entitled to
have the CCC entered onto the Register for the purposes of Part IV of the Regulations, Article
21.”
Issue 2 – the failure to raise collaborative compliance on original receipt of the certificate
65. The intention of the regulations is that the council should address any issues with a certificate
in accordance with fairly strict time lines. The council has 21 days from receipt of the certificate to
decide on validity. It has the option to request further information during the 21 day period, in
which case it has 7 days from the provision of the information. However the request for information
is not intended to be a stalling tactic. The intention to engage promptly with the certificate would
be defeated if a council could “store up” objections to be launched at a later date.
66. If the council had a genuine, lawful and valid concern about collaborative compliance when
the certificate was received, it could have (and a reasonable council would have) raised that with an
applicant at that time. What it would not have done (and what the council did do) was to send the
applicant on a pointless wild-goose-chase of putting in further material when there was a pre-
existing overall objection in principle.
67. Dromaprop hasn’t pleaded that the council acted mala fide, so we don’t need to discuss that
at this stage. But it has pleaded that the council acted irrationally, unreasonably and unlawfully.
That pleaded complaint has been made out. The approach of seeking very specific further
information does not sit rationally with the council harbouring a fundamental objection. Rather a
rational and lawful decision-making process must mean that if the council seeks specified further
information, the council was not postulating an objection in principle that could not be affected by
such further information but rather had concerns which were limited to matters that could logically
be affected by receipt of the documentation sought. A rational council acting lawfully would be
confined on receipt of the additional material to issues that arose from that material.
68. This isn’t a case like Greaney v. Dublin Corporation [1994] 3 I.R. 384, [1994] 3 JIC 0701
(Morris J.) where the complaint was rejection without prior notice. The lack of prior notice of the
objection in itself isn’t what makes the decision unreasonable. It is the failure to raise the objection
at the point in time when the material giving rise to the objection was actually submitted. Instead
the council “sent the fool further” by seeking further information, and then turned round and
effectively said that the new information was irrelevant or at least not decisive, because of an overall
objection arising from 16 chapters in the building regulations which were allegedly contravened by
the adoption in principle of partial certification in this context.
69. So the issue isn’t akin to that in N.P.B.K. (D.R.C.) v. The International Protection Appeals
Tribunal [2020] IEHC 450, [2020] 9 JIC 2505 where the unfounded complaint was inter alia that the
decision-maker hadn’t signalled to the applicant in advance the nature of its evaluative judgment.
That isn’t the complaint here.
70. For the foregoing reasons I would uphold sub-ground 7:
“7. The Respondent had not raised any concerns or queries regarding the fact that the
CCC as originally submitted on 13th November 2023 referred only to the Ground, First and
Second Floors of the property in any of the extensive correspondence exchanged after that
date. Nor were any such concerns raised by the Respondent’s officers who carried out
inspections at the property after 13th November 2023. Accordingly, the application was first
treated as valid for the purposes of Article 20F(3) and (4), before supplemental
documentation was submitted (by upload to the Building Control Management System
(‘BMCS’)) on 19 December 2023. The first time at which the phased nature of the CCC was
raised as an alleged ground of invalidity was in the decision of 9th January 2024.”
Issue 3 – the validity of the actual reason offered
71. Let’s recall the actual reason given. On 9th January 2024 the Building Control Section of
the council wrote to Dromaprop:
“The Phased Completion of the Building cannot be considered acceptable where upper levels
or floors depend upon the collaborative compliance of floors below them that are not included
in the Certificate of Compliance on Completion. The requirements of the Second Schedule to
the Building Regulations in respect of: A1 Loading A3 Disproportionate Collapse B1 Means
of Escape B2 Internal Fire Spread (Linings) B3 Internal Fire Spread (Structure) B4 External
Fire Spread B5 Access and Facilities for the Fire Service D1 Materials and Workmanship F1
Means of Ventilation Part H Drainage and Waste Disposal Part J Heat Producing Appliances
L1 - L4 Conservation of Fuel and Energy Part M Access and Use refer in terms of elements
or systems dependent or partly dependent on a whole building completion.”
72. Dromaprop was fairly unsparing in submissions about this:
“34. The Applicant submits that the Respondent, in invalidating a Certificate of
Compliance on Completion because it related only to a phase of a development acted not
only contrary to law, and in material error of fact, but contrary to ordinary logic and well-
established industry norms. The decision was so baseless as to be irrational, and one which
no sane decision maker could essay.
...
45. The Applicant submits that the circumstances of these proceedings fall squarely
within the limited category of decisions which can be legitimately impugned on the basis of
irrationality. The list of Building Control headings which the Respondent asserted depended
upon the ‘collaborative compliance’ of the lower basement can only be reasonably described
as irrational. For example, how does the compliance of a car park with the Building Control
requirements for fire tender access depend upon works to a basement floor? How does the
compliance of ventilation via open windows on a first floor depend upon works to a basement
floor? How is the adequacy of the materials used in a hotel lobby dependent on works to a
lower basement floor? These assertions are, by definition, irrational. In point of fact, there
was precisely nothing in the submitted CCC that depended in any way on the collaborative
compliance of the works to the basement. The affidavit evidence from both parties bears
this out. It is clear both from the face of the Decision and the paucity of the matters set out
therein, that the CCC was invalidated because it related to a phase of the development only.
46. It is further submitted that this occurred in circumstances where the Respondent
was under considerable political pressure locally. The Decision was unexpected and it out of
the norm in such circumstances. The Decision was not only legally flawed but based on
factual error, unsupported by any material, and unsupported by any logic or reasons. There
was simply no relevant material before the Respondent that would have allowed a reasonable
building control authority to invalidate the submitted CCC.
...
49. The Respondent’s twin decisions to invalidate the CCC and to follow that by seeking
relief under s.160 of the Planning and Development Act 2000 in the related proceedings had
the substantive effect of preventing the Applicant from putting the property at the disposal
of the Minister for Integration for the temporary accommodation of persons seeking
international protection.”
73. There are a couple of striking things about the council’s missive. Firstly, it represents a
startling handbrake turn in the relatively co-operative correspondence as between the parties. A
switch is thrown behind the curtain, and what had been a fairly low-key, technical, collaborative
discussion in first-name terms suddenly becomes an unheralded jolt of officious rejection.
74. The Irish writer Elizabeth Bowen contributed a deliciously tart turn of phrase to our culture
when she described Aldous Huxley as “the stupid person’s idea of the clever person” (reportedly in
“Mr Huxley’s Essays” (Review of The Olive Tree and Other Essays by Aldous Huxley), The Spectator,
11th December, 1936, p. 24, although that citation does not currently appear in the online archive).
The council and its officials aren’t stupid of course. But they may not be fully informed about forensic
psychology. One is reminded of Bowen here because the kitchen-sink nature of the rejection –
relying on 16 chapters running to hundreds of pages – is something approximating to an uninformed
person’s idea of a clever decision. It’s almost as if the council thought the more headings and
generalities they crammed in to the rejection, the more impregnable it would look to a court - as if
every additional chapter referred to was another sandbag against challenge.
75. Mr Gregg has attempted in an ex post facto manner to set out arguments on affidavit as to
how the certificate could be inadequate. But that is unimpressive on the facts here, for multiple
reasons. Firstly, the actual decision is so general that it more than smacks of hostility to partial
certification altogether. The concession that partial certification is fine and dandy in general, just
not for this particular accommodation for protection seekers, only came later. Secondly insofar as
the objection is now meant to be not to partial certification in general but only to partial certification
here, that objection is a day late and has strong elements of a re-writing of the original. And thirdly
the new version of events is also a dollar short in that its vagueness does not stand up under the
detailed forensic onslaught unleashed by Dromaprop on affidavit. We will look at that more closely
later.
76. Starting with the first point, the decision says that inter alia that “The requirements of the
Second Schedule to the Building Regulations in respect of: [16 different chapters in a document of
about 550 pages] refer in terms of elements or systems dependent or partly dependent on a whole
building completion.” That is phrased as a bald generalisation, not a careful, detailed, granular
attempt to apply a general principle to the facts of the particular case. If that is a valid rationale
then there could never be a partial certification.
77. Mr Gregg’s attempt to explain the decision at the time (as opposed to later on with the
leisure of thought, consultation and potential advice) doesn’t help his position at all. He stated:
“I have considered the certifications, as built drawings and declarations in respect of the
CCC for the Abbey Manor Hotel in some detail. No matter how I look at it I cannot see how
this can be considered a Valid CCC when taking the Upper Floors in isolation from the rest
of the Building. This means, unfortunately, I have no alternative but to record it as Invalid
on the BCMS which I have now done.”
78. That is phrased as an objection in principle to the partial certification. Again there is nothing
specific articulated about the particular building that makes partial certification, permitted generally
by the regulations, impossible here. The council are now adopting a position along the lines of “oh
no, we never objected to partial certification in principle, it’s a long lists of points specific to this
building that are the problem here”. The value of such after-thought is frequently low and is so
here.
79. If I am wrong that the general hostility to partial certification articulated at the time makes
the decision invalid, and if the meaning of the decision is to be read as conveying only that while
none of these chapters are an obstacle to partial certification in general, there is something about
this particular development that makes partial certification invalid, the problem with that is that the
council didn’t say at the time (or in any persuasive way since – but we will come to that shortly)
what exactly it was that is special to this development that creates that situation.
80. There isn’t anything about this particular development that is pointed to in the decision that
separates it from the general principle of the legitimacy of partial certification. It would be
inappropriate to allow the council to supplement that now, as the danger of after-the-event
reconfiguration of reasons is far too great in a heated context such as this one.
81. If I am both wrong that the decision is invalid on its own terms, and wrong in saying that
the council can’t reconfigure the decision through subsequent evidence, then the council faces the
final problem that Mr Gregg’s evidence while lengthy is in critical respects entirely vague and general
when compared to the granular evidence of Mr Conmy. Cross-examination might have been helpful
to enable me to really get to the bottom of what went on here. But while a conflict on affidavit of
averments of equal evidential weight that is not addressed by cross-examination is normally resolved
against the party carrying the burden of proof (RAS Medical Ltd v. the Royal College of Surgeons
[2019] IESC 4, [2019] 1 I.R. 63, [2019] 2 I.L.R.M. 273, [2019] 2 JIC 0501 (Clarke C.J.) and similar
caselaw), that isn’t to be applied simplistically without regard to the nature and content of the alleged
conflict. It doesn’t mean that the court can’t evaluate the detail and granularity of what is averred
to and the overall circumstances.
82. As noted in Doorly v. Corrigan & Anor [2022] IECA 6, [2022] 1 JIC 2104, while conflict
between equally inherently credible averments, with no cross-examination, is normally resolved
against the party carrying the onus of proof, a court is not always obliged to regard all averments
as being equally credible, or to disregard internal or evident problems with them (see by analogy
the manner in which the Supreme Court considered it was entitled to prefer an affidavit over even
oral evidence in Koulibaly v. Minister for Justice, Equality and Law Reform [2004] IESC 50, [2004]
7 JIC 2906 (Unreported, Supreme Court, Denham J. (Geoghegan and McCracken JJ, concurring),
29th July, 2004)). Among the matters to which regard might be had would be included the failure
to explain patently relevant questions that are clearly within that party’s responsibility.
83. Here, Mr Gregg just doesn’t properly or at all deal with the points made by Mr Conmy. This
can be seen more clearly when we go through the various issues on which there is an alleged conflict
of evidence. In fact what has happened is that Mr Gregg has failed to properly address and contest
specific points put in evidence by Dromaprop, so the lack of cross-examination means that all such
specific points must be resolved in favour of Dromaprop. Sure, Mr Gregg does include generalities
denying everything and asserting his inability to assess compliance due to the limited certificate, but
where the actual specifics are not addressed, such formulaic evidence falls massively flat and doesn’t
constitute a proper joinder of issue, in a situation such as we have here.
84. Let’s take the issues heading-by-heading.
A1 loading
85. Mr Gregg averred:
“(a) As referred to in the Council’s invalidation reason – ‘A1 Loading’ provides, at §A1(1),
that a ‘building shall be so designed and constructed, with due regard to the theory and
practice of structural engineering, so as to ensure that the combined actions that are liable
to act on it are sustained and transmitted to the ground – (a) safely, and (b) without causing
such deflection or deformation of any part of the building, or such movement of the ground,
as will impair the stability of any part of another building.’
The submitted CCC provides that it relates to the following building or works: ‘Phased
Completion of renovation works to the ground floor, first floor and second floor of the Abbey
Manor Hotel, Dromahair, Co. Leitrim. (This certificate does NOT include the upper and lower
basements levels).’
The Lower and Upper Basement floors are not included in the CCC – as such, the Council
could not consider or review any works to Loadbearing Walls or Elements on these floors.
Given that the requirement is to ‘ensure that the combined actions that are liable to act on
it are sustained and transmitted to the ground’ and that the Lower and Upper Basement
Floors are located vertically below parts of the Ground and First Floors and the loads or
combined actions cannot be transmitted to the ground except via the Lower and Upper
Basement structural elements, it is clear that the requirement of Part A of the Second
Schedule to the Building Regulations – A1 Loading – have not been met by the adoption of
a Phased Completion.”
86. Mr Conmy replied:
“In respect of the specific averments made by Mr Gregg, I make the following responses. In
respect of the averments at para.21(a), as averred to above, no structural works were
carried out to the lower and upper basement floors whatsoever. The super-structure in this
part of the hotel is constructed of reinforced concrete and structural steel. It is of standard
construction and in perfectly sound condition. It has stood for over two decades, since 2002,
without any quibbles or concerns from the Respondent. No additional loadings were placed
by the relevant works on the floors or walls of the basement and the original live loading
allowance of 4.5Kn/m2 still applied, such allowance being set out at C4 for loading details in
BS6399-1-1996 as referred to in Part A 1991 Technical Guidance Documents. This part of
the building was constructed pursuant to the Building Control Regulations as they applied in
2002 and accepted by the Respondent as compliant with Part A and structurally sound. In
this regard I beg to refer to the Certificate of Compliance prepared by Frank Cooney,
Architect issued 26 January 2004 upon which pinned together and marked ‘2MC1’ I have
signed my name prior to the swearing hereof. Precisely nothing in the works carried out by
the Applicant could even conceivably have affected the compliance and structural soundness
of the lower basement floors, or the completed portions of the works which formed the
subject matter of the CCC submitted by the Applicant.”
87. Mr Gregg then replied:
“Mr Conmy presents the position that some, but not all, of the reasons of the Building Control
Authority for invalidating the CCC must be incorrect as works are complete and in compliance
with the Building Regulations insofar as they have been observed by the Assigned Certifier
or Ancillary Certifiers – this is not accepted and misunderstands the reason for invalidation.
He also asserts (inter alia, §10) that ‘there was nothing to prevent the Respondent certifying
this phase of the development…’. Firstly, it is not the role of the Council, Building Control
Authority, to ‘certify’ phases of, or completions of works or developments. The definition of
the Assigned Certifier, per the Code of Practice for Inspecting and Certifying Buildings and
Works is ‘Assigned Certifier means the competent, registered professional person assigned
by the Building Owner to inspect and certify works in accordance with the Building Control
Regulations.’ Furthermore, and more fundamentally noting the nature of the averments
made by Mr Conmy, the exclusion of the basement parts of the very items referred to by Mr
Conmy (inter alia, §10) - “’the entire building, including the basement floors, is fitted with
fire alarms and emergency lighting. All elements of structure are provided with 60-minute
fire protection’ - from the CCC, even though they are relevant to the project, is the issue at
hand.
I do not agree that any completed works have no relationship or dependency on the ongoing
works in the basement. The Council was of the opinion having regard to the nature of the
Hotel, that there was dependency and collaborative compliance between the floors included
in the CCC (ground-second floor) and those not included (upper and lower basement) and
the CCC did not comply with the specified requirements of the Second Schedule of the
Building Regulations – as detailed in the Councils invalidation decision and the Statement of
Opposition. The Council formed the view that considering the specific type of building at
issue and the requirements of the Second Schedule of the Building Regulations, and as the
completed works to which the CCC related were dependent or partly dependent on the whole
of the building being completed, the CCC was invalidated – the various averments made by
Mr Conmy in his Replying Affidavit does not alter this fact and his contentions to the contrary
are not accepted.
Furthermore, the statement by Mr Conmy that ‘no structural works were carried out to the
lower or upper basement floors whatsoever’ seems to be contradicted by the Section
Drawing (Proposed Section A-A, B-B, C-C & D-D) which highlights works to walls and floors
at those levels. I beg to refer to a true copy of the said Section Drawing, which I have
marked with the letters and number ‘NG 1’, prior to swearing my name hereto.”
88. What can one say about this alleged “conflict” on evidence, other than perhaps that the two
deponents are speaking a different language.
89. Mr Conmy’s language is that of a person immersed in the actual development and able to
relate abstract issues to the reality of facts in the field.
90. Mr Gregg on the other hand revels in desk-bound, abstract, official language, most of which
could apply to almost any development. There is limited, carefully drafted, and, one suspects,
probably very heavily lawyered, engagement with the actual situation on the ground. On the logic
of his position, since walls form part of the structure, and walls go all the way down, then there
could never be a valid partial certification of any building on a floor-by-floor basis. That is utterly
inconsistent with the express statutory provision and intention for partial certification, and blows a
huge hole in the regulations. If the legislative intention was that there could not be floor-by-floor
certification, that is such a massive issue that there is no way it could have been left out of a
statutory provision authorising partial certification.
91. Mr Gregg’s complaint that “The Lower and Upper Basement floors are not included in the
CCC – as such, the Council could not consider or review any works to Loadbearing Walls or Elements
on these floors” is, with respect, unfounded. Translated, it means – this is partial certification
therefore our hands are tied, we just can’t consider or assess the situation. But the council’s hands
aren’t tied. Such a conclusion would require the council to ask itself whether the partial certificate
meant that it had a complete lack of knowledge about everything outside the certified area. The
answer is obviously no, for a host of reasons that are too tedious to recite.
92. A council can’t simply write “here be dragons” on any uncharted part of the map, and assert
the worst even if in reality there isn’t any basis to suggest a breach of regulations. Mr Conmy
expressly says “Precisely nothing in the works carried out by the Applicant could even conceivably
have affected the compliance and structural soundness of the lower basement floors, or the
completed portions of the works which formed the subject matter of the CCC submitted by the
Applicant”. Mr Gregg doesn’t dispute that – he just alleges that there were some works to the walls
and floors at basement levels. Even assuming that he is correct, so what. A council can’t lawfully
reject a certificate on such an abstract basis. There must be some reason to believe that the building
regulations are not being complied with. Mr Conmy says there is no such basis under this heading.
Mr Gregg has nothing in reply, other than to flee to the comforting oasis of generalities: “The Council
was of the opinion having regard to the nature of the Hotel, that there was dependency and
collaborative compliance between the floors included in the CCC (ground-second floor) and those
not included...”. And indeed it was. In the absence of any other factual material, bland generality
might be enough. But it isn’t enough when it is forensically taken apart and demolished brick by
brick, as Mr Conmy has done here. There has been no meaningful reply, and frequently no reply at
all, to the detail of this demolition. Against such a background, the uncontested points of factual
detail must be resolved in favour of Dromaprop.
A3 structure
93. Mr Gregg averred:
“(b) As referred to in the Council’s invalidation reason, A3(1) provides that a ‘building
shall be designed and constructed, with due regard to the theory and practice of structural
engineering, so as to ensure that in the event of an accident the structure will not be
damaged to an extent disproportionate to the cause of the damage’ with A3(2) stating that
for ‘the purposes of sub-paragraph, (1), where a building is rendered structurally
discontinuous by a vertical joint, the building on each side of the joint may be treated as a
separate building whether or not such joint passes through the substructure’.
- Given that the development has been designated as being within Consequence Class
2b buildings (Upper Risk Group), additional measures are required to provide effective
horizontal ties for framed and load-bearing wall construction, together with effective vertical
ties in all supporting columns and walls.
- The Lower and Upper Basement floors are not included in the CCC, so the Council
could not consider or review the works in the context of its robustness or ability to withstand
damage to the structure to an extent disproportionate to the cause of damage. Given that
the Ground and First Floors are located vertically above the Lower and Upper Basement
Floors, it is clear that the requirement of Part A of the Second Schedule to the Building
Regulations, A3 Disproportionate Collapse, has not been met by the adoption of a Phased
Completion.”
94. Mr Conmy replied:
“In relation to the averments at para.21(b), there was no engineering or design requirement
to provide additional effective horizontal or vertical ties in the premises. The structure is tied
with hollow core floors horizontally and the elements of structure are vertically tied with
columns and beams. This was capable of being ascertained and the works to the basement
could have had no conceivable bearing on this. There was no requirement to assess the
building for disproportionate collapse because no works were carried out that in any way
affected, or could have affected, the structural integrity which was already certified under
the Building Control Regulations.”
95. There was no specific reply to this by Mr Gregg.
96. We have the same basic dynamic – an assertion that the council “could not consider or
review” matters because of the submission of a partial certificate under legislation that allows partial
certificates, Mr Conmy then replies in detail specifying that “there was no engineering or design
requirement” to do more than was done and that “this was capable of being ascertained and the
works to the basement could have had no conceivable bearing on this”, and then the lack of an
effective reply.
97. The notion that the council can’t review or assess something merely because it falls into the
uncertified area is, I’m afraid, unsustainable. If they really want to insist on going the route of a
technical examination, which the code of practice says they should not do at this stage, and assuming
that doing so lawful, and also bearing in mind that there is no plea that subjecting this applicant to
technical examination is discriminatory and an abuse where that is not the normal practice, then the
council would at least have to ascertain what is ascertainable rather than refuse merely on the basis
of the partial certification – which, let’s remind ourselves, is what all the essentially repetitious
material in the council’s affidavit comes down to: “the requirement of Part A of the Second Schedule
to the Building Regulations, A3 Disproportionate Collapse, has not been met by the adoption of a
Phased Completion.”
98. And finally in any event, this objection if valid can apply to any multi-storey building that is
partially certified on a floor-by-floor basis. That would defeat the legislative intention to allow partial
certification. The council seems to think that using wording referring to “the nature of the hotel” or
the higher risk status of that type of accommodation (presumably because of the larger number of
residents) somehow boxes off this development for special treatment allowing business as usual for
other projects. Sadly, that doesn’t follow. The fact that this is a hotel (I am not sure what the
phrase “the nature of” the hotel means, if it means anything – certainly no special nature of this
hotel has been identified that puts it into some sui generis category) may be a reinforcing argument
in the council’s mind for saying that they don’t know what is happening with structural soundness
on uncertified floors, but logically it can’t be decisive. The principle they assert is that to validate a
certificate for any floor you have to have confidence in the soundness of all floors, which can’t be
assessed except by a certificate. That logically applies to a two-story domestic dwelling or any multi-
story development, precluding floor-by-floor partial certification and defeating the statutory purpose
and wording.
B1 fire escape
99. Mr Gregg averred:
“(c) As referred to in the Council’s invalidation reason, B1 provides that a ‘building shall
be so designed and constructed that there are adequate means of escape in case of fire from
the building to a place of safety outside the building, capable of being safely and effectively
used.’
- As part of the submitted CCC, supporting drawings included ‘Elevations as
constructed’, dwg No. C105, dated 9th October 2023, by Bury Architects; and ‘Site Layout
Plan – Services’, dwg No. omitted, dated 9th October 2023, by Bury Architects.
- Significant elevation areas are hatched out on the ‘Elevations as constructed’
drawing along ‘Side Elevation (N-W) and the hatching is described as meaning ‘Hatched Area
Not covered under this Completion Certificate’.
- Section 1.4.7 of Technical Guidance Document B, 2006 & reprinted 2020, Final Exits,
states: ‘Final exits should be sited to ensure the rapid dispersal of persons from the vicinity
of the building so that they are no longer in danger from fire and smoke. Direct access to a
street, passageway, walkway or open space should be available. The route clear of the
building should be well defined, and suitably guarded if necessary, in situations where the
exit discharges other than to an open street or open space at street level. Final exits also
need to be apparent to persons who may need to use them. This is particularly important
where the exit opens off a stairway that continues down, or up, beyond the level of the final
exit. Final exits also need to be sited so that they are clear of any risk from fire or smoke in
a basement, or from openings to transformer chambers, boiler rooms and similar risks.’
- Given that the west Stairwell discharges to an external escape route that travels
along the line of the ‘Side Elevation (N-W)’ and that the external wall and openings at Upper
Basement Floor level are excluded from the CCC, it is clear that the requirements of Part B
of the Second Schedule to the Building Regulation, B1 Means of Escape, has not been met
by the adoption of a Phased Completion.”
100. Mr Conmy replied:
“In relation to the averment at para.21(c) I say that the means of escape are adequate to
comply with the phased evacuation of the building. Signage, emergency lighting and a fire
alarm are fitted in all areas. The final exits are all clearly visible. The western stairwell shaft
provides an escape through the basement levels, and this was included in the CCC
submitted. There was nothing to prevent the Respondent assessing the compliance of the
premises in this regard. Further, in any event, I repeat the earlier averments that it is not
intended for the basement floors of the premises to be brought into immediate use.”
101. There was no specific reply to this by Mr Gregg.
102. So where does this point stand? Again the critical dynamic is reliance on the generalised
objection to the partial nature of the certification: “Given that ... the external wall and openings at
Upper Basement Floor level are excluded from the CCC, it is clear that the requirements of Part B of
the Second Schedule to the Building Regulation, B1 Means of Escape, has not been met by the
adoption of a Phased Completion” (the mantra “it is clear that ...” giving the game away here and
throughout). Then the detailed reply – provision has been made for escape routes in the certified
area. There is also provision for escape through the uncertified area, but that is not going to be
brought into use for present purposes so doesn’t matter. Confronted with this utter demolition of
their position the council comes back swinging with ... nothing. Other than generalities and
assertions of the type we have seen already. The lack of cross-examination to challenge the granular
detail offered by Dromaprop seals the council’s fate.
103. And again – the objection about egress on uncertified floors could be generalised to any
multi-story building that is partially certified. If this is a valid objection then the statutory intention
to allow partial certification is readily defeated.
B3 internal fire spread
104. Mr Gregg averred:
“(d) As referred to in the Council’s invalidation reason, B3 Internal Fire Spread
(Structure) provides, at §B3(1), that a ‘building shall be so designed and constructed that,
in the event of fire, its stability will be maintained for a reasonable period.’
- Section 3.1.2 of Technical Guidance Document B, 2006 & reprinted 2020, states:
‘Structural frames, beams, columns, loadbearing walls (internal and external), floor
structures and gallery structures, should have at least the fire resistance given in Appendix
A, Table A1.’
- Further, Section 3.1.3 of Technical Guidance Document B, 2006 & reprinted 2020,
states: ‘The measures set out in Appendix A include provision to ensure that where one
element of structure supports or gives stability to another element of structure, the
supporting element has no less fire resistance than the other element.’
- Given that a fire could occur in any part of a building, regardless of whether it is
occupied or not, and considering that the Lower and Upper Basement Floors are excluded
from the CCC and that the structural stability of the Ground, First and Second Floors depends
upon the inherent fire resistance of load bearing elements at Lower and Upper Basement
Floors, it is clear that the requirements of Part B of the Second Schedule to the Building
Regulation, B3 Internal Fire Spread (structure), has not been met by the adoption of a
Phased Completion.”
105. Mr Conmy replied:
“In respect of the averment at para.21(d), I say that the entire building, including the
basement floors, is fitted with fire alarms and emergency lighting. All elements of structure
are provided with 60-minute fire protection. The occupants of the premises and staff are
provided with safe access and egress to and from the entire premises. All relevant details of
firestopping and passive fire safety measures were included in the handover CCC
submission. The compliance of the upper floors in this regard is not in any way dependent
on the works to the basement – there was nothing to prevent the Respondent certifying this
phase of the development in line with the common, ordinary application of the provisions of
the Building Regulations.
In any event, details of the works to the basement were in fact submitted to the Respondent
with the CCC submission. On 19 December 2023 my office uploaded all of the outstanding
requested revised CCC information. This information included the Fire Detection and Alarm
Systems Final Certificate and Emergency Lighting Certificate applying to the entire property,
including the two basement floors. These details confirmed that the basement had been
subject to precisely the same level of fire stopping, passive fire safety measures, and fitted
with the same alarms and emergency lighting, as the rest of the premises.”
106. There was no specific reply to this by Mr Gregg.
107. Again the previous points apply. The council’s stock-in-trade is generality. When confronted
with specifics they lapse into silence leaving Dromaprop’s specific averments uncontroverted. The
ground of objection, if valid, would apply to any multi-storey building, contrary to the express
statutory system of partial certification, and would render floor-by-floor certification inherently
unlawful.
B3 fire spread in concealed spaces
108. Mr Gregg averred:
“(e) As referred to in the Council’s invalidation reason, B3(3) provides that a ‘building
shall be so designed and constructed that the unseen spread of fire and smoke within
concealed spaces in its structure or fabric is inhibited where necessary.’
- Section 3.4.1 of Technical Guidance Document B, 2006 & reprinted 2020, states: ‘If
an element that is intended to provide fire resistance (i.e. it has requirements for fire
resistance in terms of integrity and insulation) is to be effective, then every joint, or
imperfection of fit, or opening to allow services to pass through the element, should be
adequately protected by sealing or fire-stopping so that the fire resistance of the element is
not impaired.’
- The compliance report for the Fire Safety Certificate, submitted by MFA Consulting
Engineers on 4th October 2023, details the proposed floor construction as ‘reinforced
concrete/timber’ with Load Bearing Capacity in minutes of fire resistance of 60 mins. The
method of exposure taken from Table A1 of Appendix A of Technical Guidance Document B
is ‘from the underside’ and relates to ‘any other floor including compartment floors’.
- Where any fire protection measures have been employed to meet the requirement
of fire resistance of the Ground Floor, they have not been included in the CCC in respect of
the fire resistance from the underside and of any openings in the floor construction as
regards to the Upper Basement Floor level. Therefore, the Council does not know if those
works are complete and in compliance with the requirement of Part B of the Second Schedule
to the Building Regulations, B3 Internal Fire Spread (structure), as a result of the adoption
of a Phased Completion.”
109. Mr Conmy replied:
“In response to para.21(e) I say that the horizontal separation in the premises is achieved
using hollowcore concrete slabs with a fire resistance of 120 minutes. The timber joist floor
has a fire resistance in excess of 60 minutes. The fire protection measures, and the materials
used are detailed in the phased submission. There was nothing to prevent the Respondent
from verifying all of the above at the time of the CCC submission. The invalidation of the
CCC on the alleged grounds that this and the other details referred to herein could not be
verified was unreasonable, irrational and one which no reasonable building control authority
would make.”
110. There was no specific reply to this by Mr Gregg.
111. The same points apply as previously – the factual averment that Dromaprop’s complete
answer to the problem was available and verifiable by the council is uncontroverted. The council did
not seek cross-examination and can’t question that now. No reasonable council would have acted
in such a manner by essentially feigning ignorance on matters that must be found as a fact to have
been available to and verifiable by it.
B5 access
112. Mr Gregg averred:
“(f) As referred to in the Council’s invalidation reason, B5 Access and Facilities for the
Fire Service provides that a ‘building shall be so designed and constructed that there is
adequate provision for access for fire appliances and for such other facilities as may be
reasonably required to assist the fire service in the protection of life and property.’
- The drawing submitted in support of the proposed Fire Safety Certificate – named
‘Site Layout Plan’, Drawing No. 0069-MFA-XX-ZZ-DR-C-200-01 Rev P.02, dated 5th
September 2023 – and the Compliance Report produced by MFA Consulting Engineers,
details the provision of hydrants, vehicle access of High Reach appliance to at least 50% of
the perimeter, and the design of access routes and hard-standings.
- The drawing submitted with the CCC – named ‘Site Layout Plan – Services’, by Bury
Architects – conflicts with the provision detailed in the Fire Safety Certificate in terms of
access to the rear of the premises not being included. This excludes fire service vehicle
access to all areas other than the front elevation from the Main Street. Additionally, it
excludes access to the proposed Fire Hydrant located in the rear parking area. Furthermore,
it is not known if the required vehicle turning facilities and minimum carrying capacity has
been provided for fire brigade vehicles.
- Given that the rear external areas are excluded from the CCC, the Council does not
know if those works are complete and in compliance with the requirement of Part B of the
Second Schedule to the Building Regulations, B5 Access and Facilities for the Fire Service,
as a result of the adoption of a Phased Completion.”
113. Mr Conmy replied:
“The averment at para.21(f) is at odds with the notion that the CCC was invalid because
ongoing basement works prevented a detailed assessment of the compliance of the premises
with the Building Control Regulations. This self-evident fact is illustrated by the detailed
assessment carried out by Mr Gregg in this sub-paragraph. In response to the assessment,
he makes therein, I say the following. Access to the premises is available at all times for a
fire tender to get to the rear car park. The turning circle is adequate and the load bearing
capacity of the ground is adequate. This car park was installed when the premises was
constructed, and it has remained the same since. Mr Gregg undermines the Respondent’s
defence by contending that he could not have assessed these facts due to limited basement
works which did not affect these matters, and which could not affect these matters.”
114. There was no specific reply to this by Mr Gregg.
115. The same points apply – the central conceit from the council is that since areas are “excluded
from the CCC” then “the Council does not know” the position in these areas. It’s a sort of mantra
that is given a veneer of technical merit by being repeated under heading after heading. But the
two basic points that we must keep in mind are firstly that partial certification is expressly allowed
by the legislation, and secondly that merely because an area is uncertified doesn’t mean that it
follows that “the council does not know” anything about it. Why not walk around the back and have
a look? Or have regard to maps, photos or other available material, since the car park has been
there for a very long time. Or just ask the applicant, if it’s that much of a concern. Or comply with
the code of practice and avoid getting into a technical examination. Don’t feign ignorance when
there are ready sources of information available.
116. The assertion that the limited completion certificate “conflicts with” the fire safety certificate
is misconceived. The completion certificate does not “conflict with” the fire safety certificate. Rather
it avails of a statutory facility to certify in stages. If partial certification impermissibly “conflicts with”
a full overview of the entire development in the context of a fire safety certificate, then virtually any
partial certification would be illegal. But the regulations permit it.
D1 workmanship
117. Mr Gregg averred:
“(g) As referred to in the Council’s invalidation reason, D1 Materials and Workmanship
provides that ‘all works to which these Regulations apply shall be carried out with proper
materials and in a workmanlike manner’. D3 provides definitions to same, including that
‘proper materials’ means materials which are fit for the use for which they are intended and
for the conditions in which they are to be used, including materials which:
‘ (a) bear a CE Marking in accordance with the provisions of the Construction Products
Regulation;
(b) comply with an appropriate harmonised standard or European Technical Assessment in
accordance with the provisions of the Construction Products Regulation; or
(c) comply with an appropriate Irish Standard or Irish Agrément Certificate or with an
alternative national technical specification of any State…’
- Section 0.1 of Technical Guidance Document D, 2013, states: ‘Materials include
products, components, fittings, items of equipment and backfilling for excavations, Materials
should be:- (a) of a suitable nature and quality in relation to the purposes and conditions of
their use, and (b) adequately mixed or prepared, and (c) applied, used or fixed so as to
perform adequately the functions for which they are intended.’
- The exclusion of the Upper and Lower Basement Floors means that it is not possible
to determine if the works are in fact complete and/or certify same in terms of the use of
‘proper materials’ and the workmanlike manner of the works.
- Given that the Upper and Lower Basement Floors link directly to the remainder of
the building by being positioned vertically below completed floors – via circulation routes,
corridors and doorways, via service risers/shafts, via openings in floors for pipes, ducts,
conduits or cables, via ventilation ductwork and any other similar means – it is clear that
the requirement of Part D of the Second Schedule to the Building Regulations, D1 Materials
and Workmanship, is not being complied with as a result of the adoption of a Phased
Completion.”
118. Mr Conmy replied:
“In response to para.21(g) I say that the CCC submission documentation included details of
all the materials used in the premises, including in the basement. Certification of
workmanship was also included. All fire stopping to duct work, cables and conducts were
properly carried out. The materials used in the basement were included in these certificates.
Nothing prevented the Respondent from certifying the materials used on the upper floors
pending the completion of the basement works, particularly where Article 20F of the Building
Control Regulations specifically provides for this.”
119. There was no specific reply to this by Mr Gregg.
120. And no wonder. There is no reply – one can’t question the workmanship of the completed
floors by reference to uncompleted floors. Yes the uncompleted floors link to the rest of the building,
but that has nothing to do with whether proper materials and workmanship have been used in the
certified parts. Any part of a building can be said to “link directly to” other parts. If linking to other
parts is a basis for saying that “it is not possible to determine” the adequacy of partial certification,
then partial certification is dead in the water not just for this development but for all developments.
But it is expressly provided for in the statute. And again we have the cry that the council finds it
impossible to determine things, but Dromaprop has averred that the relevant information was
ascertainable, in this case from information submitted. That detail is factually uncontested.
F1 ventilation
121. Mr Gregg averred:
“(h) As referred to in the Council’s invalidation reason, F1 Means of Ventilation provides:
‘Adequate and effective means of ventilation shall be provided for people in buildings. This
shall be achieved by:
(a) Limiting the moisture content of the air within the building so that it does not
contribute to condensation and mould growth, and
(b) Limiting the concentration of harmful pollutants in the air within the building’
- Section 1.3 and Table 4 of Technical Guidance Document F, 2019, details the
requirements of the design, installation and commissioning of any mechanical or natural
ventilation systems.
- Section 1.3.1.17 of Technical Guidance Document F, 2019, states: ‘Ventilation and
air-conditioning systems should be commissioned and tested at completion so that the
systems and their controls are left in the intended working order and can operate effectively
and efficiently’. A way of demonstrating compliance would be to commission and test in
accordance with the CIBSE Commissioning Code A:1996 (2006) in order to verify that the
systems perform in accordance with the specification.
- Given that the Upper and Lower Basement Floors are excluded from the CCC, and
the verification of the ventilation system on the Upper and Lower Ground Floors is therefore
excluded as well, it is clear that the requirement of Part F of the Second Schedule to the
Building Regulations has not been met as a result of the adoption of a Phased Completion.”
122. Mr Conmy replied:
“In response to the averments at para.21(h) I say that ventilation throughout the premises
(including in the basement) is provided via openable windows that have been in place since
the hotel was constructed. Mechanical ventilation is fitted in the toilet area and in 3 no.
ground floor bedrooms. There is no requirement to ventilate the basement bathrooms until
such time as it is intended that they be brought into use. All of the foregoing information is
provided in the CCC. No air conditioning is required or fitted in the building. This was also
apparent from the CCC. Passive vents are fitted in the bedrooms. Nothing in the basement
affected, or could conceivably affect, the compliance of the upper floors in respect of
ventilation with the Building Control Regulations. In its efforts to seek to justify the
unjustifiable rejection of the CCC because it applied to the completed phases of the
development only, the Respondent has amply demonstrated in Mr Gregg’s affidavit that in
fact the CCC was eminently capable of being qualitatively assessed at the time it was
submitted and should not have been invalidated.
Furthermore, contrary to Mr Gregg’s averment, there is no requirement to specifically certify
compliance with the CIBSE Commissioning Code A: 1996 (2006) because the work carried
out at the premises is in accordance with Part F of the Building Regulations.”
123. Mr Gregg further replied:
“Insofar as Mr Conmy (§16) seems to imply that I have stated it is a mandatory requirement
to comply with CIBSE Commissioning Code. For clarity, I didn’t say he is required to comply
with that code. The TGD offers this as a possible to approach to demonstrating compliance.
I quoted directly from the TGD, stating ‘A way of demonstrating compliance would be to
commission and test in accordance with…’.”
124. As can be noted that is a very limited reply indeed. A virtually irrelevant footnote is quibbled
with, but the critical granular evidence is uncontested. The lack of cross-examination is fatal to the
council. Mere generality that has been forensically deconstructed and demolished has no weight in
such a context. More specifically, there is no reply to the evidence that “Nothing in the basement
affected, or could conceivably affect, the compliance of the upper floors in respect of ventilation with
the Building Control Regulations”. And again we have the problem for the council that the logic of
this objection rules out any approach of partial certification – an approach which the statutory
scheme permits.
H1 drainage systems
125. Mr Gregg averred:
“(i) As referred to in the Council’s invalidation reason, H1 Drainage Systems provides:
‘(1) A building shall be provided with such a drainage system as may be necessary for the
hygienic and adequate disposal of foul wastewater from the building.
(2) A building shall be provided with such a drainage system as may be necessary for the
adequate disposal of surface water from the building.
- Section 1.1.2 of Technical Guidance Document H, 2010 reprinted edition 2016,
states: ‘A foul wastewater drainage system should:
(a) Convey the flow of foul wastewater to a foul wastewater outfall, (a foul or combined
sewer or a wastewater treatment system);
(b) Minimise the risk of blockage or leakage;
(c) Prevent foul air from the drainage system from entering the building under working
conditions;
(d) Be ventilated to prevent the build up of gases;
(e) Be accessible for clearing blockages;
(f) Be adequately protected from accidental damage from sources such as traffic,
ground settlement and free roots.’
- The bedroom layout, living accommodation and occupant capacity changes from the
existing design and, as a result of the ‘renovations’, necessitate a review of the requirements
of Part H of the Building Regulations. Given that the Upper and Lower Basement Floors have
been excluded from the CCC and that elements of any wastewater drainage system must
pass through and be sited within service shafts or risers located in the Upper and Lower
Basement Floors, it is clear that the system cannot meet the requirements of Part H of the
Second Schedule to the Building Regulations as a result of the adoption of a Phased
Completion”
126. Mr Conmy replied:
“In respect of the averments at para.21(i), I say that the drainage system at the premises
is fully operable, capable of being assessed, and was not dependent on the basement works.
It is accepted that some trivial and technical alterations were made to layouts to facilitate
the relocation of some plumbing, however, this did not necessitate the relaying of the
drainage system.
The omission of the restaurant and the night club from the basement floors reduced the
hydraulic load in the premises from 0.373l/m to 0.230l/m. As the premises was not extended
and no extra demand was required, Part H of the Building Control Regulations was complied
with.”
127. There was no specific reply to this by Mr Gregg.
128. The same points apply to this heading as to previous ones. The critical point is the absence
of any contest on the detailed facts.
J heat producing appliances
129. Mr Gregg averred:
“(j) As referred to in the Council’s invalidation reason, J Heat Producing Appliances
provides:
‘J1 Air Supply – A heat producing appliance shall be so installed that there is an adequate
supply of air to it for combustion, to prevent overheating and for the efficient working of any
flue pipe or chimney serving the appliance
J2(a) Discharge of products of combustion – A heat producing appliance shall have adequate
provision for the discharge of the products of combustion to the outside air
…
J3 Protection of building - A heat producing appliance and any flue pipe shall be so designed
and installed, and any fireplace and any chimney shall be so designed and constructed, as
to reduce to a reasonable level the risk of the building catching fire in consequence of its
use.
…
J5 Fuel Storage System – protection against spread of fire to the system – A fixed fuel
storage system, which serves a heat producing appliance, and any associated pipework
carrying fuel to that appliance, shall be so located as to reduce to a reasonable level the risk
of fuel ignition due to fire spreading from the building being served or an adjacent building
or premises.
J6 Liquid fuel storage system – A fixed liquid fuel storage tank, which serves a heat producing
appliance, and the pipes connecting it to that appliance shall be so located, constructed and
protected as to reduce to a reasonable level the risk of the fuel escaping and causing
pollution’
- The design, installation and commissioning of mechanical services and their
associated ducting, air supply, flue or exhaust system and fuel storage should meet the
requirements of Technical Guidance Document J.
- The drawing submitted in support of the CCC – named ‘Lower and Upper Basement
Plans’, Dwg No. C101, dated 9th October 2023, produced by Bury Architects – details a large
Plant Room located at the Lower Basement Floor.
- Given that this Plant Room contains mechanical services for use throughout the hotel
and that same is located within the area on the drawing that is excluded from the CCC, it is
clear that the requirements of Part J of the Second Schedule to the Building Regulations
have not been met by the adoption of a Phased Completion.”
130. Mr Conmy replied
“In respect of the averments at para.21(j) the Plant room is operational and is an integral
part of the hotel. The gas installation is Certified by an RGI registered Plumber and the
Certification for same was attached to the CCC submission. All fire stopping is complete
around the services and the flues are correctly installed. The installation was previously
Certified by the Designers of the hotel. The gas tank is installed in accordance with the RGI
Regulations. Emergency works had to be carried out to stop water ingress into the fabric of
the Protected Structure. Works included the reinstatement of the natural slate roof and the
replacement of smashed windows and doors etc. In tandem with this work the property was
surveyed in details and a formal Fire Safety Certificate was prepared and lodged under the
7-day format. Once validated, the Commencement Notice was served.”
131. Mr Gregg further replied:
“In respect of §19, Mr Conmy refers to installations which were previously certified. Whilst
an Ancillary Cert was uploaded with the CCC that relates to ‘Plumbing and Heating works’,
there is no detail of what works were carried out in relation to the Plant Room.
In addition, the Code of Practice for Inspecting and Certifying Buildings and Works
emphasises the significant impact of building failures and the potential cost to the public
purse where this occurs (paragraph 12 Insurance). Whilst the requirement for professional
indemnity insurance and latent defects insurance is not directly a matter for Building Control
Authorities it highlights the importance of maintaining a clear line of oversight and ensuring
that the building, as completed, achieves compliance with the Building Regulations and is so
certified as such. As attested to by Mr Conmy, works to the Fire Detection and Alarm Systems
and Emergency Lighting apply to the entire property and indeed that fire stopping and
passive fire safety measures also have been installed at basement levels similar to upper
floors. There can be no assumption that a fire will not occur simply because an area is
unoccupied or unused, and in that event, if a failure were to occur there can be no comfort
or confidence in the outcome, as these systems or areas are not included in the CCC and
are not effectively certified by the Assigned Certifier as being complete.”
132. Again we have the basic problem of the council’s logic. The council says in effect that fire
in uncertified Area A could spread to certified Area B and so the certificate for Area B can’t be
accepted without certification of the fire systems in Area A. That is all fine and dandy in the abstract,
but such a logic applies to any part of any building. On that logic no individual area in a building
could be partially certified because a fire in some other area could spread. The council’s logic nullifies
the statutory provision for certification on an area-by-area basis.
L1 conservation of energy
133. Mr Gregg averred:
“(k) As referred to in the Council’s invalidation reason, L1 Conservation of Fuel and
Energy provides:
‘A building shall be so designed and constructed so as to ensure that the energy performance
of the building is such as to limit the amount of energy required for the operation of the
building and the amount of Carbon Dioxide (CO2) emissions associated with this energy use
insofar as is reasonably practicable.
L4 For existing buildings other than dwellings, the requirements of L1 shall be met by:-
(a) Limiting the heat loss and, where appropriate, availing of heat gains through the
fabric of the building
(b) Providing energy efficient space heating and cooling systems, heating and cooling
equipment, water heating systems, and ventilation systems, with effective controls
(c) Ensuring that the building is appropriately designed to limit need for cooling and,
where air-conditioning or mechanical ventilation is installed, that installed systems are
energy efficient, appropriately sized and adequately controlled
(d) Limiting heat loss from pipes, ducts and vessels used for the transport or storage of
heated water or air
(e) Limiting heat gains by chilled water and refrigerant vessels and by pipes and ducts
that serve air conditioning systems
…
(h) when a building undergoes major renovation, the minimum energy performance
requirement of the building or the renovated part thereof is upgraded in order to meet the
cost optimal level of energy performance insofar as this is technically, functionally and
economically possible’
- The European Union (Energy Performance of Buildings) Regulations 2021 (S.I. No.
393 of 2021), insofar as it relates to works relating to existing buildings other than dwellings,
provides as follows:
‘Regulation 5
…
(e) A building which has more than 10 car parking spaces, that is subject to subparagraph
(g), undergoing major renovation, shall have installed at least one recharging point and
ducting infrastructure (consisting of conduits for electrical cables) for at least one in every 5
car parking spaces to enable the subsequent installation of recharging points for electrical
vehicles.
…
(g) The requirements of subparagraph (e) shall apply to a building undergoing major
renovation where: (ii) in a case where the car park is physically adjacent to the building, the
renovations concerned include the car park or the electrical infrastructure of the car park.’
- Section 2.4.1 of Technical Guidance Document L, 2022, states: ‘The requirements
of Part L apply to the completed building. Reasonable measures should be taken during
construction and appropriate checks and assessments carried out prior to completion to
ensure that compliance with Part L is achieved.’
- Table 10 of Technical Guidance Document L, 2022, provides acceptable levels of
thermal insulation (measured in average area-weighted U-value) for each of the plane
elements of the building for material alterations for each fabric element type.
- Diagram 2 of Technical Guidance Document L, 2022, provides acceptable lintel, jamb
and cill [sic] designs to avoid excessive heat losses and local condensation problems and too
[sic] limit local thermal bridging.
- Section 2.1.4.2 of Technical Guidance Document L, 2022, details practical measures
to limit the infiltration of cold outside air by reducing unintentional air paths.
- Given that the provision of energy conservation measures are considered across a
range of interrelated elements, that areas within the building structure such as internal
corridors and doors are considered within the insulated fabric and are therefore not required
to be insulated, and that the external walls, external doors and windows at the Lower and
Upper Basement Floor levels have been excluded from CCC, it appears that a path of heat
loss across plane elements is not included as completed. It is clear that the requirements of
Part L of the Second Schedule to the Building Regulations have not been met as a result of
the adoption of a Phased Completion.
- Additionally, given that the exterior parking areas shown on the drawing submitted
in support of the CCC – named ‘Site Layout Plan – Services’, dwg No. omitted, dated 9th
October 2023, by Bury Architects – are excluded from the CCC, if a major renovation has
occurred, the requirements to comply with The European Union (Energy Performance of
Buildings) Regulations 2021 (S.I. No. 393 of 2021) have not been met as a result of the
adoption of a Phased Completion.”
134. Mr Conmy replied:
“In respect of Mr Gregg’s averments at para.21(k), I say that the premises has been
designed in accordance with Part L of the Building Regulations in so far as is required at this
time. There was no engineering need to replace the windows and doors and appropriate
fabric upgrades were carried out. Extensive details relating to these matters are contained
in the CCC submission,
With regard to the European Union, Emergency Performance of Building Regulations 2021,
(S.I. 393/2021), these were followed where applicable as was confirmed in the CCC
submission. A car charger will be installed in the car park in the future. Section 0.6.1 of
Technical Guidance Documents L 2017 specifies that Part L does not apply to works to an
existing Protected Structure including extensions. This information was provided as part of
the CCC.
The car park was constructed in or around 2003 is available for use by construction traffic
and fire tenders etc., As the attenuation system was not installed, no details of same were
submitted with the CCC.
More generally, I repeat my evidence that the certification of hotel developments in the
manner in which my office sought to certify this development is perfectly ordinary. As
previously averred, building control authorities have accepted identically phased
certifications, including, for example, works carried out at the Celbridge House Hotel and
Leixlip House Hotel. The Respondent was in error in marking the CCC at issue in these
proceedings as invalid simply because it relates only to a phase of the works, and not the
hotel in its entirety. There is no reasonable or rational engineering or technical reason that
would have prevented the Respondent from carrying out a qualitative assessment of the
CCC submitted, as Mr Gregg has demonstrated through the qualitative assessment he has
carried out in para.21 of his affidavit. I am also advised and believe there was and remains
no legal impediment.”
135. There was no specific reply to this by Mr Gregg.
136. Again similar points apply as before. The council’s generic rejection dissolves on contact
with detailed factual engagement, to which there is no response. Again the logic of the council’s
position impermissibly undermines the express statutory provision for partial certification.
Conclusion on issue 3
137. So I would uphold Dromaprop’s pleas under this heading on a number of grounds. Firstly I
would uphold core grounds 1, 2 and 3 in the particular factual context here:
“1. The decision of Leitrim County Council dated 9th January 2024 to declare the
Applicant’s Certificate of Compliance on Completion bearing Submission Number 2053000
invalid (‘the decision’) for the purposes of Article 20F(6) of the Building Control Regulations
1997 to 2023 (‘the Regulations’), in respect of the Abbey Manor Hotel, Dromahair, Co.
Leitrim (‘the property’) is invalid such that it is unlawful, ultra vires, void and of no legal
effect, where it was made otherwise than in accordance with Article 20F(3) and (4) of the
Regulations, and/or is contrary to Article 20F(9) of the Regulations.
2. The decision is invalid in circumstances where it is vitiated by error of law, and/or
made upon error of fact, such that the decision is unlawful, void and of no legal effect.
3. The decision is invalid due to its unreasonableness and/or irrationality.”
138. Also sub-ground 5 and 6:
“5. The rejection by the Respondent of the Applicant’s CCC as invalid on the sole basis
that it relates only to the first phase of construction works, and does not include the whole
building completion, is contrary to the provisions of Article 20F(9) set out above, which
expressly provides that a CCC ‘may refer to works, buildings, including areas within a
building, or developments, including phases thereof,’.
6. It is a common practice for valid CCCs to be issued by developers and accepted by
building control authorities, as envisaged by Article 20F(9), when those CCCs apply only to
a phase of a particular construction project. The rejection by the Respondent of the CCC at
issue in these proceedings because it related only to the Ground, First, and Second Floors
of the property, together with the Basement Kitchen and Laundry, rather than the entirety
of the building, constitutes an error of law, and/or a mixed error of fact and law, such that
the decision is unlawful, void and of no legal effect.”
139. The decision by the council at the time is phrased at least in part on a basis that is
inconsistent with the clear statutory permission for partial certification. That precludes raising
objections to such certification that are so general or are logically susceptible to generalisation such
as to undermine that statutory policy and intention.
140. The decision is also factually unsustainable given the actual physical layout of the property
and the fact that matters such as fire escape from the floors to be occupied does not depend on
access through the basement. I would therefore uphold sub-grounds 8, 9, 10 and 11:
“8. As set out in the letter dated 10th January 2024 from the Applicant’s architect, Mr
Conmy, to the Respondent’s decision maker, Mr Gregg (in reply to the communication of the
decision on 9 January 2024 by Mr Gregg) the Applicant ‘followed the route of a ‘phased’
handover of the building because at this stage the ground floor and the first floor are
complete’ and ‘[T]he Management of the Hotel have confirmed that they can run it and
provide a full suite of services without having access to the two levels of basements’.
9. In the first instance, it is not proposed that the Applicant will use the basement floors
of the property at all until such time as the construction works are completed and a valid
CCC is issued in respect of those floors. It was explained to the Respondent in December
during physical joint inspections, that access to the basement floors via lift and stairs will be
securely sealed off so that residents and staff will not be able to access them.
10. As the incomplete works are limited to the basement, the emergency exits from the
property are unaffected by those works in circumstances where none of the emergency
access routes go through either basement floor. Again it was explained to the Respondent’s
inspecting officer in December, the property’s L1 fire alarm and emergency lighting will be
fully commissioned and operable on all floors of the property.
11. It was further explained that the ongoing works in the basement will not cause any
issues in respect of the operation of the property from the Ground Floor up, as proposed, as
builders and contractors will not have access to any areas of the property aside from the
basement floors where works are ongoing. The Respondent’s decision is therefore based
upon a material error of fact, namely that it was not possible to assess the compliance of
the Ground, First and Second Floor, and the Basement Kitchen and Laundry of the property
until such time as the balance of the construction works in the remained of the two basement
floors were completed. In such circumstances, the decision comprises an error of fact and/or
an error of law, such that the decision is unlawful, void and of no legal effect.”
141. As Dromaprop submits, if the decision is to be viewed as fact-specific, the fact that the
respondent deemed it impossible to assess the compliance of the completed upper floors pending
the completion of the changes to the basement layout constitutes a material error of fact which goes
to the validity of the decision.
142. I would also uphold sub-grounds 12 and 13 having regard to the departure of the actual
decision-making process from what would be a logical, reasonable and rational approach (which for
good measure is reflected in the normal and usual practice of building control decision-making):
“12. As set out at para.6 herein, the phased completion and certification of works in large
construction projects such as hotels and multi-unit developments is a common practice
which reflects the usual way in which such projects are completed and certified.
13. The rejection by the Respondent of Dromaprop’s CCC, which relates to the vast
majority of the property, excluding only portions of the two basement floors that are not
proposed to be used or occupied until completed and separately certified, is not only contrary
to law, but also is also contrary to industry best practice and is furthermore contrary illogical,
and is so unreasonable and irrational such as to render it ultra vires, invalid and of no legal
effect.”
Mandatory or declaratory relief
143. It can be assumed that the council will comply with the judgment and its underlying
rationale. Seeing as I am finding that they are and remain obliged to register to certificate forthwith,
I am assuming that they will do so without any form of relief directing them in that regard. I would
propose to adjourn the matter for a brief period in that regard. In the absence of such compliance,
more imperative reliefs can be considered. Since the consideration of further material was meant
to be completed in 7 days, which has expired, the registration should now follow in a period much
shorter than that, and presumably the council won’t need a delay of more than about a day for this
mere technicality to be satisfied which I suspect may not involve a whole lot more than pressing a
few buttons to update the database. But in deference to the assumption I make in favour of the
council that they will not need to be directed what to do, and therefore presuming that the council
won’t displace that assumption by failing to do the necessary, I won’t make any mandatory orders
at this time.
Issues that are not being decided
144. It’s also probably worth clarifying what is not being decided. That falls into two categories,
items that are definitely not pleaded and items where the pleading was disputed.
145. Matters not pleaded but loosely touched on during the hearing include (paraphrasing
somewhat):
(i) that the refusal was not the honest application of technical judgement under the
building control code but was the result of a wider decision within the council to block
the project for policy reasons or to pander to local agitation, or more generally that
the refusal was motivated by an improper motive or was not bona fide - that issue
might have required cross-examination or discovery or both;
(ii) in particular that the council was motivated by improper political considerations
relating to local hostility to the provision of housing to persons seeking international
protection - while the written submissions touched on the alleged “political
pressure”, this would have needed to be more fully pleaded and evidenced;
(iii) that the decision was ad hoc and an improper departure from the council’s treatment
of other similar developments contrary to the right to consistent decision-making as
an element of the right to fair procedures – the references to common practice were
not phrased as a legal ground of challenge;
(iv) that the refusal was improperly discriminatory as between Dromaprop and other
applicants in a similar situation carrying out developments, but ones that are not
the subject of local opposition - there is a passing reference in sub-ground 6 to
“common practice” but it is not phrased as an equality or non-discrimination
challenge;
(v) there is also no pleaded case about lack of reasons, save to the extent that
irrationality inherently involves a lack of a valid reason; and
(vi) there is no fair procedures or legitimate expectation argument pleaded regarding
lack of advance notice of what the issues were.
146. As well as those issues, it is not necessary to decide the following more high-level arguments
(whether they are pleaded or not, which I don’t need to decide either):
(i) is a council in principle entitled to reject a certificate on the basis of a lack of merits
as to the asserted compliance with the building code, as opposed to merely on the
basis that necessary self-certification documents and similar documents have not
been provided; and
(ii) is a council in principle entitled to reject the certificate on the basis of the council’s
detailed opinion of a lack of compliance that is due to dependency on other parts or
phases of the development that are not the subject of the certificate or a previous
certificate?
147. Just to be as clear as I can be about it, I am assuming for the sake of argument that the
council is entitled in principle to refuse to validate a certificate for a particular area on the basis of a
particular issue arising from the relationship with an uncertified area. Even on that assumption, the
council’s decision here is not valid, because among other things, the logic of the refusal does not
relate to particular features here that don’t arise in developments in general, but rather significantly
undermines the express statutory procedure for partial certification. But the assumption as to
whether even such an exercise is permissible is only an assumption and may not be correct –
however I don’t need to decide that overarching issue of principle for present purposes.
Summary
148. In outline summary, without taking from the more specific terms of this judgment:
(i) A council must validate and register a completion certificate within the statutory
timeline of 21 days unless within that period it either decides that the certificate is
invalid or seeks specified further information. If it does seek such information within
the initial 21 days it must validate the certificate within 7 days of receipt of that
information or reject it within the same period of 7 days, such rejection being on the
basis of issues to which the further information is relevant. That applies regardless
of when, within the original 21 day period, the information was sought. Failure to
reject the certificate or make a request within the relevant period gives rise to an
obligation to validate and register the certificate, but that does not affect a council’s
subsequent enforcement powers under ss. 8 and 12 in the event of it forming the
view that there is a breach of building regulations.
(ii) A council’s concerns must be articulated within the relevant period. Thus where a
council requests further information, any ultimate rejection of the certificate must
be based on matters dependent on the further information. Any fundamental
objection in principle to the certificate must be addressed within the 21 day period
and not stored up for later use after further information (not being of a nature that
could remove the fundamental objection) is provided. A reasonable council acting
rationally would not request further information that is not capable of resolving any
fundamental objection.
(iii) The regulations evidence a clear statutory intention to permit partial certification of
buildings or projects. Any issue raised by a council about compliance by reference
to interaction with an uncertified part of a development (assuming such to be
permissible in principle) must not be such as to undermine the basic principle of
permissibility of partial certification, so must identify something specific about the
particular development that creates a breach of the building regulations. Any such
objection cannot be made on the basis of a point that is capable of generalisation so
as to significantly cut back on partial certification generally. On the facts the generic
reasons offered were irrational and erroneous in fact and law and in particular were
of such general application in wording and/or logic as to be inconsistent with the
express statutory procedure for partial certification. Furthermore, anything
subsequently and purportedly identified as problematic about the relationship
between the certified areas and the uncertified areas was either reasonably
ascertainable by the council at the time (and so the claim of lack of knowledge was
erroneous), or was logically susceptible to generalisation so as to undermine the
whole statutory procedure for area-by-area certification, or was flawed under both
such headings.
(iv) In consequence of the foregoing I would uphold (in the sense indicated in the
judgment) core grounds 1 to 4 inclusive and sub-grounds 5 to 14 inclusive,
individually and collectively.
(v) The other pleaded issues don’t need to be decided.
149. Finally, as regards the context in which all this occurs, it’s stating the obvious to say that
court can only adjudicate on disputes with a legal dimension - it can’t resolve wider community
disagreements. But that said, perhaps it isn’t too late for interested parties to avail of the tried and
trusted methods of more intensive dialogue and of learning from how similar exercises have been
handled positively elsewhere. The council and others in leadership positions can potentially play a
constructive role in that regard, if they are willing to turn their attention to so doing.
Order
150. For the foregoing reasons, it is ordered that:
(i) there be an order of certiorari by way of judicial review, removing for the purpose
of being quashed the decision of Leitrim County Council dated 9th January 2024 to
declare the applicant’s Certificate of Compliance on Completion bearing submission
Number 2053000 invalid for the purposes of article 20F(6) of the Building Control
Regulations 1997;
(ii) the matter be listed at a time to be fixed in order to consider whether it is necessary
to grant any other reliefs; and
(iii) the question of costs be adjourned for mention to that date.